7. Geometry and regularity of the approximate metric [03IW]
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7. Geometry and regularity of the approximate metric
In this section, we will give a detailed analysis of the geometry of .
7.1. Notations
Since the arguments in the next sections are very tedious and involved, in this subsection we will list some fixed constants and make necessary conventions which will be frequently used in the later proofs. Throughout the rest of the paper, the notation will implicitly mean the limit as , unless otherwise noted.
7.1.1. Tian-Yau spaces and their asymptotic rates
To start with, for two positive integers
| (7.1) |
let and be fixed hyperkähler Tian-Yau spaces with reference points and such that their degrees are and respectively. See Section 3 for the definition of a Tian-Yau space and the natural coordinate outside a large compact subset. On and , there are diffeomorphisms
| (7.2) |
between the Gibbons-Hawking space which models over a flat cylinder . We define the definite constants by
| (7.3) |
Proposition 3.4 shows that there are some positive constants
| (7.4) |
such that for any ,
| (7.5) |
where , are the Kähler forms on the Tian-Yau spaces ,and the Calabi model spaces respectively.
7.1.2. Some notations about the neck region
Now we fix some parameters in the neck region for the convenience of our discussions in the later sections.
Let be the set of monopoles on the flat cylinder with coordinates such that
- (1)
.
- (2)
There are definite constants
(7.6) such that for all , we have
(7.7)
Around each monopole , we define the associated distance function
| (7.8) |
In our proof, the following notations will also be needed. We fix definite constants
| (7.9) |
such that for all , then in terms of the Gibbons-Hawking metric of the neck region, we have
| (7.10) |
We have already defined in Section 6 the Gibbons-Hawking metric in the neck region . Given a gluing parameter , by Theorem 2.6, the defining Green’s function satisfies the asymptotic property that there are constants
| (7.11) |
such that for any we have
| (7.12) |
and
| (7.13) |
The following functions defined on as well as on the Tian-Yau pieces are crucial in analyzing the rescaled limits and the definition of the weight function in the next section, which naturally comes from the construction of the model metric:
- (1)
On the negative part of the neck region, we define the function
(7.14) - (2)
On the positive part of the neck region, we define the function
(7.15) - (3)
For located in the end region of and satisfy , we define
(7.16) - (4)
For located in the end region of and satisfy , we define
(7.17)
7.1.3. Subdivision of the manifold
Fix a gluing parameter , the manifold will be divided into the following regions depending on the different collapsing behaviors of metric :
| (in the neck, very close to a monopole point) | |||
| (in the neck, not close, but not too far from any monopole point) | |||
| (in a bounded region of the neck, but far from any monopole point) | |||
| (in the negative end region of the neck) | |||
| (in the positive end region of the neck) | |||
| (in the end region of ) | |||
| (in the end region of ) | |||
| (in the bounded part of ) | |||
We note that for , we have
| (7.18) |
where
| (7.19) | ||||
| (7.20) |
Immediately, there is some constant (independent of ) such that
| (7.21) |
Remark 7.1.
Notice that the above regions do not completely cover the manifold . However, each gap region shares the geometric behavior with the adjacent regions in the above subdivision. Therefore, the curvature estimates and the rescaled geometries in each gap region will be the same as in the adjacent regions, so we will ignore these gap regions in the following.
7.2. Regularity of the approximate metrics
In this subsection, we prove uniform curvature estimates on which will be crucial in showing that certain rescalings of the approximate metric have bounded curvature. We will show two different ways to understand the regularity.
The first way is to directly compute the curvature tensors. Since the Gibbons-Hawking metric has an explicit form in terms of the defining harmonic function, the curvature estimates just follow from straightforward calculations. The following lemma gives sharp curvature estimates for every point on .
Lemma 7.2.
The following uniform curvature estimates hold for every point in :
- (1)
Let denote the Euclidean distance to the monopole points, then there exists constants so that such that for each for every with , the following curvature estimates hold,
(7.22) In terms of the intrinsic distance function with respect to the Riemannian metric ,
(7.23) - (2)
If is in the neck region but has some definite distance away from the monopoles, the following curvature estimates hold for some uniform constant ,
(7.24) - (3)
For , there is a constant so that
(7.25) where is the distance to a base point in .
- (4)
For , there is a constant so that
(7.26)
Remark 7.3.
The curvature estimates in Lemma 7.2 are sharp in the following sense. The second estimate in (7.22) and (7.23) corresponds to the curvature behavior of the Taub-NUT metric which is exactly of cubic decay. The curvature estimate in (7.25) is sharp as well because the curvatures decay quadratically in the end of a complete Tian-Yau space.
