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7 Higher-order singularities of SL fibrations [03M1]

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7 Higher-order singularities of SL fibrations

Theorems 5.2 and 5.4 gave explicit SL fibrations f,f′:ℂ3→ℝ3f,f^{\prime}:\mathbin{\mathbb{C}}^{3}\rightarrow\mathbin{\mathbb{R}}^{3} with singular fibres of codimension one in ℝ3\mathbin{\mathbb{R}}^{3}. These are our local models for the most generic singularities of special Lagrangian fibrations of Calabi–Yau 3-folds. But there will also be other kinds of singularity in such fibrations.

In this section we describe a conjectural local model f:ℂ3→ℝ3f:\mathbin{\mathbb{C}}^{3}\rightarrow\mathbin{\mathbb{R}}^{3} for the next most generic kind of singularity in SL fibrations of CY 3-folds, which occurs in codimension two. That is, ff has singular fibres in codimension one in ℝ3\mathbin{\mathbb{R}}^{3}, most of which are locally modelled on Theorems 5.2 and 5.4. But in a subset ℝ\mathbin{\mathbb{R}} of codimension two in ℝ3\mathbin{\mathbb{R}}^{3} there will be a different kind of singular fibre.

The singular fibres in Theorems 5.2 and 5.4 have only one singularity, which is a T2T^{2}-cone. In the fibrations described below, generic singular fibres in codimension one have two T2T^{2}-cone singular points. In codimension two these two points come together and fuse to form a new kind of singularity. Topologically this is also a T2T^{2}-cone, but geometrically things are more complicated.

7.1 A conjectural local model for SL fibrations

We shall proceed by giving a series of assumptions that define the properties of the fibrations we seek to construct. Here is the first, largely concerned with the symmetries of the fibration.

Assumption 7.1 Let UU be a connected open neighbourhood of (0,0,0)(0,0,0) in ℂ3\mathbin{\mathbb{C}}^{3}, which is invariant under the symmetries in parts (ii) and (v)–(viii) below. We aim to construct a special Lagrangian fibration f:U→ℝ3f:U\rightarrow\mathbin{\mathbb{R}}^{3}, with fibres Na,b,c=f−1​(a,b,c)N_{a,b,c}=f^{-1}(a,b,c), with the following properties:

  • (i)

    ff is continuous, and smooth except on the real hypersurface |z1|=|z2||z_{1}|=|z_{2}|.

  • (ii)

    f⁡(ei​θ​z1,e−i​θ​z2,z3)=f⁡(z1,z2,z3)f({\rm e}^{i\theta}z_{1},{\rm e}^{-i\theta}z_{2},z_{3})=f(z_{1},z_{2},z_{3}) for all (z1,z2,z3)∈U(z_{1},z_{2},z_{3})\in U and θ∈ℝ\theta\in\mathbin{\mathbb{R}}. Equivalently, every fibre Na,b,cN_{a,b,c} is invariant under the U(1)\mathbin{\rm U}(1)-action given by

    ei​θ:(z1,z2,z3)↦(ei​θ​z1,e−i​θ​z2,z3).{\rm e}^{i\theta}:(z_{1},z_{2},z_{3})\mapsto({\rm e}^{i\theta}z_{1},{\rm e}^{-i\theta}z_{2},z_{3}). (52)
  • (iii)

    If f⁡(z1,z2,z3)=(a,b,c)f(z_{1},z_{2},z_{3})=(a,b,c) then a=|z1|2−|z2|2a=|z_{1}|^{2}-|z_{2}|^{2}.

  • (iv)

    The set of singular points of singular fibres of ff is {(0,0,z3)∈U}\bigl\{(0,0,z_{3})\in U\bigr\}. In particular, Na,b,cN_{a,b,c} is nonsingular if a≠0a\neq 0.

