ScalingStacks

Collapsing of abelian fibred Calabi-Yau manifolds

Gross, Mark · Tosatti, Valentino · Zhang, Yuguang

Original paper

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Collapsing of Abelian Fibred Calabi-Yau ManifoldsThanks: ∗Supported in part by NSF grants DMS-0805328 and DMS-1105871.Thanks: †Supported in part by NSF grant DMS-1005457.Thanks: ‡Supported in part by NSFC-10901111.

Mark Gross∗ Address: Mathematics Department, University of California San Diego, 9500 Gilman Drive #0112, La Jolla, CA 92093 Email address: mgross@math.ucsd.edu , Valentino Tosatti† Address: Department of Mathematics, Columbia University, 2900 Broadway, New York, NY 10027 Email address: tosatti@math.columbia.edu and Yuguang Zhang‡ Address: Mathematics Department, Capital Normal University, Beijing 100048, P.R. China Email address: yuguangzhang76@yahoo.com
Abstract.

We study the collapsing behaviour of Ricci–flat Kähler metrics on a projective Calabi-Yau manifold which admits an abelian fibration, when the volume of the fibers approaches zero. We show that away from the critical locus of the fibration the metrics collapse with locally bounded curvature, and along the fibers the rescaled metrics become flat in the limit. The limit metric on the base minus the critical locus is locally isometric to an open dense subset of any Gromov-Hausdorff limit space of the Ricci-flat metrics. We then apply these results to study metric degenerations of families of polarized hyperkähler manifolds in the large complex structure limit. In this setting we prove an analog of a result of Gross-Wilson for K​3K3 surfaces, which is motivated by the Strominger-Yau-Zaslow picture of mirror symmetry.

[030M]

1. Introduction

A Calabi-Yau manifold MM is a compact Kähler manifold with vanishing first Chern class c1​(M)=0c_{1}(M)=0 in H2​(M,ℝ)H^{2}(M,\mathbb{R}). A fundamental theorem of Yau [45] says that on MM there exists a unique Ricci–flat Kähler metric in each Kähler class. If we move the Kähler class towards a limit class on the boundary of the Kähler cone, we get a family of Ricci–flat Kähler metrics which degenerates in the limit. The general question of understanding the geometric behaviour of these metrics was raised by Yau [46, 47], Wilson [44] and others, and much work has been devoted to it, see for example [18, 29, 30, 34, 37, 38] and references therein. In this paper, we study metric degenerations of Ricci–flat Kähler metrics whose Kähler classes approach semi-ample non-big classes.

The first useful observation is that the diameters of a family of Ricci–flat Kähler metrics ω~t\tilde{\omega}_{t}, t∈(0,1]t\in(0,1], on a Calabi-Yau manifold MM are uniformly bounded if their Kähler classes [ω~t][\tilde{\omega}_{t}] tend to a limit class α\alpha on the boundary of the Kähler cone when t→0t\rightarrow 0 [37, 48]. Another special feature of the Kähler case is that the volume of the Ricci–flat metrics can be computed cohomologically, and to determine whether it will approach zero or stay bounded away from it, it is enough to calculate the self-intersection αn\alpha^{n} where n=dimℂMn=\dim_{\mathbb{C}}M. If αn\alpha^{n} is strictly positive, then it was proved by the second-named author [37] that the Ricci–flat metrics do not collapse, (i.e., there is a constant υ>0\upsilon>0 independent of tt such that each ω~t\tilde{\omega}_{t} has a unit radius metric ball with volume bigger than υ\upsilon), and in fact converge smoothly away from a subvariety. If αn\alpha^{n} is zero, then the total volume of the Ricci–flat metrics approaches zero, so one expects to have collapsing to a lower-dimensional space. This was shown to be the case for elliptically fibered K​3K3 surfaces by Gross-Wilson [18], and later the second-named author considered the higher dimensional case when the Calabi-Yau manifold MM admits a holomorphic fibration to a lower-dimensional Kähler space, and the limit class is the pullback of a Kähler class [38]. The first goal of the present paper is to improve the convergence result in [38].

Let us now describe our first result in detail. Let (M,ωM)(M,\omega_{M}) be a compact Calabi-Yau nn-manifold which admits a holomorphic map f:M→Zf:M\to Z where (Z,ωZ)(Z,\omega_{Z}) is a compact Kähler manifold. Thanks to Yau’s theorem, we can assume that ωM\omega_{M} is Ricci–flat. Denote by N=f⁡(M)N=f(M) the image of ff, and assume that NN is an irreducible normal subvariety of ZZ with dimension mm, 0<m<n0<m<n, and that the map f:M→Nf:M\to N has connected fibers. Denote by ω0=f∗​ωZ\omega_{0}=f^{*}\omega_{Z}, which is a smooth nonnegative real (1,1)(1,1)-form on MM whose cohomology class lies on the boundary of the Kähler cone of MM, and denote also by ωN\omega_{N} the restriction of ωZ\omega_{Z} to the regular part of NN. For example, one can take either Z=NZ=N (if NN is smooth), or Z=ℂ​ℙNZ=\mathbb{CP}^{N} (if NN is an algebraic variety). This second case arises whenever we have a line bundle L→ML\to M which is semiample (some power is globally generated) and of Iitaka dimension m<nm<n, so LL is not big.

In general, given a map f:M→Nf:M\to N as above, there is a proper analytic subvariety S⊂MS\subset M such that N\f⁡(S)N\backslash f(S) is smooth and f:M\S→N\f⁡(S)f:M\backslash S\to N\backslash f(S) is a smooth submersion (the set SS is exactly where the differential d​fdf does not have full rank mm). For any y∈N\f⁡(S)y\in N\backslash f(S) the fiber My=f−1​(y)M_{y}=f^{-1}(y) is a smooth Calabi-Yau manifold of dimension n−mn-m, and it is equipped with the Kähler metric ωM|My\omega_{M}|_{M_{y}}. The volume of the fibers ∫My(ωM|My)n−m\int_{M_{y}}(\omega_{M}|_{M_{y}})^{n-m} is a homological constant that does not depend on yy in N\f⁡(S)N\backslash f(S), and we can assume that it equals 11. Consider the Kähler metrics on MM given by ωt=ω0+t​ωM\omega_{t}=\omega_{0}+t\omega_{M}, with 0<t⩽10<t\leqslant 1, and call ω~t=ωt+−1​∂∂¯​φt\tilde{\omega}_{t}=\omega_{t}+\sqrt{-1}\partial\overline{\partial}\varphi_{t} the unique Ricci–flat Kähler metric on MM cohomologous to ωt\omega_{t}, with potentials normalized by supMφt=0\sup\limits_{M}\varphi_{t}=0. They satisfy a family of complex Monge-Ampère equations

(1.1) ω~tn=(ωt+−1​∂∂¯​φt)n=ct​tn−m​ωMn,\tilde{\omega}_{t}^{n}=(\omega_{t}+\sqrt{-1}\partial\overline{\partial}\varphi_{t})^{n}=c_{t}t^{n-m}\omega_{M}^{n},

where ctc_{t} is a constant that has a positive limit as t→0t\to 0 (see (4.28)). A general C0C^{0} estimate ‖φt‖C0⩽C\|\varphi_{t}\|_{C^{0}}\leqslant C (independent of t>0t>0) for such equations was proved by Demailly-Pali [9] and Eyssidieux-Guedj-Zeriahi [10], generalizing work of Kołodziej [24]. In the case under consideration, much more is true: the second-named author’s work [38] shows that there exists a smooth function φ\varphi on N\f⁡(S)N\backslash f(S) so that as tt goes to zero we have φt→φ∘f\varphi_{t}\to\varphi\circ f in Cl​o​c1,α​(M\S,ωM)C^{1,\alpha}_{loc}(M\backslash S,\omega_{M}) for any 0<α<10<\alpha<1. Moreover ω=ωN+−1​∂∂¯​φ\omega=\omega_{N}+\sqrt{-1}\partial\overline{\partial}\varphi is a Kähler metric on N\f⁡(S)N\backslash f(S) with Ric⁡(ω)=ωWP\Ric(\omega)=\omega_{\rm WP}. Here ωWP\omega_{\rm WP} is the pullback of the Weil-Petersson metric from the moduli space of polarized Calabi-Yau fibers, which has appeared several times before in the literature [11, 18, 34, 38].

We now assume that the every fiber MyM_{y} with y∈N\f⁡(S)y\in N\backslash f(S) is biholomorphic to a complex torus (of course, it is enough to assume that just one smooth fiber is a complex torus). This is the case for example whenever MM is hyperkähler. We also assume that MM is projective, so we can take [ωM][\omega_{M}] to be the first Chern class of an ample line bundle. In this case we can improve the above result, thus answering Questions 4.1 and 4.2 of [39] in our setting:

[030N]
Theorem 1.1.

If MM is projective and if one (and hence all) of the fibers MyM_{y} with y∈N\f⁡(S)y\in N\backslash f(S) is a torus, then as tt approaches zero the Ricci–flat metrics ω~t\tilde{\omega}_{t} converge in Cloc∞​(M\S,ωM)C^{\infty}_{\mathrm{loc}}(M\backslash S,\omega_{M}) to f∗​ωf^{*}\omega, where ω\omega is a Kähler metric on N\f⁡(S)N\backslash f(S) with Ric⁡(ω)=ωWP\Ric(\omega)=\omega_{\rm WP}. Given any compact set K⊂M\SK\subset M\backslash S there is a constant CKC_{K} such that the sectional curvature of ω~t\tilde{\omega}_{t} satisfies

(1.2) supK|Sec⁡(ω~t)|⩽CK,\sup_{K}|\mathrm{Sec}(\tilde{\omega}_{t})|\leqslant C_{K},

for all small t>0t>0. Furthermore, on each torus fiber MyM_{y} with y∈N\f⁡(S)y\in N\backslash f(S) we have

(1.3) ω~t|Myt→ωS​F,y,\frac{\tilde{\omega}_{t}|_{M_{y}}}{t}\to\omega_{SF,y},

where ωS​F,y\omega_{SF,y} is the unique flat metric on MyM_{y} cohomologous to ωM|My\omega_{M}|_{M_{y}} and the convergence is smooth and uniform as yy varies on a compact subset of N\f⁡(S)N\backslash f(S).

As remarked earlier, in the case of elliptically fibered K​3K3 surfaces (n=2,m=1n=2,m=1) this theorem follows from the work of Gross-Wilson [18]. In higher dimensions, in the very special case when SS is empty, the theorem (except (1.2)) also follows from the work of Fine [11]. Both these works take a different approach from us, by constructing the Ricci–flat metrics ω~t\tilde{\omega}_{t} as small perturbations of semi-flat metrics (see section 3), which in [18] are glued to Ooguri-Vafa metrics near the singular fibers. By contrast, we work directly with the Ricci–flat metrics ω~t\tilde{\omega}_{t} and prove that they satisfy a priori estimates away from the singular fibers, which then implies the convergence results. This was also the approach taken by the second-named author in [38], where the convergence ω~t→f∗​ω\tilde{\omega}_{t}\to f^{*}\omega was proved in a weaker topology (see also the work of Song-Tian [34] for the case of K​3K3 surfaces).

The curvature bound (1.2) in Theorem 1.1 does not hold if the generic fibers are not tori, as one can see for example by taking the product of two non-flat Calabi-Yau manifolds with the product Ricci-flat Kähler metric and then scaling one factor to zero. On the other hand, we believe that the assumption in Theorem 1.1 that MM is projective is just technical and it should be possible to remove it.

We now describe the second main result of the paper, which concerns the Gromov-Hausdorff limit of our manifolds. The Gromov-Hausdorff distance dG​Hd_{GH} was introducted by Gromov in the 1980’s [15], and it defines a topology on the space of isometry classes of all compact metric spaces. For two compact metric spaces XX and YY, the Gromov-Hausdorff distance of XX and YY is

dG​H(X,Y)=infZ{dHZ(X,Y)|X,Y↪Z isometric embeddings},d_{GH}(X,Y)=\inf_{Z}\{d_{H}^{Z}(X,Y)\ |\ X,Y\hookrightarrow Z\text{ isometric embeddings}\},

where ZZ is a metric space and dHZ​(X,Y)d_{H}^{Z}(X,Y) denotes the standard Hausdorff distance between XX and YY regarded as subsets in ZZ by the isometric embeddings (see for example [15, 28] for more background). The Gromov-Hausdorff topology provides a framework to study families of compact metric spaces or Riemannian manifolds. We would like to understand the Gromov-Hausdorff convergence of (M,ω~t)(M,\tilde{\omega}_{t}) in Theorem 1.1. Since the volume of the whole manifold goes to zero, the manifolds (M,ω~t)(M,\tilde{\omega}_{t}) are collapsing. Furthermore, from Theorem 1.1 we know that on a Zariski open set of MM the Ricci-flat metrics collapse with locally bounded curvature.

The collapsing of Einstein manifolds and Riemannian manifolds with definite curvature bounds in the Gromov-Hausdorff sense has been extensively studied from different viewpoints, see for example [2, 5, 6, 7, 8, 12, 18, 27, 28, 33] and the reference therein. These general theories provide us with results which are particularly strong in the case of Riemannian manifolds with bounded sectional curvature and Einstein manifolds of dimension 44. The first detailed analysis of the collapsing of geometrically interesting families of Einstein 44-manifolds was done by Anderson in [2]. More recently, a result of Cheeger-Tian [7] shows that on any sufficiently collapsed Ricci–flat Einstein 44-manifold with volume 11 there is a large open set UU where the sectional curvature is bounded by a universal constant, and UU admits an ℱ\mathcal{F}-structure, which is a generalization of torus fibration. Furthermore, by [27], the collapsed limits of Ricci–flat Einstein 44-manifolds with bounded Euler numbers are smooth Riemannian orbifolds away from a finite number of points. The metric structure of collapsed limits of higher-dimensional Einstein nn-manifolds (and more generally manifolds with a uniform lower bound on the Ricci curvature) was extensively studied by Cheeger-Colding [5] and collaborators. Regarding the collapsed Gromov-Hausdorff limit of the Ricci–flat metrics in Theorem 1.1, we have the following result.

First of all, thanks to [37, 48] we know that the diameter of (M,ω~t)(M,\tilde{\omega}_{t}) satisfies

(1.4) diamω~t​(M)⩽D,\mathrm{diam}_{\tilde{\omega}_{t}}(M)\leqslant D,

for some constant DD and for all t>0t>0. Furthermore, since ω~t→f∗​ω\tilde{\omega}_{t}\to f^{*}\omega and the base NN is not a point, we also have that diamω~t​(M)⩾D−1.\mathrm{diam}_{\tilde{\omega}_{t}}(M)\geqslant D^{-1}. Given any sequence tk→0t_{k}\rightarrow 0, Gromov’s precompactness theorem shows that a subsequence of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) converges to some compact path metric space (X,dX)(X,d_{X}) in the Gromov-Hausdorff topology. Note that because of the upper and lower bounds for the diameter, if we rescaled the metrics ω~tk\tilde{\omega}_{t_{k}} to have diameter equal to one, the Gromov-Hausdorff limit (modulo subsequences) would be isometric to (X,dX)(X,d_{X}) after a rescaling.

[030P]
Theorem 1.2.

In the same setting as Theorem 1.1, for any such limit space (X,dX)(X,d_{X}) there is an open dense subset X0⊂XX_{0}\subset X such that (X0,dX)(X_{0},d_{X}) is locally isometric to (N\f⁡(S),ω)(N\backslash f(S),\omega), i.e. there is a homeomorphism ϕ:N\f⁡(S)⟶X0\phi:N\backslash f(S)\longrightarrow X_{0} satisfying that, for any y∈N\f⁡(S)y\in N\backslash f(S), there is a neighborhood By⊂N\f⁡(S)B_{y}\subset N\backslash f(S) of yy such that, for y1y_{1} and y2∈Byy_{2}\in B_{y},

dω​(y1,y2)=dX​(ϕ⁡(y1),ϕ⁡(y2)).d_{\omega}(y_{1},y_{2})=d_{X}(\phi(y_{1}),\phi(y_{2})).

In fact we prove that X\X0X\backslash X_{0} has measure zero with respect to the renormalized limit measure of [5], which implies that X0X_{0} is dense in XX. It would be interesting to prove that the metric completion of (N\f⁡(S),ω)(N\backslash f(S),\omega) is isometric to (X,dX)(X,d_{X}). In the case of K​3K3 surfaces this was proved by Gross-Wilson [18].

As an application of Theorem 1.1 and Theorem 1.2 we study the metric degenerations of families of polarized hyperkähler manifolds in the large complex structure limit. In [36], Stominger, Yau and Zaslow proposed a conjecture about constructing the mirror manifold of a given Calabi-Yau manifold via special Lagrangian fibrations. This became known as the SYZ conjecture, and has generated an immense amount of work, see for example [16, 17, 18, 25] and references therein. Later another version of the SYZ conjecture was proposed by Gross-Wilson [18], Kontsevich-Soibelman [25] and Todorov via degenerations of Ricci–flat Kähler-Einstein metrics. The conjecture says that if {Mt}\{M_{t}\}, t∈Δ\{0}⊂ℂt\in\Delta\backslash\{0\}\subset\mathbb{C}, is a family of polarized Calabi-Yau nn-manifolds, ωt\omega_{t} is the Ricci–flat Kähler-Einstein metric representing the polarization on MtM_{t}, and the complex structure of MtM_{t} tends to a large complex structure limit point in the deformation moduli space of MtM_{t} when t→0t\rightarrow 0, then after rescaling (Mt,ωt)(M_{t},\omega_{t}) to have diameter 11, they collapse to a compact metric space (X,dX)(X,d_{X}) in the Gromov-Hausdorff sense. Furthermore, a dense open subset X0⊂XX_{0}\subset X is a smooth manifold of real dimension nn, and the codimension of X\X0X\backslash X_{0} is bigger or equal to 22. This conjecture holds trivially for tori, and was verified for K​3K3 surfaces by Gross-Wilson in [18].

In the third main result of this paper we consider this conjecture for higher dimensional hyperkähler manifolds. We will describe it briefly here, and give a more complete description in Section 2. Let (M,I)(M,I) be a compact complex manifold of complex dimension 2​n2n with a Ricci–flat Kähler metric ωI\omega_{I} with holonomy the full group S​p​(n)Sp(n). In particular MM is Calabi-Yau (in our definition), and furthermore it has a hyperkähler structure. We assume that there is an ample line bundle over MM with the first Chern class [ωI][\omega_{I}], that we have a holomorphic fibration f:M→Nf:M\to N as before with NN a projective variety, and that there is a holomorphic section s:N→Ms:N\to M. Under these assumptions, it is known that N=ℂ​ℙnN=\mathbb{CP}^{n} [22], and that the smooth fibers of ff are complex Lagrangian tori [26]. If we perform a hyperkähler rotation of the complex structure, the fibers become special Lagrangian, and we are exactly in the setup of Strominger, Yau and Zaslow [36]. We furthermore assume that the polarization induced on the torus fibers is principal. In this case, the SYZ mirror symmetry picture predicts that MM is mirror to itself, and that a large complex structure limit is mirror to a large Kähler structure limit. We use this as our definition of large complex structure limit, so we have a family of polarized hyperkähler structures (M,Ωˇs)(M,\check{\Omega}_{s}) with Ricci-flat Kähler metric ωˇ\check{\omega} which approach a large complex structure limit as s→∞s\to\infty. By assuming the validity of a standard conjecture on hyperkähler manifolds (Conjecture 2.3), we can performe a hyperkähler rotation and a normalization to reduce exactly to the setup covered by Theorems 1.1 and 1.2, and we can prove:

[030Q]
Theorem 1.3.

In the above situation, denote Mˇs\check{M}_{s} the hyperkähler manifold with period Ωˇs\check{\Omega}_{s}, and ds=diamωˇ​(Mˇs)d_{s}={\rm diam}_{\check{\omega}}(\check{M}_{s}). Then, for any sequence sk→∞s_{k}\rightarrow\infty, a subsequence of (Mˇsk,dsk−2​ωˇ)(\check{M}_{s_{k}},d_{s_{k}}^{-2}\check{\omega}) converges in the Gromov-Hausdorff sense to a compact metric space (X,dX)(X,d_{X}). Furthermore, there is an open dense subset X0⊂XX_{0}\subset X such that (X0,dX)(X_{0},d_{X}) is local isometric to an open non-complete smooth Riemannian manifold (N0,g)(N_{0},g) with dimℝN0=12​dimℝM\dim_{\mathbb{R}}N_{0}=\frac{1}{2}\dim_{\mathbb{R}}M.

This proves the conjecture of Gross-Wilson [18], Kontsevich-Soibelman [25] and Todorov in our situation, modulo these assumptions, except for the statement that codimℝ​(X\X0)⩾2\mathrm{codim}_{\mathbb{R}}(X\backslash X_{0})\geqslant 2 where more arguments are needed. Again, this was proved by Gross-Wilson [18] in the case of K​3K3 surfaces.