Proof.
The proof only requires straightforward calculations, so we only sketch the calculations. We use the following formula for the pointwise norm squared of the curvature of a Gibbons-Hawking metric
| (7.27) |
see [GW00]. We just need to consider the case of monopole point located at the origin, the case of several monopole points follows easily from this case. Let , then we have the expansion
| (7.28) |
where is a bounded harmonic function.
First, we estimate the curvature in the case . By (7.28),
| (7.29) |
so it follows that
| (7.30) |
for , then
| (7.31) |
and the first claimed estimate follows from this.
Before showing the curvature estimates in other regions, we relate the intrinsic distance function and the Euclidean radial function . By directly estimating the integral of , we have that
| (7.32) | ||||
where is some universal constant. So the first part of the curvature estimate in (7.23) immediately follows.
Next, let satisfy . Substituting (7.28) into (7.27), then similar expansion formula shows that for some uniform constant ,
| (7.33) |
Correspondingly in terms of the intrinsic distance function, the curvature estimate turns out to be
| (7.34) |
The above in fact covers the curvature estimates in Region I and Region II.
From now on, we consider the case that is in the neck region satisfying . In this case, the harmonic function has the expansion,
| (7.35) |
We apply the above expansion to the curvature formula (7.27), then we obtain the following curvature estimate
| (7.36) |
where is a uniform curvature estimate. Similarly, one can calculate that in the damage zones,
| (7.37) |
for some uniform constant . Note that the cutoff function and its derivatives up to third order are uniformly bounded, the curvature of the glued metric is therefore also of order in the damage zone region.
Next, we recall from Section 2.2 that for the model spaces, the defining harmonic functions are and , so (7.27) implies that
| (7.38) |
for some uniform constant , so the complete end of the model space has exactly inverse quadratic curvature decay. It follows from Proposition 3.4 that the Tian-Yau metric does also.
∎
The curvature estimates in Lemma 7.2 relies on the explicit formulas of the Gibbons-Hawking ansatz. For the sake of conceptually understanding the collapsing behavior, we introduce the following -regularity theorem for collapsed Einstein manifolds due to Naber and the fourth author of this paper (see [NZ16] for more details).
Theorem 7.4 (Naber-Zhang, [NZ16]).
Let satisfy and . Given a manifold with , there are uniform constants , and which depend only on and the geometry of such that the following property holds: if
| (7.39) |
then the group has a nilpotent subgroup of index bounded by such that .
Furthermore, if , then . Conversely, if , then .
Remark 7.5.
Given a finitely generated nilpotent group , let be the lower central series with abelian factor groups , where are the commutator subgroups. Then the nilpotent rank of is defined as the sum of the ranks of the abelian factors, i.e.
| (7.40) |
Remark 7.6.
If the Einstein assumption is replaced with bounded Ricci curvature, then the uniform curvature bound can be replaced with bounded -covering geometry for any . This can be used in analyzing the regularity of the damage zones.
In fact, theorem 7.4 has a quick proof in the special case of codimension-1 collapse which exactly applies in our case. For the readers’ convenience, we give the statement and the proof here.
Lemma 7.7.
Let be a sequence of Einstein manifolds with such that
| (7.41) |
and is of infinite order. Then for any ,
| (7.42) |
Remark 7.8.
Simple rescaling and contradicting arguments imply theorem 7.4 in the case , which is an effective version of the lemma.
Proof.
Let be the Riemannian universal covers of which converge to the limit product space in the equivariant Gromov-Hausdorff topology, where and . See Section 3 of [FY92] for the precise definition of the equivariant Gromov-Hausdorff convergence. In summary, we have the following diagram
| (7.43) |
where the covering maps converge to a natural projection map .
The main part is to prove the claim that is isometric to .
Applying Cheeger-Colding’s quantitative splitting theorem (see [CC96]), the convergence assumption (7.41) implies that for any fixed , there are harmonic splitting maps which realize the Gromov-Hausdorff maps such that
| (7.44) |
Let be the lifted harmonic functions on the universal covers, then the volume comparison theorem implies that
| (7.45) |
By the definition of the splitting maps, is the Gromov-Hausdorff limit of the level sets of the lifted splitting maps . Since is of infinite order which acts on isometrically and discretely, the limit space must be non-compact.
