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5 Two piecewise smooth SL fibrations of ℂ 3 [03L6]

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5 Two piecewise smooth SL fibrations of ℂ3\mathbin{\mathbb{C}}^{3}

We shall now define two piecewise smooth special Lagrangian fibrations f:ℂ3→ℝ3f:\mathbin{\mathbb{C}}^{3}\rightarrow\mathbin{\mathbb{R}}^{3} with singular fibres of codimension one in ℝ3\mathbin{\mathbb{R}}^{3}. These will be our local models for the most generic kind of singularity in special Lagrangian fibrations of generic Calabi–Yau 3-folds. We begin by defining a family of SL 3-folds Na,cN_{a,c} in ℂ3\mathbin{\mathbb{C}}^{3} depending on a∈ℝa\in\mathbin{\mathbb{R}} and c∈ℂc\in\mathbin{\mathbb{C}}.

Definition 5.1 Let a∈ℝa\in\mathbin{\mathbb{R}} and c∈ℂc\in\mathbin{\mathbb{C}}. Define a special Lagrangian 3-fold Na,cN_{a,c} in ℂ3\mathbin{\mathbb{C}}^{3} as follows:

  • (i)

    When a=0a=0, define

    N0,c={(z1,z2,z3)∈ℂ3:|z1|2=|z2|2=|z3−c|2,Im(z1z2(z3−c))=0,Re(z1z2(z3−c))⩾0}.\begin{split}N_{0,c}=\Bigl\{(z_{1}&,z_{2},z_{3})\in\mathbin{\mathbb{C}}^{3}:|z_{1}|^{2}=|z_{2}|^{2}=|z_{3}-c|^{2},\\ &\mathop{\rm Im}\bigl(z_{1}z_{2}(z_{3}-c)\bigr)=0,\quad\mathop{\rm Re}\bigl(z_{1}z_{2}(z_{3}-c)\bigr)\geqslant 0\Bigr\}.\end{split} (21)

    Then N0,cN_{0,c} is the translation of the special Lagrangian T2T^{2}-cone L0+L_{0}^{+} of (16) by the vector (0,0,c)(0,0,c). It has one singular point at (0,0,c)(0,0,c).

  • (ii)

    When a>0a>0, define

    Na,c={(z1,z2,z3)∈ℂ3:|z1|2−a=|z2|2=|z3−c|2,Im(z1z2(z3−c))=0,Re(z1z2(z3−c))⩾0}.\begin{split}N_{a,c}=\Bigl\{(z_{1}&,z_{2},z_{3})\in\mathbin{\mathbb{C}}^{3}:|z_{1}|^{2}-a=|z_{2}|^{2}=|z_{3}-c|^{2},\\ &\mathop{\rm Im}\bigl(z_{1}z_{2}(z_{3}-c)\bigr)=0,\quad\mathop{\rm Re}\bigl(z_{1}z_{2}(z_{3}-c)\bigr)\geqslant 0\Bigr\}.\end{split} (22)

    Then Na,cN_{a,c} is the translation of the nonsingular SL 3-fold L1,a+L_{1,a}^{+} of (17) by the vector (0,0,c)(0,0,c). It is diffeomorphic to 𝒮1×ℝ2{\mathcal{S}}^{1}\times\mathbin{\mathbb{R}}^{2}.

  • (iii)

    When a<0a<0, define

    Na,c={(z1,z2,z3)∈ℂ3:|z1|2=|z2|2+a=|z3−c|2,Im(z1z2(z3−c))=0,Re(z1z2(z3−c))⩾0}.\begin{split}N_{a,c}=\Bigl\{(z_{1}&,z_{2},z_{3})\in\mathbin{\mathbb{C}}^{3}:|z_{1}|^{2}=|z_{2}|^{2}+a=|z_{3}-c|^{2},\\ &\mathop{\rm Im}\bigl(z_{1}z_{2}(z_{3}-c)\bigr)=0,\quad\mathop{\rm Re}\bigl(z_{1}z_{2}(z_{3}-c)\bigr)\geqslant 0\Bigr\}.\end{split} (23)

    Then Na,cN_{a,c} is the translation of the nonsingular SL 3-fold L2,−a+L_{2,-a}^{+} of (18) by the vector (0,0,c)(0,0,c). It is diffeomorphic to 𝒮1×ℝ2{\mathcal{S}}^{1}\times\mathbin{\mathbb{R}}^{2}.

