5 Further directions [00BH]
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5 Further directions
Stepping outside of the main setting of this paper, we will mention some further problems, and make a few non-rigorous speculations. In particular, we will use KΓ€hler geometric intuition to guess a formula for the NA measure over the lower dimensional faces of in terms of differential operators. We then suggest a possible link between the NA MA equation and degeneration of CY metrics, in non-maximal degeneration settings, by proposing a generalized Calabi ansatz, which unifies the Calabi ansatz and the semiflat metric.
5.1 Transcendental case
While this paper focuses on the algebraic case, one may wonder what happens for βtranscendental familiesβ. A prototypical examples is the family of degree hypersurfaces in :
where denote the degree monomials, are coefficients chosen suitably generically, and are exponents chosen suitably. When are sufficiently irrational, this does not fit into our framework, yet the metric SYZ conjecture makes sense.
There seem to be two natural strategies. One is to make the NA pluripotential theory work over NA fields without a discrete valuation (cf. [7] for the latest progress), and the other is to develop the framework of real MA equation on polyhedral sets such as without explicit reference to NA geometry.
5.2 Conjectural meaning of the NA MA measure I
Let be an algebraic degeneration family with an ample polarization, and be a semistable snc model. This is not required to be CY, nor do we impose any maximal degeneration condition. It induces a formal model by base change. Consider the metric on , where we assume and is βsufficiently smoothβ on . Our plan is to use the heuristic logic at the end of section 3.4 to guess a formula for the NA measure over the interior of any face , in terms of differential operators. The answer will involve an interesting correction factor to the real MA measure.
Let correspond to as usual. We first explain how to associate a class in to each . Let be the local affine coordinate corresponding to for any ; we will only need . We introduce an overparametrisation: let be a function of all , such that agrees with at least on a neighbourhood of , and we assume is smooth. Here are treated as independent variables for , even though on they satisfy various linear constraints. Consider the class in defined by the affine linear combination of derivatives:
| (12) |
which depends only on because in
Notice and are invariant under the change
where and denote the model functions associated to . Thus the function on is intrinsically associated to .
Our strategy is to consider a family of Hermitian metrics on such that in the hybrid topology on , and take the limit of the complex MA measures associated to the curvature forms of . Introduce smooth Hermitian metrics and on and for . Use these to produce smooth functions on for , such that near the singularity is governed by for smooth local , where are local defining equations for , and away from the function is smooth and bounded positively from below. In order for to have the appropriate convergence behaviour as around , we use the ansatz
where are regarded as smooth functions on . The curvature form in is
Our goal is to extract the limiting contribution of to as . We need to separate this contribution from with ; algebraically this means taking the measure contribution near , but away from deeper strata . To formalize this, we consider the quantitative statum on (cf. section 3.1)
We need to compute
where the order of limit is important.
For fixed , after deleting terms suppressed by order , we have the asymptote on as :
where are the local defining functions of the divisors , and . Using that locally around , we can eliminate the variable to write
hence
| (13) |
Notice that has a smooth extension to the central fibre as ; the singular effect is eliminated by on . The term dominates in the directions transverse to , and the term dominates in the directions tangential to .
The measure asymptote is now
| (14) |
where is the Hessian matrix of . Thus the pushforward measure has the limit as :
Taking ,
Here an interesting topological effect takes place. Even though starts life as an exact form on , it acquires a first Chern class in the process of smooth extension to the central fibre , because we are removing the distributional contribution . Thus on , the smooth closed (1,1)-form
lies in the class
which is exactly the class we introduced earlier (cf. (12)). We have thus obtained a formula for the double limit:
Notice all auxiliary choices are eliminated at this stage. According to our heuristic logic that the NA MA measure should be the limit of the corresponding complex MA measures on , we conclude the heuristic formula for the NA MA measure over
| (15) |
Notice the RHS is a differential operator in the potential , because the intersection theoretic term is affine linear in the first order derivatives of . The formula exhibits a curious mixture of intersection theory with real MA operator.
Remark 5.1.
(Semipositivity, convexity, nefness) It is tempting to characterize the semipositivity condition on , in terms of differential conditions on , just like convex functions are characterised by the positivity of its Hessian matrix. We speculate that semipositivity should imply that for suitable choices of and , the curvature form can be made positive up to small errors. In the limit, the formula (13) then suggests that on each open face ,
- β’
The Hessian , namely is convex;
- β’
The gradient satisfies that lies in the nef cone.
Do these two conditions completely characterize semipositive metrics with ? If yes, it would naturally explain why (15) defines a measure, instead of just a signed measure.
