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5. Liouville theorem for half-harmonic 1-forms [03I6]

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5. Liouville theorem for half-harmonic 1-forms

We call a 11-form Ξ³\gamma half-harmonic if it is in the kernel of the operator π’Ÿβ‰‘d+βŠ•dβˆ—\mathscr{D}\equiv d^{+}\oplus d^{*}. If the manifold is compact, then such a form is automatically harmonic, but this is no longer true on a non-compact manifold. The main result of this section is the following.

Theorem 5.1.

Let (X4=Mβˆ–D,Ο‰)(X^{4}=M\setminus D,\omega) be given by the Tian-Yau construction where MM is a smooth Fano manifold of complex dimension 22 and DD is a smooth anti-canonical divisor. Then there is some positive constant Ξ΄h>0\delta_{h}>0 which depends only on the geometry of X4X^{4} such that if a 1-form Ξ³\gamma on XX satisfies

(5.1) d+​γ=dβˆ—β€‹Ξ³=0d^{+}\gamma=d^{*}\gamma=0

and

(5.2) |Ξ³|Ο‰=O⁑(eΞ΄h​r23)|\gamma|_{\omega}=O(e^{\delta_{h}r^{\frac{2}{3}}})

as rβ†’βˆžr\to\infty, where rr is the distance function on XX to a fixed point, then Ξ³=0\gamma=0.

Proof.

We begin with an interpretation of the equation (5.1) in terms of complex geometric data. Notice in the Tian-Yau construction we have a preferred complex structure on XX induced from MM, which we denote by JJ. With respect to JJ we can write Ξ³=Ξ³1,0+Ξ³0,1\gamma=\gamma^{1,0}+\gamma^{0,1} with Ξ³1,0=Ξ³0,1Β―\gamma^{1,0}=\overline{\gamma^{0,1}}. Then by the KΓ€hler identities we have

(5.3) d+​γ=0⟺{βˆ‚Β―β€‹Ξ³0,1=0βˆ’1​(βˆ‚Β―βˆ—β€‹Ξ³0,1βˆ’βˆ‚βˆ—Ξ³1,0)=0d^{+}\gamma=0\Longleftrightarrow\begin{cases}\bar{\partial}\gamma^{0,1}=0\\ \sqrt{-1}(\bar{\partial}^{*}\gamma^{0,1}-\partial^{*}\gamma^{1,0})=0\end{cases}

and

(5.4) dβˆ—β€‹Ξ³=0βŸΊβˆ‚Β―βˆ—β€‹Ξ³0,1+βˆ‚βˆ—Ξ³1,0=0.d^{*}\gamma=0\Longleftrightarrow\bar{\partial}^{*}\gamma^{0,1}+\partial^{*}\gamma^{1,0}=0.

Thus, equation (5.1) is equivalent to

(5.5) βˆ‚Β―β€‹Ξ³0,1=0,βˆ‚Β―βˆ—β€‹Ξ³0,1=0.\bar{\partial}\gamma^{0,1}=0,\ \bar{\partial}^{*}\gamma^{0,1}=0.

The theorem follows from Theorem 4.3 once we prove that there exists some small Ξ΄>0\delta>0 and a smooth function f=O⁑(eδ​z)f=O(e^{\delta z}) such that βˆ‚Β―β€‹f=Ξ³\bar{\partial}f=\gamma (note that Δ​f=βˆ‚Β―βˆ—β€‹Ξ³=0\Delta f=\bar{\partial}^{*}\gamma=0).

We next give a brief outline of the proof. In Step 1, we will construct a solution ff to βˆ‚Β―β€‹f=Ξ³\bar{\partial}f=\gamma such that f=O⁑(eϡ​z2)f=O(e^{\epsilon z^{2}}) for all Ο΅>0\epsilon>0. This is done using a complex geometric argument which amounts to an application of HΓΆrmander’s weighted L2L^{2} estimates for the βˆ‚Β―\bar{\partial}-operator. Interestingly it does not seem to be possible to obtain the required improvement f=O⁑(eδ​z)f=O(e^{\delta z}) using only this type of method, owing to the fact that the function zaz^{a} is plurisubharmonic on the Calabi model space (π’ž,gπ’ž)(\mathcal{C},g_{\mathcal{C}}) if and only if aβ‰₯2a\geq 2.