These 3-folds Na,cN_{a,c} are the fibres of a special Lagrangian fibration of ℂ3\mathbin{\mathbb{C}}^{3}.

Theorem 5.2

Define f:ℂ3→ℝ3f:\mathbin{\mathbb{C}}^{3}\rightarrow\mathbin{\mathbb{R}}^{3} by f⁡(z1,z2,z3)=(a,Rec,Imc)f(z_{1},z_{2},z_{3})=(a,\mathop{\rm Re}c,\mathop{\rm Im}c), where

a\displaystyle a =|z1|2−|z2|2\displaystyle=|z_{1}|^{2}-|z_{2}|^{2} (24)
andc\displaystyle\text{and}\quad c ={z3−z¯1​z¯2/|z1|,a=0 and z1,z2≠0,z3,a=z1=z2=0,z3−z¯1​z¯2/|z1|,a>0,z3−z¯1​z¯2/|z2|,a<0.\displaystyle=\begin{cases}z_{3}-\bar{z}_{1}\bar{z}_{2}/|z_{1}|,&\text{$a=0$ and\/ $z_{1},z_{2}\neq 0$,}\\ z_{3},&\text{$a=z_{1}=z_{2}=0$,}\\ z_{3}-\bar{z}_{1}\bar{z}_{2}/|z_{1}|,&\text{$a>0$,}\\ z_{3}-\bar{z}_{1}\bar{z}_{2}/|z_{2}|,&\text{$a<0$.}\end{cases} (25)

Then ff is continuous and piecewise smooth, and f−1​(a,Rec,Imc)=Na,cf^{-1}(a,\mathop{\rm Re}c,\mathop{\rm Im}c)=N_{a,c}, where Na,cN_{a,c} is given in Definition 5. Hence, ff is a piecewise smooth special Lagrangian fibration of ℂ3\mathbin{\mathbb{C}}^{3}.

Proof. Clearly ff is well-defined and piecewise smooth. It is also not difficult to show from (24) and (25) that ff is continuous. Observe from Definition 5 that if (z1,z2,z3)∈Na,c(z_{1},z_{2},z_{3})\in N_{a,c} then a=|z1|2−|z2|2a=|z_{1}|^{2}-|z_{2}|^{2} and

z1​z2​(z3−c)={|z1|​|z2|2,a⩾0,|z1|2​|z2|,a<0.z_{1}z_{2}(z_{3}-c)=\begin{cases}|z_{1}||z_{2}|^{2},&a\geqslant 0,\\ |z_{1}|^{2}|z_{2}|,&a<0.\end{cases}

Thus, if z1​z2≠0z_{1}z_{2}\neq 0 dividing by z1​z2z_{1}z_{2} and rearranging yields

c={z3−|z1|​|z2|2/(z1​z2),a⩾0,z3−|z1|2​|z2|/(z1​z2),a<0.c=\begin{cases}z_{3}-|z_{1}||z_{2}|^{2}/(z_{1}z_{2}),&a\geqslant 0,\\ z_{3}-|z_{1}|^{2}|z_{2}|/(z_{1}z_{2}),&a<0.\end{cases}

Using the equations |z1|2=z1​z¯1|z_{1}|^{2}=z_{1}\bar{z}_{1} and |z2|2=z2​z¯2|z_{2}|^{2}=z_{2}\bar{z}_{2} to rewrite these expressions gives the first case of (25), the third case when z2≠0z_{2}\neq 0, and the fourth case when z1≠0z_{1}\neq 0. If z1​z2=0z_{1}z_{2}=0 on the other hand, in each of parts (i)–(iii) of Definition 5 we have |z3−c|2=0|z_{3}-c|^{2}=0, so c=z3c=z_{3}, giving the second case of (25), the third case when z2=0z_{2}=0, and the fourth case when z1=0z_{1}=0.