  • (v)

    If f⁡(z1,z2,z3)=(a,b,c)f(z_{1},z_{2},z_{3})=(a,b,c) then f⁡(z1,z2,z3+i​t)=(a,b,c+t)f(z_{1},z_{2},z_{3}+it)=(a,b,c+t) for all t∈ℝt\in\mathbin{\mathbb{R}}. This means that Na,b,c+tN_{a,b,c+t} is the translation of Na,b,cN_{a,b,c} by (0,0,i​t)(0,0,it), and that

    Na,b,c={(z1,z2,z3+i​c):(z1,z2,z3)∈Na,b,0}.N_{a,b,c}=\bigl\{(z_{1},z_{2},z_{3}+ic):(z_{1},z_{2},z_{3})\in N_{a,b,0}\bigr\}. (53)
  • (vi)

    If f⁡(z1,z2,z3)=(a,b,c)f(z_{1},z_{2},z_{3})=(a,b,c) then f⁡(z2,z1,z3)=(−a,b,c)f(z_{2},z_{1},z_{3})=(-a,b,c).

  • (vii)

    If f⁡(z1,z2,z3)=(a,b,c)f(z_{1},z_{2},z_{3})=(a,b,c) then f⁡(z¯1,z¯2,z¯3)=(a,b,−c)f(\bar{z}_{1},\bar{z}_{2},\bar{z}_{3})=(a,b,-c).

  • (viii)

    If f⁡(z1,z2,z3)=(a,b,c)f(z_{1},z_{2},z_{3})=(a,b,c) then f⁡(z1,z2,−z3)=(a,b,−c)f(z_{1},z_{2},-z_{3})=(a,b,-c).

Really we would like the domain UU of ff to be all of ℂ3\mathbin{\mathbb{C}}^{3}, and perhaps also to impose some asymptotic conditions on ff at infinity. But this would make our assumptions unnecessarily strong, and the author is not sure what asymptotic conditions would be appropriate. So instead we just suppose that ff is defined near (0,0,0)(0,0,0). We will not worry very much about the issues raised by ff not being defined on all of ℂ3\mathbin{\mathbb{C}}^{3}, as they are primarily notational.

To understand where this list of properties has come from, note that the fibrations of Corollary 4.2 and Theorems 5.2 and 5.4 satisfy all of Assumption 7.1, except part (viii). We are aiming for a fibration that at a generic singular point is modelled one of the fibrations of Theorems 5.2 and 5.4, but will also have features in common with that of Corollary 4.2.

Therefore we simplify things by assuming that nearly all the symmetries these three fibrations have in common are also symmetries of the fibration we are aiming to construct. Here is our second assumption, drawing on the ideas of §6.

Assumption 7.2 Suppose that each fibre Na,b,cN_{a,b,c} of ff may be written

Na,b,c={(OPENz1,z2,z3)∈U:Re(z1​z2)=ua,b​(Re(z3),Im(z1​z2)),Im(z3)=va,b(Re(z3),Im(z1z2))+c,|z1|2−|z2|2=a},\begin{split}N_{a,b,c}=\Bigl\{(&z_{1},z_{2},z_{3})\in U:\mathop{\rm Re}(z_{1}z_{2})=u_{a,b}\bigl(\mathop{\rm Re}(z_{3}),\mathop{\rm Im}(z_{1}z_{2})\bigr),\\ &\mathop{\rm Im}(z_{3})=v_{a,b}\bigl(\mathop{\rm Re}(z_{3}),\mathop{\rm Im}(z_{1}z_{2})\bigr)+c,\;\>|z_{1}|^{2}-|z_{2}|^{2}=a\Bigr\},\end{split} (54)

where ua,b,va,b:Va,b→ℝu_{a,b},v_{a,b}:V_{a,b}\rightarrow\mathbin{\mathbb{R}} are 2-parameter families of functions and

Va,b={(Re(z3),Im(z1​z2)):(z1,z2,z3)∈Na,b,0}V_{a,b}=\bigl\{\bigl(\mathop{\rm Re}(z_{3}),\mathop{\rm Im}(z_{1}z_{2})\bigr):(z_{1},z_{2},z_{3})\in N_{a,b,0}\bigr\} (55)

is an open set in ℝ2\mathbin{\mathbb{R}}^{2}. Suppose also that the ua,b,va,bu_{a,b},v_{a,b} satisfy:

  • (i)

    u0,b,v0,bu_{0,b},v_{0,b} are smooth except at points (x,0)(x,0) in V0,bV_{0,b} with u0,b​(x,0)=0u_{0,b}(x,0)=0, and

    ∂u0,b∂x=−2​(u0,b2+y2)1/2​∂v0,b∂yand∂u0,b∂y=∂v0,b∂x\frac{\partial u_{0,b}}{\partial x}=-2\bigl(u_{0,b}^{2}+y^{2}\bigr)^{1/2}\frac{\partial v_{0,b}}{\partial y}\quad\text{and}\quad\frac{\partial u_{0,b}}{\partial y}=\frac{\partial v_{0,b}}{\partial x} (56)

    hold except at these points.