On other hand hand, notice that is invariant under the deck transformation group and converge to some limiting group such that is given by the quotient . Hence and acts homogeneously on .
Therefore, by standard arguments, the noncompact homogeneous space admits a line (see [CG72] or lemma 2.4 in [NZ16]). The Ricci curvature assumption implies that is isometric to . This completes the proof of the claim.
The curvature estimate (7.42) immediately follows from the -regularity theorem for noncollapsed Einstein manifolds (for example see Section 7 in [CC97]).
∎
7.3. Rescaled geometries
In this subsection, we will focus on the rescaled geometry of each region defined in Section 7.1.3, which can be viewed as a geometric preparation for defining the weighted Hölder space. In this direction, a necessary technical preparation is to rescale by correctly choosing some rescaled metric such that the weighted Hölder space in the rescaled space is much easier to analyze.
In our context, we will discuss a sequence with a sequence of gluing parameters . In the remaining part of this section, we will specify the following way of rescaling which will be consistent with the definition of the weight function. For every , we will choose the rescaling factors and the corresponding rescaled metric we have the convergence
| (7.46) |
In the meanwhile, for applying the delicate tools in analysis, necessarily we need to improve the Gromov-Hausdorff convergence to some convergence with higher regularity. To this end, we will select subdomains which is of almost full measure such that the above convergence keeps Riemann curvatures uniformly bounded in . The main tool of proving the curvature estimates is given by Lemma 7.2 and Lemma 7.7.
Our main task is to appropriately define the rescaling factors which depends on the different regions in the definition of the weight function. The primary scenario is the following: while is increasing and is moving from the monopoles in the neck region to the Tian-Yau pieces, the limiting geometries of the rescaled limits vary in a natural way. First, around the monopoles, the rescaled limit is the standard Taub-NUT space such that the -fiber at infinity equals . The advantage of rescaling in this way is that the local geometry around the monopoles can be captured in the rescaled limit. When is increasing, the length of the of the Taub-NUT space is decreasing such that the rescaled limit will collapse to . When is farther from the monopoles, the size of the -fiber will be shrinking such that the rescaled limit will become . Eventually when is located in the Tian-Yau pieces, we choose the original scale so that we will obtain a complete Tian-Yau space.
Region :
In this subsection, we focus on the blowing-up geometry around each monopole in the neck region . We will prove that, by correctly rescaling the Gibbons-Hawking metric defined in the above section, the blowing-up limit around each monopole is the Taub-NUT space.
Let be a cylinder with a flat product metric . Given a constant , let be a harmonic function such that
| (7.47) | ||||
where each is a bounded harmonic function, and
| (7.48) | ||||
Let be the Gibbons-Hawking space defined by
| (7.49) |
where is a connection -form with
| (7.50) |
Given any positive constant , we define the rescaled metric as follows,
| (7.51) | ||||
Then we have the following useful lemma.
Lemma 7.9.
For every monopole point and for every fixed positive constant , we have the following -convergence
| (7.52) |
such that is a Ricci-flat Taub-NUT space with
| (7.53) |
and
| (7.54) |
where is the distance function in the Euclidean space .
Remark 7.10.
When , the above family of Taub-NUT spaces will converge to with the standard Euclidean metric. When , the above family of Taub-NUT spaces will converge to with the standard Euclidean metric.
Proof.
To prove this lemma, we need to rescale both the metric and the coordinates. We choose the pull-back region with defined as the above, then for every with ,
| (7.55) |
where is a bounded harmonic function on . Let us denote the rescaled coordinates by
| (7.56) |
and we choose
| (7.57) |
So the rescaled metrics converge to
| (7.58) |
such that
| (7.59) |
where is the distance function in the Euclidean space . This tells us that is a Taub-NUT metric, and the proof is complete.
∎
Returning to the analysis of Region : In this case, we choose and the corresponding metric . Applying Lemma 7.9, the rescaled spaces converge to the standard Taub-NUT space, i.e.,
| (7.60) |
where the length of the -fiber at infinity equals . By the regularity theory of non-collapsing Einstein manifolds, the above convergence can be improved to everywhere.
Region :
We will analyze the convergence rescaled spaces for every fixed reference point in Region . To understand the geometries of the rescaled limits, we will break down this region in three different cases which depend on the distance of a reference point to the monopoles:
- (a)
There is a uniform constant such that .