So, if (z1,z2,z3)∈Na,c(z_{1},z_{2},z_{3})\in N_{a,c} then we can recover aa and cc from (z1,z2,z3)(z_{1},z_{2},z_{3}) as in the theorem. Conversely, for any (z1,z2,z3)(z_{1},z_{2},z_{3}) in ℂ3\mathbin{\mathbb{C}}^{3}, defining a,ca,c by (24)–(25) and reversing the proof above, we find that (z1,z2,z3)∈Na,c(z_{1},z_{2},z_{3})\in N_{a,c}. Hence f−1​(a,Rec,Imc)=Na,cf^{-1}(a,\mathop{\rm Re}c,\mathop{\rm Im}c)=N_{a,c}, and ff is a special Lagrangian fibration of ℂ3\mathbin{\mathbb{C}}^{3}. □\square

The singular fibres of the fibration are N0,cN_{0,c} for c∈ℂc\in\mathbin{\mathbb{C}}, which is singular only at (0,0,c)(0,0,c). Thus the set of singular points of singular fibres of the fibration is {(0,0,c):c∈ℂ}\bigl\{(0,0,c):c\in\mathbin{\mathbb{C}}\bigr\}. Note that this is the same as in Corollary 4.2, and is a complex curve in ℂ3\mathbin{\mathbb{C}}^{3}.

However, ff is not smooth on the whole real hypersurface |z1|=|z2||z_{1}|=|z_{2}|, which includes the set of singular points but many other points as well. Thus ff fails to be smooth not only at singular points of singular fibres, but also at nonsingular points of singular fibres. We should understand the non-smoothness of ff as being related not to a singularity at the point in question, but to a change in the global topology of the whole fibre.

Let us consider the symmetries of the fibration. The fibres Na,cN_{a,c} were defined as translations by (0,0,c)(0,0,c) of the SL 3-folds L0+L_{0}^{+}, L1,a+L_{1,a}^{+} and L2,−a+L_{2,-a}^{+} defined in §4, and we know that these have symmetry group U(1)2\mathbin{\rm U}(1)^{2} in SU(3)\mathop{\rm SU}(3). However, because this U(1)2\mathbin{\rm U}(1)^{2}-action doesn’t commute with the (0,0,c)(0,0,c) translations, the subgroup of SU(3)⋉ℂ3\mathop{\rm SU}(3)\ltimes\mathbin{\mathbb{C}}^{3} preserving every fibre is smaller: it is U(1)\mathbin{\rm U}(1), acting by

ei​θ:(z1,z2,z3)⟼(ei​θ​z1,e−i​θ​z2,z3).{\rm e}^{i\theta}:(z_{1},z_{2},z_{3})\longmapsto({\rm e}^{i\theta}z_{1},{\rm e}^{-i\theta}z_{2},z_{3}). (26)

Note that the moment map of this action is |z1|2−|z2|2|z_{1}|^{2}-|z_{2}|^{2}, which is aa in (24). This is as one would expect, because Lagrangian submanifolds must lie in level sets of the moment maps of their symmetry groups by [11, Prop. 4.2].

The subgroup of SU(3)⋉ℂ3\mathop{\rm SU}(3)\ltimes\mathbin{\mathbb{C}}^{3} preserving the fibration, but acting nontrivially on the set of fibres, is rather larger. It is generated by U(1)2\mathbin{\rm U}(1)^{2} acting on ℂ3\mathbin{\mathbb{C}}^{3} as in (13)–(14), and the translations (z1,z2,z3)↦(z1,z2,z3+c)(z_{1},z_{2},z_{3})\mapsto(z_{1},z_{2},z_{3}+c) for c∈ℂc\in\mathbin{\mathbb{C}}. The involution (z1,z2,z3)↦(z2,z1,z3)(z_{1},z_{2},z_{3})\mapsto(z_{2},z_{1},z_{3}) also preserves the fibration and takes (a,Rec,Imc)↦(−a,Rec,Imc)(a,\mathop{\rm Re}c,\mathop{\rm Im}c)\mapsto(-a,\mathop{\rm Re}c,\mathop{\rm Im}c), but it does not lie in SU(3)⋉ℂ3\mathop{\rm SU}(3)\ltimes\mathbin{\mathbb{C}}^{3} as it changes the sign of Ω\Omega.