To overcome this problem we use the elliptic theory on (π’ž,gπ’ž)(\mathcal{C},g_{\mathcal{C}}) developed in Section 4. Thanks to the bound f=O⁑(eϡ​z2)f=O(e^{\epsilon z^{2}}) for all Ο΅>0\epsilon>0 from Step 1 and the O⁑(eβˆ’(12βˆ’Ο΅)​z2)O(e^{-(\frac{1}{2}-\epsilon)z^{2}}) complex structure asymptotics of Proposition 3.4, it follows that βˆ‚Β―π’žβ€‹f=O⁑(eδ​z)\bar{\partial}_{\mathcal{C}}f=O(e^{\delta z}) on (π’ž,gπ’ž)(\mathcal{C},g_{\mathcal{C}}). In particular, since Ξ”=tr⁑(βˆ’1β€‹βˆ‚βˆ‚Β―)\Delta={\rm tr}(\sqrt{-1}\partial\bar{\partial}), the Poisson equation estimates of Proposition 4.15 imply that ff can be decomposed into an O⁑(eδ​z)O(e^{\delta z}) part f1f_{1} and a gπ’žg_{\mathcal{C}}-harmonic part f2f_{2} which is O⁑(eϡ​z2)O(e^{\epsilon z^{2}}) for all Ο΅>0\epsilon>0 (see Step 2 for details). Observe that it would not be possible to compare Ξ”T​Y​f\Delta_{TY}f and Ξ”π’žβ€‹f\Delta_{\mathcal{C}}f directly because gT​Yg_{TY} and gπ’žg_{\mathcal{C}} are only asymptotic at rate O⁑(eβˆ’Ξ΄β€‹z)O(e^{-\delta z}), which is too slow to beat the O⁑(eϡ​z2)O(e^{\epsilon z^{2}}) growth of ff from Step 1.

Step 3 analyzes the gπ’žg_{\mathcal{C}}-harmonic part f2f_{2} of ff. It is clear from Section 4 that f2=O⁑(eC​z)f_{2}=O(e^{Cz}) for some large constant CC. The required improvement f2=O⁑(eδ​z)f_{2}=O(e^{\delta z}) comes from the first-order equation βˆ‚Β―π’žβ€‹f2=O⁑(eδ​z)\bar{\partial}_{\mathcal{C}}f_{2}=O(e^{\delta z}) satisfied by f2f_{2} (in addition to Ξ”gπ’žβ€‹f2=0\Delta_{g_{\mathcal{C}}}f_{2}=0). Technically this is done using separation of variables for the βˆ‚Β―π’ž\bar{\partial}_{\mathcal{C}}-operator but the underlying idea can be easily explained: being of O⁑(eC​z)O(e^{Cz}) rather than O⁑(eC​z2)O(e^{Cz^{2}}) growth, the leading terms of the harmonic function f2f_{2} must be S1S^{1}-invariant, but on S1S^{1}-invariant functions the βˆ‚Β―π’ž\bar{\partial}_{\mathcal{C}}-operator directly controls the radial derivative βˆ‚βˆ‚z\frac{\partial}{\partial z}.

Step 4 concludes the proof by appealing to Theorem 4.3.

Step 1. In this step, we prove the following proposition.

Proposition 5.2.

There is a smooth function ff on XX with βˆ‚Β―β€‹f=Ξ³\bar{\partial}f=\gamma and |f|=O⁑(eϡ​z2)|f|=O(e^{\epsilon z^{2}}) for all Ο΅>0\epsilon>0.

Remark 5.3.

We also have Δω​f=0\Delta_{\omega}f=0, but at this point we cannot apply Theorem 4.3 directly to conclude that ff is a constant since this would require stronger control, |f|=O⁑(eδ​z)|f|=O(e^{\delta z}).

Proof of Proposition 5.2.