5.3 Conjectural meaning of NA MA II
In this section we will speculate on the concrete meaning of the Boucksom-Favre-Jonsson solution to the NA Calabi conjecture (cf. section 3.5). Let be a polarized algebraic degeneration family of Calabi-Yau manifolds, which needs not be a maximal degeneration. Let be a semistable snc model. An analogue of the Lebesgue measure exists in this setting, which is supported on the essential skeleton . It can be found by the ideas outlined in section 3.1. To describe it, denote , and be any -dimensional face of , corresponding to with local defining functions . The holomorphic volume form on induces a holomorphic volume form on , called its PoincarΓ© residue , determined by the equality in :
This is independent of the choice of local coordinates . Then up to normalising by a global multiplicative constant, on the interior of ,
| (16) |
Notice it is proportional to , which explains the name βLebesgue measureβ. The union of the -dimensional open faces of has the full -measure, which is one by our normalisation.
We are interested in the distinguished solution to the NA MA equation on defined by
| (17) |
To give an interpretation, we boldly assume that , which can be regarded as a strong version of the comparison property. Then we are in the setting of section 5.2.
We begin with the interior of -dimensional faces of , which can be viewed as the generic region. Comparing with the heuristic formula (15), and making regularity assumptions on , we deduce a second order PDE
| (18) |
where defines a polynomial in the gradient of .
On any other face of dimension , not necessarily on ,
There are two obvious mechanisms for this to happen:
- β’
We may have the homogeneous real MA equation . There is a basic mechanism for this: notice that the model choice is not canonical, and one can blow up to obtain higher models. For simple blowups, either one subdivides an existent face, or one creates new faces. On any new face is automatic, because implies that is independent of the new coordinate variable.
- β’
We may have , which is an algebraic condition on the gradient of . The author speculates that this option happens for -dimensional faces on , and its role is to match the gradients when we cross from one -dimensional open face of to another. In Remark 5.1 we suggest may be a nef class on , and our equation precisely says this class has zero volume. The birational geometric significance seems well worth investigating. We now discuss some of the simplest ways this mechanism could work:
Example 5.2.
When , namely in the maximal degeneration case, for simplicity we consider an -dimensional face of , such that there are only two -dimensional faces of containing , and they both lie on . Then the degree condition imposes a matching condition on the gradient of across the -dim face.
We consider a very concrete local example where ,
and the two divisors intersect transversely at , giving rise to the two -dimensional faces. All divisors are reduced. The complex geometric local model for comprises of two charts and . On the first chart for , and is the affine coordinate on . On the second chart for , , and is the affine coordinate on . The transition on the overlap is
The holomorphic volume form , and the coordinate . Locally on
On the two -dimensional faces the coordinates are and respectively, satisfying the linear constraints and , so we can eliminate . By adjusting we can make it zero in the local model. The potential satisfies the real MA equation on the two -dimensional faces:
and the problem is to match them on . The complex geometry suggests that the domain of the coordinates can be extended outside the original -simplices, by the identificaton
and the real MA equation is satisfied also on . In terms of gradients at ,
The first conditions merely mean the tangent derivatives along agree. The normal derivative matching condition precisely says
From a different perspective, the zero degree condition explains why can be invisible to the metric, so is allowed to remain smooth across .
Example 5.3.
Example 5.4.
For , consider a -dimensional face of , such that there are two -dimensional faces of containing , and they both lie on . A very simple geometric situation is when is the smooth total space of a possibly singular -fibration over an -dim smooth variety , and the two 1-dimensional faces correspond to two disjoint sections of the -fibration, so . A natural way to make and nef for , is to ask to be the pullback of a nef class on the base . We regard this nef class as the limiting element of as approaches from either of the -dimensional faces. Then the matching condition is naturally seen as the continuity of across the -dimensional face. This example may be relevant for the Ooguri-Vafa type neck region in [25][42] (cf. [42, section 7.1]). The possibility for the -fibration to develop nodal fibres is related to the monopole bubbling phenemenon in these papers.
5.4 Non-maximal degenerations, generalised Calabi ansatz
It is natural to ask what happens to the CY metrics for non-maximal polarized algebraic degenerations. Recall maximal degenerations require the essential skeleton to have dimension . The other extreme case, where , corresponds to degenerations with a uniform volume noncollapsing condition, and is by now quite well understood [50]: the metric limit is a Calabi-Yau variety with klt singularities. The case is expected to exhibit a mixture of both the algebraic and NA/tropical behaviours. There is no systematic theory, but the CY metrics are described in some sporadic examples [25][42]. In such examples, a key role is played by a generalized Gibbons-Hawking ansatz, which expresses CY metrics with some torus symmetry in terms of both symplectic moment coordinates and complex coordinates on the KΓ€hler quotient. In the generic region, the asymptotic behaviour of these metrics is captured by the Calabi ansatz, which describes the metric solely in complex coordinates using the KΓ€hler potential [42, chapter 2]. The procedure to pass from the Calabi ansatz to the generalized Gibbons-Hawking ansatz is akin to the Legendre transform.