- (b)
The distance to a pole satisfies
(7.61) - (c)
There is some uniform constant such that
(7.62)
In Case (a) and Case (b), we choose
| (7.63) |
and define the rescaled metric . Immediately, . In Case (c), we denote and define the following rescaled metric by and
| (7.64) |
Now we proceed to describe the rescaled limits in each of the above cases. Applying Lemma 7.9 to Case (a), the rescaled spaces converge to a Ricci-flat Taub-NUT space with a monopole , i.e.,
| (7.65) |
where and the -fiber at infinity has length at least . Moreover, the above convergence is everywhere.
In Case (b), we have the convergence
| (7.66) |
where is the standard Euclidean metric in . In terms of the rescaled metrics , the diameters of the fibers converge in the following way,
| (7.67) |
Denote and choose the rescaled coordinates
| (7.68) |
then one can check that the metric tensor in terms of the rescaled coordinates converges to the Euclidean metric , where converges to with . Therefore, by (7.67), the rescaled Gromov-Hausdorff limit is the punctured Euclidean space . Moreover, applying Lemma 7.2 (or Lemma 7.7), it follows that the sequence converges with uniformly bounded curvature away from the origin.
In Case (c), we will prove the rescaled limit is a punctured flat cylinder. That is, let be a sequence of numbers such that
| (7.69) |
then we claim that
| (7.70) |
where is a flat product metric on .
To see this, we will carefully look at the convergence in a sequence of punctured domains with unbounded diameter. We denote . Let be a sequence with and we choose a sequence of punctured domains
| (7.71) |
where are balls of radii in the flat product metric on . It is straightforward that
| (7.72) |
and
| (7.73) |
The above arguments show that the is a complete space minus points.
On the other hand, we will show that the metrics converge to a flat product metric on . In fact, for every , there is a bounded harmonic function such that the Green’s function satisfies
| (7.74) |
By the assumption of Case (c), for every , it holds that . Since , the following holds for some uniform constant ,
| (7.75) |
Therefore, applying (7.72), (7.73) and (7.75), we have
| (7.76) |
where is a flat product metric on and has points. Similar to Case (b), Applying Lemma 7.2 (or Lemma 7.7), it follows that the sequence converges with uniformly bounded curvature away from the monopoles.
Region :
For every fixed in Region , we define and . Let be a sequence of numbers such that
| (7.77) |
then applying the arguments in Case (c) of Region , we have
| (7.78) |
where is a flat product metric on . Applying Lemma 7.2 (or Lemma 7.7), it follows that the sequence converges with uniformly bounded curvature away from the monopoles.
Region :
For fixed in Region , we choose the following rescaling factor
| (7.79) |
and the corresponding rescaled metric . To start with, let us estimate the lower bound of the rescaled distance from to a monopole. For every in Region , by the definition of this region, we have that
| (7.80) |
If is sufficiently large, then immediately
| (7.81) |
Now we consider the following cases:
- (a)
There is a constant independent of such that
(7.82) for each .
- (b)
The reference points in Region satisfy
(7.83)
In Case (a), we have the convergence
| (7.84) |
where is a flat product metric and the set contains point. To see this, first we notice that there is some constant such that
| (7.85) |
Let be a sequence satisfying and , and denote
| (7.86) |
For fixed in Region , we choose a punctured domain
| (7.87) |
where are balls of radii in the flat product metric on and is a sequence of numbers satisfying
| (7.88) |
It is straightforward that
| (7.89) |
and the limit space has two ends. Moreover,
| (7.90) |
Therefore, the limit space is a complete space minus points.
Next, we will show converges to a flat product metric on . To this end, it suffices to show that
| (7.91) |
In fact, for every , there is a bounded harmonic function such that the Green’s function satisfies
| (7.92) |
Since , the following holds for some uniform constant ,
| (7.93) |
Therefore, applying (7.89), (7.90) and (7.93), we have
| (7.94) |
where is a flat product metric on and has points. Moreover, by Lemma 7.2 (or Lemma 7.7), it follows that the sequence converges with uniformly bounded curvature away from the monopoles.
In Case (b), it holds that
| (7.95) |
where is a flat product metric on . The proof of this is similar to the previous case. Here we choose the domain
| (7.96) |
where the sequence of numbers satisfy and . Then the same arguments show that
| (7.97) |
where is a flat product metric on . By Lemma 7.2 (or Lemma 7.7), it follows that the sequence converges with uniformly bounded curvature in any compact subset containing of bounded diameter.
