6.1 Finding the equations on and
We now calculate the conditions on the functions
for the 3-fold of (30) to be special Lagrangian.
Proposition 6.1
Let be continuous, and let
. Define
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(31) |
Then
- (a)
If , then is a singular special
Lagrangian -fold in if are differentiable
and satisfy
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(32) |
except at points in with , where
need not be differentiable. The singular points of are those
of the form , where for
with .
- (b)
If , then is a nonsingular special
Lagrangian -fold in if and only if are differentiable
on all of and satisfy
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(33) |
Proof. We shall give the proof for part (a). Part (b) is similar
but more complicated, and will be left to the reader. Let , let
be defined by (31), and let . For
to be a nonsingular point of , we need and to be
differentiable at in ,
and for the derivatives of the three functions
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on to be linearly independent at .
Now if then has zero derivative at
. Thus points of the form in will be singular.
Clearly, these occur exactly when for with
. Also, as , such points occur in
only when . We shall see that these are the only singular points
in , provided and are differentiable.
To prove part (a) we need to show that each not
of the form is a nonsingular point of , and the
tangent space is a special Lagrangian 3-plane
in . As is -invariant, it is enough to prove this
for one point in each orbit of the -action (29).
Since on , each -orbit in contains
one or two points with .
Thus it is enough to show that exists and is special
Lagrangian for points in with .
In our next lemma we identify at such a point. The proof
is elementary, and is left as an exercise.
Lemma 6.2
Let , with .
Set and . Then is nonsingular
at , and where
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(34) |
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(35) |
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(36) |
Now define as in (2), and
apply Proposition 2.4 with and
. Clearly and are
linearly independent, and . So
Proposition 2.4 shows that is the unique SL 3-plane
in containing .
Therefore is
an SL 3-plane if and only if . Combining equations
(2), (34) and (35) gives
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(37) |
So suppose .
As the first two coordinates are equal in and
but not in , we see that .
Taking real parts in the third coordinate gives . And comparing
real multiples of in the first coordinate shows
that .
Thus is special Lagrangian if and only if
. By (36) and
(37), this reduces to
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(38) |
But and by (31), so that
, and . Substituting
this into (38) gives equation (32), which proves part
(a) of Proposition 6.1. Part (b) is left to the reader.
Equations (32) and (33) are nonlinear versions
of the Cauchy–Riemann equations. For if we replace the factors
and in (32) and
(33) by 1, the equations become
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which are the conditions for to be a holomorphic function of
. We may therefore expect the solutions of (32) and
(33) to have qualitative features in common with solutions of
the Cauchy–Riemann equations.
Note that (32) is the case of equation (33), so
we will often use (33) to refer to both, without assuming
. Following Harvey and Lawson [9, Th. III.2.7],
who use results of Morrey, we may prove:
Proposition 6.3
Any solutions of (33) are real analytic,
except in the case at points with .
Now holomorphic functions on are determined uniquely by their
values on . In the same way, solutions of (33) on
are determined by their values on the -axis. We state this in the
following proposition, which may be proved using the Cauchy–Kowalevksy
Theorem [17, p. 234].
Proposition 6.4
Let be an open neighbourhood of in
and be real analytic functions. If either ,
or and , then in an open neighbourhood
of in there exist unique real analytic solutions
of (33) such that and
for all with .
Next we show that solutions of (33) may be
written in terms of a single potential .
Proposition 6.5
Let be solutions of (33).
Then there exists a unique function with
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(39) |
Conversely, all solutions of (39) yield solutions
of (33).
Proof. Let be solutions of
(33), and define by
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Then and
are immediate, and
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as . This proves the first
line of (39), and the second follows by substituting
and into the first
equation of (33). The converse is easy.
6.2 Writing the fibrations of §4 and §5
in this form
In Corollary 4.2 and Theorems 5.2 and 5.4
we defined examples of special Lagrangian fibrations .
