4. Estimates and smooth convergence [030Z]
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4. Estimates and smooth convergence
In this section we prove a priori estimates of all orders for the Ricci–flat metrics which are uniform on compact sets of , and then use these to prove Theorem 1.1. These estimates improve the results in [38], and use crucially the assumptions that is projective and that the smooth fibers are tori.
Lemma 4.1.
There is a constant such that on the Ricci–flat metrics satisfy
| (4.1) |
for all small .
Proof.
This estimate is contained in the second-named author’s work [38], although it is not explicitly stated there. To see this, start from [38, (3.24)], which gives a constant so that on we have
Then use [38, Lemma 3.1] to get
and so adding these two inequalities we get
or in other words on , where as before. To get the reverse inequality, we note that on we have
where the last inequality follows from [38, (3.23)]. We thus get the reverse inequality
thus proving (4.1). ∎
From now on we fix a small ball , and as before we call and we have the holomorphic covering map , with where the standard coordinates on . We let be the dilation
which takes the lattice to . If we pull back the Kähler potential on via we get a function on which is periodic in with period , i.e. for all . The function is then periodic in with period . Note that since is the pullback of a metric from , we have
Recall now that we have a nonnegative definite semi-flat form on , and that is then a semi-flat Kähler metric on . Since is diffeomorphic to a product , it follows that and are cohomologous on . We now apply Proposition 3.1 and get a holomorphic section and a real function on such that
| (4.2) |
on , where is the fiberwise translation by .
Lemma 4.2.
There is a constant such that on the whole of we have
| (4.3) |
for all small .
Proof.
First of all notice that after replacing with a slightly smaller open set, the semi-flat metric is uniformly equivalent to , which implies that
| (4.4) |
for all small . Thanks to Lemma 4.1 on we have that
and since is uniformly equivalent to we also have that
| (4.5) |
and combining (4.4) and (4.5) we get
| (4.6) |
on . If we pull back (4.6) by we get
| (4.7) |
on all of . We claim that on the whole of we have that
| (4.8) |
In fact, the construction of in section 3 gives that for a function on that satisfies
| (4.9) |
for all in and any . It follows then that
| (4.10) |
as claimed. Combining (4.7) and (4.8) we get the bound (4.3). ∎
Proposition 4.3.
Given any compact set in and any there exists a constant independent of such that
| (4.11) |
where is the Euclidean metric on .
Proof.
We pull back (1.1) via and get
since the pullback under of any volume form on equals We now claim that in fact we have
To see this, consider the -form
on . This form is invariant under the -action described above
where , and so it descends to a holomorphic -form to the quotient and using the biholomorphism with we get a holomorphic -form on . We can then consider the volume form , and we have
where is a smooth positive function on . Taking of both sides we get
since is Ricci–flat and is a holomorphic -form. So is pluriharmonic on , and this implies that its restriction to any fiber with is constant. Pulling back via we get
but since is constant along the fibers of and is compatible with the projection to we get that the function on is independent of . In particular we have
and so the rescaled metrics satisfy the nondegenerate complex Monge-Ampère equation
on , where we have set
We claim that the estimates (4.11) hold. To see this, we use (4.2) and get
| (4.12) |
for a function on . On we can then use (4.10) and (4.12) and write
| (4.13) |
where for simplicity we write The functions are uniformly bounded in because of the bound for from [9, 10] and because is a fixed function on . The functions satisfy the complex Monge-Ampère equations
| (4.14) |
on , and on any compact subset of the Kähler metric is equivalent to the Euclidean metric (with constants that depend only on ). The bounds (4.3) imply that
on for all small , where depends on . The constants are bounded uniformly and away from zero. After shrinking slightly we can then apply the Evans-Krylov theory (as explained for example in [13, 32]) and Schauder estimates to get higher order estimates for all , thus proving (4.11). ∎
Lemma 4.4.
Given any compact set there is a constant such that the sectional curvature of satisfies
| (4.15) |
for all small .
Proof.
We can assume that is sufficiently small so that for a ball as before, and that there is a compact set so that is a biholomorphism. We then have
For small enough, the sets are all contained in a fixed compact set . From (4.3) and (4.11) we then get a uniform bound for the sectional curvatures of on , and this proves (4.15). ∎
Lemma 4.5.
Given any compact set in and any there exists a constant independent of such that
| (4.16) |
where is the Euclidean metric on .
Proof.
Given , for all small enough the sets are all contained in a fixed compact set . We wish to deduce (4.16) from (4.11). To see this, write on
Thanks to (4.11), on the coefficents satisfy uniform estimates in the variables independent of . We then pull back this equation via the map (the inverse of ) and get
and the new coefficients are uniformly bounded in on , thus proving (4.16). ∎
Proposition 4.6.
Proof.