Region :
For every fixed reference point in Region , we choose the rescaling factor
| (7.98) |
and the rescaled metric . The rescaled limits are the same as those in Region
Region :
For every fixed reference point in Region , we choose the rescaling factor
| (7.99) |
and the rescaled metric . Let be a Tian-Yau space in our context with a fixed reference point . We need to analyze the following cases:
- (a)
Assume .
- (b)
Assume that there is some constant independent of the index such that .
In Case (a), we have the convergence
| (7.100) |
where is a flat product metric on . To see this. we denote . Let satisfy
| (7.101) |
and we choose a unbounded domain
| (7.102) |
We will show that
| (7.103) |
where is a flat product metric on . Applying the similar arguments as before, we have
| (7.104) |
and the limit space has two ends. It follows that is complete. In addition, we need to show that converges to a flat product metric on . In fact,
| (7.105) |
By Lemma 7.2 (or Lemma 7.7), it follows that the sequence converges with uniformly bounded curvature in any compact subset containing of bounded diameter, and this finishes the analysis of Case (a).
In Case (b), since , there is some constant (depending only on the constant and the geometric data of ) such that
| (7.106) |
Therefore, the limit space is a complete Ricci-flat Tian-Yau space which is a simple rescaling of . The convergence in this case is moreover smooth on compact subsets.
Region :
For every fixed reference point in Region , we choose the rescaling factor
| (7.107) |
and the rescaled metric . So the rescaling geometries are the same as those in Region .
Region :
We choose and the limit is which is a complete Tian-Yau space.
Region :
We choose and the limit is which is a complete Tian-Yau space.
The above arguments completely classify all the rescaled limit spaces. We end this section by proving the following lemmas which will be used in the proof of Proposition 9.2 in Section 9. We will choose a convenient way to study the convergence of differential -forms in the rescaled spaces. The lemma below shows that, in each part with a collapsing circle bundle structure, every differential -form is equivalent to its -tuple of coefficient functions.
Lemma 7.11.
Let be a sequence with gluing parameters . Let , then are -forms , , and in each circle bundle part with
| (7.108) |
Moreover, every -form in the circle bundle part can be represented as
| (7.109) |
Proof.
Based on the above discussions, there is a circle bundle structure in each of the following rescaled regions: Case (b) and Case (c) of Region , Region , Region and Case (a) of Region . In all the above cases, the collapsed rescaled limit of is isometric to or .
First, the proof of Case (a) of Region is the same as the proof of Case (b) of Region . We only need to discuss Region . The original sequence is a fixed Tian-Yau metric and have the asymptotic behavior
| (7.110) |
In this case, the reference points satisfy . In the above discusssions, we choose the rescaling factor . So under the rescaled metric , it holds that
| (7.111) |
where we choose the -coordinate translation as . In the remaining cases, the proof is very similar. We can properly rescale the -forms , and by
| (7.112) |
In Case (b) and Case (c) of Region , is defined by
| (7.113) |
where , then by straightforward computations,
| (7.114) |
In Region and , by the definition of the rescaled metrics,
| (7.115) | ||||
So the proof is done. ∎
The following Lemma will be used throughout the following sections, and its simple proof is left to the reader.
Lemma 7.12.
Let be a Riemannian -manifold and let satisfy , then
| (7.116) |
where and is the Hodge Laplacian.
The following Lemma will also be very useful in the following sections.
Lemma 7.13.
In Case (b) of Region , the Gromov-Hausdorff map
| (7.117) |
can be given by the rescaled coordinate functions
| (7.118) |
where is defined in the proof of Lemma 7.11. Moreover, satisfies
| (7.119) |
and satisfy
| (7.120) |
and away from the monopoles,
| (7.121) |
Remark 7.14.
Proof.
In terms of the original coframes , the volume form is given by
| (7.122) |
By definition,
| (7.123) |
which implies
| (7.124) |
After rescaling, we have that
| (7.125) |
By Lemma 7.11, the pointwise gradient estimate holds,
| (7.126) |
Now we estimate the Hessian of the harmonic functions , and . It suffices to check it for . First, Bochner’s formula gives that
| (7.127) |
Due to Cheeger-Colding (see [CC96]), there exist cutoff functions with
| (7.128) |
and there exists an absolute constant such that
| (7.129) |
Integrating (7.127) over ,
| (7.130) | ||||
as . Therefore, by volume comparison,
| (7.131) |
as . Let with and we choose a sequence of geodesic balls such that
| (7.132) |
By Lemma 7.7, the curvatures on are uniformly bounded by and is an absolute constant. On the other hand, since , (7.131) can be strengthened to
| (7.133) |
The proof is done.
∎