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5.2 Conjectural meaning of the NA MA measure I [00BJ]

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5.2 Conjectural meaning of the NA MA measure I

Let (X,L)(X,L) be an algebraic degeneration family with an ample polarization, and (𝒳,β„’)(\mathcal{X},\mathcal{L}) be a semistable snc model. This is not required to be CY, nor do we impose any maximal degeneration condition. It induces a formal model by base change. Consider the metric β€–β‹…β€–=‖⋅‖ℒ​eβˆ’Ο•\left\lVert\cdot\right\rVert=\left\lVert\cdot\right\rVert_{\mathcal{L}}e^{-\phi} on (XK,L)(X_{K},L), where we assume Ο•=Ο•βˆ˜r𝒳\phi=\phi\circ r_{\mathcal{X}} and Ο•\phi is β€˜sufficiently smooth’ on Δ𝒳\Delta_{\mathcal{X}}. Our plan is to use the heuristic logic at the end of section 3.4 to guess a formula for the NA measure over the interior of any face Ξ”JβŠ‚Ξ”π’³\Delta_{J}\subset\Delta_{\mathcal{X}}, in terms of differential operators. The answer will involve an interesting correction factor to the real MA measure.

Let Ξ”J\Delta_{J} correspond to EJ=∩i∈JEiE_{J}=\cap_{i\in J}E_{i} as usual. We first explain how to associate a class in H1,1​(EJ)H^{1,1}(E_{J}) to each x∈Int​(Ξ”J)x\in\text{Int}(\Delta_{J}). Let xix_{i} be the local affine coordinate corresponding to EiE_{i} for any i∈Ii\in I; we will only need Ei∩EJβ‰ βˆ…E_{i}\cap E_{J}\neq\emptyset. We introduce an overparametrisation: let uu be a function of all {xi}i∈I\{x_{i}\}_{i\in I}, such that uu agrees with Ο•\phi at least on a neighbourhood of Int​(Ξ”J)βŠ‚Ξ”π’³\text{Int}(\Delta_{J})\subset\Delta_{\mathcal{X}}, and we assume uu is smooth. Here xix_{i} are treated as independent variables for uu, even though on Δ𝒳\Delta_{\mathcal{X}} they satisfy various linear constraints. Consider the class in H1,1​(EJ)H^{1,1}(E_{J}) defined by the affine linear combination of derivatives:

π’ŸJ​(x,β€–β‹…β€–)=c1​(β„’)βˆ’βˆ‘Iβˆ‚uβˆ‚xi​c1​(π’ͺ⁑(Ei))\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert)=c_{1}(\mathcal{L})-\sum_{I}\frac{\partial u}{\partial x_{i}}c_{1}(\mathcal{O}(E_{i})) (12)

which depends only on Ο•\phi because in H1,1​(EJ)H^{1,1}(E_{J})

c1​(π’ͺ⁑(βˆ‘IEi))=c1​(div​(d​t))=0,c1​(π’ͺ⁑(Ei))=0βˆ€Ei∩EJ=βˆ….c_{1}(\mathcal{O}(\sum_{I}E_{i}))=c_{1}(\text{div}(dt))=0,\quad c_{1}(\mathcal{O}(E_{i}))=0\quad\forall E_{i}\cap E_{J}=\emptyset.

Notice β€–β‹…β€–=‖⋅‖ℒ​eβˆ’Ο•\left\lVert\cdot\right\rVert=\left\lVert\cdot\right\rVert_{\mathcal{L}}e^{-\phi} and π’ŸJ​(x,β€–β‹…β€–)\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert) are invariant under the change

β„’β†’β„’+βˆ‘Idi​Ei,Ο•β†’Ο•+βˆ‘Idi​ϕEi\mathcal{L}\to\mathcal{L}+\sum_{I}d_{i}E_{i},\quad\phi\to\phi+\sum_{I}d_{i}\phi_{E_{i}}

where diβˆˆβ„d_{i}\in\mathbb{R} and Ο•Ei\phi_{E_{i}} denote the model functions associated to EiE_{i}. Thus the function π’ŸJ​(x,β€–β‹…β€–)\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert) on Int​(Ξ”J)\text{Int}(\Delta_{J}) is intrinsically associated to β€–β‹…β€–\left\lVert\cdot\right\rVert.

