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5.4 Non-maximal degenerations, generalised Calabi ansatz [00BL]

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5.4 Non-maximal degenerations, generalised Calabi ansatz

It is natural to ask what happens to the CY metrics for non-maximal polarized algebraic degenerations. Recall maximal degenerations require the essential skeleton to have dimension nn. The other extreme case, where dimS​k​(X)=0\dim Sk(X)=0, corresponds to degenerations with a uniform volume noncollapsing condition, and is by now quite well understood [50]: the metric limit is a Calabi-Yau variety with klt singularities. The case 0<dimS​k​(X)<n0<\dim Sk(X)<n is expected to exhibit a mixture of both the algebraic and NA/tropical behaviours. There is no systematic theory, but the CY metrics are described in some sporadic examples [25][42]. In such examples, a key role is played by a generalized Gibbons-Hawking ansatz, which expresses CY metrics with some torus symmetry in terms of both symplectic moment coordinates and complex coordinates on the Kähler quotient. In the generic region, the asymptotic behaviour of these metrics is captured by the Calabi ansatz, which describes the metric solely in complex coordinates using the Kähler potential [42, chapter 2]. The procedure to pass from the Calabi ansatz to the generalized Gibbons-Hawking ansatz is akin to the Legendre transform.

The Calabi ansatz is as follows. Let (Y,ΩY)(Y,\Omega_{Y}) be a compact (n−1)(n-1)-dimensional CY manifold with an ample line bundle EE, and let hh denote the Hermitian metric on E→YE\to Y whose curvature form is the Calabi-Yau metric on YY in the class c1​(E)c_{1}(E), so the length r=h1/2r=h^{1/2} defines a function on the total space EE. Let ξ\xi denote a local holomorphic fibre coordinate. The subset {0<r≲1}⊂E\{0<r\lesssim 1\}\subset E has a nowhere vanishing holomorphic volume form ΩE=ΩY∧d​log⁡ξ\Omega_{E}=\Omega_{Y}\wedge d\log\xi, defined indpendent of ξ\xi. Then the metric ansatz

ωE=d​dc​(−log⁡r)(n+1)/n\omega_{E}=dd^{c}(-\log r)^{(n+1)/n}

defines a CY metric on {0<r≲1}⊂E\{0<r\lesssim 1\}\subset E compatible with ΩE\Omega_{E}.

Very little is known about the relationship between the NA MA solution and the metric degenerations, even in the aforementioned cases where the metric is well understood. Relating these is likely to require first proving some version of the comparison property, which is a major open problem. Notwithstanding all technical difficulties, we speculate the following heuristic principle: in the small tt limit, inside the generic region on XtX_{t}, the NA solution should approximately describe the behaviour of the Kähler potential at large scales, and obliterate the information on small compact directions. Based on this principle, we will arrive at a generalised Calabi ansatz, which is a candidate limiting description of the CY metrics in the generic region, at least in some idealized situations.

We assume the setting of section 5.3, and denote the NA MA solution as ‖⋅‖C​Y=‖⋅‖ℒ​e−ϕ0\left\lVert\cdot\right\rVert_{CY}=\left\lVert\cdot\right\rVert_{\mathcal{L}}e^{-\phi_{0}}. Let ΔJ\Delta_{J} be an mm-dimensional face of S​k​(X)Sk(X). We impose the simplifying assumptions:

  • •

    There is no EiE_{i} among i∈Ii\in I intersecting EJE_{J} transversely in 𝒳\mathcal{X}. Consequently, the Poincaré residue ResEJ​(Ω)\text{Res}_{E_{J}}(\Omega) is nowhere vanishing on EJE_{J}. In this situation, the complex geometric picture around EJ⊂𝒳E_{J}\subset\mathcal{X} is modelled on the total space of the rank mm vector bundle π~:⊕0m𝒪(Ei)→EJ\tilde{\pi}:\oplus_{0}^{m}\mathcal{O}(E_{i})\to E_{J}, with a trivialisation 𝒪⁡(∑Ei)≃𝒪\mathcal{O}(\sum E_{i})\simeq\mathcal{O} provided by the coordinate tt. The holomorphic volume form for |t|≪1|t|\ll 1 is approximately