This paper is organized as follows. In Section 2 we study SYZ mirrors of some hyperkähler manifolds, and derive Theorem 1.3 as a consequence of Theorems 1.1 and 1.2. In Section 3 we construct semi-flat background metrics on the total space of a holomorphic torus fibration. Theorem 1.1 is proved in Section 4 while Theorem 1.2 is proved in Section 5.

Acknowledgements: Most of this work was carried out while the second-named author was visiting the Mathematical Science Center of Tsinghua University in Beijing, which he would like to thank for the hospitality. He is also grateful to D.H. Phong and S.-T. Yau for their support and encouragement, and to J. Song for many useful discussions. Some parts of this paper were obtained while the third-named author’s was visiting University of California San Diego and Institut des Hautes Études Scientifiques. He would like to thank UCSD and IHÉS for the hospitality, and he is also grateful to Professor Xiaochun Rong for helpful discussions.

[030R]

2. Hyperkähler mirror symmetry

In this section we discuss a version of mirror symmetry for hyperkähler manifolds analogous to the one used for K3 surfaces in [18].

The situation for general hyperkähler manifolds is considerably less developed, however, and we shall have to make many assumptions in this discussion. The goal is to show, modulo these assumptions, that one obtains the expected Gromov-Hausdorff collapse at a large complex structure limit of hyperkähler manifolds, and that the limit can be identified using the main results of this paper. This is completely analogous to [18], and this discussion represents a summary of known results.

First we review known facts about periods of hyperkähler manifolds. Fix MM a manifold of real dimension 4​n4n which supports a hyperkähler manifold structure with holonomy being the full group S​p​(n)Sp(n). (When a hyperkähler manifold has this full group as holonomy, it is said to be irreducible.) Set L=H2​(M,ℤ)L=H^{2}(M,\mathbb{Z}), Lℝ:=L⊗ℤℝL_{\mathbb{R}}:=L\otimes_{\mathbb{Z}}\mathbb{R}, Lℂ:=L⊗ℤℂL_{\mathbb{C}}:=L\otimes_{\mathbb{Z}}\mathbb{C}. Then there is a real-valued non-degenerate quadratic form qM:L→ℝq_{M}:L\rightarrow\mathbb{R}, called the Beauville-Bogomolov form, with the property that there is a constant cc such that

qM​(α)n=c​∫Mα2​nq_{M}(\alpha)^{n}=c\int_{M}\alpha^{2n}

for α∈L\alpha\in L, of signature (+,+,+,−,⋯,−)(+,+,+,-,\cdots,-). We write qM​(⋅,⋅)q_{M}(\cdot,\cdot) for the induced pairing, with qM​(α,α)=qM​(α)q_{M}(\alpha,\alpha)=q_{M}(\alpha).

We can define the period domain of MM to be

𝒫M:={[Ω]∈ℙ(Lℂ)|qM(Ω)=0,qM(Ω,Ω¯)>0}.\mathcal{P}_{M}:=\{[\Omega]\in\mathbb{P}(L_{\mathbb{C}})\,|\,q_{M}(\Omega)=0,\quad q_{M}(\Omega,\bar{\Omega})>0\}.

The Teichmüller space of MM, 𝐓𝐞𝐢𝐜𝐡M{\bf Teich}_{M}, is the set of hyperkähler complex structures on MM modulo elements of Diff0⁡(M)\operatorname{Diff}_{0}(M), the diffeomorphisms of MM isotopic to the identity. By the Bogomolov-Tian-Todorov theorem, this is a (non-Hausdorff) manifold. There is a period map

Per:𝐓𝐞𝐢𝐜𝐡M→𝒫M\operatorname{Per}:{\bf Teich}_{M}\rightarrow\mathcal{P}_{M}

taking a complex structure on MM to the class of the line H2,0​(M)H^{2,0}(M). Then Per\operatorname{Per} is étale, and was proved to be surjective by Huybrechts in [21]. Although we shall not make use of this here, we note that recently Verbitsky [41] proved a suitably formulated global Torelli theorem. However, one must keep in mind that Per\operatorname{Per} is not, in general, a diffeomorphism.

Next consider a complex structure on MM and Ricci–flat Kähler metric ωI\omega_{I} making MM hyperkähler. Then a choice of a holomorphic symplectic two-form ΩI\Omega_{I}, along with ωI\omega_{I}, completely determines this structure. In particular, if we write ΩI=ωJ+−1​ωK\Omega_{I}=\omega_{J}+\sqrt{-1}\omega_{K}, we can normalize ΩI\Omega_{I} so that qM​(ωI)=qM​(ωJ)=qM​(ωK)q_{M}(\omega_{I})=q_{M}(\omega_{J})=q_{M}(\omega_{K}). Furthermore, necessarily qM​(ωI,ωJ)=qM​(ωI,ωK)=qM​(ωJ,ωK)=0q_{M}(\omega_{I},\omega_{J})=q_{M}(\omega_{I},\omega_{K})=q_{M}(\omega_{J},\omega_{K})=0. The triple ωI,ωJ,ωK\omega_{I},\omega_{J},\omega_{K} is called a hyperkähler triple. It gives rise to an S2S^{2} worth of complex structures compatible with the same hyperkähler metric: in particular, one has the JJ complex structure with holomorphic symplectic form ΩJ:=ωK+−1​ωI\Omega_{J}:=\omega_{K}+\sqrt{-1}\omega_{I} and Kähler form ωJ\omega_{J}, and the KK complex structure with holomorphic symplectic form ΩK:=ωI+−1​ωJ\Omega_{K}:=\omega_{I}+\sqrt{-1}\omega_{J} and Kähler form ωK\omega_{K}.

We use these facts to speculate on mirror symmetry for hyperkähler manifolds, starting with the Strominger-Yau-Zaslow point of view. Suppose that we are given a complex structure on MM such that there is a fibration f:M→Nf:M\rightarrow N, with fibers being holomorphic Lagrangian subvarieties of MM. Suppose furthermore that NN is a Kähler manifold. Then by results of Matsushita (see [26] and [16], Proposition 24.8 for these results) the smooth fibers of ff are complex tori and NN is a Fano manifold with b2​(N)=1b_{2}(N)=1. Furthermore, if MM is projective of complex dimension 2​n2n then N=ℂ​ℙnN=\mathbb{CP}^{n} by a result of Hwang [22]. Let ωI\omega_{I} be a Ricci–flat Kähler form on MM. Write the holomorphic symplectic form ΩI\Omega_{I} on MM as ωJ+−1​ωK\omega_{J}+\sqrt{-1}\omega_{K}. Then after hyperkähler rotation, there is a a complex structure with holomorphic symplectic form ΩK=ωI+−1​ωJ\Omega_{K}=\omega_{I}+\sqrt{-1}\omega_{J} and Kähler form ωK\omega_{K}. If MyM_{y} is a fiber of ff, then ωJ|My=ωK|My=0\omega_{J}|_{M_{y}}=\omega_{K}|_{M_{y}}=0, from which it follows that Im⁡(ΩKn)|My=0\operatorname{Im}(\Omega_{K}^{n})|_{M_{y}}=0, so the fibers of ff are special Lagrangian.

The Strominger-Yau-Zaslow conjecture [36] predicts that mirror symmetry can be explained via dualizing such a special Lagrangian torus fibration. In a general situation, it can be hard to dualize torus fibrations, because of singular fibres. The case that MM is a K3 surface, treated in detail in [18], is rather special because Poincaré duality gives a canonical isomorphism between a two-torus and its dual.

With some additional assumptions, a similar situation holds in the hyperkähler case. Suppose that the Kähler form ωI\omega_{I} is integral, so that there is an ample line bundle ℒ\mathcal{L} on XX whose first Chern class is represented by ωI\omega_{I}. The restriction of this line bundle to a non-singular fiber MyM_{y} then induces a polarization of some type (d1,…,dn)(d_{1},\ldots,d_{n}). In particular there is a canonical map My→My∨M_{y}\rightarrow M_{y}^{\vee} given by

My∋x↦ℒ|My⊗tx∗​ℒ−1|My∈My∨.M_{y}\ni x\mapsto\mathcal{L}|_{M_{y}}\otimes t_{x}^{*}\mathcal{L}^{-1}|_{M_{y}}\in M_{y}^{\vee}.

Here My∨M_{y}^{\vee} is the dual abelian variety to MyM_{y}, classifying degree zero line bundles on MyM_{y}, and tx:My→Myt_{x}:M_{y}\rightarrow M_{y} is given by translation by xx, which makes sense once one chooses an origin in MyM_{y}. The kernel of this map is (ℤ/d1​ℤ⊕⋯⊕ℤ/dn​ℤ)⊕2(\mathbb{Z}/d_{1}\mathbb{Z}\oplus\cdots\oplus\mathbb{Z}/d_{n}\mathbb{Z})^{\oplus 2}. In particular, if ff possesses a section s:N→Ms:N\rightarrow M, and N0:=N∖f⁡(S)N_{0}:=N\setminus f(S) where SS is the critical locus of ff, then the dual of f−1​(N0)→N0f^{-1}(N_{0})\rightarrow N_{0} can be described as a quotient map, given by dividing out by the kernel of the polarization on each fiber. One can then hope that this dual fibration can be compactified to a hyperkähler manifold.

In general, if MyM_{y} carries a polarization of type (d1,…,dn)(d_{1},\ldots,d_{n}), it is not difficult to check that the dual abelian variety My∨M_{y}^{\vee} carries a polarization of type (dn/dn,dn/dn−1,…,dn/d1)(d_{n}/d_{n},d_{n}/d_{n-1},\ldots,d_{n}/d_{1}). Thus it is possible that the SYZ dual hyperkähler manifold need not be the same as MM. There do indeed exist examples of abelian variety fibrations on hyperkähler manifolds which are not principally polarized; these were discovered by Justin Sawon, see Example 3.8 and Remark 3.9 of [31]. It is quite possible these fibrations do not have duals which are hyperkähler manifolds, as a natural compactification might be a holomorphic symplectic variety without a holomorphic symplectic resolution of singularities.

On the other hand, if ωI\omega_{I} induces a principal polarization on each fiber MyM_{y}, i.e., the map My→My∨M_{y}\rightarrow M_{y}^{\vee} is an isomorphism, then the SYZ dual of the fibration f−1​(N0)→N0f^{-1}(N_{0})\rightarrow N_{0}, assuming again the existence of a section, can be canonically identified with f−1​(N0)→N0f^{-1}(N_{0})\rightarrow N_{0}, and thus it is natural to consider f:M→Nf:M\rightarrow N to be a self-dual fibration, at least at the purely topological level. In this case, and only in this case, SYZ mirror symmetry predicts that hyperkähler manifolds are self-mirror. The idea that hyperkähler manifolds should be self-mirror was first suggested and explored by Verbitsky in [40].

In this case only, we can be more explicit about mirror symmetry. We summarize our assumptions so far:

[030S]
Assumptions 2.1.

Let MIM_{I} be a hyperkähler manifold with f:MI→Nf:M_{I}\rightarrow N a complex torus fibration, along with a section s:N→MIs:N\rightarrow M_{I} and an ample line bundle ℒ\mathcal{L} with first Chern class represented by a hyperkähler metric ωI\omega_{I}. We assume further the induced polarization on the smooth fibers of ff is principal and that NN is projective.

Thus, with these assumptions, it is natural to assume that mirror symmetry exchanges complex and Kähler moduli for the fixed underlying space MM. This can be described at the level of period domains as follows.

Let σ∈Lℝ\sigma\in L_{\mathbb{R}} be the class represented by ωI\omega_{I}. Fix an integral Kähler class ωN\omega_{N} on NN, and let E∈LE\in L be represented by f∗​ωNf^{*}\omega_{N}, so that qM​(E)=0q_{M}(E)=0.

[030T]
Lemma 2.2.

In the above situation, we have qM​(E,σ)≠0q_{M}(E,\sigma)\not=0.

[030U]
Proof.

By [16], Exercise 23.2, we have

qM​(E,σ)​∫Mσ2​n=2​qM​(σ)​∫Mσ2​n−1∧f∗​ωN≠0,q_{M}(E,\sigma)\int_{M}\sigma^{2n}=2q_{M}(\sigma)\int_{M}\sigma^{2n-1}\wedge f^{*}\omega_{N}\not=0,

so qM​(E,σ)≠0q_{M}(E,\sigma)\not=0. ∎

Denote by E⟂⊆LℝE^{\perp}\subseteq L_{\mathbb{R}} the orthogonal complement of EE under qMq_{M}, and denote by E⟂/EE^{\perp}/E the quotient space E⟂/ℝ​EE^{\perp}/\mathbb{R}E. Then qMq_{M} induces a quadratic form on E⟂/EE^{\perp}/E. Let

𝒞⁡(M):={x∈E⟂/E|qM​(x)>0},\mathcal{C}(M):=\{x\in E^{\perp}/E\,|\,q_{M}(x)>0\},

and define the complexified Kähler moduli space of MM to be

𝒦⁡(M):=E⟂/E⊕i​𝒞​(M)⊆(E⟂/E)⊗ℂ.\mathcal{K}(M):=E^{\perp}/E\oplus i\mathcal{C}(M)\subseteq(E^{\perp}/E)\otimes\mathbb{C}.

We then have an isomorphism

mE,σ:𝒦⁡(M)→𝒫M∖E⟂m_{E,\sigma}:\mathcal{K}(M)\rightarrow\mathcal{P}_{M}\setminus E^{\perp}

via, representing an element of (E⟂/E)⊗ℂ(E^{\perp}/E)\otimes\mathbb{C} by α∈E⟂⊗ℂ\alpha\in E^{\perp}\otimes\mathbb{C},

α↦[1qM​(E,σ)​σ+α−12​(qM​(σ)qM​(E,σ)2+qM​(α)+2​qM​(α,σ)qM​(E,σ))​E].\alpha\mapsto\left[\frac{1}{q_{M}(E,\sigma)}\sigma+\alpha-\frac{1}{2}\left(\frac{q_{M}(\sigma)}{q_{M}(E,\sigma)^{2}}+q_{M}(\alpha)+2\frac{q_{M}(\alpha,\sigma)}{q_{M}(E,\sigma)}\right)E\right].

Indeed, one first checks that this is independent of which representative α\alpha is chosen. Then one notes that the coefficient of EE is chosen so that qM​(mE,σ​(α))=0q_{M}(m_{E,\sigma}(\alpha))=0, and qM​(mE,σ​(α),mE,σ​(α¯))=2​qM​(Im⁡α)>0q_{M}(m_{E,\sigma}(\alpha),m_{E,\sigma}(\bar{\alpha}))=2q_{M}(\operatorname{Im}\alpha)>0 by assumption that α∈𝒦⁡(M)\alpha\in\mathcal{K}(M). Further, mE,σm_{E,\sigma} is clearly injective, since α=mE,σ​(α)−σ/qM​(E,σ)modE\alpha=m_{E,\sigma}(\alpha)-\sigma/q_{M}(E,\sigma)\mod E. It is surjective, since given [Ω]∈𝒫M∖E⟂[\Omega]\in\mathcal{P}_{M}\setminus E^{\perp}, we can rescale Ω\Omega so that qM​(Ω,E)=1q_{M}(\Omega,E)=1, and then [Ω]=mE,σ​(Ω−σ/qM​(E,σ)modE)[\Omega]=m_{E,\sigma}(\Omega-\sigma/q_{M}(E,\sigma)\mod E).

We can then view the mirror map mE,σm_{E,\sigma} described above as realising mirror symmetry on the level of period domains as follows, defining an exchange of data

(M,Ω,𝐁+−1​ω)↔(M,Ωˇ,𝐁ˇ+−1​ωˇ).(M,\Omega,{\bf B}+\sqrt{-1}\omega)\leftrightarrow(M,\check{\Omega},\check{\bf B}+\sqrt{-1}\check{\omega}).

Here [Ω],[Ωˇ]∈𝒫M[\Omega],[\check{\Omega}]\in\mathcal{P}_{M}, with qM​(E,Ω),qM​(E,Ωˇ)≠0q_{M}(E,\Omega),q_{M}(E,\check{\Omega})\not=0, so that we can assume Ω\Omega and Ωˇ\check{\Omega} are normalized with qM​(E,Ω)=qM​(E,Ωˇ)=1q_{M}(E,\Omega)=q_{M}(E,\check{\Omega})=1. Furthermore, 𝐁,𝐁ˇ∈E⟂/E{\bf B},\check{\bf B}\in E^{\perp}/E and ω,ωˇ∈E⟂\omega,\check{\omega}\in E^{\perp} satisfy qM​(ω,Ω)=qM​(ωˇ,Ωˇ)=0q_{M}(\omega,\Omega)=q_{M}(\check{\omega},\check{\Omega})=0 and qM​(ω),qM​(ωˇ)>0q_{M}(\omega),q_{M}(\check{\omega})>0. The relationship between the two triples is that Ωˇ=mE,σ​(𝐁+−1​ω)\check{\Omega}=m_{E,\sigma}({\bf B}+\sqrt{-1}\omega) and 𝐁ˇ,ωˇ\check{\bf B},\check{\omega} are the unique cohomology classes satisfying the above conditions and Ω=mE,σ​(𝐁ˇ+−1​ωˇ)\Omega=m_{E,\sigma}(\check{\bf B}+\sqrt{-1}\check{\omega}). Indeed, 𝐁ˇ\check{\bf B} and ωˇ\check{\omega} exist, since as qM​(E,Ω)=1q_{M}(E,\Omega)=1, we can write Ω=1qM​(E,σ)​σ+𝐁ˇ+−1​ωˇmodE\Omega=\frac{1}{q_{M}(E,\sigma)}\sigma+\check{\bf B}+\sqrt{-1}\check{\omega}\mod E, and replacing a chosen representative ωˇ\check{\omega} with ωˇ−(qM​(ωˇ,σ)/qM​(E,σ)−qM​(ωˇ,𝐁))​E\check{\omega}-(q_{M}(\check{\omega},\sigma)/q_{M}(E,\sigma)-q_{M}(\check{\omega},{\bf B}))E, one guarantees that qM​(Ωˇ,ωˇ)=0q_{M}(\check{\Omega},\check{\omega})=0.

This mirror symmetry on the level of period domains doesn’t quite give an exact mirror symmetry on the level of moduli spaces, since global Torelli does not in general hold for hyperkähler manifolds, so there might be a number of choices of complex structure on MM with period [Ω][\Omega]. In addition, ω\omega or ωˇ\check{\omega} need not represent a Kähler form except for very general choices of complex structure.

Nevertheless, this allows us to identify a large complex structure limit as being mirror to a large Kähler limit. The family

(M,Ω=1qM​(E,σ)​σ+𝐁ˇ+−1​ωˇmodE,s​ω),\left(M,\Omega=\frac{1}{q_{M}(E,\sigma)}\sigma+\check{\bf B}+\sqrt{-1}\check{\omega}\bmod E,s\omega\right),

represents a large Kähler limit, with the Kähler class moving off to infinity while the complex structure is fixed, and this is mirror to the triple

(M,Ωˇs=1qM​(E,σ)​σ+−1​s​ωmodE,𝐁ˇ+−1​ωˇ).\left(M,\check{\Omega}_{s}=\frac{1}{q_{M}(E,\sigma)}\sigma+\sqrt{-1}s\omega\bmod E,\check{\bf B}+\sqrt{-1}\check{\omega}\right).

If for each ss, we have an actual hyperkähler manifold with period Ωˇs\check{\Omega}_{s} and Kähler form ωˇ\check{\omega}, we would like to understand the limiting metric behaviour.

To do so, we use hyperkähler rotation, and to do this we need to normalize the holomorphic symplectic form, defining

Ωˇsnor=s−1​qM​(ωˇ)qM​(ω)​Ωˇs.\check{\Omega}_{s}^{{\operatorname{nor}}}=s^{-1}\sqrt{\frac{q_{M}(\check{\omega})}{q_{M}(\omega)}}\check{\Omega}_{s}.