  • (ii)

    When a≠0a\neq 0, ua,bu_{a,b} and va,bv_{a,b} are smooth on Va,bV_{a,b} and satisfy

    ∂ua,b∂x=−(4​ua,b2+4​y2+a2)1/2​∂va,b∂yand∂ua,b∂y=∂va,b∂x.\frac{\partial u_{a,b}}{\partial x}=-\bigl(4u_{a,b}^{2}+4y^{2}+a^{2}\bigr)^{1/2}\frac{\partial v_{a,b}}{\partial y}\quad\text{and}\quad\frac{\partial u_{a,b}}{\partial y}=\frac{\partial v_{a,b}}{\partial x}. (57)
  • (iii)

    ua,bu_{a,b} and va,bv_{a,b} depend continuously on a,ba,b, and smoothly wherever a≠0a\neq 0.

  • (iv)

    ua,b≡u−a,bu_{a,b}\equiv u_{-a,b} and va,b≡v−a,bv_{a,b}\equiv v_{-a,b} for all a,ba,b.

  • (v)

    ua,b​(x,−y)=ua,b​(x,y)u_{a,b}(x,-y)=u_{a,b}(x,y) and va,b​(x,−y)=−va,b​(x,y)v_{a,b}(x,-y)=-v_{a,b}(x,y) for all a,b,x,ya,b,x,y.

  • (vi)

    ua,b​(−x,y)=ua,b​(x,y)u_{a,b}(-x,y)=u_{a,b}(x,y) and va,b​(−x,y)=−va,b​(x,y)v_{a,b}(-x,y)=-v_{a,b}(x,y) for all a,b,x,ya,b,x,y.

Here equation (54) essentially says that the fibres of ff may be written in the form (30). The explicit dependence on cc follows from part (v) of Assumption 7.1. Parts (i) and (ii) come from Proposition 6.1, and parts (iii)–(vi) from parts (i) and (vi)–(viii) of Assumption 7.1 respectively. Thus, the only thing Assumption 7.1 adds to Assumption 7.1 is that the fibres of ff may be written in the form (30).

Next we impose some conditions of a general topological nature which specify the ‘shape’ of the fibration we want, in particular the location and nature of its singularities.

Assumption 7.3 In the situation above, the functions ua,bu_{a,b} and va,bv_{a,b} satisfy

  • (i)

    For all a,ba,b, the function ua,b​(x,0)u_{a,b}(x,0) is strictly increasing for x<0x<0 and strictly decreasing for x>0x>0, with a maximum at 0.

  • (ii)

    For all a,b,b′,x,ya,b,b^{\prime},x,y with b<b′b<b^{\prime} we have ua,b​(x,y)<ua,b′​(x,y)u_{a,b}(x,y)<u_{a,b^{\prime}}(x,y).

  • (iii)

    Let b>0b>0, and write b=β2b=\beta^{2} for β>0\beta>0. Then ua,b​(β,0)=ua,b​(−β,0)=0u_{a,b}(\beta,0)=u_{a,b}(-\beta,0)=0 for all aa. The solution u0,b,v0,bu_{0,b},v_{0,b} of (32) has isolated singularities of order 1 at (±β,0)(\pm\beta,0), in the sense of Definition 6.4.

    Near (−β,0)(-\beta,0) for small aa, the functions ua,b,va,bu_{a,b},v_{a,b} are approximately equal to the functions u,vu,v constructed from Na,−βN_{a,-\beta} in Proposition 6.7.

    Near (β,0)(\beta,0) for small aa, the functions ua,b,va,bu_{a,b},v_{a,b} are approximately equal to the functions u,vu,v constructed from Na,β′N^{\prime}_{a,\beta} in Proposition 6.8.

  • (iv)

    For all aa we have ua,0​(0,0)=0u_{a,0}(0,0)=0, and the solution u0,0,v0,0u_{0,0},v_{0,0} of (32) has an isolated singularity of order 2 at (0,0)(0,0), in the sense of Definition 6.4.