We work on the compact manifold MM. Let SS be a holomorphic section of KMβˆ’1K_{M}^{-1} with Sβˆ’1​(0)=DS^{-1}(0)=D, and let hh be a smooth hermitian metric on KMβˆ’1K_{M}^{-1} whose curvature form Ο‰h\omega_{h} is a KΓ€hler form on MM with positive Ricci curvature. By Theorem 3.3 near DD we have

(5.6) Cβˆ’1β€‹βˆ’1β€‹βˆ‚βˆ‚Β―β€‹(βˆ’log⁑|S|h2)3/2≀ωT​Y≀Cβ€‹βˆ’1β€‹βˆ‚βˆ‚Β―β€‹(βˆ’log⁑|S|h2)3/2.C^{-1}\sqrt{-1}\partial\bar{\partial}(-{\log|S|^{2}_{h}})^{3/2}\leq\omega_{TY}\leq C\sqrt{-1}\partial\bar{\partial}(-{\log|S|^{2}_{h}})^{3/2}.

By a straightforward computation this implies that

(5.7) Ο‰T​Y≀C​|S|hβˆ’2​ωh\omega_{TY}\leq C|S|_{h}^{-2}\omega_{h}

and hence, trivially,

(5.8) |Ξ³|Ο‰h≀Cβˆ’1​|S|hβˆ’1|​γ|Ο‰T​Y=O⁑(|S|hβˆ’1βˆ’Ο΅)|\gamma|_{\omega_{h}}\leq C^{-1}|S|_{h}^{-1}|\gamma|_{\omega_{TY}}=O(|S|_{h}^{-1-\epsilon})

for any Ο΅>0\epsilon>0. Define Ξ±=Ξ³βŠ—S\alpha=\gamma\otimes S. This is a section of Ξ›M0,1βŠ—KMβˆ’1\Lambda_{M}^{0,1}\otimes K_{M}^{-1} which lies in LΟ‰hp​(M,Ξ›M0,1βŠ—KMβˆ’1)L^{p}_{\omega_{h}}(M,\Lambda^{0,1}_{M}\otimes K_{M}^{-1}) for all pβ‰₯1p\geq 1. Since βˆ‚Β―β€‹Ξ³=0\bar{\partial}\gamma=0, one can directly check that βˆ‚Β―β€‹Ξ±=0\bar{\partial}\alpha=0 in the distributional sense. Now notice that H1​(M,KMβˆ’1)=H1​(M,KMβŠ—L)=0H^{1}(M,K_{M}^{-1})=H^{1}(M,K_{M}\otimes L)=0 by the Kodaira vanishing theorem applied to the ample line bundle L=KMβˆ’2L=K_{M}^{-2}. Thus, we can define Ξ²=βˆ‚Β―βˆ—β€‹Ξ”βˆ‚Β―βˆ’1​α\beta=\bar{\partial}^{*}\Delta_{\bar{\partial}}^{-1}\alpha with respect to Ο‰h\omega_{h}. It follows from elliptic regularity that β∈WΟ‰h1,p​(M,KMβˆ’1)\beta\in W^{1,p}_{\omega_{h}}(M,K_{M}^{-1}) for all pβ‰₯1p\geq 1, so that β∈CΟ‰hα​(M,KMβˆ’1)\beta\in C^{\alpha}_{\omega_{h}}(M,K_{M}^{-1}) for all Ξ±<1\alpha<1. Moreover by local regularity we know Ξ²\beta is smooth outside DD and βˆ‚Β―β€‹Ξ²=Ξ±\bar{\partial}\beta=\alpha. Let f=Ξ²βŠ—Sβˆ’1f=\beta\otimes S^{-1}, then on XX we have βˆ‚Β―β€‹f=Ξ³\bar{\partial}f=\gamma. The immediate estimate we get is that for some constant C>0C>0,

(5.9) f=O⁑(|S|hβˆ’1)=O⁑(eC​z2).f=O(|S|_{h}^{-1})=O(e^{Cz^{2}}).

The lemma below allows us to improve (5.9) to the growth order eϡ​z2e^{\epsilon z^{2}} for any Ο΅>0\epsilon>0. The key point is that the estimate (5.7) can be improved to almost O⁑(1)O(1) in directions tangential to DD.

Lemma 5.4.