Then we have qM​(Re⁡Ωˇsnor)=qM​(Im⁡Ωˇsnor)=qM​(ωˇ)q_{M}(\operatorname{Re}\check{\Omega}^{{\operatorname{nor}}}_{s})=q_{M}(\operatorname{Im}\check{\Omega}^{{\operatorname{nor}}}_{s})=q_{M}(\check{\omega}). So Re⁡Ωˇsnor\operatorname{Re}\check{\Omega}^{{\operatorname{nor}}}_{s}, Im⁡Ωˇsnor\operatorname{Im}\check{\Omega}^{{\operatorname{nor}}}_{s} and ωˇ\check{\omega} form a hyperkähler triple, and hence we can hyperkähler rotate to obtain a hyperkähler manifold with holomorphic two-form

Ωˇs,J:=Im⁡Ωˇsnor+−1​ωˇ=qM​(ωˇ)qM​(ω)​(ω−qM​(ω,σ)qM​(E,σ)​E)+−1​ωˇ\check{\Omega}_{s,J}:=\operatorname{Im}\check{\Omega}^{{\operatorname{nor}}}_{s}+\sqrt{-1}\check{\omega}=\sqrt{\frac{q_{M}(\check{\omega})}{q_{M}(\omega)}}\left(\omega-\frac{q_{M}(\omega,\sigma)}{q_{M}(E,\sigma)}E\right)+\sqrt{-1}\check{\omega}

and Kähler form

ωˇs,J=Re⁡Ωˇsnor=qM​(ωˇ)qM​(ω)​[1s​(1qM​(E,σ)​σ−12​qM​(σ)qM​(E,σ)2​E)+s2​qM​(ω)​E].\check{\omega}_{s,J}=\operatorname{Re}\check{\Omega}^{{\operatorname{nor}}}_{s}=\sqrt{\frac{q_{M}(\check{\omega})}{q_{M}(\omega)}}\left[\frac{1}{s}\left(\frac{1}{q_{M}(E,\sigma)}\sigma-\frac{1}{2}\frac{q_{M}(\sigma)}{q_{M}(E,\sigma)^{2}}E\right)+\frac{s}{2}q_{M}(\omega)E\right].

We note that the period Ωˇs,J\check{\Omega}_{s,J} is in fact independent of ss, so we can fix the complex structure on MM independent of ss. Assume that EE is the first Chern class of a nef line bundle on MM with respect to a complex structure with period Ωˇs,J\check{\Omega}_{s,J}, and ωˇs,J\check{\omega}_{s,J} is a Kähler class with respect to this complex structure if s⩾s0s\geqslant s_{0}, for some s0≫0s_{0}\gg 0. We now take s=s0​t+1ts=s_{0}\sqrt{\frac{t+1}{t}}, so that as tt goes to zero, ss goes to infinity and we define the rescaled metrics

ωˇt,Jnor=t⁡(t+1)​ωˇs⁡(t),J=t​ωˇs0,J+s02​qM​(ωˇ)​qM​(ω)​E.\check{\omega}_{t,J}^{\mathrm{nor}}=\sqrt{t(t+1)}\check{\omega}_{s(t),J}=t\check{\omega}_{s_{0},J}+\frac{s_{0}}{2}\sqrt{q_{M}(\check{\omega})q_{M}(\omega)}E.

So as t→0t\rightarrow 0, ωˇt,Jnor\check{\omega}_{t,J}^{\mathrm{nor}} moves on a straight line towards s02​qM​(ωˇ)​qM​(ω)​E\frac{s_{0}}{2}\sqrt{q_{M}(\check{\omega})q_{M}(\omega)}E, and ωˇs0,J\check{\omega}_{s_{0},J} is Kähler.

To relate this to the results of this paper, we have the following conjecture, stated in [19, 42]:

[030V]
Conjecture 2.3.

Let MM be an irreducible hyperkähler manifold and ℒ\mathcal{L} a non-trivial nef bundle on MM, with qM​(c1​(ℒ))=0q_{M}(c_{1}(\mathcal{L}))=0. Then ℒ\mathcal{L} induces a holomorphic map f′:M→N′f^{\prime}:M\rightarrow N^{\prime} to a projective variety N′N^{\prime} with ℒm≅f′⁣∗​(𝒪⁡(1))\mathcal{L}^{m}\cong f^{\prime*}(\mathcal{O}(1)) for some m>0m>0.

If such a map exists, it is necessarily a holomorphic Lagrangian fibration. If furthermore MM is projective then N′=ℂ​ℙnN^{\prime}=\mathbb{CP}^{n} by [22]. This conjecture follows from the log abundance conjecture if some multiple of ℒ\mathcal{L} is effective, and has been studied for example in [1, 4, 19, 42].

Let us suppose this conjecture holds. By choosing s0s_{0} properly, we assume that s02​qM​(ωˇ)​qM​(ω)\frac{s_{0}}{2}\sqrt{q_{M}(\check{\omega})q_{M}(\omega)} is a integer, and thus s02​qM​(ωˇ)​qM​(ω)​E=f′⁣∗​α\frac{s_{0}}{2}\sqrt{q_{M}(\check{\omega})q_{M}(\omega)}E=f^{\prime*}\alpha for an ample class α\alpha on N′N^{\prime}, where f′f^{\prime} and N′N^{\prime} are obtained by Conjecture 2.3. Because of the hyperkähler rotation, the Riemannian metrics defined by (Ωˇsnor,ωˇ)(\check{\Omega}^{{\operatorname{nor}}}_{s},\check{\omega}) and by (Ωˇs,J,ωˇs,J)(\check{\Omega}_{s,J},\check{\omega}_{s,J}) are the same. Therefore, to understand the Gromov-Hausdorff limit of the large complex structure limit (M,Ωˇsnor,ωˇ)(M,\check{\Omega}^{{\operatorname{nor}}}_{s},\check{\omega}) (this is the same that appears in the statement of Theorem 1.3) we can instead consider (M,Ωˇs,J,ωˇs,J)(M,\check{\Omega}_{s,J},\check{\omega}_{s,J}). Now Ωˇs,J\check{\Omega}_{s,J} is independent of ss, so we are simply changing the Kähler class, and the rescaled metrics ωˇt,J=t⁡(t+1)​ωˇs⁡(t),J=t​ωˇs0,J+f′⁣∗​α\check{\omega}_{t,J}=\sqrt{t(t+1)}\check{\omega}_{s(t),J}=t\check{\omega}_{s_{0},J}+f^{\prime*}\alpha move towards f′⁣∗​αf^{\prime*}\alpha along a straight line. Therefore we are exactly in the setting of Theorem 1.1 and Theorem 1.2, which describe the Gromov-Hausdorff limit of (M,ωˇt,J)(M,\check{\omega}_{t,J}) as tt goes to zero. But as remarked in the Introduction, we also have that the diameter of ωˇt,J\check{\omega}_{t,J} is bounded uniformly away from zero and infinity, so if we further rescale the metrics ωˇt,J\check{\omega}_{t,J} to have diameter 11, then up to a subsequence the Gromov-Hausdorff limit only changes by a rescaling, and Theorem 1.3 follows.

[030W]

3. Semi-flat metrics

In this section we discuss semi-flat forms and metrics, extending some results in [18, 20] to our setting.

In general a closed real (1,1)(1,1)-form ωS​F\omega_{SF} on an open set U⊂M\SU\subset M\backslash S will be called semi-flat if its restriction to each torus fiber My∩UM_{y}\cap U with y∈f⁡(U)y\in f(U) is a flat metric, which we will always assume to be cohomologous to ωM|My\omega_{M}|_{M_{y}}. If ωS​F\omega_{SF} is also Kähler then we will call it a semi-flat metric. Semi-flat forms can also be defined when the fibers MyM_{y} are not tori but general Calabi-Yau manifolds, by requiring that the restriction to each fiber be Ricci–flat (see [34, 38]). They were first introduced by Greene-Shapere-Vafa-Yau in [14].

Fix now a small ball B⊂N\f⁡(S)B\subset N\backslash f(S) with coordinates y=(y1,…​ym)y=(y_{1},\dots y_{m}), and consider the preimage f:U=f−1​(B)→Bf:U=f^{-1}(B)\to B. This is a holomorphic family of complex tori, and if BB is small enough it has a holomorphic section σ0\sigma_{0}, which we also fix. We can then define a complex Lie group structure on each fiber My=f−1​(y)M_{y}=f^{-1}(y) with unit σ0​(y)\sigma_{0}(y). We claim that this family is locally isomorphic to a family of the form f′:(B×ℂn−m)/Λ→B,f^{\prime}:(B\times\mathbb{C}^{n-m})/\Lambda\to B, where h:Λ→Bh:\Lambda\to B is a lattice bundle with fiber h−1​(y)=Λy≅ℤ2​n−2​mh^{-1}(y)=\Lambda_{y}\cong\mathbb{Z}^{2n-2m}, so that My≅ℂn−m/Λy.M_{y}\cong\mathbb{C}^{n-m}/\Lambda_{y}. To see this, note that each fiber My=f−1​(y)M_{y}=f^{-1}(y) is a torus biholomorphic to ℂn−m/Λy\mathbb{C}^{n-m}/\Lambda_{y} for some lattice Λy\Lambda_{y} that varies holomorphically in yy. We choose a basis v1​(y),…,v2​n−2​m​(y)v_{1}(y),\dots,v_{2n-2m}(y) of this lattice, which varies holomorphically in yy. Given these lattices we can construct the family f′f^{\prime} by taking the quotient of B×ℂn−mB\times\mathbb{C}^{n-m} by the ℤ2​n−2​m\mathbb{Z}^{2n-2m}-action given by (n1,…,n2​n−2​m)⋅(y,z)=(y,z+∑ini​vi​(y))(n_{1},\dots,n_{2n-2m})\cdot(y,z)=(y,z+\sum_{i}n_{i}v_{i}(y)), where z=(z1,…,zn−m)∈ℂn−mz=(z_{1},\dots,z_{n-m})\in\mathbb{C}^{n-m}. Note that different choices of generators give isomorphic quotients. By construction the fiber f′−1​(y)f^{\prime-1}(y) is biholomorphic to f−1​(y)f^{-1}(y) for all y∈By\in B. A theorem of Kodaira-Spencer [23] (see also [43, Satz 3.6]) then implies that the families ff and f′f^{\prime} are locally isomorphic, so up to shrinking BB there exists a biholomorphism (B×ℂn−m)/Λ→U(B\times\mathbb{C}^{n-m})/\Lambda\to U compatible with the projections to BB, proving our claim. With this identification, the section σ0:B→U\sigma_{0}:B\to U is induced by the map B→B×ℂn−mB\to B\times\mathbb{C}^{n-m} given by y↦(y,0)y\mapsto(y,0).

Composing this biholomorphism with the quotient map B×ℂn−m→(B×ℂn−m)/ΛB\times\mathbb{C}^{n-m}\to(B\times\mathbb{C}^{n-m})/\Lambda by the ℤ2​n−2​m\mathbb{Z}^{2n-2m}-action we get a holomorphic map p:B×ℂn−m→Up:B\times\mathbb{C}^{n-m}\to U such that f∘p⁡(y,z)=yf\circ p(y,z)=y for all (y,z)(y,z), and pp is a local isomorphism (the map pp is also the universal covering map of UU).

We now assume that MM is projective and [ωM][\omega_{M}] is an integral class, so each complex torus fiber MyM_{y}, y∈By\in B, can be polarized by [ωM][\omega_{M}], which gives an ample polarization of type (d1,…,dn−m)(d_{1},\ldots,d_{n-m}) for some sequence of integers d1|d2​|⋯|​dn−md_{1}|d_{2}|\cdots|d_{n-m}. By [3], Proposition 8.1.1, one can then assume that Λ\Lambda is generated by d1​e1,…,dn−m​en−m,Z1,…,Zn−m∈ℂn−md_{1}e_{1},\ldots,d_{n-m}e_{n-m},Z_{1},\ldots,Z_{n-m}\in\mathbb{C}^{n-m}, where e1,…,en−me_{1},\ldots,e_{n-m} is the standard basis for ℂn−m\mathbb{C}^{n-m}. Furthermore, the matrix ZZ with columns Z1,…,Zn−mZ_{1},\ldots,Z_{n-m} must satisfy Z=ZtZ=Z^{t} and Im​Z{\rm Im}Z positive definite. Also, on the fibre MyM_{y}, the Kähler form ∑i,j−1​(Im⁡Z)i​j​d​zi∧d​z¯j\sum_{i,j}\sqrt{-1}(\operatorname{Im}Z)_{ij}dz^{i}\wedge d\bar{z}^{j} is cohomologous to ωM|My\omega_{M}|_{M_{y}}. Let

gi​j=(Im​Z)i​j−1.g_{ij}=({\rm Im}Z)^{-1}_{ij}.

Note that ZZ depends on y∈By\in B, as does gi​jg_{ij}. Recall that we have the fiber coordinates z1,…,zn−mz_{1},\dots,z_{n-m}. Consider the function

η(y,z)=∑i,j−gi​j​(y)2((zi−z¯i)(zj−z¯j)).\eta(y,z)=\sum_{i,j}-{\frac{g_{ij}(y)}{2}}\left((z_{i}-\bar{z}_{i})(z_{j}-\bar{z}_{j})\right).

We would first like to show that −1​∂∂¯​η\sqrt{-1}\partial\bar{\partial}\eta is invariant under translation by flat sections of the Gauss-Manin connection on B×ℂn−nB\times\mathbb{C}^{n-n} (this is the connection on this bundle such that sections of Λ\Lambda are flat sections of the bundle). It is enough to check invariance under translation by λ​s\lambda s for ss one of the generators of Λ\Lambda, λ∈ℝ\lambda\in\mathbb{R}. First, consider the composition of η\eta with a general translation zi↦zi+τi​(y)z_{i}\mapsto z_{i}+\tau_{i}(y):

∑i,j−gi​j2((zi+τi−z¯i−τ¯i)(zj+τj−z¯j−τ¯j))\displaystyle\sum_{i,j}-{\frac{g_{ij}}{2}}\left((z_{i}+\tau_{i}-\bar{z}_{i}-\bar{\tau}_{i})(z_{j}+\tau_{j}-\bar{z}_{j}-\bar{\tau}_{j})\right)
=\displaystyle={} η−∑i,jgi​j2​((τi−τ¯i)​(zj−z¯j)+(τj−τ¯j)​(zi−z¯i)+(τi−τ¯i)​(τj−τ¯j))\displaystyle\eta-\sum_{i,j}{\frac{g_{ij}}{2}}\left((\tau_{i}-\bar{\tau}_{i})(z_{j}-\bar{z}_{j})+(\tau_{j}-\bar{\tau}_{j})(z_{i}-\bar{z}_{i})+(\tau_{i}-\bar{\tau}_{i})(\tau_{j}-\bar{\tau}_{j})\right)
=\displaystyle={} η−∑i,jgi​j​((τi−τ¯i)​(zj−z¯j)+12​(τi−τ¯i)​(τj−τ¯j)),\displaystyle\eta-\sum_{i,j}g_{ij}\left((\tau_{i}-\bar{\tau}_{i})(z_{j}-\bar{z}_{j})+{\frac{1}{2}}(\tau_{i}-\bar{\tau}_{i})(\tau_{j}-\bar{\tau}_{j})\right),

the last equality by the symmetry gi​j=gj​ig_{ij}=g_{ji}. We now consider two cases. If τi=λ​δi​k\tau_{i}=\lambda\delta_{ik} for some kk, so that τi\tau_{i} is real, then in fact the above formula reduces to η\eta, so η\eta is itself invariant under this translation. Secondly, if we take τi=λ​Zi​k\tau_{i}=\lambda Z_{ik} for some kk, λ∈ℝ\lambda\in\mathbb{R}, we obtain

η−∑i,j(Im​Z)i​j−1​(2​λ​−1​(Im​Z)i​k​(zj−z¯j)−2​λ2​(Im​Z)i​k​(Im​Z)j​k)\displaystyle\eta-\sum_{i,j}({\rm Im}Z)^{-1}_{ij}\left(2\lambda\sqrt{-1}({\rm Im}Z)_{ik}(z_{j}-\bar{z}_{j})-2\lambda^{2}({\rm Im}Z)_{ik}({\rm Im}Z)_{jk}\right)
=\displaystyle={} η−∑j2​δj​k​λ​−1​(zj−z¯j)−2​λ2​δj​k​(Im​Z)j​k.\displaystyle\eta-\sum_{j}2\delta_{jk}\lambda\sqrt{-1}(z_{j}-\bar{z}_{j})-2\lambda^{2}\delta_{jk}({\rm Im}Z)_{jk}.

Applying ∂∂¯\partial\bar{\partial} kills the correction term, so −1​∂∂¯​η\sqrt{-1}\partial\bar{\partial}\eta is invariant under this action. This means that −1​∂∂¯​η\sqrt{-1}\partial\overline{\partial}\eta is the pullback under pp of a two-form ωS​F\omega_{SF} on UU

(3.1) p∗​ωS​F=−1​∂∂¯​η,p^{*}\omega_{SF}=\sqrt{-1}\partial\overline{\partial}\eta,

and ωS​F\omega_{SF} is semi-flat since its restriction to a fiber is −1​∑i,jgi​j​(y)​d​zi∧d​z¯j\sqrt{-1}\sum_{i,j}g_{ij}(y)dz^{i}\wedge d\bar{z}^{j}, a flat metric on MyM_{y} cohomologous to ωM|My\omega_{M}|_{M_{y}}. Note that the function η\eta on B×ℂn−mB\times\mathbb{C}^{n-m} has the scaling property

(3.2) η⁡(y,λ​z)=λ2​η​(y,z),\eta(y,\lambda z)=\lambda^{2}\eta(y,z),

for all λ∈ℝ\lambda\in\mathbb{R}.

We now claim that on UU the semi-flat form ωS​F\omega_{SF} is nonnegative definite. To check this, it is enough to check at one point on each fiber, because of the invariance of this form. We check at the point z1=⋯=zn−m=0z_{1}=\cdots=z_{n-m}=0, where the form is −1​∑i,jgi​j​d​zi∧d​z¯j\sqrt{-1}\sum_{i,j}g_{ij}dz^{i}\wedge d\bar{z}^{j}, which is clearly nonnegative definite. It follows that ωS​F⩾0\omega_{SF}\geqslant 0, and moreover that given any Kähler metric ω′\omega^{\prime} on BB the form ωS​F+f∗​ω′\omega_{SF}+f^{*}\omega^{\prime} is a semi-flat Kähler metric on UU.

Suppose now that we have a holomorphic section σ:B→U\sigma:B\to U of the map ff. We will denote by Tσ:U→UT_{\sigma}:U\to U the fiberwise translation by σ\sigma (with respect to the section σ0\sigma_{0}). If we choose any local lift of σ\sigma to B×ℂn−mB\times\mathbb{C}^{n-m}, given by y↦(y,σ~​(y))y\mapsto(y,\tilde{\sigma}(y)), then the translation TσT_{\sigma} is induced by the map B×ℂn−m→B×ℂn−mB\times\mathbb{C}^{n-m}\to B\times\mathbb{C}^{n-m} given by (y,z)↦(y,z+σ~​(y))(y,z)\mapsto(y,z+\tilde{\sigma}(y)) (the choice of lift σ~\tilde{\sigma} is irrelevant). We also have a map T−σ:U→UT_{-\sigma}:U\to U given by fiberwise translation by −σ-\sigma (with respect to σ0\sigma_{0}), which is induced by (y,z)↦(y,z−σ~​(y))(y,z)\mapsto(y,z-\tilde{\sigma}(y)). The two translation are biholomorphisms of UU and are inverses to each other. For later purposes, we will need the following version of the ∂∂¯\partial\overline{\partial}-Lemma, which is analogous to [18, Lemma 4.3] (see also [20, Proposition 4.6]), except that we work away from the singular fibers.

[030X]
Proposition 3.1.

Let ω\omega be any Kähler metric on UU cohomologous to ωS​F\omega_{SF} in H2​(U,ℝ)H^{2}(U,\mathbb{R}). Then there exist a holomorphic section σ:B→U\sigma:B\to U of ff and a smooth real function ξ\xi on UU such that

(3.3) Tσ∗​ωS​F−ω=−1​∂∂¯​ξT_{\sigma}^{*}\omega_{SF}-\omega=\sqrt{-1}\partial\overline{\partial}\xi

on UU.

If in addition ω\omega is also semi-flat, then ξ\xi is constant on each fiber MyM_{y} and is therefore the pullback of a function from BB.

[030Y]
Proof.

By assumption there is a 1-form ζ\zeta on UU such that

ωS​F−ω=d​ζ=∂ζ0,1+∂¯​ζ1,0,∂¯​ζ0,1=0,\omega_{SF}-\omega=d\zeta=\partial\zeta^{0,1}+\overline{\partial}\zeta^{1,0},\ \ \ \overline{\partial}\zeta^{0,1}=0,

where ζ=ζ0,1+ζ1,0\zeta=\zeta^{0,1}+\zeta^{1,0} and ζ0,1=ζ1,0¯\zeta^{0,1}=\overline{\zeta^{1,0}}.

