7 Higher-order singularities of SL fibrations [03M1]
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7 Higher-order singularities of SL fibrations
Theorems 5.2 and 5.4 gave explicit SL fibrations with singular fibres of codimension one in . These are our local models for the most generic singularities of special Lagrangian fibrations of Calabi–Yau 3-folds. But there will also be other kinds of singularity in such fibrations.
In this section we describe a conjectural local model for the next most generic kind of singularity in SL fibrations of CY 3-folds, which occurs in codimension two. That is, has singular fibres in codimension one in , most of which are locally modelled on Theorems 5.2 and 5.4. But in a subset of codimension two in there will be a different kind of singular fibre.
The singular fibres in Theorems 5.2 and 5.4 have only one singularity, which is a -cone. In the fibrations described below, generic singular fibres in codimension one have two -cone singular points. In codimension two these two points come together and fuse to form a new kind of singularity. Topologically this is also a -cone, but geometrically things are more complicated.
7.1 A conjectural local model for SL fibrations
We shall proceed by giving a series of assumptions that define the properties of the fibrations we seek to construct. Here is the first, largely concerned with the symmetries of the fibration.
Assumption 7.1 Let be a connected open neighbourhood of in , which is invariant under the symmetries in parts (ii) and (v)–(viii) below. We aim to construct a special Lagrangian fibration , with fibres , with the following properties:
- (i)
is continuous, and smooth except on the real hypersurface .
- (ii)
for all and . Equivalently, every fibre is invariant under the -action given by
(52) - (iii)
If then .
- (iv)
The set of singular points of singular fibres of is . In particular, is nonsingular if .
- (v)
If then for all . This means that is the translation of by , and that
(53) - (vi)
If then .
- (vii)
If then .
- (viii)
If then .
Really we would like the domain of to be all of , and perhaps also to impose some asymptotic conditions on at infinity. But this would make our assumptions unnecessarily strong, and the author is not sure what asymptotic conditions would be appropriate. So instead we just suppose that is defined near . We will not worry very much about the issues raised by not being defined on all of , as they are primarily notational.
To understand where this list of properties has come from, note that the fibrations of Corollary 4.2 and Theorems 5.2 and 5.4 satisfy all of Assumption 7.1, except part (viii). We are aiming for a fibration that at a generic singular point is modelled one of the fibrations of Theorems 5.2 and 5.4, but will also have features in common with that of Corollary 4.2.
Therefore we simplify things by assuming that nearly all the symmetries these three fibrations have in common are also symmetries of the fibration we are aiming to construct. Here is our second assumption, drawing on the ideas of §6.
Assumption 7.2 Suppose that each fibre of may be written
| (54) |
where are 2-parameter families of functions and
| (55) |
is an open set in . Suppose also that the satisfy:
- (i)
are smooth except at points in with , and
(56) hold except at these points.
- (ii)
When , and are smooth on and satisfy
(57) - (iii)
and depend continuously on , and smoothly wherever .
- (iv)
and for all .
- (v)
and for all .
- (vi)
and for all .
Here equation (54) essentially says that the fibres of may be written in the form (30). The explicit dependence on follows from part (v) of Assumption 7.1. Parts (i) and (ii) come from Proposition 6.1, and parts (iii)–(vi) from parts (i) and (vi)–(viii) of Assumption 7.1 respectively. Thus, the only thing Assumption 7.1 adds to Assumption 7.1 is that the fibres of may be written in the form (30).
Next we impose some conditions of a general topological nature which specify the ‘shape’ of the fibration we want, in particular the location and nature of its singularities.
Assumption 7.3 In the situation above, the functions and satisfy
- (i)
For all , the function is strictly increasing for and strictly decreasing for , with a maximum at 0.
- (ii)
For all with we have .
- (iii)
Let , and write for . Then for all . The solution of (32) has isolated singularities of order 1 at , in the sense of Definition 6.4.
Near for small , the functions are approximately equal to the functions constructed from in Proposition 6.7.
Near for small , the functions are approximately equal to the functions constructed from in Proposition 6.8.
- (iv)
- (v)
For all and , we have .
We will see in §7.2 that and actually depend only on the values of on the -axis. In Figure 1 we sketch the functions for several values of , on the same graph, to display the general features we expect of these functions. The curves are smooth except where they intersect the -axis. The condition that when corresponds to the fact that the curves do not intersect, and move up the graph as increases.
For and , the curve intercepts the -axis at . By part (d) of Propositions 6.7 and 6.8 and part (iii) of Assumption 7.1, near we have , and near we have . Thus is differentiable at with gradient zero.
For comparison, in Figure 2 we sketch the functions for some small fixed , and the same values of . The general shapes of the curves are the same, as are the intercepts with the -axis. But the curves are all smooth, and using part (d) of Propositions 6.7 and 6.8 and part (iii) of Assumption 7.1, we see that
| near , and | |||||
| near , |
so that the gradient at is approximately , and at approximately . However, this approximation breaks down near .
Recall that our goal is to model a fibration in which generic singular fibres in codimension one have two singularities, each locally a -cone, but in codimension two these two cone points come together and fuse to form a new kind of singularity.
Assumption 7.1 implies that when for , the fibre will have two singular points at . Near it is locally modelled on the special Lagrangian -cone of Definition 5, and near it is locally modelled on the SL -cone of Definition 5.
When , the fibre has one singular point at . It results from an isolated singular point of order 2 in , so as in §6.4 we expect the tangent cone at to be the union of two special Lagrangian 3-planes intersecting in a real line. We cannot describe the singularity of much more explicitly without proving Conjecture 6.14.