Denote Ξ²0:=Ξ²|D\beta_{0}:=\beta|_{D}, then βˆ‚Β―β€‹Ξ²0=0\bar{\partial}\beta_{0}=0, i.e. Ξ²0\beta_{0} is a holomorphic section of KMβˆ’1|DK_{M}^{-1}|_{D}.

Proof.

We choose a finite cover D=⋃k=1N0OkD=\bigcup_{k=1}^{N_{0}}O_{k} such that for each kk there exists a local holomorphic coordinate system (z,w)(z,w) on some domain UkβŠ‚MU_{k}\subset M such that Uk∩D=Ok={w=0}U_{k}\cap D=O_{k}=\{w=0\}. We will show that βˆ‚Β―β€‹Ξ²0=0\bar{\partial}\beta_{0}=0 in every OkβŠ‚DO_{k}\subset D in the distributional sense. Let ψ\psi be a smooth section of Ξ›D0,1βŠ—(KMβˆ’1|D)\Lambda^{0,1}_{D}\otimes(K_{M}^{-1}|_{D}) with compact support in OkO_{k}. It suffices to show that ⟨β0,βˆ‚Β―βˆ—β€‹ΟˆβŸ©Ok=0\langle\beta_{0},\bar{\partial}^{*}\psi\rangle_{O_{k}}=0. To this end, write ψ⁑(z)=σ⁑(z)​d​zΒ―βŠ—(d​z∧d​w)βˆ’1\psi(z)=\sigma(z)d\overline{z}\otimes(dz\wedge dw)^{-1} for some smooth function ΟƒβˆˆC0βˆžβ€‹(Ok,β„‚)\sigma\in C^{\infty}_{0}(O_{k},\mathbb{C}) and use this to define the trivial extension ψ^​(z,w)=σ⁑(z)​d​zΒ―βŠ—(d​z∧d​w)βˆ’1\hat{\psi}(z,w)=\sigma(z)d\overline{z}\otimes(dz\wedge dw)^{-1} for all (z,w)∈Uk(z,w)\in U_{k}. Denote by Ok​(Ο„)O_{k}(\tau) the slice {w=Ο„}\{w=\tau\} in UkU_{k}, which is a complex submanifold of MM, and equip Ok​(Ο„)O_{k}(\tau) with the restriction of the KΓ€hler metric Ο‰h\omega_{h} from MM. Notice that ψ^\hat{\psi} restricts to a smooth section of Ξ›Ok​(Ο„)0,1βŠ—(KMβˆ’1|Ok​(Ο„))\Lambda_{O_{k}(\tau)}^{0,1}\otimes(K_{M}^{-1}|_{O_{k}(\tau)}) with compact support in Ok​(Ο„)O_{k}(\tau). Since βˆ‚Β―β€‹Ξ²=Ξ±\bar{\partial}\beta=\alpha and β∈W1,p∩CΞ±\beta\in W^{1,p}\cap C^{\alpha} for any pβ‰₯1p\geq 1, it follows that

(5.10) ⟨β0,βˆ‚Β―βˆ—β€‹ΟˆβŸ©Ok=limΟ„β†’0⟨β,βˆ‚Β―βˆ—β€‹Οˆ^⟩Ok​(Ο„)=limΟ„β†’0βŸ¨βˆ‚Β―β€‹Ξ²,ψ^⟩Ok​(Ο„)=limΟ„β†’0⟨α,ψ^⟩Ok​(Ο„).\displaystyle\langle\beta_{0},\bar{\partial}^{*}{\psi}\rangle_{O_{k}}=\lim\limits_{\tau\to 0}\langle\beta,\bar{\partial}^{*}\hat{\psi}\rangle_{O_{k}(\tau)}=\lim\limits_{\tau\to 0}\langle\bar{\partial}\beta,\hat{\psi}\rangle_{O_{k}(\tau)}=\lim\limits_{\tau\to 0}\langle\alpha,\hat{\psi}\rangle_{O_{k}(\tau)}.

