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1 Introduction [00AX]

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1 Introduction

The purpose of this paper is to relate a metric version of the Strominger-Yau-Zaslow (SYZ) conjecture to non-archimedean (NA) pluripotential theory. One interpretation of the SYZ conjecture [41] is the following:

Conjecture 1.1.

Given a 1-parameter maximally degenerate family of polarized nn-dimensional Calabi-Yau (CY) manifolds (Xt,gt,Jt,ωt,Ωt)(X_{t},g_{t},J_{t},\omega_{t},\Omega_{t}) of holonomy S​U​(n)SU(n) over the punctured disc 𝔻t∗\mathbb{D}_{t}^{*}, then there exist special Lagrangian TnT^{n}-fibrations on the generic region of XtX_{t} for 0<|t|≪10<|t|\ll 1.

This interpretation puts the CY metrics at the forefront, in contrast to alternative softer viewpoints which emphasize the algebraic, symplectic or topological aspects. Here the generic region means a subset of XtX_{t} with almost the full percentage of the CY measure on XtX_{t}. This represents a compromise, as the difficulty of finding a special Lagrangian fibration on the entire XtX_{t} is well appreciated since [26].

The potential relevance of NA geometry to SYZ conjecture was suggested in Kontsevich and Soibelman [29][28]. NA pluripotential theory is taken much further by Boucksom et al [5][4][3][2]. Impressionistically,

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    NA geometry offers a natural language to describe the degeneration of complex manifolds into real simplicial/tropical objects.

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    It systematically encodes the combinatorics of tropical geometry.

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    It encodes much of the birational geometry for the degeneration family.

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    Usual notions in Kähler geometry such as functions, line bundles, Kähler metrics, complex Monge-Ampère measures, have natural (albeit exotic looking) analogues in NA geometry.

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    There is a natural way for CY volume measures to converge into a measure on a NA space.

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    An analogue of the Calabi conjecture holds in the NA context: one can solve the NA Monge-Ampère equation.

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    Under additional hypotheses, the NA Monge-Ampère measure agrees with the real Monge-Ampère measure.

In short, NA spaces are the natural candidates for limits of CY metrics relevant for the SYZ conjecture. While NA pluripotential theory has close analogy with Kähler geometry, so far it has found no direct implication on the behaviour of degenerating CY metrics. The goal of this paper is to show that, assuming a comparison property between NA vs. real MA equations, then the crank of NA pluripotential theory can be turned to prove the metric SYZ conjecture in quite satisfactory generality, at least in an algebraic setup. This largely accomplishes the reduction of this metric SYZ conjecture to a problem in NA geometry.

We work over ℂ\mathbb{C}. To set the scene,

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    Let SS be a smooth affine algebraic curve, with a point 0∈S0\in S. An algebraic degeneration family is given by a submersive projective morphism π:X→S∖{0}\pi:X\to S\setminus\{0\} with smooth connected nn-dimensional fibres XtX_{t} for t∈S∖{0}t\in S\setminus\{0\}. This is in contrast with the formal setting over the punctured formal disc Spec​(K)\text{Spec}(K) with K=ℂ⁡((t))K=\mathbb{C}(\!(t)\!). An algebraic degeneration induces a formal degeneration by base change.

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    A polarisation is given by an ample line bundle LL over XX.

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    We say π\pi is a degeneration family of Calabi-Yau manifolds if there is a trivialising section Ω\Omega of the canonical bundle KXK_{X}. Over a small disc 𝔻t\mathbb{D}_{t} around 0∈S0\in S, this induces holomorphic volume forms Ωt\Omega_{t} on XtX_{t} via Ω=d​t∧Ωt\Omega=dt\wedge\Omega_{t}. The normalised Calabi-Yau measure on XtX_{t} is the probability measure

    d​μt=Ωt∧Ω¯t∫XtΩt∧Ω¯t.d\mu_{t}=\frac{\Omega_{t}\wedge\overline{\Omega}_{t}}{\int_{X_{t}}\Omega_{t}\wedge\overline{\Omega}_{t}}. (1)

    The Calabi-Yau metrics ωC​Y,t\omega_{CY,t} on XtX_{t} are the unique Kähler metrics in the class 1|log⁡|t||​c1​(L)\frac{1}{|\log|t||}c_{1}(L) such that

    ωC​Y,tn∫XtωC​Y,tn=d​μt.\frac{\omega_{CY,t}^{n}}{\int_{X_{t}}\omega_{CY,t}^{n}}=d\mu_{t}. (2)
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    We say π:X→S∖{0}\pi:X\to S\setminus\{0\} is a maximal degeneration of Calabi-Yau manifolds if the essential skeleton has the maximal dimension nn, and the degeneration family admits a semistable snc model over SS. Maximal degenerations are also known as large complex structure limits (cf. section 3.1 for more details).