  • (v)

    For all a,x∈ℝa,x\in\mathbin{\mathbb{R}} and b<0b<0, we have ua,b​(x,0)<0u_{a,b}(x,0)<0.

We will see in §7.2 that ua,bu_{a,b} and va,bv_{a,b} actually depend only on the values of ua,bu_{a,b} on the xx-axis. In Figure 1 we sketch the functions u0,b​(x,0)u_{0,b}(x,0) for several values of bb, on the same graph, to display the general features we expect of these functions. The curves are smooth except where they intersect the xx-axis. The condition that u0,b​(x,0)<u0,b′​(x,0)u_{0,b}(x,0)<u_{0,b^{\prime}}(x,0) when b<b′b<b^{\prime} corresponds to the fact that the curves do not intersect, and move up the graph as bb increases.

u0,b​(x,0)\textstyle{u_{0,b}(x,0)}x\textstyle{x} 0\textstyle{\,\scriptstyle 0}+\textstyle{\scriptstyle+}1\textstyle{\scriptstyle 1}+\textstyle{\scriptstyle+}2\textstyle{\scriptstyle\sqrt{2}}+\textstyle{\scriptstyle+}3\textstyle{\scriptstyle\sqrt{3}}+\textstyle{\scriptstyle+}2\textstyle{\scriptstyle 2}+\textstyle{\scriptstyle+}−1\textstyle{\scriptstyle-1\,\,}+\textstyle{\scriptstyle+}−2\textstyle{\scriptstyle-\sqrt{2}\,\,}+\textstyle{\scriptstyle+}−3\textstyle{\scriptstyle-\sqrt{3}\,\,}+\textstyle{\scriptstyle+}−2\textstyle{\scriptstyle-2\,\,}b=−2\textstyle{b=-2}b=−1\textstyle{b=-1}b=0\textstyle{b=0}b=1\textstyle{b=1}b=2\textstyle{\,b=2}b=3\textstyle{\,b=3}b=4\textstyle{\,b=4}

Figure 1: approximate curves u0,b​(x,0)u_{0,b}(x,0) for different bb

For β>0\beta>0 and b=β2b=\beta^{2}, the curve u0,b​(x,0)u_{0,b}(x,0) intercepts the xx-axis at (±β,0)(\pm\beta,0). By part (d) of Propositions 6.7 and 6.8 and part (iii) of Assumption 7.1, near (−β,0)(-\beta,0) we have u0,b​(x,0)≈(x+β)​|x+β|u_{0,b}(x,0)\approx(x+\beta)|x+\beta|, and near (β,0)(\beta,0) we have u0,b​(x,0)≈−(x−β)​|x−β|u_{0,b}(x,0)\approx-(x-\beta)|x-\beta|. Thus u0,b​(x,0)u_{0,b}(x,0) is differentiable at (±β,0)(\pm\beta,0) with gradient zero.

For comparison, in Figure 2 we sketch the functions ua,b​(x,0)u_{a,b}(x,0) for some small fixed a≠0a\neq 0, and the same values of bb. The general shapes of the curves are the same, as are the intercepts with the xx-axis. But the curves are all smooth, and using part (d) of Propositions 6.7 and 6.8 and part (iii) of Assumption 7.1, we see that

ua,b​(x,0)\displaystyle u_{a,b}(x,0) ≈(x+β)​((x+β)2+|a|)1/2\displaystyle\approx(x+\beta)\bigl((x+\beta)^{2}+|a|\bigr)^{1/2} near x=−βx=-\beta, and
ua,b​(x,0)\displaystyle u_{a,b}(x,0) ≈−(x−β)​((x−β)2+|a|)1/2\displaystyle\approx-(x-\beta)\bigl((x-\beta)^{2}+|a|\bigr)^{1/2} near x=βx=\beta,

so that the gradient at (−β,0)(-\beta,0) is approximately |a|1/2|a|^{1/2}, and at (β,0)(\beta,0) approximately −|a|1/2-|a|^{1/2}. However, this approximation breaks down near β=0\beta=0.