Notice that

(5.11) |Ξ³(βˆ‚zΒ―)|≀|Ξ³|Ο‰T​Y|βˆ‚zΒ―|Ο‰T​Y≀|Ξ³|Ο‰T​Y(βˆ’log|S|h2)14=O(|S|hβˆ’Ο΅).|\gamma(\partial_{\bar{z}})|\leq|\gamma|_{\omega_{TY}}|\partial_{\bar{z}}|_{\omega_{TY}}\leq|\gamma|_{\omega_{TY}}(-\log|S|^{2}_{h})^{\frac{1}{4}}=O(|S|_{h}^{-\epsilon}).

Since Ξ±=Ξ³βŠ—S\alpha=\gamma\otimes S, it then follows that |Ξ±(βˆ‚zΒ―)|=O(|S|h1βˆ’Ο΅)β†’0|\alpha(\partial_{\bar{z}})|=O(|S|_{h}^{1-\epsilon})\rightarrow 0 uniformly as wβ†’0w\rightarrow 0. Using (5.10), it follows that

(5.12) ⟨β0,βˆ‚Β―βˆ—β€‹ΟˆβŸ©Ok=0,\langle\beta_{0},\bar{\partial}^{*}{\psi}\rangle_{O_{k}}=0,

as desired. By standard elliptic regularity, β0\beta_{0} is a holomorphic section. ∎

Since MM is Fano we have H1​(M,π’ͺM)=0H^{1}(M,\mathcal{O}_{M})=0 so by a standard exact sequence ([GH94, p.139]) the restriction map H0​(M,KMβˆ’1)β†’H0​(D,KMβˆ’1|D)H^{0}(M,K_{M}^{-1})\rightarrow H^{0}(D,K_{M}^{-1}|_{D}) is surjective. This means we can find some Ξ²1\beta_{1} ∈\in H0​(M,KMβˆ’1)H^{0}(M,K_{M}^{-1}) such that Ξ²1|D=Ξ²0|D\beta_{1}|_{D}=\beta_{0}|_{D}. Let f=(Ξ²βˆ’Ξ²1)βŠ—Sβˆ’1f=(\beta-\beta_{1})\otimes S^{-1}. Then we still have βˆ‚Β―β€‹f=Ξ³\bar{\partial}f=\gamma on XX but now since Ξ²βˆ’Ξ²1=0\beta-\beta_{1}=0 on DD and β∈CΟ‰hα​(M,β„‚)\beta\in C^{\alpha}_{\omega_{h}}(M,\mathbb{C}) for all Ξ±<1\alpha<1, we finally obtain Proposition 5.2.∎

Step 2. Let f=u+βˆ’1​vf=u+\sqrt{-1}v be the smooth function constructed by Proposition 5.2 with ΔωT​Y​u=ΔωT​Y​v=0\Delta_{\omega_{TY}}u=\Delta_{\omega_{TY}}v=0. In this step, we reduce the problem to a question on the Calabi model space through the diffeomorphism Ξ¦:(π’žβˆ–Kβ€²,Ο‰C,JC)β†’(Xβˆ–K,Ο‰T​Y,JT​Y)\Phi:(\mathcal{C}\setminus K^{\prime},\omega_{C},J_{C})\rightarrow(X\setminus K,\omega_{TY},J_{TY}) chosen in Proposition 3.4. The main point is to obtain the decomposition u=u1+u2u=u_{1}+u_{2} and v=v1+v2v=v_{1}+v_{2} such that u1=O⁑(eδ​z)u_{1}=O(e^{\delta z}), v1=O⁑(eδ​z)v_{1}=O(e^{\delta z}) and Ξ”Ο‰π’žβ€‹u2=Ξ”Ο‰π’žβ€‹v2=0\Delta_{\omega_{\mathcal{C}}}u_{2}=\Delta_{\omega_{\mathcal{C}}}v_{2}=0. The growth estimates for u2u_{2} and v2v_{2} will be shown in Step 3.