Our strategy is to consider a family of Hermitian metrics hth_{t} on Lβ†’XtL\to X_{t} such that ht1/|log⁑|t||β†’β€–β‹…β€–2h_{t}^{1/|\log|t||}\to\left\lVert\cdot\right\rVert^{2} in the hybrid topology on XβŠ”Ξ”π’³X\sqcup\Delta_{\mathcal{X}}, and take the limit of the complex MA measures associated to the curvature forms of hth_{t}. Introduce smooth Hermitian metrics hβ„’h_{\mathcal{L}} and hEih_{E_{i}} on β„’\mathcal{L} and π’ͺ⁑(Ei)\mathcal{O}(E_{i}) for i∈Ii\in I. Use these to produce smooth functions rir_{i} on 𝒳\mathcal{X} for i∈Ii\in I, such that near EiβŠ‚π’³E_{i}\subset\mathcal{X} the singularity is governed by ri∼|zi|​eβˆ’Ο•ir_{i}\sim|z_{i}|e^{-\phi_{i}} for smooth local Ο•i\phi_{i}, where ziz_{i} are local defining equations for EiE_{i}, and away from EiE_{i} the function rir_{i} is smooth and bounded positively from below. In order for hth_{t} to have the appropriate convergence behaviour as tβ†’0t\to 0 around Int​(Ξ”J)βŠ‚XβŠ”Ξ”π’³\text{Int}(\Delta_{J})\subset X\sqcup\Delta_{\mathcal{X}}, we use the ansatz

ht∼hℒ​exp⁑(2​log⁑|t|​u​(log⁑rilog⁑|t|,i∈I))h_{t}\sim h_{\mathcal{L}}\exp\left(2\log|t|u(\frac{\log r_{i}}{\log|t|},i\in I)\right)

where rir_{i} are regarded as smooth functions on XtX_{t}. The curvature form in (Xt,c1​(L))(X_{t},c_{1}(L)) is

βˆ’d​dc​log⁑ht1/2βˆΌβˆ’d​dc​log⁑hβ„’1/2βˆ’log⁑|t|​d​dc​u,-dd^{c}\log h_{t}^{1/2}\sim-dd^{c}\log h_{\mathcal{L}}^{1/2}-\log|t|dd^{c}u,
d​dc​u=βˆ‘i,j∈Iβˆ‚2uβˆ‚xiβ€‹βˆ‚xj​1|log⁑|t||2​d​log⁑ri∧dc​log⁑rj+1log⁑|t|β€‹βˆ‘Iβˆ‚uβˆ‚xi​d​dc​log⁑ri.dd^{c}u=\sum_{i,j\in I}\frac{\partial^{2}u}{\partial x_{i}\partial x_{j}}\frac{1}{|\log|t||^{2}}d\log r_{i}\wedge d^{c}\log r_{j}+\frac{1}{\log|t|}\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\log r_{i}.

Our goal is to extract the limiting contribution of (βˆ’d​dc​log⁑ht1/2)n(-dd^{c}\log h_{t}^{1/2})^{n} to Int​(Ξ”J)\text{Int}(\Delta_{J}) as tβ†’0t\to 0. We need to separate this contribution from Ξ”Jβ€²\Delta_{J^{\prime}} with Jβ€²βŠ‹JJ^{\prime}\supsetneq J; algebraically this means taking the measure contribution near EJβŠ‚π’³E_{J}\subset\mathcal{X}, but away from deeper strata EJβ€²E_{J^{\prime}}. To formalize this, we consider the quantitative statum on XtX_{t} (cf. section 3.1)

EJ,tΟ΅={q∈Xt|d⁑(q,EJ)<Ο΅}βˆ–β‹ƒJβ€²βŠ‹J{q∈Xt|d⁑(q,EJβ€²)<Ο΅},Ο΅β‰ͺ1.E_{J,t}^{\epsilon}=\{q\in X_{t}|d(q,E_{J})<\epsilon\}\setminus\bigcup_{J^{\prime}\supsetneq J}\{q\in X_{t}|d(q,E_{J^{\prime}})<\epsilon\},\quad\epsilon\ll 1.