ua,b​(x,0)\textstyle{u_{a,b}(x,0)}x\textstyle{x} 0\textstyle{\,\scriptstyle 0}+\textstyle{\scriptstyle+}1\textstyle{\scriptstyle 1}+\textstyle{\scriptstyle+}2\textstyle{\scriptstyle\sqrt{2}}+\textstyle{\scriptstyle+}3\textstyle{\scriptstyle\sqrt{3}}+\textstyle{\scriptstyle+}2\textstyle{\scriptstyle 2}+\textstyle{\scriptstyle+}−1\textstyle{\scriptstyle-1\,\,}+\textstyle{\scriptstyle+}−2\textstyle{\scriptstyle-\sqrt{2}\,\,}+\textstyle{\scriptstyle+}−3\textstyle{\scriptstyle-\sqrt{3}\,\,}+\textstyle{\scriptstyle+}−2\textstyle{\scriptstyle-2\,\,}b=−2\textstyle{b=-2}b=−1\textstyle{b=-1}b=0\textstyle{b=0}b=1\textstyle{b=1}b=2\textstyle{\,b=2}b=3\textstyle{\,b=3}b=4\textstyle{\,b=4}

Figure 2: curves ua,b​(x,0)u_{a,b}(x,0) for fixed small a≠0a\neq 0 and different bb

Recall that our goal is to model a fibration in which generic singular fibres in codimension one have two singularities, each locally a T2T^{2}-cone, but in codimension two these two cone points come together and fuse to form a new kind of singularity.

Assumption 7.1 implies that when b=β2b=\beta^{2} for β>0\beta>0, the fibre N0,b,cN_{0,b,c} will have two singular points at (0,0,±β+i​c)(0,0,\pm\beta+ic). Near (0,0,−β+i​c)(0,0,-\beta+ic) it is locally modelled on the special Lagrangian T2T^{2}-cone N0,−β+i​cN_{0,-\beta+ic} of Definition 5, and near (0,0,β+i​c)(0,0,\beta+ic) it is locally modelled on the SL T2T^{2}-cone N0,β+i​c′N^{\prime}_{0,\beta+ic} of Definition 5.

When b=0b=0, the fibre N0,0,cN_{0,0,c} has one singular point at (0,0,i​c)(0,0,ic). It results from an isolated singular point of order 2 in u0,0,v0,0u_{0,0},v_{0,0}, so as in §6.4 we expect the tangent cone at (0,0,i​c)(0,0,ic) to be the union of two special Lagrangian 3-planes Π±\Pi_{\pm} intersecting in a real line. We cannot describe the singularity of N0,0,cN_{0,0,c} much more explicitly without proving Conjecture 6.14.

When b<0b<0, the fibre N0,b,cN_{0,b,c} is nonsingular. Thus the picture is that as bb decreases from positive to negative, two T2T^{2}-cone singular points in N0,b,cN_{0,b,c} come together, fuse to form a new kind of singularity, and then vanish. We can think of the two singular points in N0,b,cN_{0,b,c} for b>0b>0 as having opposite sign, so that when they come together they cancel out.

We can now formulate our main conjecture.

Conjecture 7.4

There exists an open neighbourhood UU of (0,0,0)(0,0,0) in ℂ3\mathbin{\mathbb{C}}^{3} and a special Lagrangian fibration f:U→ℝ3f:U\rightarrow\mathbin{\mathbb{R}}^{3} satisfying Assumptions 7.1–7.1.

7.2 Justification for the conjecture

The author is unable to prove Conjecture 7.4 at present, but here are some reasons for believing it, amounting to a sketch of a partial proof. In §7.1 we started with the fibration f:U→ℝ3f:U\rightarrow\mathbin{\mathbb{R}}^{3}, and extracted the functions ua,b,va,bu_{a,b},v_{a,b} from it. However, any proof of Conjecture 7.4 will probably go the other way, and first construct functions ua,b,va,bu_{a,b},v_{a,b} satisfying (57), and then define the fibres Na,b,cN_{a,b,c} by (54), and put them together to form ff.

It is not obvious that if we did define families of functions ua,b,va,bu_{a,b},v_{a,b} satisfying (57), then the corresponding SL 3-folds Na,b,cN_{a,b,c} would actually be the fibres of a fibration. We will show that part (ii) of Assumption 7.1 comes close to ensuring that they do, because it implies that the Na,b,cN_{a,b,c} are disjoint.