We claim that (0,1)(0,1)-forms

(3.4) θj=−1∂¯(∑i=1n−mgi​j(y)(zi−z¯i)),j=1,⋯,n−m,\theta_{j}=\sqrt{-1}\ \overline{\partial}\left(\sum_{i=1}^{n-m}g_{ij}(y)(z_{i}-\bar{z}_{i})\right),\ \ \ \ \ \ j=1,\cdots,n-m,

are invariant under translations by flat sections of the Gauss-Manin connection on B×ℂn−mB\times\mathbb{C}^{n-m}, and thus descend to (0,1)(0,1)-forms on UU. It is enough to check invariance under translation by λ​s\lambda s where ss is a generator of Λ\Lambda and λ∈ℝ\lambda\in\mathbb{R}. First, consider a general translation zi↦zi+τi​(y)z_{i}\mapsto z_{i}+\tau_{i}(y). If τi=λ​δi​k\tau_{i}=\lambda\delta_{ik} for some kk, so that τi\tau_{i} is real, then θj\theta_{j} are invariant. If τi=λ​Zi​k\tau_{i}=\lambda Z_{ik} for some kk, λ∈ℝ\lambda\in\mathbb{R}, we obtain

∑i=1n−mgi​j​(zi+λ​Zi​k−z¯i−λ​Z¯i​k)=∑i=1n−mgi​j​(zi−z¯i)+2−1∑i=1n−m(ImZ)−1i​jλ(ImZ)i​k=∑i=1n−mgi​j​(zi−z¯i)+2​λ​−1​δj​k.\begin{split}\sum_{i=1}^{n-m}g_{ij}(z_{i}+\lambda Z_{ik}-\bar{z}_{i}-\lambda\bar{Z}_{ik})&=\sum_{i=1}^{n-m}g_{ij}(z_{i}-\bar{z}_{i})\\ &\ \ \ +2\sqrt{-1}\sum_{i=1}^{n-m}({\rm Im}Z)^{-1}_{ij}\lambda({\rm Im}Z)_{ik}\\ &=\sum_{i=1}^{n-m}g_{ij}(z_{i}-\bar{z}_{i})+2\lambda\sqrt{-1}\delta_{jk}.\end{split}

Applying ∂¯\bar{\partial} kills the correction term, so θj\theta_{j} are invariant, and therefore they define (0,1)(0,1)-forms on UU. Since, for any y∈By\in B,

(3.5) p∗(θj|My)=−−1∑i=1n−mgi​j(y)dz¯i,p^{*}\left(\theta_{j}|_{M_{y}}\right)=-\sqrt{-1}\sum_{i=1}^{n-m}g_{ij}(y)d\bar{z}_{i},

is fiberwise constant and gi​jg_{ij} is non-degenerate, we have that [θi|My][\theta_{i}|_{M_{y}}], i=1,⋯,n−mi=1,\cdots,n-m is a basis of H0,1​(My)H^{0,1}(M_{y}).

We claim that there are holomorphic functions σi:B→ℂ\sigma_{i}:B\rightarrow\mathbb{C} such that

(3.6) ζ0,1=∑i=1n−mσi​θi+∂¯​h,\zeta^{0,1}=\sum_{i=1}^{n-m}\sigma_{i}\theta_{i}+\overline{\partial}h,

for a complex-valued function hh on UU. To prove this, note that H0,1​(U)=H1​(U,𝒪U)H^{0,1}(U)=H^{1}(U,\mathcal{O}_{U}) which by the Leray spectral sequence for ff is isomorphic to H0​(B,R1​f∗​𝒪U)H^{0}(B,R^{1}f_{*}\mathcal{O}_{U}) since Hk​(B,f∗​𝒪U)=Hk​(B,𝒪B)=0H^{k}(B,f_{*}\mathcal{O}_{U})=H^{k}(B,\mathcal{O}_{B})=0 for k⩾1k\geqslant 1. It follows that a ∂¯\overline{\partial}-closed (0,1)(0,1)-form on UU represents the zero class if and only if its restriction to MyM_{y} represents the zero class in H0,1​(My)H^{0,1}(M_{y}) for all y∈By\in B. Consider now the (0,1)(0,1)-forms d​y¯id\overline{y}^{i}, 1⩽i⩽m1\leqslant i\leqslant m, on BB and denote their pullbacks to UU by the same symbol. Then at each point of UU the forms {θj},1⩽j⩽n−m\{\theta_{j}\},1\leqslant j\leqslant n-m together with {d​y¯i},1⩽i⩽m\{d\overline{y}^{i}\},1\leqslant i\leqslant m, form a basis of (0,1)(0,1)-forms. We can then write

ζ0,1=∑j=1n−mwj​θj+∑i=1mhi​d​y¯i,\zeta^{0,1}=\sum_{j=1}^{n-m}w_{j}\theta_{j}+\sum_{i=1}^{m}h_{i}d\overline{y}^{i},

where wj,hiw_{j},h_{i} are smooth complex functions on UU. If we now restrict to a fiber MyM_{y} we get ζ0,1|My=∑j=1n−mwj​θj|My,\zeta^{0,1}|_{M_{y}}=\sum_{j=1}^{n-m}w_{j}\theta_{j}|_{M_{y}}, and the functions wjw_{j} restricted to MyM_{y} can be thought of as functions on ℂn−m\mathbb{C}^{n-m} which are periodic with period Λy\Lambda_{y}. There is a holomorphic T2​n−2​mT^{2n-2m}-action on UU which is induced by the action of ℝ2​n−2​m\mathbb{R}^{2n-2m} on B×ℂn−mB\times\mathbb{C}^{n-m} given by x⋅(y,z)=(y,z+∑jxj​τj​(y))x\cdot(y,z)=(y,z+\sum_{j}x_{j}\tau_{j}(y)), where τj​(y)\tau_{j}(y) is a basis for the lattice Λy\Lambda_{y} (the choice of which is irrelevant). If α\alpha is a function or differential form on UU or MyM_{y}, we will denote by α~\tilde{\alpha} its average with respect to the T2​n−2​mT^{2n-2m}-action. In particular, if α\alpha is a function on UU then α~\tilde{\alpha} is the pullback of a function from BB. We now call σj=w~j\sigma_{j}=\tilde{w}_{j}, 1⩽j⩽n−m1\leqslant j\leqslant n-m, which are functions of y∈By\in B only. We clearly have that θ~j=θj\tilde{\theta}_{j}=\theta_{j} and d​y¯i~=d​y¯i\widetilde{d\overline{y}^{i}}=d\overline{y}^{i}, so

ζ0,1|My~=∑j=1n−mσj​(y)​θj|My.\widetilde{\zeta^{0,1}|_{M_{y}}}=\sum_{j=1}^{n-m}\sigma_{j}(y)\theta_{j}|_{M_{y}}.

Now the T2​n−2​mT^{2n-2m}-action on MyM_{y} is generated by holomorphic vector fields and therefore acts trivially on the Dolbeault cohomology H0,1​(My)H^{0,1}(M_{y}), which implies that

[ζ0,1|My]=[ζ0,1|My~]=∑j=1n−mσj​(y)​[θj|My],\left[\zeta^{0,1}|_{M_{y}}\right]=\left[\widetilde{\zeta^{0,1}|_{M_{y}}}\right]=\sum_{j=1}^{n-m}\sigma_{j}(y)\left[\theta_{j}|_{M_{y}}\right],

in H0,1​(My)H^{0,1}(M_{y}) for all y∈By\in B. If we show that the σj​(y)\sigma_{j}(y) are holomorphic, then the (0,1)(0,1)-form ζ0,1−∑jσj​(y)​θj\zeta^{0,1}-\sum_{j}\sigma_{j}(y)\theta_{j} on UU would be ∂¯\overline{\partial}-closed and cohomologous to zero in H0,1​(U)H^{0,1}(U), thus proving (3.6).

Call now VjV_{j}, 1⩽j⩽n−m1\leqslant j\leqslant n-m and WiW_{i}, 1⩽i⩽m1\leqslant i\leqslant m the T2​n−2​mT^{2n-2m}-invariant (0,1)(0,1)-type vector fields on UU which are the dual basis to θj,d​y¯i\theta_{j},d\overline{y}^{i}. We have that Vj=−1​∑k=1n−mgj​k​∂∂z¯kV_{j}=\sqrt{-1}\sum_{k=1}^{n-m}g^{jk}\frac{\partial}{\partial\overline{z}_{k}}, where gj​kg^{jk} is the inverse matrix of gj​kg_{jk}, and the vector fields ∂∂z¯k\frac{\partial}{\partial\overline{z}_{k}} are well-defined on UU. We will not need the explicit formula for WiW_{i}, but just the fact that if a function ff on UU is the pullback of a function on BB then Wi​(f)=∂f∂y¯iW_{i}(f)=\frac{\partial f}{\partial\overline{y}_{i}}.

To see why σj​(y)\sigma_{j}(y) is holomorphic, compute

0=∂¯​ζ0,1=∑i,jWi​(wj)​d​y¯i∧θj+∑i,jVi​(wj)​θi∧θj+∑i,jWj(hi)dy¯j∧dy¯i+∑i,jVj(hi)θj∧dy¯i.\begin{split}0=\overline{\partial}\zeta^{0,1}=&\sum_{i,j}W_{i}(w_{j})d\overline{y}^{i}\wedge\theta_{j}+\sum_{i,j}V_{i}(w_{j})\theta_{i}\wedge\theta_{j}\\ &+\sum_{i,j}W_{j}(h_{i})d\overline{y}^{j}\wedge d\overline{y}^{i}+\sum_{i,j}V_{j}(h_{i})\theta_{j}\wedge d\overline{y}^{i}.\end{split}

Since each VjV_{j} is a linear combination of ∂∂z¯k\frac{\partial}{\partial\overline{z}_{k}}, we have that the functions Vi​(wj)V_{i}(w_{j}) and Vj​(hi)V_{j}(h_{i}) have average zero on each fiber. Taking the average then gives

0=∂¯​ζ0,1~=∑i,j∂σj∂y¯i​d​y¯i∧θj+∑i,j∂h~i∂y¯j​d​y¯j∧d​y¯i.0=\overline{\partial}\widetilde{\zeta^{0,1}}=\sum_{i,j}\frac{\partial\sigma_{j}}{\partial\overline{y}_{i}}d\overline{y}^{i}\wedge\theta_{j}+\sum_{i,j}\frac{\partial\tilde{h}_{i}}{\partial\overline{y}_{j}}d\overline{y}^{j}\wedge d\overline{y}^{i}.

Since the forms d​y¯i∧θjd\overline{y}^{i}\wedge\theta_{j} and d​y¯j∧d​y¯id\overline{y}^{j}\wedge d\overline{y}^{i} are linearly independent at every point, this implies that σj​(y)\sigma_{j}(y) are indeed holomorphic.

Let now Tσ:U→UT_{\sigma}:U\to U be the translation induced by the section σ=(p∘σ1,⋯,p∘σn−m)\sigma=(p\circ\sigma_{1},\cdots,p\circ\sigma_{n-m}), where p:B×ℂn−m→Up:B\times\mathbb{C}^{n-m}\rightarrow U is the quotient map. Since

∑i,j−gi​j2​((zi+σi−z¯i−σ¯i)​(zj+σj−z¯j−σ¯j))=η−∑i,jgi​j2​((σi−σ¯i)​(zj−z¯j)+(σj−σ¯j)​(zi−z¯i)+(σi−σ¯i)​(σj−σ¯j))=η−∑i,jgi​j​((σi−σ¯i)​(zj−z¯j)+12​(σi−σ¯i)​(σj−σ¯j)),\begin{split}\sum_{i,j}&-{\frac{g_{ij}}{2}}\left((z_{i}+\sigma_{i}-\bar{z}_{i}-\bar{\sigma}_{i})(z_{j}+\sigma_{j}-\bar{z}_{j}-\bar{\sigma}_{j})\right)\\ ={}&\eta-\sum_{i,j}{\frac{g_{ij}}{2}}\left((\sigma_{i}-\bar{\sigma}_{i})(z_{j}-\bar{z}_{j})+(\sigma_{j}-\bar{\sigma}_{j})(z_{i}-\bar{z}_{i})+(\sigma_{i}-\bar{\sigma}_{i})(\sigma_{j}-\bar{\sigma}_{j})\right)\\ ={}&\eta-\sum_{i,j}g_{ij}\left((\sigma_{i}-\bar{\sigma}_{i})(z_{j}-\bar{z}_{j})+{\frac{1}{2}}(\sigma_{i}-\bar{\sigma}_{i})(\sigma_{j}-\bar{\sigma}_{j})\right),\end{split}

we have

p∗​Tσ∗​ωS​F−p∗​ωS​F=−−1∂∂¯∑i,jgi​j(σi−σ¯i)(zj−z¯j)+−1∂∂¯Φ(y)=p∗(−∂∑iσiθi−∂¯∑iσi​θi¯)+−1∂∂¯Φ(y),\begin{split}p^{*}T_{\sigma}^{*}\omega_{SF}-p^{*}\omega_{SF}&=-\sqrt{-1}\partial\overline{\partial}\sum_{i,j}g_{ij}(\sigma_{i}-\bar{\sigma}_{i})(z_{j}-\bar{z}_{j})+\sqrt{-1}\partial\overline{\partial}\Phi(y)\\ &=p^{*}\left(-\partial\sum_{i}\sigma_{i}\theta_{i}-\overline{\partial}\sum_{i}\overline{\sigma_{i}\theta_{i}}\right)+\sqrt{-1}\partial\overline{\partial}\Phi(y),\end{split}

where Φ(y)=−∑i,jgi​j2(σi−σ¯i)(σj−σ¯j)\Phi(y)=-\sum_{i,j}\frac{g_{ij}}{2}(\sigma_{i}-\bar{\sigma}_{i})(\sigma_{j}-\bar{\sigma}_{j}) is a real function of yy only. We have just proved that

ωS​F−ω=∂ζ0,1+∂¯​ζ0,1¯=∂∑iσi​θi+∂∂¯​h+∂¯​∑iσi​θi¯+∂¯​∂h¯.\omega_{SF}-\omega=\partial\zeta^{0,1}+\overline{\partial}\ \overline{\zeta^{0,1}}=\partial\sum_{i}\sigma_{i}\theta_{i}+\partial\overline{\partial}h+\overline{\partial}\sum_{i}\overline{\sigma_{i}\theta_{i}}+\overline{\partial}\partial\overline{h}.

Thus

p∗​Tσ∗​ωS​F−p∗​ω=p∗​−1​∂∂¯​(2​Im​h+Φ),p^{*}T_{\sigma}^{*}\omega_{SF}-p^{*}\omega=p^{*}\sqrt{-1}\partial\overline{\partial}(2\mathrm{Im}h+\Phi),

which proves (3.3) with ξ=2​Im​h+Φ\xi=2\mathrm{Im}h+\Phi. ∎

[030Z]

4. Estimates and smooth convergence

In this section we prove a priori estimates of all orders for the Ricci–flat metrics ω~t\tilde{\omega}_{t} which are uniform on compact sets of M\SM\backslash S, and then use these to prove Theorem 1.1. These estimates improve the results in [38], and use crucially the assumptions that MM is projective and that the smooth fibers MyM_{y} are tori.

[0310]
Lemma 4.1.

There is a constant CC such that on UU the Ricci–flat metrics ω~t\tilde{\omega}_{t} satisfy

(4.1) C−1​(ω0+t​ωM)⩽ω~t⩽C⁡(ω0+t​ωM),C^{-1}(\omega_{0}+t\omega_{M})\leqslant\tilde{\omega}_{t}\leqslant C(\omega_{0}+t\omega_{M}),

for all small t>0t>0.

[0311]
Proof.

This estimate is contained in the second-named author’s work [38], although it is not explicitly stated there. To see this, start from [38, (3.24)], which gives a constant CC so that on UU we have

C−1​(t​ωM)⩽ω~t.C^{-1}(t\omega_{M})\leqslant\tilde{\omega}_{t}.

Then use [38, Lemma 3.1] to get

C−1​ω0⩽ω~t,C^{-1}\omega_{0}\leqslant\tilde{\omega}_{t},

and so adding these two inequalities we get

C−1​(ω0+t​ωM)⩽ω~t,C^{-1}(\omega_{0}+t\omega_{M})\leqslant\tilde{\omega}_{t},

or in other words trω~t​ωt⩽C\textrm{tr}_{\tilde{\omega}_{t}}\omega_{t}\leqslant C on UU, where ωt=ω0+t​ωM\omega_{t}=\omega_{0}+t\omega_{M} as before. To get the reverse inequality, we note that on UU we have

trωt​ω~t⩽(trω~t​ωt)n−1​ω~tnωtn⩽C​ω~tnωtn⩽C,\textrm{tr}_{\omega_{t}}\tilde{\omega}_{t}\leqslant(\textrm{tr}_{\tilde{\omega}_{t}}\omega_{t})^{n-1}\frac{\tilde{\omega}_{t}^{n}}{\omega_{t}^{n}}\leqslant C\frac{\tilde{\omega}_{t}^{n}}{\omega_{t}^{n}}\leqslant C,

where the last inequality follows from [38, (3.23)]. We thus get the reverse inequality

ω~t⩽C⁡(ω0+t​ωM),\tilde{\omega}_{t}\leqslant C(\omega_{0}+t\omega_{M}),

thus proving (4.1). ∎

From now on we fix a small ball B⊂N\f⁡(S)B\subset N\backslash f(S), and as before we call U=f−1​(B)U=f^{-1}(B) and we have the holomorphic covering map p:B×ℂn−m→Up:B\times\mathbb{C}^{n-m}\to U, with f∘p⁡(y,z)=yf\circ p(y,z)=y where (y,z)=(y1,…,ym,z1,…,zn−m)(y,z)=(y_{1},\dots,y_{m},z_{1},\dots,z_{n-m}) the standard coordinates on B×ℂn−mB\times\mathbb{C}^{n-m}. We let λt:B×ℂn−m→B×ℂn−m\lambda_{t}:B\times\mathbb{C}^{n-m}\to B\times\mathbb{C}^{n-m} be the dilation

λt​(y,z)=(y,zt),\lambda_{t}(y,z)=\left(y,\frac{z}{\sqrt{t}}\right),

which takes the lattice t​Λy\sqrt{t}\Lambda_{y} to Λy\Lambda_{y}. If we pull back the Kähler potential φt\varphi_{t} on UU via pp we get a function φt∘p\varphi_{t}\circ p on B×ℂn−mB\times\mathbb{C}^{n-m} which is periodic in zz with period Λy\Lambda_{y}, i.e. φt∘p⁡(y,z+ℓ)=φt∘p⁡(y,z)\varphi_{t}\circ p(y,z+\ell)=\varphi_{t}\circ p(y,z) for all ℓ∈Λy\ell\in\Lambda_{y}. The function φt∘p∘λt\varphi_{t}\circ p\circ\lambda_{t} is then periodic in zz with period t​Λy\sqrt{t}\Lambda_{y}. Note that since ω0\omega_{0} is the pullback of a metric from N\f⁡(S)N\backslash f(S), we have λt∗​p∗​ω0=p∗​ω0.\lambda_{t}^{*}p^{*}\omega_{0}=p^{*}\omega_{0}.

Recall now that we have a nonnegative definite semi-flat form ωS​F\omega_{SF} on UU, and that ω0+ωS​F\omega_{0}+\omega_{SF} is then a semi-flat Kähler metric on UU. Since UU is diffeomorphic to a product B×MyB\times M_{y}, it follows that ωS​F\omega_{SF} and ωM\omega_{M} are cohomologous on UU. We now apply Proposition 3.1 and get a holomorphic section σ:B→U\sigma:B\to U and a real function ξ\xi on UU such that

(4.2) Tσ∗​ωS​F−ωM=−1​∂∂¯​ξT_{\sigma}^{*}\omega_{SF}-\omega_{M}=\sqrt{-1}\partial\overline{\partial}\xi

on UU, where TσT_{\sigma} is the fiberwise translation by σ\sigma.

[0312]
Lemma 4.2.

There is a constant CC such that on the whole of B×ℂn−mB\times\mathbb{C}^{n-m} we have

(4.3) C−1​p∗​(ω0+ωS​F)⩽λt∗​p∗​T−σ∗​ω~t⩽C​p∗​(ω0+ωS​F),C^{-1}p^{*}(\omega_{0}+\omega_{SF})\leqslant\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}\leqslant Cp^{*}(\omega_{0}+\omega_{SF}),

for all small t>0t>0.

[0313]
Proof.