Recall that , so that
We now fix a compact set , which we can assume is sufficiently small so that for a ball as before, and that there is a compact set such that is a biholomorphism. From (4.16) (together with the bound for from [9, 10]) we see that
and therefore also
| (4.17) |
since is a fixed biholomorphism. From [38] we know that in , and so (4.17) implies that in , and therefore that in . ∎
As a corollary of this, for any compact subset , there is a positive function which goes to zero as , such that
| (4.18) |
on , as well as
| (4.19) |
We now finish the proof of Theorem 1.1. We have already proved the first two statements in Proposition 4.6 and Lemma 4.4, and it remains to prove (1.3). We will present two proofs of (1.3), one which uses the fact that the fibers are tori, and another one which only uses the convergence result in Proposition 4.6.
For the first proof, we need the following lemma
Lemma 4.7.
As goes to zero we have
| (4.20) |
in , where is the Euclidean metric.
Proof.
Recall that from (4.13) we see that on
where the functions have uniform bounds on compact sets. We need to show that as goes to zero we have in , where is the limit of from [38]. To prove this we need another estimate from the second-named author’s work [38, (3.9)], which implies that there is a constant (that depends on the initial choice of ) so that for all we have
| (4.21) |
We now use this together with the fact that in to get that for any in we have
where in the last line we used (4.21) because the points and lie in the same fiber . Letting go to zero we see that in . On the other hand we have that in , and so in . Thanks to the higher order estimates for , we also have that in , up to shrinking slightly. ∎
We can now complete the proof of Theorem 1.1.
Proof.
Recall that thanks to Lemma 4.7, on we can write
where the error term is a -form that goes to zero smoothly on compact sets. From (4.8) we also have that
If we restrict the form to a fiber and divide by we get
Pulling back this via the map (the inverse of ) we get
Explicitly we have , which implies that , and so
which goes to zero smoothly as approaches zero, uniformly in . It follows that converges smoothly to , and the convergence is uniform as varies on compact sets of . Pulling back via , and using the fact that , we see that also converges smoothly to , as desired. ∎
Remark 4.8.
We now give a second proof of (1.3). In fact we show that in general (1.3) follows from Proposition 4.6, without assuming that is projective or that the fibers are tori (in general is a Calabi-Yau manifold). This will finish the proof of Theorem 1.1.
Proposition 4.9.
Assume the same setting as in the Introduction, except that need not be projective and need not be a torus. If we have that
| (4.22) |
in , where is as before, then on each fiber with we have
| (4.23) |
where is the unique Ricci–flat metric on cohomologous to and the convergence is smooth and uniform as varies on a compact subset of .
Proof.
For simplicity of notation call and . On each fiber we have that for some smooth function normalized by . The functions vary smoothly in , because so do the Kähler metrics . The unique Ricci–flat metric on cohomologous to is given by and solves the complex Monge-Ampère equation on
Recall from [38, Section 2] that we have
where is a smooth function on that vanishes precisely on . A simple calculation [38, (3.5)] shows that on we have
since we picked to be Ricci–flat. It follows that on the functions and differ by a constant, which we can identify as follows: thanks to Yau’s estimates, the functions vary smoothly in and so they define a smooth function on . We then defined , which is a semi-flat form on (here semi-flat means that its restriction to each fiber is Ricci–flat). This semi-flat form is in general different from the one constructed locally in section 3, although they are equal when restricted to each fiber . Even though is not necessarily nonnegative, on the -form is strictly positive, and so we can define a smooth positive function on by
| (4.24) |
It is shown in [35, Lemma 3.3], [38, p.445] that is a positive constant on each fiber , and we claim we have
| (4.25) |
This is because on we have
On we can then write, using (1.1), (4.25)
| (4.26) |
We also have a pointwise identity on
and we will write
so that we can recast (4.26) as
| (4.27) |
Notice that the functions are the restriction to of smooth functions on . We claim that as approaches zero the functions converge to in . To see this, first of all note that by definition we have
| (4.28) |
see also [10], [38, (2.6)]. We now use the assumption (4.22), and so the functions converge smoothly to
| (4.29) |
To see why this equals one, recall from [38, (4.3)] that the limit metric on satisfies
| (4.30) |
where our function is defined so that it differs from the function in [38, (4.3)] by the constant factor . Substituting (4.30) into (4.29) we see that the limit of equals
Note now that from the main result of [38] we have that on each fiber
| (4.31) |
where is uniform as varies in a compact set of . From the definition on we have
where satisfies the estimate (4.21). The metrics satisfy the complex Monge-Ampère equations on
| (4.32) |
and we have just shown that the functions are bounded in and away from zero, so we can apply the theory of Evans-Krylov and Schauder estimates on to (4.32) (using (4.21) and (4.31)) to get bounds
independent of . It follows that given any sequence we can find a subsequence (still denoted by ) and a smooth Kähler metric on so that in . Equation (4.27) in the limit becomes
and so by the uniqueness of Ricci–flat metrics in a given cohomology class we must have . Therefore the whole sequence converges smoothly to as desired, and the convergence is uniform as varies on compact sets of . ∎
Remark 4.10.
In fact the proof of Proposition 4.9 shows that if we just have that in (or in the topology of Kähler potentials) then (1.3) holds in the topology of Kähler potentials. It seems that just having in the topology of Kähler potentials (which is proved in [38] in general) is not quite enough to deduce (1.3).