Lemma 7.5

Suppose we are given functions ua,b,va,b:Va,b→ℝu_{a,b},v_{a,b}:V_{a,b}\rightarrow\mathbin{\mathbb{R}} for all a,b∈ℝa,b\in\mathbin{\mathbb{R}} satisfying part (ii) of Assumption 7.1. Define 33-folds Na,b,cN_{a,b,c} in UU for a,b,c∈ℝa,b,c\in\mathbin{\mathbb{R}} by (54). Then Na,b,c∩Na′,b′,c′=∅N_{a,b,c}\cap N_{a^{\prime},b^{\prime},c^{\prime}}=\emptyset unless (a,b,c)=(a′,b′,c′)(a,b,c)=(a^{\prime},b^{\prime},c^{\prime}).

Proof. Suppose (z1,z2,z3)(z_{1},z_{2},z_{3}) lies in Na,b,c∩Na′,b′,c′N_{a,b,c}\cap N_{a^{\prime},b^{\prime},c^{\prime}}. Then a=|z1|2−|z2|2=a′a=|z_{1}|^{2}-|z_{2}|^{2}=a^{\prime}, so a=a′a=a^{\prime}. Let x=Re(z3)x=\mathop{\rm Re}(z_{3}) and y=Im(z1​z2)y=\mathop{\rm Im}(z_{1}z_{2}). Then (54) gives

Re(z1​z2)=ua,b​(x,y)=ua′,b′​(x,y),Im(z3)=va,b​(x,y)+c=va′,b′​(x,y)+c′.\mathop{\rm Re}(z_{1}z_{2})=u_{a,b}(x,y)=u_{a^{\prime},b^{\prime}}(x,y),\quad\mathop{\rm Im}(z_{3})=v_{a,b}(x,y)+c=v_{a^{\prime},b^{\prime}}(x,y)+c^{\prime}.

As a=a′a=a^{\prime} the first equation gives ua,b​(x,y)=ua,b′​(x,y)u_{a,b}(x,y)=u_{a,b^{\prime}}(x,y), and part (ii) of Assumption 7.1 shows that b=b′b=b^{\prime}. The second equation then becomes va,b​(x,y)+c=va,b​(x,y)+c′v_{a,b}(x,y)+c=v_{a,b}(x,y)+c^{\prime}, so c=c′c=c^{\prime}. □\square

A 3-dimensional family of disjoint 3-folds in ℂ3\mathbin{\mathbb{C}}^{3} must locally define a fibration. So if we define UU to be the total space of all the Na,b,cN_{a,b,c} then we do have a fibration f:U→ℝ3f:U\rightarrow\mathbin{\mathbb{R}}^{3} with fibres Na,b,cN_{a,b,c}. Therefore, we have more-or-less reduced the problem to finding families of functions ua,b,va,bu_{a,b},v_{a,b}, which need only be defined near (0,0)(0,0) in ℝ2\mathbin{\mathbb{R}}^{2} for small a,ba,b, satisfying Assumption 7.1 and parts (i)–(vi) of Assumption 7.1.

Now by Proposition 6.4, given any real analytic values for ua,bu_{a,b} and va,bv_{a,b} on the xx-axis, there exist unique solutions of (57) near the xx-axis with these values, except when a=0a=0 near points (x,0)(x,0) with u0,b​(x,0)=0u_{0,b}(x,0)=0. But part (v) of Assumption 7.1 gives va,b​(x,0)≡0v_{a,b}(x,0)\equiv 0. Thus the function ua,b​(x,0)u_{a,b}(x,0) captures all the essential information about the behaviour of ua,bu_{a,b} and va,bv_{a,b} near the xx-axis.

Note also that part (ii) of Assumption 7.1 can be restricted to the xx-axis. For if ua,b​(x,0)<ua,b′​(x,0)u_{a,b}(x,0)<u_{a,b^{\prime}}(x,0) for all a,b,b′,xa,b,b^{\prime},x with b<b′b<b^{\prime}, then by continuity of the ua,bu_{a,b} we have ua,b​(x,y)<ua,b′​(x,y)u_{a,b}(x,y)<u_{a,b^{\prime}}(x,y) for sufficiently small yy. Thus part (ii) holds near the xx-axis, so by making UU smaller if necessary we ensure that part (ii) of Assumption 7.1 holds on all of Va,bV_{a,b}.