We shall now show that each fibre of these fibrations
may be written in the form (30). For Corollary 4.2
this is trivial:
Lemma 6.6
Let be the special Lagrangian fibration
of Corollary 4.2. Then each fibre may be
written in the form (30), with and .
Next we show that the fibres of the fibration
of Theorem 5.2 may be written in the form (30).
Proposition 6.7
Let . Then there exist unique functions
such that
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(40) |
is the special Lagrangian -fold of Definition
5. Furthermore:
- (a)
are smooth on and satisfy (33),
except at when , where they are only continuous.
- (b)
when for all , and
for all , and when for all .
- (c)
when for all , and
for all , and when for all .
- (d)
for
all .
- (e)
for all .
Proof. For simplicity, we first consider the case . Let
be as in (21), let ,
and set
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(41) |
Then , and . Thus the first
condition in (21) becomes
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Squaring gives , so
substituting for yields
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(42) |
Similarly, using the expressions for and above, the
second and third conditions on in (21) become
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(43) |
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(44) |
We will use equations (42)–(44) to prove
parts (b) and (c) of the proposition. First suppose .
Then (43) gives , so or .
If then (42) gives , so .
Thus implies . By a similar argument
implies , so if and only if , as in
part (b). In the same way, if and only if ,
as in part (c).
We claim that the two terms and in (44)
are both nonnegative. If one is zero this is obvious. So suppose
both are nonzero, so that and are all nonzero. From
(43), the signs of three of these terms determine the sign of
the fourth. It is easy to verify that for all eight sign possibilities,
and have the same sign. So both are nonnegative
by (44). Hence , and if and only if .
Clearly, this proves part (b). Part (c) follows in the same way.
Next we shall show that for each pair , there is exactly
one pair satisfying (42)–(44). Multiplying
(42) by and replacing by
using (43), we get
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This is a sextic in , independent of . Putting ,
it becomes
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Thus is a real, nonnegative root of the cubic . Divide
into cases
- (i)
, and has three real roots
, not necessarily distinct;
- (ii)
, and has one real root
and a complex conjugate pair of non-real roots ;
- (iii)
; and (iv) and .
We shall show that in cases (i)–(iii), the cubic has exactly one
real nonnegative root, giving a unique value of . In case
(iv) there are two nonnegative roots, but one can be excluded.
In case (i) we have , so at least
one is negative. But , so an
even number of are negative and an odd number positive. The
only possibility is that one is positive and two negative.
So has exactly one nonnegative root. In case (ii) we have
, proving that , so has exactly
one nonnegative root. In case (iii) we have , with roots 0 and (twice), so the only
nonnegative root is 0.
In case (iv) we have , with roots and .
Thus there are two nonnegative roots, and 0. However, if
then , and by assumption, so the
right hand side of (42) is zero. But , so the left
hand side is positive, a contradiction. So , and there is
one allowable value for , which is .
We have shown that (42) and (43) determine
uniquely, and that there is a solution for all .
This yields up to sign. But part (c) gives the sign of
, so is determined uniquely. If , equation
(43) determines . If then by (c), so
(42) gives , and . The sign
of is given by (b). Therefore for all pairs , there
are unique solutions to (42)–(44).
Let us review what we have proved so far. If and are defined by (41), then they
satisfy (42)–(44). Also, given any there
exist unique satisfying (42)–(44). This
defines the functions in the proposition uniquely,
and it shows that is a subset of the 3-fold of
(40). The converse, that , follows
easily by reversing the argument above, since if
then (42)–(44) are equivalent to the equations
defining . Hence .
It remains to prove parts (a), (d) and (e). The smoothness in (a)
follows directly from (42)–(44), or indirectly from
the fact that is smooth except at , and
satisfy (33) where they are smooth by Proposition 6.1.
For part (d), set . Then by (c), so (42) gives
. So , and the sign is determined by (b).
Part (e) follows in the same way. This completes the proof for .
When , equation (42) must be replaced by
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but the rest of the proof is more-or-less unchanged.