    Ω∼π~∗​ResEJ​(Ω)∧t​d​log⁡z0∧…​d​log⁡zm,\Omega\sim\tilde{\pi}^{*}\text{Res}_{E_{J}}(\Omega)\wedge td\log z_{0}\wedge\ldots d\log z_{m},

    so the holomorphic volume form Ωt\Omega_{t} on XtX_{t} is approximately

    Ωt∼(−1)n−m​π~∗​ResEJ∧d​log⁡z1∧…​d​log⁡zm.\Omega_{t}\sim(-1)^{n-m}\tilde{\pi}^{*}\text{Res}_{E_{J}}\wedge d\log z_{1}\wedge\ldots d\log z_{m}.
  • •

    For every x∈Int​(ΔJ)x\in\text{Int}(\Delta_{J}), the class 𝒟J​(x,‖⋅‖C​Y)∈H1,1​(EJ)\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert_{CY})\in H^{1,1}(E_{J}) is Kähler (cf. Remark 5.1).

  • •

    The NA solution ϕ0\phi_{0} is smooth, and in particular strictly convex on Int​(ΔJ)\text{Int}(\Delta_{J}).

We recycle the computation in section 5.2, to construct the overparametrisation uu of ϕ0\phi_{0}, and produce the Hermitian metric hth_{t} on (X,c1​(L))(X,c_{1}(L)), so that ht1/|log⁡|t||h_{t}^{1/|\log|t||} naturally converges to ‖⋅‖C​Y2\left\lVert\cdot\right\rVert_{CY}^{2} in the hybrid topology. Up to O⁡(1|log⁡|t||)O(\frac{1}{|\log|t||}) relative error, we have the metric asymptote (13) and the measure asymptote (14). This procedure is essentially dictated by the NA information. In particular, for each x∈Int​(ΔJ)x\in\text{Int}(\Delta_{J}), the class

[−d​dc​log⁡hℒ1/2+∑I∂u∂xi​d​dc​ϕi]=𝒟J​(x,‖⋅‖C​Y)∈H1,1​(EJ)[-dd^{c}\log h_{\mathcal{L}}^{1/2}+\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\phi_{i}]=\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert_{CY})\in H^{1,1}(E_{J})

is fixed by the NA MA solution.

Notice at this stage we still have the freedom to adjust hℒh_{\mathcal{L}} and rir_{i} which enter the construction in section 5.2. This information controls the small scale metric, and is not directly visible to the NA MA solution. For each x∈Int​(ΔJ)x\in\text{Int}(\Delta_{J}), let ϕx\phi_{x} be the solution to the complex MA equation on EJE_{J}:

(−d​dc​log⁡hℒ1/2+∑I∂u∂xi​d​dc​ϕi+d​dc​ϕx)n−m𝒟J​(x,‖⋅‖C​Y)n−m=ResEJ​(Ω)∧ResEJ​(Ω)¯∫EJResEJ​(Ω)∧ResEJ​(Ω)¯.\frac{\left(-dd^{c}\log h_{\mathcal{L}}^{1/2}+\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\phi_{i}+dd^{c}\phi_{x}\right)^{n-m}}{\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert_{CY})^{n-m}}=\frac{\text{Res}_{E_{J}}(\Omega)\wedge\overline{\text{Res}_{E_{J}}(\Omega)}}{\int_{E_{J}}\text{Res}_{E_{J}}(\Omega)\wedge\overline{\text{Res}_{E_{J}}(\Omega)}}. (19)

If we wish to completely determine ϕx\phi_{x} we need to fix a normalisation, but this choice is not essential. Under our hypotheses the dependence of ϕx\phi_{x} on xx can be made smooth.

We then modify hth_{t} into h~t=ht​e−2​ϕx\tilde{h}_{t}=h_{t}e^{-2\phi_{x}}, where x=Log𝒳​(z)x=\text{Log}_{\mathcal{X}}(z) on XtX_{t}. The metric asymptote (13) then implies that on Log𝒳−1​(Int​(ΔJ))⊂Xt\text{Log}_{\mathcal{X}}^{-1}(\text{Int}(\Delta_{J}))\subset X_{t} for |t|≪1|t|\ll 1, up to O⁡(1|log⁡|t||)O(\frac{1}{|\log|t||}) relative error,