Remark 1.2.

Notice we have intentionally avoided completing the family at 0∈S0\in S. That would involve the choice of a model of π:X→S\pi:X\to S, namely a normal flat projective SS-scheme 𝒳\mathcal{X} together with an isomorphism with XX over the punctured curve S∖{0}S\setminus\{0\}. It is called an snc model if 𝒳\mathcal{X} is smooth, and the central fibre over 0∈S0\in S is a simple normal crossing divisor in 𝒳\mathcal{X}. If furthermore the central fibre is reduced, it is called a semistable snc model. Models can be analogously defined over the formal disc. The existence of snc models is a consequence of Hironaka’s resolution theorem. They are highly nonunique. By the semistable reduction theorem [27, chapter 2], after finite base change to another smooth algebraic curve S′S^{\prime}, we can always find some semistable snc model for the degeneration family X×S(S′∖{0})X\times_{S}(S^{\prime}\setminus\{0\}), so the existence of a semistable snc model is not a substantial assumption. Everything here is quasi-projective. The choice of a model is very useful, but not intrinsic to the degenerating CY metrics.

We now briefly explain the context of the comparison property between NA vs. real MA equations, referring the details to section 3. Given a polarized algebraic maximal degeneration family of CY manifolds, one can canonically associate a NA object called the Berkovich space XKa​nX_{K}^{an}, which can be viewed as the inverse limit of all the dual intersection complexes Δ𝒳\Delta_{\mathcal{X}} of snc models over the formal disc. There is a Lebesgue measure d​μ0d\mu_{0} supported on the essential skeleton S​k​(X)⊂XKa​nSk(X)\subset X_{K}^{an}, which is the natural limit of normalised CY measures on XtX_{t} in a suitable sense. A central result of NA pluripotential theory due to Boucksom-Favre-Jonsson [4] is the solution of the NA Calabi conjecture. In this setting, it provides a unique (up to scale) continuous semipositive metric ‖⋅‖C​Y\left\lVert\cdot\right\rVert_{CY} on XKa​nX_{K}^{an} with the polarisation LL, which solves the NA MA equation

M​A​(‖⋅‖C​Y)=(Ln)​d​μ0,MA(\left\lVert\cdot\right\rVert_{CY})=(L^{n})d\mu_{0},

where (Ln)=∫Xtc1​(L)n(L^{n})=\int_{X_{t}}c_{1}(L)^{n}. The NA MA measure is defined by intersection theory, so this is not even a partial differential equation as it stands, although the theory shares many features of Kähler geometry. Given a model ℒ\mathcal{L} of the line bundle LL, then the semipositive metric can be represented by a potential function ϕ0\phi_{0} on XKa​nX_{K}^{an}, similar to the usual relation in Kähler geometry between Hermitian metrics on line bundles and potential functions.

Now given any snc model 𝒳\mathcal{X} over the formal disc, there is a retraction map r𝒳:XKa​n→Δ𝒳r_{\mathcal{X}}:X_{K}^{an}\to\Delta_{\mathcal{X}} onto the dual intersection complex, and S​k​(X)Sk(X) sits inside Δ𝒳\Delta_{\mathcal{X}} as a simplicial subcomplex, with dimension nn by the maximal degeneration assumption. The nn-dimensional open faces Int​(ΔJ)\text{Int}(\Delta_{J}) of S​k​(X)Sk(X) have a canonical integral affine structure. In local affine coordinates, the Lebesgue measure d​μ0d\mu_{0} is a constant multiple of d​x1​…​d​xndx_{1}\ldots dx_{n}. Assuming ℒ\mathcal{L} lives over 𝒳\mathcal{X}, the semipositivity of ‖⋅‖C​Y\left\lVert\cdot\right\rVert_{CY} implies that the potential ϕ0\phi_{0} is a convex function on Int​(ΔJ)\text{Int}(\Delta_{J}), similar to the fact that Kähler metrics are locally represented by psh functions. Consequently, the restriction of ϕ0\phi_{0} to Int​(ΔJ)⊂S​k​(X)\text{Int}(\Delta_{J})\subset Sk(X) has a well defined real MA measure M​Aℝ​(ϕ0)MA_{\mathbb{R}}(\phi_{0}).

The comparison property hypothesis (cf. section 3.5) requires that there is some semistable snc model 𝒳\mathcal{X} over the formal disc as above, such that over all the nn-dimensional open faces Int​(ΔJ)\text{Int}(\Delta_{J}) of S​k​(X)⊂Δ𝒳Sk(X)\subset\Delta_{\mathcal{X}}, the function ϕ0=ϕ0∘r𝒳\phi_{0}=\phi_{0}\circ r_{\mathcal{X}} factors through the retraction map. This means the information of the potential ϕ0\phi_{0} on the abstract looking space XKa​nX_{K}^{an} is largely contained in a convex function on these open faces. Morever, a recent result of Vilsmeier [45] implies that under this comparison hypothesis, then ϕ0\phi_{0} satisfies a real MA equation on these open faces:

M​Aℝ​(ϕ0)=(Ln)n!​d​μ0.MA_{\mathbb{R}}(\phi_{0})=\frac{(L^{n})}{n!}d\mu_{0}.