When , the fibre is nonsingular. Thus the picture is that as decreases from positive to negative, two -cone singular points in come together, fuse to form a new kind of singularity, and then vanish. We can think of the two singular points in for as having opposite sign, so that when they come together they cancel out.
We can now formulate our main conjecture.
7.2 Justification for the conjecture
The author is unable to prove Conjecture 7.4 at present, but here are some reasons for believing it, amounting to a sketch of a partial proof. In §7.1 we started with the fibration , and extracted the functions from it. However, any proof of Conjecture 7.4 will probably go the other way, and first construct functions satisfying (57), and then define the fibres by (54), and put them together to form .
It is not obvious that if we did define families of functions satisfying (57), then the corresponding SL 3-folds would actually be the fibres of a fibration. We will show that part (ii) of Assumption 7.1 comes close to ensuring that they do, because it implies that the are disjoint.
Lemma 7.5
Proof. Suppose lies in . Then , so . Let and . Then (54) gives
As the first equation gives , and part (ii) of Assumption 7.1 shows that . The second equation then becomes , so .
A 3-dimensional family of disjoint 3-folds in must locally define a fibration. So if we define to be the total space of all the then we do have a fibration with fibres . Therefore, we have more-or-less reduced the problem to finding families of functions , which need only be defined near in for small , satisfying Assumption 7.1 and parts (i)–(vi) of Assumption 7.1.
Now by Proposition 6.4, given any real analytic values for and on the -axis, there exist unique solutions of (57) near the -axis with these values, except when near points with . But part (v) of Assumption 7.1 gives . Thus the function captures all the essential information about the behaviour of and near the -axis.
Note also that part (ii) of Assumption 7.1 can be restricted to the -axis. For if for all with , then by continuity of the we have for sufficiently small . Thus part (ii) holds near the -axis, so by making smaller if necessary we ensure that part (ii) of Assumption 7.1 holds on all of .
We may therefore try to proceed as follows. We choose real analytic functions satisfying the applicable parts of Assumptions 7.1 and 7.1, in a fairly arbitrary way. We then extend these uniquely to satisfy (57) in a small open neighbourhood of the -axis. Finally we construct the associated SL 3-folds, and argue that they locally form a fibration of .
The main problem with this approach is when near the singular points with , as Proposition 6.4 does not apply. To overcome this problem we will need a good understanding of how solutions of (32) behave near isolated singular points of order 1 and 2. If we could prove Conjecture 6.14, then probably we could prove Conjecture 7.4 too.
7.3 Holomorphic discs with boundary in
We now discuss the holomorphic discs with boundary in the nonsingular fibres , and their relation with the singularities of the singular fibres. For generic we expect all holomorphic discs in with boundary in to be -invariant, as the virtual dimension of the moduli space of such discs is zero. In the next proposition we identify all such holomorphic discs.
Proposition 7.6
In the notation above, suppose that and with . Then
| (58) |
is a holomorphic disc in with boundary in , and
| (59) |
is a holomorphic disc in with boundary in . Furthermore, all holomorphic discs in with boundary in and invariant under the -action (52) are of this form.
Proof. Clearly is a holomorphic disc, and it is easy to show that its boundary lies in . As by part (iv) of Assumption 7.1, it follows in a similar way that is a holomorphic disc with boundary in .
Now let be a -invariant holomorphic disc in with boundary in , and let . We claim that or . Suppose . As contains the -orbit of and is holomorphic, it must locally contain the orbit of under the complexification of the -action (52). Therefore, must locally be a subset of
But there are no -invariant holomorphic discs in this set; the best one can do is an annulus. Thus one of must be zero.
Let be a point in the boundary of . Then , so . This implies that , so . It is then easy to show that must be . This agrees with (58) with and , and implies that . So all -invariant holomorphic discs with boundary in are as in the proposition. For the argument works in the same way.
Now Assumption 7.1 determines all the zeros of the functions exactly. When , there are two zeros at , when there is one zero at , and when there are no zeros at all. Therefore the proposition shows that for , when there are two holomorphic discs with boundary in , when there is one, and when there are none.
For generic , these should be all the holomorphic discs with boundary in . We think of the two holomorphic discs with boundary in for as having opposite sign. As decreases though zero, they come together and cancel out.
Such holomorphic discs are relevant to the singularities of special Lagrangian fibrations, for the following reason. Let be a holomorphic disc in a Calabi–Yau 3-fold , with boundary in a special Lagrangian 3-fold . Then the area of is , where is the relative de Rham cohomology class of in , and the relative homology class of in .
Thus the area of depends only on its relative homology class, and homologous holomorphic discs have the same area. Clearly, the area of a holomorphic disc must be positive. So what happens when we deform so that the area becomes zero? It turns out that usually shrinks to a point, and becomes singular. The singularity is the result of collapsing the boundary of in to a point, and thus is a -cone.
This has three important consequences:
- •
The singularities induced by holomorphic discs shrinking to zero appear in codimension one in the base of an SL fibration , on the hyperplane where the area of the disc shrinks to zero.
- •
There may be several homologous holomorphic discs with boundary in a generic fibre . As the area of the discs shrinks to zero, will simultaneously develop singular points.
- •
We can guess what the singularity looks like for generic singular fibres. The author is developing (and hopes one day to publish) a theory of singularities of SL 3-folds and their deformations. It predicts that when a holomorphic disc shrinks to zero, in the generic case the singularity that develops is locally modelled on the (isomorphic) -cones of (16).
These three ideas were part of the author’s motivation in constructing the fibrations described above.