Here is the analogue of this for the fibration of
Theorem 5.4.
Proposition 6.8
Let . Then there exist unique functions
such that
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(45) |
is the special Lagrangian -fold of Definition
5. Furthermore:
- (a)
are smooth on and satisfy (33),
except at when , where they are only continuous.
- (b)
when for all , and
for all , and when for all .
- (c)
when for all , and
for all , and when for all .
- (d)
for
all .
- (e)
for all .
The last three results show that the fibres of the fibrations of
Corollary 4.2 and Theorems 5.2 and 5.4
may all be written in the form (30). This will be important
to us in §7, where we shall discuss fibrations which mix
the properties of these three fibrations, and we will use the
coordinate system (30) to define the fibres.
6.3 Other examples of solutions to (32) and (33)
The functions of Propositions 6.7 and 6.8
provide examples of explicit solutions of equations (32) and
(33). Here are some more examples of solutions to (32)
and (33). The author constructed them by choosing a particular
form for involving arbitrary functions of only one variable,
and solving the resulting o.d.e.s.
Example 6.9 Let and define and .
Then satisfy (33) for any value of . The corresponding
special Lagrangian 3-folds are the result of applying a diagonal
matrix to one of the fibres of the fibration of Corollary 4.2.
The next example uses the idea that if
for some function , then . This simplifies (32).
Example 6.10 Define and
. Then and satisfy (32). Equation
(31) with defines an explicit nonsingular special
Lagrangian 3-fold in . It can be shown that is ruled,
and arises from Harvey and Lawson’s ‘austere submanifold’ construction
[9, §III.3.C] of SL -folds in , as the normal
bundle of a catenoid in .
The following example assumes that for some nonzero .
Example 6.11 Define and on the
half-plane in . Then satisfy (32). So
equation (31), with the additional condition that
, defines an explicit special Lagrangian 3-fold
in . It turns out (surprisingly) that is nonsingular, and is
equivalent to one of the SL 3-folds constructed in [12, Ex. 7.4]
by evolving paraboloids in .
6.4 Isolated singularities of solutions to (32)
We shall now focus on the behaviour of solutions of (32)
near points with .
Definition 6.12 Let be an open subset of , and suppose that
are continuous in and smooth except at points
with , and that they satisfy (32) except at
such points. As a shorthand we shall often just say that
satisfy (32), without discussing the exceptional points .
We call a point in with a singularity
of the solution . We call a singularity isolated
if there exists such that the open disc of radius
about lies in , and the only point in
with and is .
Let be an isolated singularity of , and let be
as above. Consider the map given by
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As is isolated we see that is smooth and maps
. Define the order of the isolated
singularity to be the winding number of about 0 in .
It is easy to show that the order is independent of , provided
is sufficiently small.
Not all singularities are isolated. For instance, if we put
and for , as in Example
6.3, then is a nonisolated singularity for all .
However, the author believes that nonisolated singularities are
rather nongeneric, and so not of much interest in this paper. Also,
by analogy with the Identity Theorem of complex analysis, the author
conjectures that if is a singularity of and is an
isolated zero of , then is isolated.
The motivation for this definition is as follows. In §6.1
we saw that equation (32) is a nonlinear version of the
Cauchy–Riemann equations for to be a holomorphic function of
. So it seems reasonable for singularities of to be a
bit like zeros of holomorphic functions.
But zeros of holomorphic functions have an order, which is a
positive integer. Definition 6.4 mimics the definition of
this. In particular, if were really holomorphic near
then for near we would expect
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for , and in , and the order of
would be .
Our next result follows from Propositions 6.7 and
6.8. In particular, parts (b) and (c) of each imply
that the singularity is isolated and of order 1.
Lemma 6.13
Let and . Then the solutions
of (32) defined in Propositions 6.7 and
6.8 both have an isolated zero of order at .
Here is a conjecture on isolated singularities.