Now we defined the fibration ff and fibres Na,cN_{a,c} above using the SL 3-folds L0+L_{0}^{+}, L1,a+L_{1,a}^{+} and L2,−a+L_{2,-a}^{+} of equations (21)–(23). The choice of ++ rather than −- was arbitrary, and we could equally well have used L0−L_{0}^{-}, L1,a−L_{1,a}^{-} and L2,−a−L_{2,-a}^{-} instead. When we do, we get the following analogues of Definition 5 and Theorem 5.2.

Definition 5.3 Let a∈ℝa\in\mathbin{\mathbb{R}} and c∈ℂc\in\mathbin{\mathbb{C}}. Define a special Lagrangian 3-fold Na,c′N^{\prime}_{a,c} in ℂ3\mathbin{\mathbb{C}}^{3} as in equations (21)–(23), but in each case replace the inequality Re(z1​z2​(z3−c))⩾0\mathop{\rm Re}\bigl(z_{1}z_{2}(z_{3}-c)\bigr)\geqslant 0 by Re(z1​z2​(z3−c))⩽0\mathop{\rm Re}\bigl(z_{1}z_{2}(z_{3}-c)\bigr)\leqslant 0. Then

  • (i)

    N0,c′N^{\prime}_{0,c} is the translation of the special Lagrangian T2T^{2}-cone L0−L_{0}^{-} of (16) by (0,0,c)(0,0,c), and has one singular point at (0,0,c)(0,0,c).

  • (ii)

    For a>0a>0, Na,c′N^{\prime}_{a,c} is the translation of the nonsingular SL 3-fold L1,a−L_{1,a}^{-} of (17) by (0,0,c)(0,0,c), and is diffeomorphic to 𝒮1×ℝ2{\mathcal{S}}^{1}\times\mathbin{\mathbb{R}}^{2}.

  • (iii)

    For a<0a<0, Na,c′N^{\prime}_{a,c} is the translation of the nonsingular SL 3-fold L2,−a−L_{2,-a}^{-} of (18) by (0,0,c)(0,0,c), and is diffeomorphic to 𝒮1×ℝ2{\mathcal{S}}^{1}\times\mathbin{\mathbb{R}}^{2}.

Theorem 5.4

Define f′:ℂ3→ℝ3f^{\prime}:\mathbin{\mathbb{C}}^{3}\rightarrow\mathbin{\mathbb{R}}^{3} by f′​(z1,z2,z3)=(a,Rec,Imc)f^{\prime}(z_{1},z_{2},z_{3})=(a,\mathop{\rm Re}c,\mathop{\rm Im}c), where

a\displaystyle a =|z1|2−|z2|2\displaystyle=|z_{1}|^{2}-|z_{2}|^{2} (27)
andc\displaystyle\text{and}\quad c ={z3+z¯1​z¯2/|z1|,a=0 and z1,z2≠0,z3,a=z1=z2=0,z3+z¯1​z¯2/|z1|,a>0,z3+z¯1​z¯2/|z2|,a<0.\displaystyle=\begin{cases}z_{3}+\bar{z}_{1}\bar{z}_{2}/|z_{1}|,&\text{$a=0$ and\/ $z_{1},z_{2}\neq 0$,}\\ z_{3},&\text{$a=z_{1}=z_{2}=0$,}\\ z_{3}+\bar{z}_{1}\bar{z}_{2}/|z_{1}|,&\text{$a>0$,}\\ z_{3}+\bar{z}_{1}\bar{z}_{2}/|z_{2}|,&\text{$a<0$.}\end{cases} (28)

Then f′f^{\prime} is continuous and piecewise smooth, and (f′)−1​(a,Rec,Imc)=Na,c′(f^{\prime})^{-1}(a,\mathop{\rm Re}c,\mathop{\rm Im}c)=N^{\prime}_{a,c}, where Na,c′N^{\prime}_{a,c} is given in Definition 5. Hence, f′f^{\prime} is a piecewise smooth special Lagrangian fibration of ℂ3\mathbin{\mathbb{C}}^{3}.

The fibres of the fibrations of Theorems 5.2 and 5.4 are singular if and only if a=0a=0, that is, on a hyperplane of real codimension one in the base ℝ3\mathbin{\mathbb{R}}^{3} of the fibrations. But by Proposition 3.2 (which also applies in the noncompact case), if ff were a smooth fibration then the set of singular fibres would have Hausdorff codimension at least two. Therefore the piecewise-smoothness of ff is essential, not merely cosmetic.