The Calabi ansatz is as follows. Let be a compact -dimensional CY manifold with an ample line bundle , and let denote the Hermitian metric on whose curvature form is the Calabi-Yau metric on in the class , so the length defines a function on the total space . Let denote a local holomorphic fibre coordinate. The subset has a nowhere vanishing holomorphic volume form , defined indpendent of . Then the metric ansatz
defines a CY metric on compatible with .
Very little is known about the relationship between the NA MA solution and the metric degenerations, even in the aforementioned cases where the metric is well understood. Relating these is likely to require first proving some version of the comparison property, which is a major open problem. Notwithstanding all technical difficulties, we speculate the following heuristic principle: in the small limit, inside the generic region on , the NA solution should approximately describe the behaviour of the KΓ€hler potential at large scales, and obliterate the information on small compact directions. Based on this principle, we will arrive at a generalised Calabi ansatz, which is a candidate limiting description of the CY metrics in the generic region, at least in some idealized situations.
We assume the setting of section 5.3, and denote the NA MA solution as . Let be an -dimensional face of . We impose the simplifying assumptions:
- β’
There is no among intersecting transversely in . Consequently, the PoincarΓ© residue is nowhere vanishing on . In this situation, the complex geometric picture around is modelled on the total space of the rank vector bundle , with a trivialisation provided by the coordinate . The holomorphic volume form for is approximately
so the holomorphic volume form on is approximately
- β’
For every , the class is KΓ€hler (cf. Remark 5.1).
- β’
The NA solution is smooth, and in particular strictly convex on .
We recycle the computation in section 5.2, to construct the overparametrisation of , and produce the Hermitian metric on , so that naturally converges to in the hybrid topology. Up to relative error, we have the metric asymptote (13) and the measure asymptote (14). This procedure is essentially dictated by the NA information. In particular, for each , the class
is fixed by the NA MA solution.
Notice at this stage we still have the freedom to adjust and which enter the construction in section 5.2. This information controls the small scale metric, and is not directly visible to the NA MA solution. For each , let be the solution to the complex MA equation on :
| (19) |
If we wish to completely determine we need to fix a normalisation, but this choice is not essential. Under our hypotheses the dependence of on can be made smooth.
We then modify into , where on . The metric asymptote (13) then implies that on for , up to relative error,
| (20) |
The normalisation ambiguity on is suppressed by relative to the term . In particular, we see is positive definite, so defines a KΓ€hler metric.
We then compute its volume form up to relative error:
where we use the metric asymptote (20), the construction of (19), and the asymptote of in terms of the PoincarΓ© residue. Now applying the PDE interpretation of NA MA equation (18), we see
| (21) |
This means the metric is approximately Calabi-Yau up to relative error in the region on corresponding to the (slightly shrinked) interior of . We call the generalised Calabi ansatz, and we expect this to model the CY metric on the generic region of in the class up to small error. This provides a very tight relation between the NA MA equation and the degenerating CY metrics on .
We now explain how to see the Calabi ansatz as a special case. The analogue of is the total space of the rank 2 vector bundle , so the det bundle has a canonical trivialisation coordinate , which defines . Equivalently can be viewed as a submanifold of . There is a holomorphic form on the total space , given by , where is a local fibre coordinate on , and . There is an induced holomorphic volume form on defined by , calculated to be , compatible up to sign with the Calabi ansatz setup. Now assume is ample, and is endowed with a Hermitian metric whose curvature form is the CY metric in . Denote as the length function on . The analogue of is . By the generalized Calabi ansatz prescription, we should find a function satisfying the special case of the NA MA equation (18)
and produce the metric on . The solution reproduces the Calabi ansatz up to scaling.
Remark 5.5.
The construction of the generalized Calabi ansatz above is analogous to the semi-Ricci-flat metric important in collapsing problems associated with holomorphic fibrations [44].
Remark 5.6.
In the maximal degeneration case , near an -dimensional open face of , there is no small compact directions described by holomorphic coordinates, and the generalized Calabi ansatz reduces to the semiflat metric. In general, this ansatz exhibits a mixture of holomorphic and NA behaviours.
Remark 5.7.
For , in the non-generic regions corresponding to lower dimensional faces of , the NA MA solution is expected to lose information about the metric. One expects instead that Ooguri-Vafa type metrics constructed using the generalised Gibbons-Hawking ansatz become important [25][42][31]. It would in particular be very interesting to understand the next generic behaviour, namely how the transition across -dimensional faces of occurs in general.