Conjecture 6.14
Isolated singularities of solutions of (32)
have the following properties:
- (a)
Let satisfy (32) on an open set in
, and let be an isolated singularity of . Then
the order of is a positive integer.
- (b)
For each , there exist solutions of
(32) defined on a small ball about in ,
with an isolated zero of order at .
- (c)
For odd, the solutions in part (b) may be
chosen to satisfy
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for all , and such that is a strictly increasing
function.
- (d)
For even, the solutions in part (b) may
be chosen to satisfy
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for all , and such that is strictly increasing
for and strictly decreasing for .
Note that if are solutions of (25), then so are ,
where and . If is strictly increasing, as in
(c), then is strictly decreasing. Similarly, if is
strictly increasing for and decreasing for , then
is strictly decreasing for and increasing for . The author
speculates that there are essentially only two kinds of isolated
singularity at (0,0) of order , those in which increases
or decreases near as in the conjecture, and those in which it
does the opposite.
The author does not yet know how to prove Conjecture 6.14.
However, by Proposition 6.5 the conjecture can be reduced to
a statement about singular solutions of the second-order nonlinear p.d.e.
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(46) |
on . This is a fairly simple equation, and it seems likely that
the conjecture could be proved (or disproved) using existing results.
If any reader knows how to do this, the author would be glad to be told.
As supporting evidence for Conjecture 6.14, consider the
related linear problem of functions satisfying
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(47) |
This equation has singular behaviour at that is somewhat similar
to that of (46) at points with .
It also has a useful scaling property: if is a solution to
(47) then so is for any .
Therefore we may look for solutions of (47) which
are homogeneous of order under this scaling, so that
for some . Then is determined
by and its values on the circle , and (47)
reduces to a linear o.d.e. on the circle.
For generic values of this o.d.e. has no nonzero solutions,
but for a discrete set of values of there do exist nontrivial
solutions, which give solutions of (47). By studying these
homogeneous solutions, the author is able to prove an analogue of
Conjecture 6.14 for the equations
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6.5 Geometric interpretation
Suppose that are solutions of (32) near in
, with an isolated singularity of order at ,
and that . Let be the associated SL 3-fold
in , defined by (31) with . Then has an
isolated singular point at . What can we say about it?
Well, the coordinates give a natural map from to .
The fibre of this map over is a point, and the fibre of
the map over other points near in
is a circle. Thus, near has the topology of
with collapsed
to a point. That is, topologically is a -cone
near .
The author conjectures that when , to leading order and
should agree with the functions of Proposition 6.7
or 6.8 with , at least in the generic case, and
therefore that the tangent cone to at should be one of
the -cones from (16). This gives a good description
of the local geometry of when .
When , the author conjectures that satisfy
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(48) |
This is because and
when , and by analogy with the zeros of holomorphic functions we
expect zeros of higher order to decrease more quickly near .
Let , and define .
Then is also an SL 3-fold, and may be written in the form
(30) with replaced by
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Now equation (48) implies that and
as for fixed . It follows that converges to
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as , and this is the tangent cone to at .
But this is just the union of the two special Lagrangian 3-planes
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which intersect in the real line .
Thus, when we expect to resemble the union of two SL
3-planes intersecting in a line, to leading order
near .
As this tangent cone is singular not just at but all along
the line , to have a good picture of near
we need to include the next nonzero terms in and as well.
Unfortunately, the author does not know what these terms are. But
here is a rather crude approximation, which illustrates the kind of
behaviour we expect.
For even, suppose that for some ,
and for small . Then we have
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(49) |
This may be written more nicely in different coordinates on .
Define new coordinates on by
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Then . Therefore,
in these new coordinates, (49) becomes
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(50) |
So may be thought of as approximating a slowly varying 1-parameter
family of complex quadratics in , for varying
with . When the quadratic degenerates into , the
union of two complex lines in . For odd, the appropriate
approximation is for some
and , and then
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(51) |
We stress that (50) and (51) are just very approximate
guesses, and the true behaviour of and will be different and
more complicated than this.