To see what we might mean by a special Lagrangian fibration whose non-smoothness is merely cosmetic, consider the following fairly trivial example.

Example 5.5 Define SS to be the set of linear special Lagrangian 3-planes ℝ3\mathbin{\mathbb{R}}^{3} in ℂ3\mathbin{\mathbb{C}}^{3} containing the real line {(0,0,t):t∈ℝ}\bigl\{(0,0,t):t\in\mathbin{\mathbb{R}}\bigr\}. Then S≅𝒮2S\cong{\mathcal{S}}^{2}. Let L={(x1,x2,x3)∈ℂ3:xj∈ℝ}L=\bigl\{(x_{1},x_{2},x_{3})\in\mathbin{\mathbb{C}}^{3}:x_{j}\in\mathbin{\mathbb{R}}\bigr\}. Then L∈SL\in S. Let γ:ℝ→S∖{L}\gamma:\mathbin{\mathbb{R}}\rightarrow S\setminus\{L\} be a function which is continuous, but not smooth.

For each (a,b,c)∈ℝ3(a,b,c)\in\mathbin{\mathbb{R}}^{3}, define Πa,b,c\Pi_{a,b,c} to be the affine special Lagrangian 3-plane γ⁡(c)+(a,b,i​c)\gamma(c)+(a,b,ic). It is not difficult to show that there is a unique, continuous special Lagrangian fibration f:ℂ3→ℝ3f:\mathbin{\mathbb{C}}^{3}\rightarrow\mathbin{\mathbb{R}}^{3} with f−1​(a,b,c)=Πa,b,cf^{-1}(a,b,c)=\Pi_{a,b,c}. However, because γ\gamma is not smooth, ff is not smooth.

What is going on here is that we divide ℂ3\mathbin{\mathbb{C}}^{3} into the family of parallel real hyperplanes Im(z3)=c\mathop{\rm Im}(z_{3})=c, and fibre each such hyperplane by a 2-dimensional family of parallel special Lagrangian 3-planes. There is an 𝒮2{\mathcal{S}}^{2} family SS of different ways of fibring Im(z3)=c\mathop{\rm Im}(z_{3})=c by such parallel 3-planes. We exclude LL because then any L′∈S∖{L}L^{\prime}\in S\setminus\{L\} is transverse to ℝ2={(a,b,0):a,b∈ℝ}\mathbin{\mathbb{R}}^{2}=\bigl\{(a,b,0):a,b\in\mathbin{\mathbb{R}}\bigr\}, so we can use a,ba,b to parametrize the family of parallel 3-planes in Im(z3)=c\mathop{\rm Im}(z_{3})=c.

The key idea is that we can treat different hyperplanes Im(z3)=c\mathop{\rm Im}(z_{3})=c essentially independently. The map γ\gamma is arbitrary; we could choose it to be smooth, or piecewise smooth, or merely continuous, and we then get a fibration f:ℂ3→ℝ3f:\mathbin{\mathbb{C}}^{3}\rightarrow\mathbin{\mathbb{R}}^{3} with the same property. So this example generates many examples of piecewise smooth SL fibrations of ℂ3\mathbin{\mathbb{C}}^{3}. However, though Example 5 does show that non-smooth SL fibrations are possible locally, it tells us almost nothing about the smoothness of fibrations of Calabi–Yau 3-folds XX by compact special Lagrangian 3-folds NN, in particular tori.

This is because we know from Theorem 2.9 that if NN is a nonsingular SL T3T^{3} in XX, then the family of deformations of NN is locally smooth and 3-dimensional. Hence, if these deformations are locally transverse to NN, then near NN they do form a smooth SL fibration. Where this argument breaks down is when the fibres of the fibration develop singularities. Thus, any argument as to whether SL fibrations are smooth must focus on the behaviour of the fibrations near their singularities.

As Example 5 involves no singular fibres, it is irrelevant to the discussion. However, Theorems 5.2 and 5.4 are relevant as they model fibrations with many singular fibres, whose singularities are of a kind that cannot appear in smooth fibrations. They are evidence in favour of our contention that special Lagrangian fibrations of Calabi–Yau 3-folds will not in general be smooth.

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