First of all notice that after replacing UU with a slightly smaller open set, the semi-flat metric ω0+ωS​F\omega_{0}+\omega_{SF} is uniformly equivalent to ωM\omega_{M}, which implies that

(4.4) C−1​(ω0+t​ωS​F)⩽ω0+t​ωM⩽C⁡(ω0+t​ωS​F),C^{-1}(\omega_{0}+t\omega_{SF})\leqslant\omega_{0}+t\omega_{M}\leqslant C(\omega_{0}+t\omega_{SF}),

for all small t>0t>0. Thanks to Lemma 4.1 on UU we have that

C−1​(ω0+t​T−σ∗​ωM)⩽T−σ∗​ω~t⩽C⁡(ω0+t​T−σ∗​ωM),C^{-1}(\omega_{0}+tT_{-\sigma}^{*}\omega_{M})\leqslant T_{-\sigma}^{*}\tilde{\omega}_{t}\leqslant C(\omega_{0}+tT_{-\sigma}^{*}\omega_{M}),

and since T−σ∗​ωMT_{-\sigma}^{*}\omega_{M} is uniformly equivalent to ωM\omega_{M} we also have that

(4.5) C−1​(ω0+t​ωM)⩽T−σ∗​ω~t⩽C⁡(ω0+t​ωM),C^{-1}(\omega_{0}+t\omega_{M})\leqslant T_{-\sigma}^{*}\tilde{\omega}_{t}\leqslant C(\omega_{0}+t\omega_{M}),

and combining (4.4) and (4.5) we get

(4.6) C−1​(ω0+t​ωS​F)⩽T−σ∗​ω~t⩽C⁡(ω0+t​ωS​F),C^{-1}(\omega_{0}+t\omega_{SF})\leqslant T_{-\sigma}^{*}\tilde{\omega}_{t}\leqslant C(\omega_{0}+t\omega_{SF}),

on UU. If we pull back (4.6) by p∘λtp\circ\lambda_{t} we get

(4.7) C−1​(p∗​ω0+t​λt∗​p∗​ωS​F)⩽λt∗​p∗​T−σ∗​ω~t⩽C⁡(p∗​ω0+t​λt∗​p∗​ωS​F),C^{-1}(p^{*}\omega_{0}+t\lambda_{t}^{*}p^{*}\omega_{SF})\leqslant\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}\leqslant C(p^{*}\omega_{0}+t\lambda_{t}^{*}p^{*}\omega_{SF}),

on all of B×ℂn−mB\times\mathbb{C}^{n-m}. We claim that on the whole of B×ℂn−mB\times\mathbb{C}^{n-m} we have that

(4.8) t​λt∗​p∗​ωS​F=p∗​ωS​F.t\lambda_{t}^{*}p^{*}\omega_{SF}=p^{*}\omega_{SF}.

In fact, the construction of ωS​F\omega_{SF} in section 3 gives that p∗​ωS​F=−1​∂∂¯​η,p^{*}\omega_{SF}=\sqrt{-1}\partial\overline{\partial}\eta, for a function η\eta on B×ℂn−mB\times\mathbb{C}^{n-m} that satisfies

(4.9) η∘λt​(y,z)=η⁡(y,zt)=1t​η​(y,z),\eta\circ\lambda_{t}(y,z)=\eta\left(y,\frac{z}{\sqrt{t}}\right)=\frac{1}{t}\eta(y,z),

for all (y,z)(y,z) in B×ℂn−mB\times\mathbb{C}^{n-m} and any t>0t>0. It follows then that

(4.10) t​λt∗​p∗​ωS​F=t​λt∗​−1​∂∂¯​η=t​−1​∂∂¯​(η∘λt)=−1​∂∂¯​η=p∗​ωS​F,t\lambda_{t}^{*}p^{*}\omega_{SF}=t\lambda_{t}^{*}\sqrt{-1}\partial\overline{\partial}\eta=t\sqrt{-1}\partial\overline{\partial}(\eta\circ\lambda_{t})=\sqrt{-1}\partial\overline{\partial}\eta=p^{*}\omega_{SF},

as claimed. Combining (4.7) and (4.8) we get the bound (4.3). ∎

[0314]
Proposition 4.3.

Given any compact set KK in B×ℂn−mB\times\mathbb{C}^{n-m} and any k⩾0k\geqslant 0 there exists a constant CC independent of t>0t>0 such that

(4.11) ‖λt∗​p∗​T−σ∗​ω~t‖Ck​(K,δ)⩽C,\|\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}\|_{C^{k}(K,\delta)}\leqslant C,

where δ\delta is the Euclidean metric on B×ℂn−mB\times\mathbb{C}^{n-m}.

[0315]
Proof.

We pull back (1.1) via T−σ∘p∘λtT_{-\sigma}\circ p\circ\lambda_{t} and get

(λt∗​p∗​T−σ∗​ω~t)n​(y,z)=ct​tn−m​(λt∗​p∗​T−σ∗​ωM)n​(y,z)=ct​(p∗​T−σ∗​ωM)n​(y,zt),\begin{split}(\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t})^{n}(y,z)&=c_{t}t^{n-m}(\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\omega_{M})^{n}(y,z)\\ &=c_{t}(p^{*}T_{-\sigma}^{*}\omega_{M})^{n}\left(y,\frac{z}{\sqrt{t}}\right),\end{split}

since the pullback under λt\lambda_{t} of any volume form f⁡(y,z)​d​y1∧⋯∧d​z¯n−mf(y,z)dy^{1}\wedge\dots\wedge d\overline{z}^{n-m} on B×ℂn−mB\times\mathbb{C}^{n-m} equals tm−n​f​(y,zt)​d​y1∧⋯∧d​z¯n−m.t^{m-n}f(y,\frac{z}{\sqrt{t}})dy^{1}\wedge\dots\wedge d\overline{z}^{n-m}. We now claim that in fact we have

(p∗​T−σ∗​ωM)n​(y,zt)=(p∗​T−σ∗​ωM)n​(y,z).(p^{*}T_{-\sigma}^{*}\omega_{M})^{n}\left(y,\frac{z}{\sqrt{t}}\right)=(p^{*}T_{-\sigma}^{*}\omega_{M})^{n}(y,z).

To see this, consider the (n,0)(n,0)-form

d​y1∧⋯∧d​ym∧d​z1∧⋯∧d​zn−mdy^{1}\wedge\dots\wedge dy^{m}\wedge dz^{1}\wedge\dots\wedge dz^{n-m}

on B×ℂn−mB\times\mathbb{C}^{n-m}. This form is invariant under the ℤ2​n−2​m\mathbb{Z}^{2n-2m}-action described above

(n1,…,n2​n−2​m)⋅(y,z)=(y,z+∑ini​vi​(y)),(n_{1},\dots,n_{2n-2m})\cdot(y,z)=(y,z+\sum_{i}n_{i}v_{i}(y)),

where (y,z)=(y1,…,ym,z1,…,zn−m)(y,z)=(y_{1},\dots,y_{m},z_{1},\dots,z_{n-m}), and so it descends to a holomorphic (n,0)(n,0)-form to the quotient (B×ℂn−m)/Λ(B\times\mathbb{C}^{n-m})/\Lambda and using the biholomorphism with UU we get a holomorphic (n,0)(n,0)-form Ω\Omega on UU. We can then consider the volume form (−1)n2​Ω∧Ω¯(\sqrt{-1})^{n^{2}}\Omega\wedge\overline{\Omega}, and we have

T−σ∗​ωMn=h⋅(−1)n2​Ω∧Ω¯,T_{-\sigma}^{*}\omega_{M}^{n}=h\cdot(\sqrt{-1})^{n^{2}}\Omega\wedge\overline{\Omega},

where hh is a smooth positive function on UU. Taking −1​∂∂¯​log\sqrt{-1}\partial\overline{\partial}\log of both sides we get

−1​∂∂¯​log⁡h=−1​∂∂¯​log⁡T−σ∗​ωMn(−1)n2​Ω∧Ω¯=0,\sqrt{-1}\partial\overline{\partial}\log h=\sqrt{-1}\partial\overline{\partial}\log\frac{T_{-\sigma}^{*}\omega_{M}^{n}}{(\sqrt{-1})^{n^{2}}\Omega\wedge\overline{\Omega}}=0,

since T−σ∗​ωMT_{-\sigma}^{*}\omega_{M} is Ricci–flat and Ω\Omega is a holomorphic (n,0)(n,0)-form. So log⁡h\log h is pluriharmonic on UU, and this implies that its restriction to any fiber MyM_{y} with y∈By\in B is constant. Pulling back via pp we get

(p∗​T−σ∗​ωMn)​(y,z)=(h∘p)​(y,z)​(−1)n2​d​y1∧⋯∧d​z¯n−m,(p^{*}T_{-\sigma}^{*}\omega_{M}^{n})(y,z)=(h\circ p)(y,z)(\sqrt{-1})^{n^{2}}dy^{1}\wedge\dots\wedge d\overline{z}^{n-m},

but since hh is constant along the fibers of ff and pp is compatible with the projection to BB we get that the function (h∘p)​(y,z)(h\circ p)(y,z) on B×ℂn−mB\times\mathbb{C}^{n-m} is independent of zz. In particular we have

(p∗​T−σ∗​ωM)n​(y,zt)=(p∗​T−σ∗​ωM)n​(y,z),(p^{*}T_{-\sigma}^{*}\omega_{M})^{n}\left(y,\frac{z}{\sqrt{t}}\right)=(p^{*}T_{-\sigma}^{*}\omega_{M})^{n}(y,z),

and so the rescaled metrics λt∗​p∗​T−σ∗​ω~t\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t} satisfy the nondegenerate complex Monge-Ampère equation

(λt∗​p∗​T−σ∗​ω~t)n=(p∗​ω0+t​λt∗​p∗​T−σ∗​ωM+−1​∂∂¯​φ~t)n=ct​(p∗​T−σ∗​ωM)n(\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t})^{n}=(p^{*}\omega_{0}+t\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\omega_{M}+\sqrt{-1}\partial\overline{\partial}\tilde{\varphi}_{t})^{n}=c_{t}(p^{*}T_{-\sigma}^{*}\omega_{M})^{n}

on B×ℂn−mB\times\mathbb{C}^{n-m}, where we have set

φ~t=φt∘T−σ∘p∘λt.\tilde{\varphi}_{t}=\varphi_{t}\circ T_{-\sigma}\circ p\circ\lambda_{t}.

We claim that the estimates (4.11) hold. To see this, we use (4.2) and get

(4.12) p∗​ωS​F=p∗​T−σ∗​ωM+p∗​T−σ∗​−1​∂∂¯​ξ,p^{*}\omega_{SF}=p^{*}T_{-\sigma}^{*}\omega_{M}+p^{*}T_{-\sigma}^{*}\sqrt{-1}\partial\overline{\partial}\xi,

for a function ξ\xi on UU. On B×ℂn−mB\times\mathbb{C}^{n-m} we can then use (4.10) and (4.12) and write

(4.13) λt∗​p∗​T−σ∗​ω~t=p∗​ω0+t​λt∗​p∗​T−σ∗​ωM+−1​∂∂¯​φ~t=p∗​ω0+t​λt∗​p∗​(ωS​F−T−σ∗​−1​∂∂¯​ξ)+−1​∂∂¯​φ~t=p∗​ω0+p∗​ωS​F−t​λt∗​p∗​T−σ∗​−1​∂∂¯​ξ+−1​∂∂¯​φ~t=p∗​(ω0+ωS​F)+−1​∂∂¯​ut,\begin{split}\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}&=p^{*}\omega_{0}+t\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\omega_{M}+\sqrt{-1}\partial\overline{\partial}\tilde{\varphi}_{t}\\ &=p^{*}\omega_{0}+t\lambda_{t}^{*}p^{*}(\omega_{SF}-T_{-\sigma}^{*}\sqrt{-1}\partial\overline{\partial}\xi)+\sqrt{-1}\partial\overline{\partial}\tilde{\varphi}_{t}\\ &=p^{*}\omega_{0}+p^{*}\omega_{SF}-t\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\sqrt{-1}\partial\overline{\partial}\xi+\sqrt{-1}\partial\overline{\partial}\tilde{\varphi}_{t}\\ &=p^{*}(\omega_{0}+\omega_{SF})+\sqrt{-1}\partial\overline{\partial}u_{t},\end{split}

where for simplicity we write ut=φ~t−t⁡(ξ∘T−σ∘p∘λt).u_{t}=\tilde{\varphi}_{t}-t(\xi\circ T_{-\sigma}\circ p\circ\lambda_{t}). The functions utu_{t} are uniformly bounded in C0​(B×ℂn−m)C^{0}(B\times\mathbb{C}^{n-m}) because of the L∞L^{\infty} bound for φt\varphi_{t} from [9, 10] and because ξ\xi is a fixed function on UU. The functions utu_{t} satisfy the complex Monge-Ampère equations

(4.14) (p∗​ω0+p∗​ωS​F+−1​∂∂¯​ut)n=ct​(p∗​T−σ∗​ωM)n(p^{*}\omega_{0}+p^{*}\omega_{SF}+\sqrt{-1}\partial\overline{\partial}u_{t})^{n}=c_{t}(p^{*}T_{-\sigma}^{*}\omega_{M})^{n}

on B×ℂn−mB\times\mathbb{C}^{n-m}, and on any compact subset KK of B×ℂn−mB\times\mathbb{C}^{n-m} the Kähler metric p∗​(ω0+ωS​F)p^{*}(\omega_{0}+\omega_{SF}) is C∞C^{\infty} equivalent to the Euclidean metric δ\delta (with constants that depend only on KK). The bounds (4.3) imply that

C−1​δ⩽p∗​(ω0+ωS​F)+−1​∂∂¯​ut⩽C​δ,C^{-1}\delta\leqslant p^{*}(\omega_{0}+\omega_{SF})+\sqrt{-1}\partial\overline{\partial}u_{t}\leqslant C\delta,

on KK for all small t>0t>0, where CC depends on KK. The constants ctc_{t} are bounded uniformly and away from zero. After shrinking KK slightly we can then apply the Evans-Krylov theory (as explained for example in [13, 32]) and Schauder estimates to get higher order estimates ‖ut‖Ck​(K,δ)⩽C⁡(k)\|u_{t}\|_{C^{k}(K,\delta)}\leqslant C(k) for all k⩾0k\geqslant 0, thus proving (4.11). ∎

[0316]
Lemma 4.4.

Given any compact set K⊂M\SK\subset M\backslash S there is a constant CKC_{K} such that the sectional curvature of ω~t\tilde{\omega}_{t} satisfies

(4.15) supK|Sec⁡(ω~t)|⩽CK,\sup_{K}|\mathrm{Sec}(\tilde{\omega}_{t})|\leqslant C_{K},

for all small t>0t>0.

[0317]
Proof.

We can assume that KK is sufficiently small so that f⁡(K)⊂Bf(K)\subset B for a ball BB as before, and that there is a compact set K′⊂B×ℂn−mK^{\prime}\subset B\times\mathbb{C}^{n-m} so that p:K′→Tσ​(K)p:K^{\prime}\to T_{\sigma}(K) is a biholomorphism. We then have

supK|Sec⁡(ω~t)|=supTσ​(K)|Sec⁡(T−σ∗​ω~t)|=supK′|Sec⁡(p∗​T−σ∗​ω~t)|=supλt−1​(K′)|Sec⁡(λt∗​p∗​T−σ∗​ω~t)|.\begin{split}\sup_{K}|\mathrm{Sec}(\tilde{\omega}_{t})|&=\sup_{T_{\sigma}(K)}|\mathrm{Sec}(T_{-\sigma}^{*}\tilde{\omega}_{t})|=\sup_{K^{\prime}}|\mathrm{Sec}(p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t})|\\ &=\sup_{\lambda_{t}^{-1}(K^{\prime})}|\mathrm{Sec}(\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t})|.\end{split}

For t>0t>0 small enough, the sets λt−1​(K)\lambda_{t}^{-1}(K) are all contained in a fixed compact set K′′⊂B×ℂn−mK^{\prime\prime}\subset B\times\mathbb{C}^{n-m}. From (4.3) and (4.11) we then get a uniform bound for the sectional curvatures of λt∗​p∗​T−σ∗​ω~t\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t} on K′′K^{\prime\prime}, and this proves (4.15). ∎

[0318]
Lemma 4.5.

Given any compact set KK in B×ℂn−mB\times\mathbb{C}^{n-m} and any k⩾0k\geqslant 0 there exists a constant CC independent of t>0t>0 such that

(4.16) ‖p∗​T−σ∗​ω~t‖Ck​(K,δ)⩽C,\|p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}\|_{C^{k}(K,\delta)}\leqslant C,

where δ\delta is the Euclidean metric on B×ℂn−mB\times\mathbb{C}^{n-m}.

[0319]
Proof.

Given KK, for all t>0t>0 small enough the sets λt−1​(K)\lambda_{t}^{-1}(K) are all contained in a fixed compact set K′⊂B×ℂn−mK^{\prime}\subset B\times\mathbb{C}^{n-m}. We wish to deduce (4.16) from (4.11). To see this, write on B×ℂn−mB\times\mathbb{C}^{n-m}

λt∗​p∗​T−σ∗​ω~t=−1​(∑i,jAi​j¯​(t,y,z)​d​zi∧d​z¯j+∑i,jBi​j¯​(t,y,z)​d​yi∧d​y¯jCLOSE+∑i,jCi​j¯(t,y,z)dyi∧dz¯j+∑i,jDi​j¯(t,y,z)dzi∧dy¯j).\begin{split}\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}=&\sqrt{-1}\bigg(\sum_{i,j}A_{i\overline{j}}(t,y,z)dz^{i}\wedge d\overline{z}^{j}+\sum_{i,j}B_{i\overline{j}}(t,y,z)dy^{i}\wedge d\overline{y}^{j}\\ &+\sum_{i,j}C_{i\overline{j}}(t,y,z)dy^{i}\wedge d\overline{z}^{j}+\sum_{i,j}D_{i\overline{j}}(t,y,z)dz^{i}\wedge d\overline{y}^{j}\bigg).\end{split}

Thanks to (4.11), on K′K^{\prime} the coefficents A,B,C,DA,B,C,D satisfy uniform CkC^{k} estimates in the variables (y,z)(y,z) independent of tt. We then pull back this equation via the map λ1/t\lambda_{1/t} (the inverse of λt\lambda_{t}) and get

p∗​T−σ∗​ω~t=−1​(t​∑i,jAi​j¯​(t,y,z​t)​d​zi∧d​z¯j+∑i,jBi​j¯​(t,y,z​t)​d​yi∧d​y¯jCLOSE+t∑i,jCi​j¯(t,y,zt)dyi∧dz¯j+t∑i,jDi​j¯(t,y,zt)dzi∧dy¯j),\begin{split}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}&=\sqrt{-1}\bigg(t\sum_{i,j}A_{i\overline{j}}(t,y,z\sqrt{t})dz^{i}\wedge d\overline{z}^{j}+\sum_{i,j}B_{i\overline{j}}(t,y,z\sqrt{t})dy^{i}\wedge d\overline{y}^{j}\\ &+\sqrt{t}\sum_{i,j}C_{i\overline{j}}(t,y,z\sqrt{t})dy^{i}\wedge d\overline{z}^{j}+\sqrt{t}\sum_{i,j}D_{i\overline{j}}(t,y,z\sqrt{t})dz^{i}\wedge d\overline{y}^{j}\bigg),\end{split}

and the new coefficients are uniformly bounded in CkC^{k} on KK, thus proving (4.16). ∎

[031A]
Proposition 4.6.

As tt goes to zero we have

ω~t→f∗​ω\tilde{\omega}_{t}\to f^{*}\omega

in Cl​o​c∞​(M\S,ωM)C^{\infty}_{loc}(M\backslash S,\omega_{M}), where ω=ωN+−1​∂∂¯​φ\omega=\omega_{N}+\sqrt{-1}\partial\overline{\partial}\varphi is a Kähler metric on N\f⁡(S)N\backslash f(S) with Ric⁡(ω)=ωWP\Ric(\omega)=\omega_{\rm WP} as in Theorem 1.1.

[031B]
Proof.

Recall that ω~t=ω0+t​ωM+−1​∂∂¯​φt\tilde{\omega}_{t}=\omega_{0}+t\omega_{M}+\sqrt{-1}\partial\overline{\partial}\varphi_{t}, so that

p∗​T−σ∗​ω~t=p∗​ω0+t​p∗​T−σ∗​ωM+−1​∂∂¯​(φt∘T−σ∘p).p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}=p^{*}\omega_{0}+tp^{*}T_{-\sigma}^{*}\omega_{M}+\sqrt{-1}\partial\overline{\partial}(\varphi_{t}\circ T_{-\sigma}\circ p).

We now fix a compact set K⊂M\SK\subset M\backslash S, which we can assume is sufficiently small so that f⁡(K)⊂Bf(K)\subset B for a ball BB as before, and that there is a compact set K′⊂B×ℂn−mK^{\prime}\subset B\times\mathbb{C}^{n-m} such that p:K′→Tσ​(K)p:K^{\prime}\to T_{\sigma}(K) is a biholomorphism. From (4.16) (together with the L∞L^{\infty} bound for φt\varphi_{t} from [9, 10]) we see that

‖φt∘T−σ∘p‖Ck​(K′,δ)⩽C⁡(k),\|\varphi_{t}\circ T_{-\sigma}\circ p\|_{C^{k}(K^{\prime},\delta)}\leqslant C(k),

and therefore also

(4.17) ‖φt‖Ck​(K,ωM)⩽C⁡(k),\|\varphi_{t}\|_{C^{k}(K,\omega_{M})}\leqslant C(k),

since T−σ∘p:K′→KT_{-\sigma}\circ p:K^{\prime}\to K is a fixed biholomorphism. From [38] we know that φt→f∗​φ\varphi_{t}\to f^{*}\varphi in Cl​o​c1,α​(M\S,ωM)C^{1,\alpha}_{loc}(M\backslash S,\omega_{M}), and so (4.17) implies that φt→f∗​φ\varphi_{t}\to f^{*}\varphi in Cl​o​c∞​(M\S,ωM)C^{\infty}_{loc}(M\backslash S,\omega_{M}), and therefore that ω~t→f∗​ω\tilde{\omega}_{t}\to f^{*}\omega in Cl​o​c∞​(M\S,ωM)C^{\infty}_{loc}(M\backslash S,\omega_{M}). ∎

As a corollary of this, for any compact subset K⊂M\SK\subset M\backslash S, there is a positive function ε⁡(t)\varepsilon(t) which goes to zero as t→0t\rightarrow 0, such that

(4.18) f∗​ω−ε⁡(t)​ωM⩽ω~t⩽f∗​ω+ε⁡(t)​ωMf^{*}\omega-\varepsilon(t)\omega_{M}\leqslant\tilde{\omega}_{t}\leqslant f^{*}\omega+\varepsilon(t)\omega_{M}

on KK, as well as

(4.19) e−ε⁡(t)​f∗​ω⩽ω~t.e^{-\varepsilon(t)}f^{*}\omega\leqslant\tilde{\omega}_{t}.