In particular, the NA MA equation is closely related to a PDE after all. Such a relation between NA geometry and the real MA equation is in the spirit of the Kontsevich-Soibelman conjecture [29] about Gromov-Hausdorff limits of maximally degenerate CY metrics.

The main theorem of this paper is

Theorem 1.3.

Let X→S∖{0}X\to S\setminus\{0\} be an algebraic maximal degeneration family of Calabi-Yau manifolds, with the polarization ample line bundle L→XL\to X. Assume the NA MA-real MA comparison property holds for XX. Given any 0<δ≪10<\delta\ll 1, for sufficiently small tt depending on δ\delta, there exists a special Lagrangian TnT^{n}-fibration with respect to the Calabi-Yau structure (ωC​Y,t,Ωt)(\omega_{CY,t},\Omega_{t}) on an open subset of XtX_{t} whose normalized Calabi-Yau measure is at least 1−δ1-\delta.

The proof strategy is the following. It has already been understood in the author’s previous paper [32] that for the existence of the special Lagrangian fibration in the generic region, it is enough to prove that the Kähler potential for the CY metric on XtX_{t} is C0C^{0}-close to a solution of the real Monge-Ampère equation at least in the generic region. The natural candidate of this real MA solution comes from the Boucksom-Favre-Jonsson solution of the NA MA equation. To bridge the gap between the NA space and the complex manifold XtX_{t}, we go through a Fubini-Study C0C^{0}-approximation of the potential, to get a Kähler metric whose potential is C0C^{0} close to the BFJ solution in a suitable sense. Here it is crucial to preserve positivity. We then regularize it to make its volume form close to being CY in the generic region. We compare the regularized potential to the CY potential in C0C^{0} by adapting an L1L^{1}-stability argument of Kolodziej; making this work on the highly degenerate complex manifolds XtX_{t} requires a uniform Skoda estimate, proved in a companion paper [33].

In this strategy the appeal to NA geometry is for the following reasons.

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    NA geometry is a natural language to discuss intrinsic properties of the degeneration family independent of the choice of models.

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    The NA MA solution is a natural candidate solution to the real MA equation on the essential skeleton S​k​(X)Sk(X).

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    The NA framework effectively encodes the notion of positivity (psh properties). This gives one answer to the question: what is the appropriate analogous notion of Kähler potentials in the maximal degeneration limit?

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    The solution to the NA MA equation is known to be unique. This allows one to expect that the limit of the CY metrics on XtX_{t} is unique at least in the generic region, without the need to pass to subsequences.

The organization of the paper is as follows. We collect some essential analytic ingredients in section 2; in particular we prove a uniform one-sided version of the L1L^{1}-stability estimate by adapting an argument of Kolodziej. Section 3 is an introduction of NA geometry for differential geometers, and the emphasis is on the relation with Kähler geometry. Section 4 works on the metric SYZ conjecture proper, and the key is to prove the Cl​o​c0C^{0}_{loc}-convergence of the local potentials of the CY metric towards the NA solution, assuming the comparison property. We end this section with some discussions about the closely related Kontsevich-Soibelman conjecture. Section 5 presents problems and speculations beyond the SYZ setting. It contains a heuristic general formula for NA MA measure, and suggests how the NA MA equation is related to non-maximal degenerations by proposing a generalised Calabi ansatz.

Notation.

Our convention is d=∂+∂¯d=\partial+\bar{\partial}, dc=−12​π(−∂+∂¯)d^{c}=\frac{\sqrt{-1}}{2\pi}(-\partial+\bar{\partial}), so d​dc=−1π​∂∂¯dd^{c}=\frac{\sqrt{-1}}{\pi}\partial\bar{\partial}. The relation between Kähler potentials and Kähler metrics is ωϕ=ω+d​dc​ϕ\omega_{\phi}=\omega+dd^{c}\phi. Alternatively, we think of a Kähler metric in terms of local absolute potentials, meaning ω=d​dc​φ\omega=dd^{c}\varphi for locally defined psh functions φ\varphi. Given a Hermitian metric hh on a line bundle LL, its curvature form is −d​dc​log⁡h1/2-dd^{c}\log h^{1/2} in the class c1​(L)c_{1}(L).

Acknowledgement.

The author is a 2020 Clay Research Fellow, currently based at the Institute for Advanced Study. He thanks S. Boucksom and C. Vilsmeier for answering questions on NA geometry, and Song Sun, Simon Donaldson, and Valentino Tosatti for discussions.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.