We need to compute

limΟ΅β†’0limtβ†’0Logπ’³βˆ—((βˆ’ddcloght1/2)nΒ Β EJ,tΟ΅)\lim_{\epsilon\to 0}\lim_{t\to 0}\text{Log}_{\mathcal{X}*}\left((-dd^{c}\log h_{t}^{1/2})^{n}\mathbin{\vrule height=6.88889pt,depth=0.0pt,width=0.55974pt\vrule height=0.55974pt,depth=0.0pt,width=5.59721pt}E_{J,t}^{\epsilon}\right)

where the order of limit is important.

For fixed Ο΅\epsilon, after deleting terms suppressed by order O⁑(1|log⁑|t||)O(\frac{1}{|\log|t||}), we have the asymptote on EJ,tΟ΅βŠ‚XtE_{J,t}^{\epsilon}\subset X_{t} as tβ†’0t\to 0:

d​dc​uβˆΌβˆ‘0pβˆ‚2uβˆ‚xiβ€‹βˆ‚xj​1|log⁑|t||2β€‹βˆ’14​π​d​log⁑zi∧d​log⁑zΒ―j+1log⁑|t|β€‹βˆ‘Iβˆ‚uβˆ‚xi​d​dc​log⁑ri,dd^{c}u\sim\sum_{0}^{p}\frac{\partial^{2}u}{\partial x_{i}\partial x_{j}}\frac{1}{|\log|t||^{2}}\frac{\sqrt{-1}}{4\pi}d\log z_{i}\wedge d\log\bar{z}_{j}+\frac{1}{\log|t|}\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\log r_{i},

where z0,…​zpz_{0},\ldots z_{p} are the local defining functions of the divisors EiβŠ‚π’³E_{i}\subset\mathcal{X}, and EJ=∩0pEiE_{J}=\cap_{0}^{p}E_{i}. Using that t=z0​…​zpt=z_{0}\ldots z_{p} locally around EJE_{J}, we can eliminate the z0z_{0} variable to write

d​dc​uβˆΌβˆ‘1pβˆ‚2Ο•βˆ‚xiβ€‹βˆ‚xj​1|log⁑|t||2β€‹βˆ’14​π​d​log⁑zi∧d​log⁑zΒ―j+1log⁑|t|β€‹βˆ‘Iβˆ‚uβˆ‚xi​d​dc​log⁑ri,dd^{c}u\sim\sum_{1}^{p}\frac{\partial^{2}\phi}{\partial x_{i}\partial x_{j}}\frac{1}{|\log|t||^{2}}\frac{\sqrt{-1}}{4\pi}d\log z_{i}\wedge d\log\bar{z}_{j}+\frac{1}{\log|t|}\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\log r_{i},

hence

βˆ’d​dc​log⁑ht1/2βˆΌβˆ‘1pβˆ‚2Ο•βˆ‚xiβ€‹βˆ‚xj​1|log⁑|t||β€‹βˆ’14​π​d​log⁑zi∧d​log⁑zΒ―jβˆ’d​dc​log⁑hβ„’1/2βˆ’βˆ‘Iβˆ‚uβˆ‚xi​d​dc​log⁑ri.\begin{split}-dd^{c}\log h_{t}^{1/2}\sim&\sum_{1}^{p}\frac{\partial^{2}\phi}{\partial x_{i}\partial x_{j}}\frac{1}{|\log|t||}\frac{\sqrt{-1}}{4\pi}d\log z_{i}\wedge d\log\bar{z}_{j}\\ &-dd^{c}\log h_{\mathcal{L}}^{1/2}-\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\log r_{i}.\end{split} (13)