We now finish the proof of Theorem 1.1. We have already proved the first two statements in Proposition 4.6 and Lemma 4.4, and it remains to prove (1.3). We will present two proofs of (1.3), one which uses the fact that the fibers are tori, and another one which only uses the convergence result in Proposition 4.6.

For the first proof, we need the following lemma

[031C]
Lemma 4.7.

As tt goes to zero we have

(4.20) λt∗​p∗​T−σ∗​ω~t→p∗​(ωS​F+f∗​ω)\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}\to p^{*}(\omega_{SF}+f^{*}\omega)

in Cl​o​c∞​(B×ℂn−m,δ)C^{\infty}_{loc}(B\times\mathbb{C}^{n-m},\delta), where δ\delta is the Euclidean metric.

[031D]
Proof.

Recall that from (4.13) we see that on B×ℂn−mB\times\mathbb{C}^{n-m}

λt∗​p∗​T−σ∗​ω~t=p∗​(ω0+ωS​F)+−1​∂∂¯​ut,\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}=p^{*}(\omega_{0}+\omega_{SF})+\sqrt{-1}\partial\overline{\partial}u_{t},

where the functions ut=φ~t−t​λt∗​p∗​T−σ∗​ξu_{t}=\tilde{\varphi}_{t}-t\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\xi have uniform C∞C^{\infty} bounds on compact sets. We need to show that as tt goes to zero we have ut→(f∘p)∗​φu_{t}\to(f\circ p)^{*}\varphi in Cl​o​c∞​(B×ℂn−m,δ)C^{\infty}_{loc}(B\times\mathbb{C}^{n-m},\delta), where f∗​φf^{*}\varphi is the C1,αC^{1,\alpha} limit of φt\varphi_{t} from [38]. To prove this we need another estimate from the second-named author’s work [38, (3.9)], which implies that there is a constant CC (that depends on the initial choice of BB) so that for all 0<t⩽10<t\leqslant 1 we have

(4.21) supy∈BoscMy​φt⩽C​t.\sup_{y\in B}\mathrm{osc}_{M_{y}}\varphi_{t}\leqslant Ct.

We now use this together with the fact that φt→f∗​φ\varphi_{t}\to f^{*}\varphi in C0C^{0} to get that for any (y,z)(y,z) in B×ℂn−mB\times\mathbb{C}^{n-m} we have

|φ~t​(y,z)−(f∘p)∗​φ​(y,z)|=|φt∘T−σ∘p⁡(y,zt)−φ⁡(y)|⩽|φt∘p⁡(y,zt−σ~​(y))−φt∘p⁡(y,z)|+|φt∘p⁡(y,z)−((f∗​φ)∘p)​(y)|⩽C​t+supU|φt−f∗​φ|,\begin{split}|\tilde{\varphi}_{t}(y,z)-(f\circ p)^{*}\varphi(y,z)|&=\left|\varphi_{t}\circ T_{-\sigma}\circ p\left(y,\frac{z}{\sqrt{t}}\right)-\varphi(y)\right|\\ &\leqslant\left|\varphi_{t}\circ p\left(y,\frac{z}{\sqrt{t}}-\tilde{\sigma}(y)\right)-\varphi_{t}\circ p(y,z)\right|\\ &\ \ \ \ +|\varphi_{t}\circ p(y,z)-((f^{*}\varphi)\circ p)(y)|\\ &\leqslant Ct+\sup_{U}|\varphi_{t}-f^{*}\varphi|,\end{split}

where in the last line we used (4.21) because the points p​(y,zt−σ~​(y))p(y,\frac{z}{\sqrt{t}}-\tilde{\sigma}(y)) and p⁡(y,z)p(y,z) lie in the same fiber MyM_{y}. Letting tt go to zero we see that φ~t→(f∘p)∗​φ\tilde{\varphi}_{t}\to(f\circ p)^{*}\varphi in C0​(B×ℂn−m)C^{0}(B\times\mathbb{C}^{n-m}). On the other hand we have that t​λt∗​p∗​ξ→0t\lambda_{t}^{*}p^{*}\xi\to 0 in C0​(B×ℂn−m)C^{0}(B\times\mathbb{C}^{n-m}), and so ut→(f∘p)∗​φu_{t}\to(f\circ p)^{*}\varphi in C0​(B×ℂn−m)C^{0}(B\times\mathbb{C}^{n-m}). Thanks to the higher order estimates for utu_{t}, we also have that ut→(f∘p)∗​φu_{t}\to(f\circ p)^{*}\varphi in Cl​o​c∞​(B×ℂn−m,δ)C^{\infty}_{loc}(B\times\mathbb{C}^{n-m},\delta), up to shrinking BB slightly. ∎

We can now complete the proof of Theorem 1.1.

[031E]
Proof.

Recall that thanks to Lemma 4.7, on B×ℂn−mB\times\mathbb{C}^{n-m} we can write

λt∗​p∗​T−σ∗​ω~t−p∗​(ωS​F+f∗​ω)=Et,\lambda_{t}^{*}p^{*}T_{-\sigma}^{*}\tilde{\omega}_{t}-p^{*}(\omega_{SF}+f^{*}\omega)=E_{t},

where the error term EtE_{t} is a (1,1)(1,1)-form that goes to zero smoothly on compact sets. From (4.8) we also have that

Et=λt∗​p∗​(T−σ∗​ω~t−f∗​ω−t​ωS​F).E_{t}=\lambda_{t}^{*}p^{*}(T_{-\sigma}^{*}\tilde{\omega}_{t}-f^{*}\omega-t\omega_{SF}).

If we restrict the form T−σ∗​ω~t−f∗​ω−t​ωS​FT_{-\sigma}^{*}\tilde{\omega}_{t}-f^{*}\omega-t\omega_{SF} to a fiber MyM_{y} and divide by tt we get

Ett|{y}×ℂn−m=λt∗​p∗​(T−σ∗​ω~t|Myt−ωS​F,y)\frac{E_{t}}{t}\bigg|_{\{y\}\times\mathbb{C}^{n-m}}=\lambda_{t}^{*}p^{*}\left(\frac{T_{-\sigma}^{*}\tilde{\omega}_{t}|_{M_{y}}}{t}-\omega_{SF,y}\right)

Pulling back this via the map λ1/t\lambda_{1/t} (the inverse of λt\lambda_{t}) we get

λ1/t∗​Ett|{y}×ℂn−m=p∗​(T−σ∗​ω~t|Myt−ωS​F,y).\frac{\lambda_{1/t}^{*}E_{t}}{t}\bigg|_{\{y\}\times\mathbb{C}^{n-m}}=p^{*}\left(\frac{T_{-\sigma}^{*}\tilde{\omega}_{t}|_{M_{y}}}{t}-\omega_{SF,y}\right).

Explicitly we have λ1/t​(y,z)=(y,z​t)\lambda_{1/t}(y,z)=(y,z\sqrt{t}), which implies that λ1/t∗​d​zi=t​d​zi\lambda_{1/t}^{*}dz^{i}=\sqrt{t}dz^{i}, and so

λ1/t∗​Ett|{y}×ℂn−m​(y,z)=Et|{y}×ℂn−m​(y,z​t),\frac{\lambda_{1/t}^{*}E_{t}}{t}\bigg|_{\{y\}\times\mathbb{C}^{n-m}}(y,z)=E_{t}\bigg|_{\{y\}\times\mathbb{C}^{n-m}}(y,z\sqrt{t}),

which goes to zero smoothly as tt approaches zero, uniformly in yy. It follows that T−σ∗​ω~t|Myt\frac{T_{-\sigma}^{*}\tilde{\omega}_{t}|_{M_{y}}}{t} converges smoothly to ωS​F,y\omega_{SF,y}, and the convergence is uniform as yy varies on compact sets of N\f⁡(S)N\backslash f(S). Pulling back via TσT_{\sigma}, and using the fact that Tσ∗​ωS​F,y=ωS​F,yT_{\sigma}^{*}\omega_{SF,y}=\omega_{SF,y}, we see that also ω~t|Myt\frac{\tilde{\omega}_{t}|_{M_{y}}}{t} converges smoothly to ωS​F,y\omega_{SF,y}, as desired. ∎

[031F]
Remark 4.8.

Note that in particular we get the estimate

supMy|∇(ω~|My)|ωM2⩽C​t2,\sup_{M_{y}}\left|\nabla(\tilde{\omega}|_{M_{y}})\right|^{2}_{\omega_{M}}\leqslant Ct^{2},

which improves [38, (2.11)].

We now give a second proof of (1.3). In fact we show that in general (1.3) follows from Proposition 4.6, without assuming that MM is projective or that the fibers MyM_{y} are tori (in general MyM_{y} is a Calabi-Yau manifold). This will finish the proof of Theorem 1.1.

[031G]
Proposition 4.9.

Assume the same setting as in the Introduction, except that MM need not be projective and MyM_{y} need not be a torus. If we have that

(4.22) ω~t→f∗​ω\tilde{\omega}_{t}\to f^{*}\omega

in Cl​o​c∞​(M\S,ωM)C^{\infty}_{loc}(M\backslash S,\omega_{M}), where ω\omega is as before, then on each fiber MyM_{y} with y∈N\f⁡(S)y\in N\backslash f(S) we have

(4.23) ω~t|Myt→ωS​F,y,\frac{\tilde{\omega}_{t}|_{M_{y}}}{t}\to\omega_{SF,y},

where ωS​F,y\omega_{SF,y} is the unique Ricci–flat metric on MyM_{y} cohomologous to ωM|My\omega_{M}|_{M_{y}} and the convergence is smooth and uniform as yy varies on a compact subset of N\f⁡(S)N\backslash f(S).

[031H]
Proof.

For simplicity of notation call ωy=ωM|My\omega_{y}=\omega_{M}|_{M_{y}} and ω~y=ω~t|My\tilde{\omega}_{y}=\tilde{\omega}_{t}|_{M_{y}}. On each fiber MyM_{y} we have that Ric⁡(ωy)=−1​∂∂¯​Fy\Ric(\omega_{y})=\sqrt{-1}\partial\overline{\partial}F_{y} for some smooth function FyF_{y} normalized by ∫My(eFy−1)​ωyn−m=0\int_{M_{y}}(e^{F_{y}}-1)\omega_{y}^{n-m}=0. The functions FyF_{y} vary smoothly in y∈N\f⁡(S)y\in N\backslash f(S), because so do the Kähler metrics ωy\omega_{y}. The unique Ricci–flat metric on MyM_{y} cohomologous to ωy\omega_{y} is given by ωS​F,y=ωy+−1​∂∂¯​ζy\omega_{SF,y}=\omega_{y}+\sqrt{-1}\partial\overline{\partial}\zeta_{y} and solves the complex Monge-Ampère equation on MyM_{y}

ωS​F,yn−m=(ωy+−1​∂∂¯​ζy)n−m=eFy​ωyn−m.\omega_{SF,y}^{n-m}=(\omega_{y}+\sqrt{-1}\partial\overline{\partial}\zeta_{y})^{n-m}=e^{F_{y}}\omega_{y}^{n-m}.

Recall from [38, Section 2] that we have

ω0m∧ωMn−m=H​ωMn,\omega_{0}^{m}\wedge\omega_{M}^{n-m}=H\omega_{M}^{n},

where H⩾0H\geqslant 0 is a smooth function on MM that vanishes precisely on SS. A simple calculation [38, (3.5)] shows that on MyM_{y} we have

Ric(ωy)=−−1∂∂¯logH+(Ric(ωM))|My=−−1∂∂¯logH,\Ric(\omega_{y})=-\sqrt{-1}\partial\overline{\partial}\log H+(\Ric(\omega_{M}))|_{M_{y}}=-\sqrt{-1}\partial\overline{\partial}\log H,

since we picked ωM\omega_{M} to be Ricci–flat. It follows that on MyM_{y} the functions FyF_{y} and −log⁡H-\log H differ by a constant, which we can identify as follows: thanks to Yau’s estimates, the functions ζy\zeta_{y} vary smoothly in yy and so they define a smooth function ζ\zeta on M\SM\backslash S. We then defined ωS​F=ωM+−1​∂∂¯​ζ\omega_{SF}=\omega_{M}+\sqrt{-1}\partial\overline{\partial}\zeta, which is a semi-flat form on M\SM\backslash S (here semi-flat means that its restriction to each fiber MyM_{y} is Ricci–flat). This semi-flat form is in general different from the one constructed locally in section 3, although they are equal when restricted to each fiber MyM_{y}. Even though ωS​F\omega_{SF} is not necessarily nonnegative, on M\SM\backslash S the (n,n)(n,n)-form ωS​Fn−m∧ω0m\omega_{SF}^{n-m}\wedge\omega_{0}^{m} is strictly positive, and so we can define a smooth positive function GG on M\SM\backslash S by

(4.24) G=ωMnω0m∧ωS​Fn−m.G=\frac{\omega_{M}^{n}}{\omega_{0}^{m}\wedge\omega_{SF}^{n-m}}.

It is shown in [35, Lemma 3.3], [38, p.445] that GG is a positive constant on each fiber MyM_{y}, and we claim we have

(4.25) eFy=1G​H.e^{F_{y}}=\frac{1}{GH}.

This is because on MyM_{y} we have

1H=ωMnω0m∧ωMn−m=ωMnω0m∧ωS​Fn−m⋅ωS​F,yn−mωyn−m=G​eFy.\frac{1}{H}=\frac{\omega_{M}^{n}}{\omega_{0}^{m}\wedge\omega_{M}^{n-m}}=\frac{\omega_{M}^{n}}{\omega_{0}^{m}\wedge\omega_{SF}^{n-m}}\cdot\frac{\omega_{SF,y}^{n-m}}{\omega_{y}^{n-m}}=Ge^{F_{y}}.

On MyM_{y} we can then write, using (1.1), (4.25)

(4.26) (ω~yt)n−m=tm−n​ω~yn−mωyn−m​ωyn−m=tm−n​ω~yn−m∧ω0mωMn−m∧ω0m​ωyn−m=ω~yn−m∧ω0mω~tn⋅ctH​ωyn−m=ω~yn−m∧ω0mω~tn​(ct​G)​eFy​ωyn−m.\begin{split}\left(\frac{\tilde{\omega}_{y}}{t}\right)^{n-m}&=t^{m-n}\frac{\tilde{\omega}_{y}^{n-m}}{\omega_{y}^{n-m}}\omega_{y}^{n-m}=t^{m-n}\frac{\tilde{\omega}_{y}^{n-m}\wedge\omega_{0}^{m}}{\omega_{M}^{n-m}\wedge\omega_{0}^{m}}\omega_{y}^{n-m}\\ &=\frac{\tilde{\omega}_{y}^{n-m}\wedge\omega_{0}^{m}}{\tilde{\omega}_{t}^{n}}\cdot\frac{c_{t}}{H}\omega_{y}^{n-m}\\ &=\frac{\tilde{\omega}_{y}^{n-m}\wedge\omega_{0}^{m}}{\tilde{\omega}_{t}^{n}}(c_{t}G)e^{F_{y}}\omega_{y}^{n-m}.\end{split}

We also have a pointwise identity on MyM_{y}

ω~yn−m∧ω0mω~tn=ω~yn−m∧ω0m(nm)​ω~yn−m∧ω~tm=ωyn−m∧ω0m(nm)​ωyn−m∧ω~tm,\frac{\tilde{\omega}_{y}^{n-m}\wedge\omega_{0}^{m}}{\tilde{\omega}_{t}^{n}}=\frac{\tilde{\omega}_{y}^{n-m}\wedge\omega_{0}^{m}}{\binom{n}{m}\tilde{\omega}_{y}^{n-m}\wedge\tilde{\omega}_{t}^{m}}=\frac{\omega_{y}^{n-m}\wedge\omega_{0}^{m}}{\binom{n}{m}\omega_{y}^{n-m}\wedge\tilde{\omega}_{t}^{m}},

and we will write

ft=ct​G​ωyn−m∧ω0m(nm)​ωyn−m∧ω~tm,f_{t}=c_{t}G\frac{\omega_{y}^{n-m}\wedge\omega_{0}^{m}}{\binom{n}{m}\omega_{y}^{n-m}\wedge\tilde{\omega}_{t}^{m}},

so that we can recast (4.26) as

(4.27) (ω~yt)n−m=ft​ωS​F,yn−m.\left(\frac{\tilde{\omega}_{y}}{t}\right)^{n-m}=f_{t}\omega_{SF,y}^{n-m}.

Notice that the functions ftf_{t} are the restriction to MyM_{y} of smooth functions on M\SM\backslash S. We claim that as tt approaches zero the functions ftf_{t} converge to 11 in Cl​o​c∞​(M\S,ωM)C^{\infty}_{loc}(M\backslash S,\omega_{M}). To see this, first of all note that by definition we have

(4.28) limt→0ct=(nm)​∫Mω0m∧ωMn−m∫MωMn>0,\lim_{t\to 0}c_{t}=\binom{n}{m}\frac{\int_{M}\omega_{0}^{m}\wedge\omega_{M}^{n-m}}{\int_{M}\omega_{M}^{n}}>0,

see also [10], [38, (2.6)]. We now use the assumption (4.22), and so the functions ftf_{t} converge smoothly to

(4.29) G​(nm)​∫Mω0m∧ωMn−m∫MωMn⋅ωMn−m∧ω0m(nm)​ωMn−m∧(f∗​ω)m.G\binom{n}{m}\frac{\int_{M}\omega_{0}^{m}\wedge\omega_{M}^{n-m}}{\int_{M}\omega_{M}^{n}}\cdot\frac{\omega_{M}^{n-m}\wedge\omega_{0}^{m}}{\binom{n}{m}\omega_{M}^{n-m}\wedge(f^{*}\omega)^{m}}.

To see why this equals one, recall from [38, (4.3)] that the limit metric ω\omega on N\f⁡(S)N\backslash f(S) satisfies

(4.30) ωm=G​∫Mω0m∧ωMn−m∫MωMn​ωNm,\omega^{m}=G\frac{\int_{M}\omega_{0}^{m}\wedge\omega_{M}^{n-m}}{\int_{M}\omega_{M}^{n}}\omega_{N}^{m},

where our function GG is defined so that it differs from the function FF in [38, (4.3)] by the constant factor ∫M(ω0+ωM)n/∫MωMn\int_{M}(\omega_{0}+\omega_{M})^{n}/\int_{M}\omega_{M}^{n}. Substituting (4.30) into (4.29) we see that the limit of ftf_{t} equals

ωMn−m∧ω0mωMn−m∧(f∗​ωN)m=1.\frac{\omega_{M}^{n-m}\wedge\omega_{0}^{m}}{\omega_{M}^{n-m}\wedge(f^{*}\omega_{N})^{m}}=1.