−d​dc​log⁡h~t1/2∼∑1p∂2ϕ0∂xi​∂xj​1|log⁡|t||​−14​π​d​log⁡zi∧d​log⁡z¯j−d​dc​log⁡hℒ1/2+∑I∂u∂xi​d​dc​ϕi+d​dc​ϕx.\begin{split}-dd^{c}\log\tilde{h}_{t}^{1/2}\sim&\sum_{1}^{p}\frac{\partial^{2}\phi_{0}}{\partial x_{i}\partial x_{j}}\frac{1}{|\log|t||}\frac{\sqrt{-1}}{4\pi}d\log z_{i}\wedge d\log\bar{z}_{j}\\ &-dd^{c}\log h_{\mathcal{L}}^{1/2}+\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\phi_{i}+dd^{c}\phi_{x}.\end{split} (20)

The normalisation ambiguity on ϕx\phi_{x} is suppressed by O⁡(1|log⁡|t||)O(\frac{1}{|\log|t||}) relative to the term ∑1p∂2ϕ0∂xi​∂xj​1|log⁡|t||​−14​π​d​log⁡zi∧d​log⁡z¯j\sum_{1}^{p}\frac{\partial^{2}\phi_{0}}{\partial x_{i}\partial x_{j}}\frac{1}{|\log|t||}\frac{\sqrt{-1}}{4\pi}d\log z_{i}\wedge d\log\bar{z}_{j}. In particular, we see −d​dc​log⁡h~t1/2-dd^{c}\log\tilde{h}_{t}^{1/2} is positive definite, so defines a Kähler metric.

We then compute its volume form up to O⁡(1|log⁡|t||)O(\frac{1}{|\log|t||}) relative error:

(−d​dc​log⁡h~t1/2)n∼m!​det(D2​ϕ0)​(−d​dc​log⁡hℒ1/2+∑I∂u∂xi​d​dc​ϕi+d​dc​ϕx)n−m∧∏i=1m12​π​|log⁡|t||​d​log⁡|zi|∧d​arg⁡zi,∼m!​det(D2​ϕ0)𝒟J​(x,‖⋅‖C​Y)n−m​ResEJ​(Ω)∧ResEJ​(Ω)¯∫EJResEJ​(Ω)∧ResEJ​(Ω)¯∧∏i=1m−14​π​|log⁡|t||​d​log⁡zi∧d​log⁡z¯i∼m!(4​π​|log⁡|t||)mdet(D2​ϕ0)​𝒟J​(x,‖⋅‖C​Y)n−m​−1n2​Ωt∧Ωt¯∫EJ−1(n−m)2​ResEJ​(Ω)∧ResEJ​(Ω)¯.\begin{split}(-dd^{c}\log\tilde{h}_{t}^{1/2})^{n}\sim&m!\det(D^{2}\phi_{0})\left(-dd^{c}\log h_{\mathcal{L}}^{1/2}+\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\phi_{i}+dd^{c}\phi_{x}\right)^{n-m}\wedge\\ &\prod_{i=1}^{m}\frac{1}{2\pi|\log|t||}d\log|z_{i}|\wedge d\arg{z}_{i},\\ \sim m!\det(D^{2}\phi_{0})&\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert_{CY})^{n-m}\frac{\text{Res}_{E_{J}}(\Omega)\wedge\overline{\text{Res}_{E_{J}}(\Omega)}}{\int_{E_{J}}\text{Res}_{E_{J}}(\Omega)\wedge\overline{\text{Res}_{E_{J}}(\Omega)}}\wedge\\ &\prod_{i=1}^{m}\frac{\sqrt{-1}}{4\pi|\log|t||}d\log z_{i}\wedge d\log\bar{z}_{i}\\ \sim\frac{m!}{(4\pi|\log|t||)^{m}}&\det(D^{2}\phi_{0})\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert_{CY})^{n-m}\frac{\sqrt{-1}^{n^{2}}\Omega_{t}\wedge\overline{\Omega_{t}}}{\int_{E_{J}}\sqrt{-1}^{(n-m)^{2}}\text{Res}_{E_{J}}(\Omega)\wedge\overline{\text{Res}_{E_{J}}(\Omega)}}.\end{split}

where we use the metric asymptote (20), the construction of ϕx\phi_{x} (19), and the asymptote of Ωt\Omega_{t} in terms of the Poincaré residue. Now applying the PDE interpretation of NA MA equation (18), we see