Notice that d​dc​log⁑riβˆΌβˆ’d​dc​ϕidd^{c}\log r_{i}\sim-dd^{c}\phi_{i} has a smooth extension to the central fibre as tβ†’0t\to 0; the singular effect is eliminated by d​dc​log⁑|zi|=0dd^{c}\log|z_{i}|=0 on XtX_{t}. The term βˆ‘1pβˆ‚2Ο•βˆ‚xiβ€‹βˆ‚xj​1|log⁑|t||β€‹βˆ’14​π​d​log⁑zi∧d​log⁑zΒ―j\sum_{1}^{p}\frac{\partial^{2}\phi}{\partial x_{i}\partial x_{j}}\frac{1}{|\log|t||}\frac{\sqrt{-1}}{4\pi}d\log z_{i}\wedge d\log\bar{z}_{j} dominates in the directions transverse to EJE_{J}, and the term βˆ’d​dc​log⁑hβ„’1/2+βˆ‘Iβˆ‚uβˆ‚xi​d​dc​ϕi-dd^{c}\log h_{\mathcal{L}}^{1/2}+\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\phi_{i} dominates in the directions tangential to EJE_{J}.

The measure asymptote is now

(βˆ’d​dc​log⁑ht1/2)n∼p!​det(D2​ϕ)​(βˆ’d​dc​log⁑hβ„’1/2+βˆ‘Iβˆ‚uβˆ‚xi​d​dc​ϕi)nβˆ’p∧∏i=1p12​π​|log⁑|t||​d​log⁑|zi|∧d​arg⁑zi,\begin{split}(-dd^{c}\log h_{t}^{1/2})^{n}\sim&p!\det(D^{2}\phi)\left(-dd^{c}\log h_{\mathcal{L}}^{1/2}+\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\phi_{i}\right)^{n-p}\wedge\\ &\prod_{i=1}^{p}\frac{1}{2\pi|\log|t||}d\log|z_{i}|\wedge d\arg{z}_{i},\end{split} (14)

where D2​ϕ=(βˆ‚2Ο•βˆ‚xiβ€‹βˆ‚xj)pΓ—pD^{2}\phi=(\frac{\partial^{2}\phi}{\partial x_{i}\partial x_{j}})_{p\times p} is the Hessian matrix of Ο•\phi. Thus the pushforward measure has the limit as tβ†’0t\to 0:

limtβ†’0Logπ’³βˆ—((βˆ’ddcloght1/2)nΒ EJ,tΟ΅)=p!det(D2Ο•)|dx1…dxp|Γ—βˆ«EJ,0Ο΅(βˆ’d​dc​log⁑hβ„’1/2+βˆ‘Iβˆ‚uβˆ‚xi​d​dc​ϕi)nβˆ’p.\begin{split}\lim_{t\to 0}\text{Log}_{\mathcal{X}*}\left((-dd^{c}\log h_{t}^{1/2})^{n}\mathbin{\vrule height=6.88889pt,depth=0.0pt,width=0.55974pt\vrule height=0.55974pt,depth=0.0pt,width=5.59721pt}E_{J,t}^{\epsilon}\right)=p!\det(D^{2}\phi)|dx_{1}\ldots dx_{p}|\\ \times\int_{E_{J,0}^{\epsilon}}\left(-dd^{c}\log h_{\mathcal{L}}^{1/2}+\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\phi_{i}\right)^{n-p}.\end{split}

Taking Ο΅β†’0\epsilon\to 0,

limΟ΅β†’0limtβ†’0Logπ’³βˆ—((βˆ’ddcloght1/2)nΒ EJ,tΟ΅)=p!det(D2Ο•)|dx1…dxp|Γ—βˆ«EJ(βˆ’d​dc​log⁑hβ„’1/2+βˆ‘Iβˆ‚uβˆ‚xi​d​dc​ϕi)nβˆ’p.\begin{split}\lim_{\epsilon\to 0}\lim_{t\to 0}\text{Log}_{\mathcal{X}*}\left((-dd^{c}\log h_{t}^{1/2})^{n}\mathbin{\vrule height=6.88889pt,depth=0.0pt,width=0.55974pt\vrule height=0.55974pt,depth=0.0pt,width=5.59721pt}E_{J,t}^{\epsilon}\right)=p!\det(D^{2}\phi)|dx_{1}\ldots dx_{p}|\\ \times\int_{E_{J}}\left(-dd^{c}\log h_{\mathcal{L}}^{1/2}+\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\phi_{i}\right)^{n-p}.\end{split}