Note now that from the main result of [38] we have that on each fiber MyM_{y}

(4.31) C−1​ωy⩽ω~yt⩽C​ωy,C^{-1}\omega_{y}\leqslant\frac{\tilde{\omega}_{y}}{t}\leqslant C\omega_{y},

where CC is uniform as yy varies in a compact set of N\f⁡(S)N\backslash f(S). From the definition on MyM_{y} we have

ω~yt=ωy+−1​∂∂¯​(φtt),\frac{\tilde{\omega}_{y}}{t}=\omega_{y}+\sqrt{-1}\partial\overline{\partial}\left(\frac{\varphi_{t}}{t}\right),

where φtt\frac{\varphi_{t}}{t} satisfies the C0C^{0} estimate (4.21). The metrics ω~yt\frac{\tilde{\omega}_{y}}{t} satisfy the complex Monge-Ampère equations on MyM_{y}

(4.32) (ω~yt)n−m=(ωy+−1​∂∂¯​(φtt))n−m=ft​eFy​ωyn−m,\left(\frac{\tilde{\omega}_{y}}{t}\right)^{n-m}=\left(\omega_{y}+\sqrt{-1}\partial\overline{\partial}\left(\frac{\varphi_{t}}{t}\right)\right)^{n-m}=f_{t}e^{F_{y}}\omega_{y}^{n-m},

and we have just shown that the functions ft​eFyf_{t}e^{F_{y}} are bounded in C∞​(My,ωy)C^{\infty}(M_{y},\omega_{y}) and away from zero, so we can apply the theory of Evans-Krylov and Schauder estimates on MyM_{y} to (4.32) (using (4.21) and (4.31)) to get bounds

‖ω~yt‖Ck​(My,ωy)⩽C⁡(k),\left\|\frac{\tilde{\omega}_{y}}{t}\right\|_{C^{k}(M_{y},\omega_{y})}\leqslant C(k),

independent of tt. It follows that given any sequence ti→0t_{i}\to 0 we can find a subsequence (still denoted by tit_{i}) and a smooth Kähler metric αy\alpha_{y} on MyM_{y} so that ω~yti→αy\frac{\tilde{\omega}_{y}}{t_{i}}\to\alpha_{y} in C∞​(ωy)C^{\infty}(\omega_{y}). Equation (4.27) in the limit becomes

αyn−m=ωS​F,yn−m,\alpha_{y}^{n-m}=\omega_{SF,y}^{n-m},

and so by the uniqueness of Ricci–flat metrics in a given cohomology class we must have αy=ωS​F,y\alpha_{y}=\omega_{SF,y}. Therefore the whole sequence ω~yt\frac{\tilde{\omega}_{y}}{t} converges smoothly to ωS​F,y\omega_{SF,y} as desired, and the convergence is uniform as yy varies on compact sets of N\f⁡(S)N\backslash f(S). ∎

[031I]
Remark 4.10.

In fact the proof of Proposition 4.9 shows that if we just have that ω~t→f∗​ω\tilde{\omega}_{t}\to f^{*}\omega in Cl​o​c0​(M\S)C^{0}_{loc}(M\backslash S) (or in the C2C^{2} topology of Kähler potentials) then (1.3) holds in the C1,αC^{1,\alpha} topology of Kähler potentials. It seems that just having ω~t→f∗​ω\tilde{\omega}_{t}\to f^{*}\omega in the C1,αC^{1,\alpha} topology of Kähler potentials (which is proved in [38] in general) is not quite enough to deduce (1.3).

[031J]

5. Gromov-Hausdorff convergence

In this section we study the collapsed Gromov-Hausdorff limits of the Ricci–flat metrics ω~t\tilde{\omega}_{t} and prove Theorem 1.2.

[031K]
Lemma 5.1.

There is an open subset X0⊂XX_{0}\subset X such that (X0,dX)(X_{0},d_{X}) is locally isometric to (N0,ω)(N_{0},\omega) where N0=N\f⁡(S)N_{0}=N\backslash f(S), i.e. there is a homeomorphism ϕ:N0⟶X0\phi:N_{0}\longrightarrow X_{0} such that, for any y∈N0y\in N_{0}, there is a neighborhood By⊂N0B_{y}\subset N_{0} of yy satisfying that, if y1y_{1} and y2∈Byy_{2}\in B_{y},

dω​(y1,y2)=dX​(ϕ⁡(y1),ϕ⁡(y2)).d_{\omega}(y_{1},y_{2})=d_{X}(\phi(y_{1}),\phi(y_{2})).

Furthermore, for any y∈N0y\in N_{0}, there is a compact neighborhood B⊂N0B\subset N_{0} and a holomorphic section s:B→f−1​(B)s:B\rightarrow f^{-1}(B), i.e., f∘s=idf\circ s={\rm id}, such that s⁡(y)→ϕ⁡(y)s(y)\rightarrow\phi(y) under the Gromov-Hausdorff convergence of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) to (X,dX)(X,d_{X}).

[031L]
Proof.

Let AA be a countable dense subset of N0N_{0}, and K⊂N0K\subset N_{0} be a compact subset with the interior int⁡K\operatorname{int}K non-empty. Let {Bi}\{B_{i}\} be a finite covering of KK with small Euclidean balls such that each the concentric balls Bi′B_{i}^{\prime} of half radius still cover KK. Let si:Bi→f−1​(Bi)s_{i}:B_{i}\rightarrow f^{-1}(B_{i}) be sections on BiB_{i}, i.e., holomorphic maps with f∘si=idf\circ s_{i}={\rm id}.

Now, we define a map ϕ\phi from A∩K={a1,a2,⋯}A\cap K=\{a_{1},a_{2},\cdots\} to XX. Suppose that the point a1a_{1} lies inside the ball Bi′B_{i}^{\prime}, and consider the points si​(a1)s_{i}(a_{1}) inside MM. Under the Gromov-Hausdorff convergence of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) to (X,dX)(X,d_{X}), a subsequence of these points converges to a point b1b_{1} in XX, because the diameter of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) is uniformly bounded. If a1a_{1} also lies inside another ball Bj′B_{j}^{\prime}, then (1.3) (or also [38, (2.10)]) shows that dω~tk​(si​(a1),sj​(a1))→0d_{\tilde{\omega}_{t_{k}}}(s_{i}(a_{1}),s_{j}(a_{1}))\rightarrow 0 when tk→0t_{k}\rightarrow 0. Thus, by passing to subsequences, both si​(a1)s_{i}(a_{1}) and sj​(a1)s_{j}(a_{1}) converge to the same point b1∈Xb_{1}\in X under the Gromov-Hausdorff convergence of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) to (X,dX)(X,d_{X}). We then define ϕ⁡(a1)=b1\phi(a_{1})=b_{1}. For a2a_{2}, by repeating the above procedure, we obtain that a subsequence sij​(aj)s_{i_{j}}(a_{j}), j=1,2j=1,2, converges to bj∈Xb_{j}\in X, j=1,2j=1,2, respectively. Define ϕ⁡(a2)=b2\phi(a_{2})=b_{2}. By repeating this procedure and with a diagonal argument, we can find a subsequence of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}), denoted by (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) also, such that sij​(aj)s_{i_{j}}(a_{j}) converges to bj∈Xb_{j}\in X along the Gromov-Hausdorff convergence. For any aj∈A∩Ka_{j}\in A\cap K, define ϕ⁡(aj)=bj\phi(a_{j})=b_{j}.

Now, we prove that ϕ:A∩int⁡K→X\phi:A\cap\operatorname{int}K\rightarrow X is injective. If it is not true, there are y1y_{1}, y2∈A∩int⁡Ky_{2}\in A\cap\operatorname{int}K such that y1≠y2y_{1}\neq y_{2}, and ϕ⁡(y1)=ϕ⁡(y2)\phi(y_{1})=\phi(y_{2}), which implies dω~tk​(si1​(y1),si2​(y2))→0d_{\tilde{\omega}_{t_{k}}}(s_{i_{1}}(y_{1}),s_{i_{2}}(y_{2}))\rightarrow 0. If γk\gamma_{k} is a minimal geodesic in (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) connecting si1​(y1)s_{i_{1}}(y_{1}) and si2​(y2)s_{i_{2}}(y_{2}), then

C−1​lengthωN​(f⁡(γk)∩K)⩽lengthω~tk​(γk∩f−1​(K))⩽dω~tk​(si1​(y1),si2​(y2)),C^{-1}{\rm length}_{\omega_{N}}(f(\gamma_{k})\cap K)\leqslant{\rm length}_{\tilde{\omega}_{t_{k}}}(\gamma_{k}\cap f^{-1}(K))\leqslant d_{\tilde{\omega}_{t_{k}}}(s_{i_{1}}(y_{1}),s_{i_{2}}(y_{2})),

by (4.1) for a constant C>0C>0 independent of kk. Thus, if f⁡(γk)⊂Kf(\gamma_{k})\subset K for tk≪1t_{k}\ll 1,

dωN​(y1,y2)⩽C​lengthωN​(f⁡(γk))⟶0,d_{\omega_{N}}(y_{1},y_{2})\leqslant C{\rm length}_{\omega_{N}}(f(\gamma_{k}))\longrightarrow 0,

or, if f⁡(γk)∩N\Kf(\gamma_{k})\cap N\backslash K are not empty by passing to a subsequence,

dωN​(y1,∂K)+dωN​(∂K,y2)⩽C​lengthωN​(f⁡(γk)∩K)⟶0.d_{\omega_{N}}(y_{1},\partial K)+d_{\omega_{N}}(\partial K,y_{2})\leqslant C{\rm length}_{\omega_{N}}(f(\gamma_{k})\cap K)\longrightarrow 0.

In both cases, we obtain contradictions. Thus ϕ:A∩int⁡K→X\phi:A\cap\operatorname{int}K\rightarrow X is injective.

Note that there is a r>0r>0 such that, for any y∈int⁡Ky\in\operatorname{int}K, the metric ball Bω​(y,r)B_{\omega}(y,r) is a geodesically convex set, i.e. for any y1y_{1} and y2∈Bω​(y,r)y_{2}\in B_{\omega}(y,r), there is a minimal geodesic γ⊂Bω​(y,r)\gamma\subset B_{\omega}(y,r) connecting y1y_{1} and y2y_{2}, which implies

dω​(y1,y2)=lengthω​(γ)⩽2​r.d_{\omega}(y_{1},y_{2})={\rm length}_{\omega}(\gamma)\leqslant 2r.

We take r≪1r\ll 1 such that there is a Bi′B_{i}^{\prime} with Bω​(y,2​r)⊂Bi′B_{\omega}(y,2r)\subset B_{i}^{\prime}. If y1,y2∈Ay_{1},y_{2}\in A, by Proposition 4.6,

dX​(ϕ⁡(y1),ϕ⁡(y2))=limtk→0dω~tk​(si​(y1),si​(y2))⩽limtk→0lengthω~tk​(si​(γ))=lengthω​(γ)=dω​(y1,y2).\begin{split}d_{X}(\phi(y_{1}),\phi(y_{2}))&=\lim_{t_{k}\rightarrow 0}d_{\tilde{\omega}_{t_{k}}}(s_{i}(y_{1}),s_{i}(y_{2}))\\ &\leqslant\lim_{t_{k}\rightarrow 0}{\rm length}_{\tilde{\omega}_{t_{k}}}(s_{i}(\gamma))\\ &={\rm length}_{\omega}(\gamma)\\ &=d_{\omega}(y_{1},y_{2}).\end{split}

If γk\gamma_{k} is a minimal geodesic in (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) connecting si​(y1)s_{i}(y_{1}) and si​(y2)s_{i}(y_{2}), then (4.19) implies that

e−ε⁡(tk)2​lengthω​(f⁡(γk)∩Bω​(y,2​r))⩽lengthω~tk​(γk)⟶dX​(ϕ⁡(y1),ϕ⁡(y2)),e^{-\frac{\varepsilon(t_{k})}{2}}{\rm length}_{\omega}(f(\gamma_{k})\cap B_{\omega}(y,2r))\leqslant{\rm length}_{\tilde{\omega}_{t_{k}}}(\gamma_{k})\longrightarrow d_{X}(\phi(y_{1}),\phi(y_{2})),

for some function ε⁡(t)→0\varepsilon(t)\to 0 as t→0t\to 0. If f⁡(γk)⊂Bω​(y,2​r)f(\gamma_{k})\subset B_{\omega}(y,2r) for tk≪1t_{k}\ll 1 by passing to a subsequence,

lengthω​(f⁡(γk))⩾lengthω​(γ),{\rm length}_{\omega}(f(\gamma_{k}))\geqslant{\rm length}_{\omega}(\gamma),

since γ\gamma is a minimal geodesic in (N0,ω)(N_{0},\omega). If f⁡(γk)∩N0\Bω​(y,2​r)f(\gamma_{k})\cap N_{0}\backslash B_{\omega}(y,2r) is not empty for tk≪1t_{k}\ll 1, then there is a y¯∈f⁡(γk)∩N0\Bω​(y,2​r)\bar{y}\in f(\gamma_{k})\cap N_{0}\backslash B_{\omega}(y,2r). Since y1y_{1}, y2∈Bω​(y,r)y_{2}\in B_{\omega}(y,r) and f⁡(γk)f(\gamma_{k}) connects y1y_{1} and y2y_{2},

lengthω​(f⁡(γk)∩Bω​(y,2​r))⩾dω​(y1,y¯)+dω​(y2,y¯)⩾2​r⩾lengthω​(γ).{\rm length}_{\omega}(f(\gamma_{k})\cap B_{\omega}(y,2r))\geqslant d_{\omega}(y_{1},\bar{y})+d_{\omega}(y_{2},\bar{y})\geqslant 2r\geqslant{\rm length}_{\omega}(\gamma).

In both cases,

dω​(y1,y2)=lengthω​(γ)⩽limtk→0lengthω​(f⁡(γk)∩Bω​(y,2​r))⩽dX​(ϕ⁡(y1),ϕ⁡(y2)).\begin{split}d_{\omega}(y_{1},y_{2})&={\rm length}_{\omega}(\gamma)\\ &\leqslant\lim_{t_{k}\rightarrow 0}{\rm length}_{\omega}(f(\gamma_{k})\cap B_{\omega}(y,2r))\\ &\leqslant d_{X}(\phi(y_{1}),\phi(y_{2})).\end{split}

Thus

dω​(y1,y2)=dX​(ϕ⁡(y1),ϕ⁡(y2)),d_{\omega}(y_{1},y_{2})=d_{X}(\phi(y_{1}),\phi(y_{2})),

i.e. ϕ:(A∩int⁡K,dω)⟶(X,dX)\phi:(A\cap\operatorname{int}K,d_{\omega})\longrightarrow(X,d_{X}) is a local isometric embedding. If {y1,j}\{y_{1,j}\} and {y2,j}\{y_{2,j}\} are two sequences in A∩int⁡KA\cap\operatorname{int}K such that limj→∞dω​(yi,j,y)=0\lim\limits_{j\rightarrow\infty}d_{\omega}(y_{i,j},y)=0 for i=1,2i=1,2, then limj→∞dω​(y1,j,y2,j)=0\lim\limits_{j\rightarrow\infty}d_{\omega}(y_{1,j},y_{2,j})=0 and {y1,j,y2,j}⊂Bω​(y,r)\{y_{1,j},y_{2,j}\}\subset B_{\omega}(y,r) for j≫1j\gg 1. Hence dω​(y1,j,y2,j)=dX​(ϕ⁡(y1,j),ϕ⁡(y2,j))d_{\omega}(y_{1,j},y_{2,j})=d_{X}(\phi(y_{1,j}),\phi(y_{2,j})) and dω​(yi,j,yi,j+ℓ)=dX​(ϕ⁡(yi,j),ϕ⁡(yi,j+ℓ))d_{\omega}(y_{i,j},y_{i,j+\ell})=d_{X}(\phi(y_{i,j}),\phi(y_{i,j+\ell})) for j≫1j\gg 1 and any ℓ⩾0\ell\geqslant 0, which implies that {ϕ⁡(y1,j)}\{\phi(y_{1,j})\} and {ϕ⁡(y2,j)}\{\phi(y_{2,j})\} are two Cauchy sequences, and converge to a unique point x∈Xx\in X. By defining ϕ⁡(y)=x\phi(y)=x, ϕ\phi extends to a unique map, denoted still by ϕ\phi, from int⁡K\operatorname{int}K to XX which is also a local isometric embedding.

Now we prove that ϕ⁡(int⁡K)\phi(\operatorname{int}K) is an open subset of XX. Let x∈ϕ⁡(int⁡K)x\in\phi(\operatorname{int}K), i.e. there is a y∈int⁡Ky\in\operatorname{int}K such that ϕ⁡(y)=x\phi(y)=x, and let x′∈Xx^{\prime}\in X with dX​(x,x′)<ρd_{X}(x,x^{\prime})<\rho for a constant ρ<18​dω​(y,∂K)\rho<\frac{1}{8}d_{\omega}(y,\partial K). From the above construction, y∈Bi′y\in B_{i}^{\prime} for a Bi′B_{i}^{\prime}, and si​(y)→xs_{i}(y)\rightarrow x under Gromov-Hausdorff convergence. There is a sequence of points pk∈(M,ω~tk)p_{k}\in(M,\tilde{\omega}_{t_{k}}) such that pk→x′p_{k}\rightarrow x^{\prime} under the Gromov-Hausdorff convergence. If γk′\gamma_{k}^{\prime} is a minimal geodesic connecting si​(y)s_{i}(y) and pkp_{k} in (M,ω~tk)(M,\tilde{\omega}_{t_{k}}), then

dω~tk​(si​(y),pk)=lengthω~tk​(γk′)⟶dX​(x,x′).d_{\tilde{\omega}_{t_{k}}}(s_{i}(y),p_{k})={\rm length}_{\tilde{\omega}_{t_{k}}}(\gamma_{k}^{\prime})\longrightarrow d_{X}(x,x^{\prime}).

Equation (4.19) implies that, for k≫1k\gg 1,

12​lengthω​(f⁡(γk′)∩K)⩽e−ε⁡(tk)2​lengthω​(f⁡(γk′)∩K)⩽lengthω~tk​(γk′)<2​ρ<14​dω​(y,∂K).\begin{split}\frac{1}{2}{\rm length}_{\omega}(f(\gamma_{k}^{\prime})\cap K)&\leqslant e^{-\frac{\varepsilon(t_{k})}{2}}{\rm length}_{\omega}(f(\gamma_{k}^{\prime})\cap K)\\ &\leqslant{\rm length}_{\tilde{\omega}_{t_{k}}}(\gamma_{k}^{\prime})\\ &<2\rho<\frac{1}{4}d_{\omega}(y,\partial K).\end{split}

Thus f⁡(pk)∈K′⊂int⁡Kf(p_{k})\in K^{\prime}\subset\operatorname{int}K where K′K^{\prime} is a compact subset of int⁡K\operatorname{int}K. By passing to a subsequence, f⁡(pk)→y′f(p_{k})\rightarrow y^{\prime} in (K′,ω)(K^{\prime},\omega). By Proposition 4.6, dω~tk​(pk,sik​(f⁡(pk)))→0d_{\tilde{\omega}_{t_{k}}}(p_{k},s_{i_{k}}(f(p_{k})))\rightarrow 0 when tk→0t_{k}\rightarrow 0, and, thus, sik​(f⁡(pk))→x′s_{i_{k}}(f(p_{k}))\rightarrow x^{\prime} under the Gromov-Hausdorff convergence. The above construction shows that ϕ⁡(y′)=x′\phi(y^{\prime})=x^{\prime}, which implies that {x′|dX​(x,x′)<ρ}⊂ϕ⁡(int⁡K)\{x^{\prime}|d_{X}(x,x^{\prime})<\rho\}\subset\phi(\operatorname{int}K). Hence ϕ⁡(int⁡K)\phi(\operatorname{int}K) is open, and ϕ:int⁡K⟶ϕ⁡(int⁡K)\phi:\operatorname{int}K\longrightarrow\phi(\operatorname{int}K) is a homeomorphism.

Let K0⊂⋯⊂Kj⊂Kj+1⊂⋯⊂N0K_{0}\subset\cdots\subset K_{j}\subset K_{j+1}\subset\cdots\subset N_{0} be a family of compact subsets with N0=⋃jint⁡KjN_{0}=\bigcup\limits_{j}\operatorname{int}K_{j}. Given each KjK_{j}, the above argument constructs a local isometric embedding ϕj:(int⁡Kj,ω)⟶(X,dX)\phi_{j}:(\operatorname{int}K_{j},\omega)\longrightarrow(X,d_{X}), which is a homeomorphism onto the image ϕj​(int⁡Kj)\phi_{j}(\operatorname{int}K_{j}). By the same argument as above, ϕj\phi_{j} extends to a local isometric embedding ϕj+1:(int⁡Kj+1,ω)⟶(X,dX)\phi_{j+1}:(\operatorname{int}K_{j+1},\omega)\longrightarrow(X,d_{X}), i.e. ϕj+1|int⁡Kj=ϕj\phi_{j+1}|_{\operatorname{int}K_{j}}=\phi_{j}, which is a homeomorphism onto the image ϕj+1​(int⁡Kj+1)\phi_{j+1}(\operatorname{int}K_{j+1}). By a diagonal argument, we obtain a local isometry ϕ:(N0,ω)⟶(ϕ⁡(N0),dX)⊂(X,dX)\phi:(N_{0},\omega)\longrightarrow(\phi(N_{0}),d_{X})\subset(X,d_{X}). ∎

The above lemma proves the existence of ϕ\phi in Theorem 1.2, and is an analog of Lemma 4.1 in [30] for the collapsing case. In the rest of this section, we prove that X0=ϕ⁡(N0)X_{0}=\phi(N_{0}) is dense in XX.