(−d​dc​log⁡h~t1/2)n∼(Ln)(4​π​|log⁡|t||)m​−1n2​Ωt∧Ωt¯.(-dd^{c}\log\tilde{h}_{t}^{1/2})^{n}\sim\frac{(L^{n})}{(4\pi|\log|t||)^{m}}\sqrt{-1}^{n^{2}}\Omega_{t}\wedge\overline{\Omega_{t}}. (21)

This means the metric −d​dc​log⁡h~t1/2-dd^{c}\log\tilde{h}_{t}^{1/2} is approximately Calabi-Yau up to O⁡(1|log⁡|t||)O(\frac{1}{|\log|t||}) relative error in the region on XtX_{t} corresponding to the (slightly shrinked) interior of ΔJ\Delta_{J}. We call −d​dc​log⁡h~t1/2-dd^{c}\log\tilde{h}_{t}^{1/2} the generalised Calabi ansatz, and we expect this to model the CY metric on the generic region of XtX_{t} in the class c1​(L)c_{1}(L) up to small error. This provides a very tight relation between the NA MA equation and the degenerating CY metrics on XtX_{t}.

We now explain how to see the Calabi ansatz as a special case. The analogue of 𝒳\mathcal{X} is the total space of the rank 2 vector bundle E⊕E−1→YE\oplus E^{-1}\to Y, so the det bundle has a canonical trivialisation coordinate tt, which defines Xt⊂E⊕E−1X_{t}\subset E\oplus E^{-1}. Equivalently XtX_{t} can be viewed as a submanifold of EE. There is a holomorphic form on the total space E⊕E−1E\oplus E^{-1}, given by Ω=ΩY∧t​d​log⁡z0∧d​log⁡z1\Omega=\Omega_{Y}\wedge td\log z_{0}\wedge d\log z_{1}, where z1z_{1} is a local fibre coordinate on E→YE\to Y, and z0​z1=tz_{0}z_{1}=t. There is an induced holomorphic volume form Ωt\Omega_{t} on XtX_{t} defined by Ω=d​t∧Ωt\Omega=dt\wedge\Omega_{t}, calculated to be Ωt=(−1)n−1​ΩY∧d​log⁡z1\Omega_{t}=(-1)^{n-1}\Omega_{Y}\wedge d\log z_{1}, compatible up to sign with the Calabi ansatz setup. Now assume EE is ample, and is endowed with a Hermitian metric hh whose curvature form is the CY metric in (Y,c1​(E))(Y,c_{1}(E)). Denote r=h1/2r=h^{1/2} as the length function on EE. The analogue of ℒ\mathcal{L} is 𝒪\mathcal{O}. By the generalized Calabi ansatz prescription, we should find a function ϕ:ℝ+→ℝ\phi:\mathbb{R}_{+}\to\mathbb{R} satisfying the special case of the NA MA equation (18)

ϕ′′​(ϕ′)n−1=const,\phi^{\prime\prime}(\phi^{\prime})^{n-1}=\text{const},

and produce the metric −log⁡|t|​d​dc​ϕ​(log⁡rlog⁡|t|)-\log|t|dd^{c}\phi(\frac{\log r}{\log|t|}) on XtX_{t}. The solution ϕ⁡(x)=x(n+1)/n\phi(x)=x^{(n+1)/n} reproduces the Calabi ansatz up to scaling.

Remark 5.5.

The construction of the generalized Calabi ansatz above is analogous to the semi-Ricci-flat metric important in collapsing problems associated with holomorphic fibrations [44].

Remark 5.6.

In the maximal degeneration case n=mn=m, near an nn-dimensional open face of S​k​(X)Sk(X), there is no small compact directions described by holomorphic coordinates, and the generalized Calabi ansatz reduces to the semiflat metric. In general, this ansatz exhibits a mixture of holomorphic and NA behaviours.

Remark 5.7.

For m<nm<n, in the non-generic regions corresponding to lower dimensional faces of S​k​(X)Sk(X), the NA MA solution is expected to lose information about the metric. One expects instead that Ooguri-Vafa type metrics constructed using the generalised Gibbons-Hawking ansatz become important [25][42][31]. It would in particular be very interesting to understand the next generic behaviour, namely how the transition across (m−1)(m-1)-dimensional faces of S​k​(X)Sk(X) occurs in general.

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