Here an interesting topological effect takes place. Even though d​dc​log⁑ridd^{c}\log r_{i} starts life as an exact form on XtX_{t}, it acquires a first Chern class in the process of smooth extension to the central fibre 𝒳0\mathcal{X}_{0}, because we are removing the distributional contribution d​dc​log⁑|zi|=[Ei]dd^{c}\log|z_{i}|=[E_{i}]. Thus on EJE_{J}, the smooth closed (1,1)-form

βˆ’d​dc​log⁑hβ„’1/2+βˆ‘Iβˆ‚uβˆ‚xi​d​dc​ϕi-dd^{c}\log h_{\mathcal{L}}^{1/2}+\sum_{I}\frac{\partial u}{\partial x_{i}}dd^{c}\phi_{i}

lies in the H1,1H^{1,1} class

c1​(β„’)βˆ’βˆ‘Iβˆ‚uβˆ‚xi​c1​(π’ͺ⁑(Ei)),c_{1}(\mathcal{L})-\sum_{I}\frac{\partial u}{\partial x_{i}}c_{1}(\mathcal{O}(E_{i})),

which is exactly the class π’ŸJ​(x,β€–β‹…β€–)\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert) we introduced earlier (cf. (12)). We have thus obtained a formula for the double limit:

p!​det(D2​ϕ)​|d​x1​…​d​xp|​(π’ŸJ​(x,β€–β‹…β€–)nβˆ’pβ‹…EJ).p!\det(D^{2}\phi)|dx_{1}\ldots dx_{p}|(\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert)^{n-p}\cdot E_{J}).

Notice all auxiliary choices are eliminated at this stage. According to our heuristic logic that the NA MA measure should be the limit of the corresponding complex MA measures on XtX_{t}, we conclude the heuristic formula for the NA MA measure over Int​(Ξ”J)\text{Int}(\Delta_{J})

rπ’³βˆ—MA(β€–β‹…β€–)=p!det(D2Ο•)|dx1…dxp|(π’ŸJ(x,β€–β‹…β€–)nβˆ’pβ‹…EJ).r_{\mathcal{X}*}MA(\left\lVert\cdot\right\rVert)=p!\det(D^{2}\phi)|dx_{1}\ldots dx_{p}|(\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert)^{n-p}\cdot E_{J}). (15)

Notice the RHS is a differential operator in the potential Ο•\phi, because the intersection theoretic term π’ŸJ​(x,β€–β‹…β€–)\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert) is affine linear in the first order derivatives of Ο•\phi. The formula exhibits a curious mixture of intersection theory with real MA operator.

Remark 5.1.

(Semipositivity, convexity, nefness) It is tempting to characterize the semipositivity condition on β€–β‹…β€–\left\lVert\cdot\right\rVert, in terms of differential conditions on Δ𝒳\Delta_{\mathcal{X}}, just like convex functions are characterised by the positivity of its Hessian matrix. We speculate that semipositivity should imply that for suitable choices of hβ„’h_{\mathcal{L}} and rIr_{I}, the curvature form βˆ’d​dc​log⁑ht1/2-dd^{c}\log h_{t}^{1/2} can be made positive up to small errors. In the tβ†’0t\to 0 limit, the formula (13) then suggests that on each open face Int​(Ξ”J)\text{Int}(\Delta_{J}),

  • β€’

    The Hessian D2​ϕβ‰₯0D^{2}\phi\geq 0, namely Ο•\phi is convex;

  • β€’

    The gradient satisfies that π’ŸJ​(x,β€–β‹…β€–)∈H1,1​(EJ)\mathcal{D}_{J}(x,\left\lVert\cdot\right\rVert)\in H^{1,1}(E_{J}) lies in the nef cone.

Do these two conditions completely characterize semipositive metrics with Ο•=Ο•βˆ˜r𝒳\phi=\phi\circ r_{\mathcal{X}}? If yes, it would naturally explain why (15) defines a measure, instead of just a signed measure.

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