Let x¯∈X0\bar{x}\in X_{0} and p¯k∈M\bar{p}_{k}\in M such that p¯k→x¯\bar{p}_{k}\rightarrow\bar{x} under the Gromov-Hausdorff convergence of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) to (X,dX)(X,d_{X}), and let

V¯k​(p,r)=Volω~tk​(Bω~tk​(p,r))Volω~tk​(Bω~tk​(p¯k,1)),\underline{V}_{k}(p,r)=\frac{{\rm Vol}_{\tilde{\omega}_{t_{k}}}(B_{\tilde{\omega}_{t_{k}}}(p,r))}{{\rm Vol}_{\tilde{\omega}_{t_{k}}}(B_{\tilde{\omega}_{t_{k}}}(\bar{p}_{k},1))},

for any p∈Mp\in M and r>0r>0. By Theorem 1.6 in [5], there is a continuous function V¯0:X×[0,∞)⟶[0,∞)\underline{V}_{0}:X\times[0,\infty)\longrightarrow[0,\infty) such that, if pk→xp_{k}\rightarrow x under the convergence of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) to (X,dX)(X,d_{X}), then

(5.1) V¯k​(pk,r)⟶V¯0​(x,r).\underline{V}_{k}(p_{k},r)\longrightarrow\underline{V}_{0}(x,r).

By Theorem 1.10 in [5], V¯0\underline{V}_{0} induces a unique Radon measure ν\nu on XX such that

(5.2) ν⁡(BdX​(x,r))=V¯0​(x,r),andν⁡(BdX​(x,r1))ν⁡(BdX​(x,r2))⩾μ⁡(r1,r2)>0,\nu(B_{d_{X}}(x,r))=\underline{V}_{0}(x,r),\ \ \ {\rm and}\ \ \frac{\nu(B_{d_{X}}(x,r_{1}))}{\nu(B_{d_{X}}(x,r_{2}))}\geqslant\mu(r_{1},r_{2})>0,

for any x∈Xx\in X, r1⩽r2r_{1}\leqslant r_{2}, where μ⁡(r1,r2)\mu(r_{1},r_{2}) is a function of r1r_{1} and r2r_{2}. For any compact subset K⊂XK\subset X,

ν⁡(K)=limδ→0νδ​(K)=limδ→0inf{∑iV¯0​(xi,ri)|ri<δ},\nu(K)=\lim_{\delta\rightarrow 0}\nu_{\delta}(K)=\lim_{\delta\rightarrow 0}\inf\left\{\sum_{i}\underline{V}_{0}(x_{i},r_{i})|r_{i}<\delta\right\},

where ⋃iBdX​(xi,ri)⊃K\bigcup\limits_{i}B_{d_{X}}(x_{i},r_{i})\supset K. By scaling ω~t\tilde{\omega}_{t} and ω\omega by one positive number, we assume that Bω​(ϕ−1​(x¯),2)⊂N0B_{\omega}(\phi^{-1}(\bar{x}),2)\subset N_{0} and is a geodesically convex set.

[031M]
Lemma 5.2.

There is a constant υ>0\upsilon>0 such that

ν⁡(X)=υ​∫MωMn,V¯0​(x,r)=υ​∫f−1​(Bω​(ϕ−1​(x),r))ωMn,\nu(X)=\upsilon\int_{M}\omega_{M}^{n},\ \ \ \ \underline{V}_{0}(x,r)=\upsilon\int_{f^{-1}(B_{\omega}(\phi^{-1}(x),r))}\omega_{M}^{n},

whenever x∈X0x\in X_{0} and r⩽1r\leqslant 1 is such that Bω​(ϕ−1​(x),2​r)B_{\omega}(\phi^{-1}(x),2r) is a geodesically convex subset of (N0,ω)(N_{0},\omega).

[031N]
Proof.

If pk→xp_{k}\rightarrow x under the convergence of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) to (X,dX)(X,d_{X}), we claim that a subsequence of pkp_{k} converges to a point p′∈f−1​(ϕ−1​(x))p^{\prime}\in f^{-1}(\phi^{-1}(x)) under the metric ωM\omega_{M} on MM. By Lemma 5.1, there is a compact neighborhood B⊂N0B\subset N_{0} of ϕ−1​(x)\phi^{-1}(x) and a section s:B→f−1​(B)s:B\rightarrow f^{-1}(B) such that s​(ϕ−1​(x))→xs(\phi^{-1}(x))\rightarrow x under the Gromov-Hausdorff convergence of (M,ω~tk)(M,\tilde{\omega}_{t_{k}}) to (X,dX)(X,d_{X}). Thus dω~tk​(pk,s⁡(ϕ−1​(x)))→0d_{\tilde{\omega}_{t_{k}}}(p_{k},s(\phi^{-1}(x)))\rightarrow 0 when tk→0t_{k}\rightarrow 0. By Lemma 4.1, there are curves γk\gamma_{k} connecting pkp_{k} and s​(ϕ−1​(x))s(\phi^{-1}(x)) such that lengthω~tk​(γk)=dω~tk​(pk,s⁡(ϕ−1​(x))){\rm length}_{\tilde{\omega}_{t_{k}}}(\gamma_{k})=d_{\tilde{\omega}_{t_{k}}}(p_{k},s(\phi^{-1}(x))), and

lengthω0​(f⁡(γk)∩B)=lengthf∗​ω0​(γk∩f−1​(B))⩽C12​lengthω~tk​(γk)→0.{\rm length}_{\omega_{0}}(f(\gamma_{k})\cap B)={\rm length}_{f^{*}\omega_{0}}(\gamma_{k}\cap f^{-1}(B))\leqslant C^{\frac{1}{2}}{\rm length}_{\tilde{\omega}_{t_{k}}}(\gamma_{k})\rightarrow 0.

For a k≫1k\gg 1, if there is a yk∈f⁡(γk)\By_{k}\in f(\gamma_{k})\backslash B, then

lengthω0​(f⁡(γk)∩B)⩾dω0​(yk,ϕ−1​(x))⩾ρ,{\rm length}_{\omega_{0}}(f(\gamma_{k})\cap B)\geqslant d_{\omega_{0}}(y_{k},\phi^{-1}(x))\geqslant\rho,

where ρ>0\rho>0 such that Bω0​(ϕ−1​(x),ρ)⊂BB_{\omega_{0}}(\phi^{-1}(x),\rho)\subset B, which is a contradiction. Thus f⁡(γk)⊂Bf(\gamma_{k})\subset B for k≫1k\gg 1, lengthω0​(f⁡(γk))→0{\rm length}_{\omega_{0}}(f(\gamma_{k}))\rightarrow 0 and f⁡(pk)f(p_{k}) converges to ϕ−1​(x)\phi^{-1}(x) under the metric ω0\omega_{0}. By passing to a subsequence, pkp_{k} converges to a point p′p^{\prime} under the metric ωM\omega_{M}. Since f∗​ω0⩽C′​ωMf^{*}\omega_{0}\leqslant C^{\prime}\omega_{M} for a constant C′>0C^{\prime}>0, dω0​(f⁡(pk),f⁡(p′))⩽C′12​dωM​(pk,p′)→0.d_{\omega_{0}}(f(p_{k}),f(p^{\prime}))\leqslant C^{\prime\frac{1}{2}}d_{\omega_{M}}(p_{k},p^{\prime})\rightarrow 0. Hence f⁡(p′)=ϕ−1​(x)f(p^{\prime})=\phi^{-1}(x) and p′∈f−1​(ϕ−1​(x))p^{\prime}\in f^{-1}(\phi^{-1}(x)).

Let rr satisfy r⩽1r\leqslant 1, and Bω​(ϕ−1​(x),2​r)B_{\omega}(\phi^{-1}(x),2r) is a geodesically convex subset of (N0,ω)(N_{0},\omega). If q∈f−1​(Bω​(ϕ−1​(x),2​r))q\in f^{-1}(B_{\omega}(\phi^{-1}(x),2r)), there is a curve γ¯\bar{\gamma} connecting p′p^{\prime} and qq such that f⁡(γ¯)f(\bar{\gamma}) is the unique minimal geodesic connecting ϕ−1​(x)\phi^{-1}(x) and f⁡(q)f(q). Thanks to (4.18) we have

f∗​ω−ε⁡(tk)​ωM⩽ω~tk⩽f∗​ω+ε⁡(tk)​ωMf^{*}\omega-\varepsilon(t_{k})\omega_{M}\leqslant\tilde{\omega}_{t_{k}}\leqslant f^{*}\omega+\varepsilon(t_{k})\omega_{M}

where ε⁡(tk)→0\varepsilon(t_{k})\rightarrow 0 when tk→0t_{k}\rightarrow 0, on f−1​(Bω​(ϕ−1​(x),2​r))f^{-1}(B_{\omega}(\phi^{-1}(x),2r)). We obtain that

dω~tk​(p′,q)⩽lengthω~tk​(γ¯)⩽lengthω​(f⁡(γ¯))+C​ε​(tk)12=dω​(ϕ−1​(x),f⁡(q))+C​ε​(tk)12.\begin{split}d_{\tilde{\omega}_{t_{k}}}(p^{\prime},q)&\leqslant{\rm length}_{\tilde{\omega}_{t_{k}}}(\bar{\gamma})\\ &\leqslant{\rm length}_{\omega}(f(\bar{\gamma}))+C\varepsilon(t_{k})^{\frac{1}{2}}\\ &=d_{\omega}(\phi^{-1}(x),f(q))+C\varepsilon(t_{k})^{\frac{1}{2}}.\end{split}

If γ¯k\bar{\gamma}_{k} is a minimal geodesic of ω~tk\tilde{\omega}_{t_{k}} connecting p′p^{\prime} and qq, then (4.19) gives

dω~tk​(p′,q)=lengthω~tk​(γ¯k)⩾e−ε⁡(tk)2​lengthω​(f⁡(γ¯k)∩Bω​(ϕ−1​(x),2​r)).d_{\tilde{\omega}_{t_{k}}}(p^{\prime},q)={\rm length}_{\tilde{\omega}_{t_{k}}}(\bar{\gamma}_{k})\geqslant e^{-\frac{\varepsilon(t_{k})}{2}}{\rm length}_{\omega}(f(\bar{\gamma}_{k})\cap B_{\omega}(\phi^{-1}(x),2r)).

If f⁡(γ¯k)⊂Bω​(ϕ−1​(x),2​r)f(\bar{\gamma}_{k})\subset B_{\omega}(\phi^{-1}(x),2r), then

lengthω​(f⁡(γ¯k)∩Bω​(ϕ−1​(x),2​r))⩾lengthω​(f⁡(γ¯))=dω​(ϕ−1​(x),f⁡(q)),{\rm length}_{\omega}(f(\bar{\gamma}_{k})\cap B_{\omega}(\phi^{-1}(x),2r))\geqslant{\rm length}_{\omega}(f(\bar{\gamma}))=d_{\omega}(\phi^{-1}(x),f(q)),

and, otherwise,

lengthω​(f⁡(γ¯k)∩Bω​(ϕ−1​(x),2​r))⩾2​r⩾lengthω​(f⁡(γ¯))=dω​(ϕ−1​(x),f⁡(q)),{\rm length}_{\omega}(f(\bar{\gamma}_{k})\cap B_{\omega}(\phi^{-1}(x),2r))\geqslant 2r\geqslant{\rm length}_{\omega}(f(\bar{\gamma}))=d_{\omega}(\phi^{-1}(x),f(q)),

by the same argument as in the proof of Lemma 5.1. Thus

e−ε⁡(tk)2​dω​(ϕ−1​(x),f⁡(q))⩽dω~tk​(p′,q)⩽dω​(ϕ−1​(x),f⁡(q))+C​ε​(tk)12e^{-\frac{\varepsilon(t_{k})}{2}}d_{\omega}(\phi^{-1}(x),f(q))\leqslant d_{\tilde{\omega}_{t_{k}}}(p^{\prime},q)\leqslant d_{\omega}(\phi^{-1}(x),f(q))+C\varepsilon(t_{k})^{\frac{1}{2}}

where CC is a constant independent of tkt_{k}, p′p^{\prime} and qq. Of course if kk is large we will have that

dω​(ϕ−1​(x),f⁡(q))−C​ε​(tk)12⩽e−ε⁡(tk)2​dω​(ϕ−1​(x),f⁡(q)).d_{\omega}(\phi^{-1}(x),f(q))-C\varepsilon(t_{k})^{\frac{1}{2}}\leqslant e^{-\frac{\varepsilon(t_{k})}{2}}d_{\omega}(\phi^{-1}(x),f(q)).

Thanks to (4.1), there is constant C>0C>0 independent of tkt_{k} such that ω~tk⩽C​ωM\tilde{\omega}_{t_{k}}\leqslant C\omega_{M} on f−1​(Bω​(ϕ−1​(x),2​r))f^{-1}(B_{\omega}(\phi^{-1}(x),2r)). Let γk′\gamma^{\prime}_{k} be minimal geodesics of ωM\omega_{M} connecting pkp_{k} and p′p^{\prime}, which satisfy γk′⊂f−1​(Bω​(ϕ−1​(x),2​r))\gamma^{\prime}_{k}\subset f^{-1}(B_{\omega}(\phi^{-1}(x),2r)) for k≫1k\gg 1. Thus

dω~tk​(p′,pk)⩽lengthω~tk​(γk′)⩽C12​lengthωM​(γk′)=C12​dωM​(p′,pk)→0.d_{\tilde{\omega}_{t_{k}}}(p^{\prime},p_{k})\leqslant{\rm length}_{\tilde{\omega}_{t_{k}}}(\gamma^{\prime}_{k})\leqslant C^{\frac{1}{2}}{\rm length}_{\omega_{M}}(\gamma^{\prime}_{k})=C^{\frac{1}{2}}d_{\omega_{M}}(p^{\prime},p_{k})\rightarrow 0.

The triangle inequality shows that

|dω~tk​(pk,q)−dω​(ϕ−1​(x),f⁡(q))|⩽C​ε​(tk)12+C12​dωM​(p′,pk).|d_{\tilde{\omega}_{t_{k}}}(p_{k},q)-d_{\omega}(\phi^{-1}(x),f(q))|\leqslant C\varepsilon(t_{k})^{\frac{1}{2}}+C^{\frac{1}{2}}d_{\omega_{M}}(p^{\prime},p_{k}).

Hence there is a function ρ⁡(tk)\rho(t_{k}) of tkt_{k} such that ρ⁡(tk)→0\rho(t_{k})\rightarrow 0 when tk→0t_{k}\rightarrow 0, and

f−1​(Bω​(ϕ−1​(x),r−ρ⁡(tk)))⊂Bω~tk​(pk,r)⊂f−1​(Bω​(ϕ−1​(x),r+ρ⁡(tk))).f^{-1}(B_{\omega}(\phi^{-1}(x),r-\rho(t_{k})))\subset B_{\tilde{\omega}_{t_{k}}}(p_{k},r)\subset f^{-1}(B_{\omega}(\phi^{-1}(x),r+\rho(t_{k}))).

We obtain that

limtk→0∫Bω~tk​(pk,r)ωMn=∫f−1​(Bω​(ϕ−1​(x),r))ωMn.\lim_{t_{k}\rightarrow 0}\int_{B_{\tilde{\omega}_{t_{k}}}(p_{k},r)}\omega_{M}^{n}=\int_{f^{-1}(B_{\omega}(\phi^{-1}(x),r))}\omega_{M}^{n}.

Note that

ω~tkn=ctk​tkn−m​ωMn.\tilde{\omega}_{t_{k}}^{n}=c_{t_{k}}t_{k}^{n-m}\omega_{M}^{n}.

Hence

V¯k​(pk,r)=Volω~tk​(Bω~tk​(pk,r))Volω~tk​(Bω~tk​(p¯k,1))=∫Bω~tk​(pk,r)ctk​tkn−m​ωMn∫Bω~tk​(p¯k,1)ctk​tkn−m​ωMn→∫f−1​(Bω​(ϕ−1​(x),r))ωMn∫f−1​(Bω​(ϕ−1​(x¯),1))ωMn,\begin{split}\underline{V}_{k}(p_{k},r)&=\frac{{\rm Vol}_{\tilde{\omega}_{t_{k}}}(B_{\tilde{\omega}_{t_{k}}}(p_{k},r))}{{\rm Vol}_{\tilde{\omega}_{t_{k}}}(B_{\tilde{\omega}_{t_{k}}}(\bar{p}_{k},1))}\\ &=\frac{\int_{B_{\tilde{\omega}_{t_{k}}}(p_{k},r)}c_{t_{k}}t_{k}^{n-m}\omega_{M}^{n}}{\int_{B_{\tilde{\omega}_{t_{k}}}(\bar{p}_{k},1)}c_{t_{k}}t_{k}^{n-m}\omega_{M}^{n}}\to\frac{\int_{f^{-1}(B_{\omega}(\phi^{-1}(x),r))}\omega_{M}^{n}}{\int_{f^{-1}(B_{\omega}(\phi^{-1}(\bar{x}),1))}\omega_{M}^{n}},\end{split}

when tk→0t_{k}\rightarrow 0. By (5.1),

V¯0​(x,r)=υ​∫f−1​(Bω​(ϕ−1​(x),r))ωMn,whereυ=(∫f−1​(Bω​(ϕ−1​(x¯),1))ωMn)−1.\underline{V}_{0}(x,r)=\upsilon\int_{f^{-1}(B_{\omega}(\phi^{-1}(x),r))}\omega_{M}^{n},\ \ {\rm where}\ \ \upsilon=\left(\int_{f^{-1}(B_{\omega}(\phi^{-1}(\bar{x}),1))}\omega_{M}^{n}\right)^{-1}.

Recall the diameter bound (1.4)

diamω~tk​(M)⩽D{\rm diam}_{\tilde{\omega}_{t_{k}}}(M)\leqslant D

for a constant D>0D>0. Using (5.1), we have

ν⁡(X)=V¯0​(x,D)=limtk→0V¯k​(pk,D)=υ​∫MωMn.\nu(X)=\underline{V}_{0}(x,D)=\lim_{t_{k}\rightarrow 0}\underline{V}_{k}(p_{k},D)=\upsilon\int_{M}\omega_{M}^{n}.

∎

[031P]
Proof of Theorem 1.2.

We prove that X0⊂XX_{0}\subset X is dense. If this is not true, there is a metric ball BdX​(x′,ρ)⊂X\X0B_{d_{X}}(x^{\prime},\rho)\subset X\backslash X_{0}. Note that

diamdX​(X)=limtk→0diamω~tk​(M)⩽D.{\rm diam}_{d_{X}}(X)=\lim_{t_{k}\rightarrow 0}{\rm diam}_{\tilde{\omega}_{t_{k}}}(M)\leqslant D.

Because of (5.2), we have

ν⁡(BdX​(x′,ρ))⩾μ⁡(ρ,D)​ν​(X)=ϖ>0.\nu(B_{d_{X}}(x^{\prime},\rho))\geqslant\mu(\rho,D)\nu(X)=\varpi>0.

For any compact subset K⊂X0K\subset X_{0},

ν⁡(K)⩽ν⁡(X)−ϖ=υ​∫MωMn−ϖ\nu(K)\leqslant\nu(X)-\varpi=\upsilon\int_{M}\omega_{M}^{n}-\varpi

by Lemma 5.2. If BdX​(xi,ri)B_{d_{X}}(x_{i},r_{i}) is a family of metric balls in (X,dX)(X,d_{X}) such that ri<δ≪1r_{i}<\delta\ll 1, BdX​(xi,2​ri)B_{d_{X}}(x_{i},2r_{i}) is a geodesically convex subset of X0X_{0}, and ⋃iBdX​(xi,ri)⊃K\bigcup\limits_{i}B_{d_{X}}(x_{i},r_{i})\supset K, then

∑iV¯0​(xi,ri)=∑iυ​∫f−1​(ϕ−1​(BdX​(xi,ri)))ωMn⩾υ​∫f−1​(ϕ−1​(K))ωMn\sum_{i}\underline{V}_{0}(x_{i},r_{i})=\sum_{i}\upsilon\int_{f^{-1}(\phi^{-1}(B_{d_{X}}(x_{i},r_{i})))}\omega_{M}^{n}\geqslant\upsilon\int_{f^{-1}(\phi^{-1}(K))}\omega_{M}^{n}

by Lemma 5.2. Thus

υ​∫f−1​(ϕ−1​(K))ωMn⩽limδ→0νδ​(K)=limδ→0inf{∑iV¯0​(xi,ri)|ri<δ}=ν⁡(K).\upsilon\int_{f^{-1}(\phi^{-1}(K))}\omega_{M}^{n}\leqslant\lim_{\delta\rightarrow 0}\nu_{\delta}(K)=\lim_{\delta\rightarrow 0}\inf\left\{\sum_{i}\underline{V}_{0}(x_{i},r_{i})|r_{i}<\delta\right\}=\nu(K).

By taking KK large enough such that

ν⁡(K)⩾υ​∫f−1​(N0)ωMn−ϖ2=υ​∫MωMn−ϖ2,\nu(K)\geqslant\upsilon\int_{f^{-1}(N_{0})}\omega_{M}^{n}-\frac{\varpi}{2}=\upsilon\int_{M}\omega_{M}^{n}-\frac{\varpi}{2},

we obtain a contradiction. ∎

[031Q]
Remark 5.3.

In fact, the same proof shows that ν⁡(X\X0)=0\nu(X\backslash X_{0})=0.

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