We may therefore try to proceed as follows. We choose real analytic functions ua,b​(x,0)u_{a,b}(x,0) satisfying the applicable parts of Assumptions 7.1 and 7.1, in a fairly arbitrary way. We then extend these uniquely to satisfy (57) in a small open neighbourhood of the xx-axis. Finally we construct the associated SL 3-folds, and argue that they locally form a fibration of ℂ3\mathbin{\mathbb{C}}^{3}.

The main problem with this approach is when a=0a=0 near the singular points (x,0)(x,0) with u0,b​(x,0)=0u_{0,b}(x,0)=0, as Proposition 6.4 does not apply. To overcome this problem we will need a good understanding of how solutions of (32) behave near isolated singular points of order 1 and 2. If we could prove Conjecture 6.14, then probably we could prove Conjecture 7.4 too.

7.3 Holomorphic discs with boundary in Na,b,cN_{a,b,c}

We now discuss the holomorphic discs with boundary in the nonsingular fibres Na,b,cN_{a,b,c}, and their relation with the singularities of the singular fibres. For generic a,b,ca,b,c we expect all holomorphic discs in ℂ3\mathbin{\mathbb{C}}^{3} with boundary in Na,b,cN_{a,b,c} to be U(1)\mathbin{\rm U}(1)-invariant, as the virtual dimension of the moduli space of such discs is zero. In the next proposition we identify all such holomorphic discs.

Proposition 7.6

In the notation above, suppose that a>0a>0 and b,c,x∈ℝb,c,x\in\mathbin{\mathbb{R}} with ua,b​(x,0)=0u_{a,b}(x,0)=0. Then

D={(z1,0,x+ic):z1∈ℂ,|z1|2⩽a}D=\bigl\{(z_{1},0,x+ic):z_{1}\in\mathbin{\mathbb{C}},\quad|z_{1}|^{2}\leqslant a\bigr\} (58)

is a holomorphic disc in ℂ3\mathbin{\mathbb{C}}^{3} with boundary in Na,b,cN_{a,b,c}, and

D′={(0,z2,x+ic):z2∈ℂ,|z2|2⩽a}D^{\prime}=\bigl\{(0,z_{2},x+ic):z_{2}\in\mathbin{\mathbb{C}},\quad|z_{2}|^{2}\leqslant a\bigr\} (59)

is a holomorphic disc in ℂ3\mathbin{\mathbb{C}}^{3} with boundary in N−a,b,cN_{-a,b,c}. Furthermore, all holomorphic discs in ℂ3\mathbin{\mathbb{C}}^{3} with boundary in N±a,b,cN_{\pm a,b,c} and invariant under the U(1)\mathbin{\rm U}(1)-action (52) are of this form.

Proof. Clearly DD is a holomorphic disc, and it is easy to show that its boundary lies in Na,b,cN_{a,b,c}. As ua,b=u−a,bu_{a,b}=u_{-a,b} by part (iv) of Assumption 7.1, it follows in a similar way that D′D^{\prime} is a holomorphic disc with boundary in N−a,b,cN_{-a,b,c}.

Now let D^\hat{D} be a U(1)\mathbin{\rm U}(1)-invariant holomorphic disc in ℂ3\mathbin{\mathbb{C}}^{3} with boundary in Na,b,cN_{a,b,c}, and let (z1,z2,z3)∈D^(z_{1},z_{2},z_{3})\in\hat{D}. We claim that z1=0z_{1}=0 or z2=0z_{2}=0. Suppose z1,z2≠0z_{1},z_{2}\neq 0. As DD contains the U(1)\mathbin{\rm U}(1)-orbit of (z1,z2,z3)(z_{1},z_{2},z_{3}) and is holomorphic, it must locally contain the orbit of (z1,z2,z3)(z_{1},z_{2},z_{3}) under the complexification of the U(1)\mathbin{\rm U}(1)-action (52). Therefore, DD must locally be a subset of

{(uz1,u−1z2,z3):u∈ℂ∖{0}}.\bigl\{(uz_{1},u^{-1}z_{2},z_{3}):u\in\mathbin{\mathbb{C}}\setminus\{0\}\bigr\}.

But there are no U(1)\mathbin{\rm U}(1)-invariant holomorphic discs in this set; the best one can do is an annulus. Thus one of z1,z2z_{1},z_{2} must be zero.

Let (z1,z2,z3)(z_{1},z_{2},z_{3}) be a point in the boundary of D^\hat{D}. Then (z1,z2,z3)∈Na,b,c(z_{1},z_{2},z_{3})\in N_{a,b,c}, so |z1|2−|z2|2=a>0|z_{1}|^{2}-|z_{2}|^{2}=a>0. This implies that z1≠0z_{1}\neq 0, so z2=0z_{2}=0. It is then easy to show that D^\hat{D} must be {(z,0,z3):|z|2⩽a}\bigl\{(z,0,z_{3}):|z|^{2}\leqslant a\bigr\}. This agrees with (58) with x=Re(z3)x=\mathop{\rm Re}(z_{3}) and c=Im(z3)c=\mathop{\rm Im}(z_{3}), and (z1,0,z3)∈Na,b,c(z_{1},0,z_{3})\in N_{a,b,c} implies that ua,b​(x,0)=0u_{a,b}(x,0)=0. So all U(1)\mathbin{\rm U}(1)-invariant holomorphic discs D^\hat{D} with boundary in Na,b,cN_{a,b,c} are as in the proposition. For N−a,b,cN_{-a,b,c} the argument works in the same way. □\square

Now Assumption 7.1 determines all the zeros of the functions ua,b​(x,0)u_{a,b}(x,0) exactly. When b>0b>0, there are two zeros at x=±bx=\pm\sqrt{b}, when b=0b=0 there is one zero at x=0x=0, and when b<0b<0 there are no zeros at all. Therefore the proposition shows that for a≠0a\neq 0, when b>0b>0 there are two holomorphic discs with boundary in Na,b,cN_{a,b,c}, when b=0b=0 there is one, and when b<0b<0 there are none.

For generic (a,b,c)(a,b,c), these should be all the holomorphic discs with boundary in Na,b,cN_{a,b,c}. We think of the two holomorphic discs with boundary in Na,b,cN_{a,b,c} for b>0b>0 as having opposite sign. As bb decreases though zero, they come together and cancel out.

Such holomorphic discs are relevant to the singularities of special Lagrangian fibrations, for the following reason. Let DD be a holomorphic disc in a Calabi–Yau 3-fold XX, with boundary in a special Lagrangian 3-fold NN. Then the area of DD is ∫Dω=[ω]⋅[D]\int_{D}\omega=[\omega]\cdot[D], where [ω][\omega] is the relative de Rham cohomology class of ω\omega in H2(X,N;ℝ)H^{2}(X,N;\mathbin{\mathbb{R}}), and [D][D] the relative homology class of DD in H2(X,N;ℤ)H_{2}(X,N;\mathbin{\mathbb{Z}}).

Thus the area of DD depends only on its relative homology class, and homologous holomorphic discs have the same area. Clearly, the area of a holomorphic disc DD must be positive. So what happens when we deform NN so that the area [ω]⋅[D][\omega]\cdot[D] becomes zero? It turns out that usually DD shrinks to a point, and NN becomes singular. The singularity is the result of collapsing the boundary 𝒮1{\mathcal{S}}^{1} of DD in NN to a point, and thus is a T2T^{2}-cone.

This has three important consequences:

  • •

    The singularities induced by holomorphic discs shrinking to zero appear in codimension one in the base BB of an SL fibration f:X→Bf:X\rightarrow B, on the hyperplane where the area of the disc shrinks to zero.

  • •

    There may be several homologous holomorphic discs D1,…,DkD_{1},\ldots,D_{k} with boundary in a generic fibre NN. As the area of the discs shrinks to zero, NN will simultaneously develop kk singular points.

  • •

    We can guess what the singularity looks like for generic singular fibres. The author is developing (and hopes one day to publish) a theory of singularities of SL 3-folds and their deformations. It predicts that when a holomorphic disc shrinks to zero, in the generic case the singularity that develops is locally modelled on the (isomorphic) T2T^{2}-cones L0±L_{0}^{\pm} of (16).

These three ideas were part of the author’s motivation in constructing the fibrations described above.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.