The idea of the proof of Step 2 is as follows. First, we will estimate Ξ”Ο‰π’žβ€‹u\Delta_{\omega_{\mathcal{C}}}u and Ξ”Ο‰π’žβ€‹v\Delta_{\omega_{\mathcal{C}}}v and all of their derivatives. Specifically, we will prove that they have slow exponential growth rates (as shown in (5.23)). Then applying Proposition 4.15, we can construct solutions to the Poisson equations

(5.13) Ξ”Ο‰π’žβ€‹u1=Ξ”Ο‰π’žβ€‹u,Ξ”Ο‰π’žβ€‹v1=Ξ”Ο‰π’žβ€‹v,\displaystyle\Delta_{\omega_{\mathcal{C}}}u_{1}=\Delta_{\omega_{\mathcal{C}}}u,\ \Delta_{\omega_{\mathcal{C}}}v_{1}=\Delta_{\omega_{\mathcal{C}}}v,

such that u1=O⁑(eδ​z)u_{1}=O(e^{\delta z}) and v1=O⁑(eδ​z)v_{1}=O(e^{\delta z}) This completes the desired decomposition of uu and vv.

To obtain the derivative estimates for Ξ”Ο‰π’žβ€‹u\Delta_{\omega_{\mathcal{C}}}u and Ξ”Ο‰π’žβ€‹v\Delta_{\omega_{\mathcal{C}}}v, we will prove the derivative estimates for d​u+Jπ’žβ€‹d​vdu+J_{\mathcal{C}}dv. To start with, by the assumption on Ξ³\gamma and the first order equation given by Step 1,

(5.14) d​u+JT​Y​d​v=R​e​(Ξ³)=O⁑(eC​δh​z).du+J_{TY}dv=Re(\gamma)=O(e^{C\delta_{h}z}).

Applying the asymptotic estimate for JT​YJ_{TY} in Proposition 3.4, we can convert the above growth control to the corresponding estimate for d​u+Jπ’žβ€‹d​vdu+J_{\mathcal{C}}dv.

In fact, applying Item (b) of Proposition 3.4, for any Ο΅>0\epsilon>0 and for any kβˆˆβ„•k\in\mathbb{N},

(5.15) |βˆ‡gπ’žk(Ξ¦βˆ—β€‹JT​Yβˆ’Jπ’ž)|gπ’ž=O⁑(e(βˆ’12+Ο΅)​z2).|\nabla_{g_{\mathcal{C}}}^{k}(\Phi^{*}J_{TY}-J_{\mathcal{C}})|_{g_{\mathcal{C}}}=O(e^{(-\frac{1}{2}+\epsilon)z^{2}}).

We also need derivative estimates for uu and vv with respect to the model metric Ο‰π’ž\omega_{\mathcal{C}}. Notice that by Step 1, f=u+βˆ’1​v=O⁑(eϡ​z2)f=u+\sqrt{-1}v=O(e^{\epsilon z^{2}}) for any Ο΅>0\epsilon>0, which implies that

(5.16) |u|+|v|\displaystyle|u|+|v| ≀2​|f|=O⁑(eϡ​r4/3)=O⁑(eϡ​z2),\displaystyle\leq 2|f|=O(e^{\epsilon r^{4/3}})=O(e^{\epsilon z^{2}}),

where zz is the natural coordinate on π’ž\mathcal{C}. Since uu and vv satisfy ΔωT​Y​u=ΔωT​Y​v=0,\Delta_{\omega_{TY}}u=\Delta_{\omega_{TY}}v=0, by applying the same Wk,pW^{k,p}-estimate as in the proof of Theorem 4.3, we have for all Ο΅>0\epsilon>0 and kβ‰₯1k\geq 1,

(5.17) |βˆ‡ku|Ο‰T​Y=O⁑(eϡ​z2),|βˆ‡kv|Ο‰T​Y=O⁑(eϡ​z2).|\nabla^{k}u|_{\omega_{TY}}=O(e^{\epsilon z^{2}}),\ |\nabla^{k}v|_{\omega_{TY}}=O(e^{\epsilon z^{2}}).

Since the asymptotic order of harmonic functions uu and vv is dominated by eϡ​z2e^{\epsilon z^{2}} and the asymptotic order of the metric Ο‰T​Y\omega_{TY} is eβˆ’Ξ΄Β―β€‹ze^{-\underline{\delta}z}, so in terms of the model metric we have

(5.18) |βˆ‡ku|Ο‰π’žβ‰€C​eϡ​z22,|βˆ‡kv|Ο‰π’žβ‰€C​eϡ​z22.|\nabla^{k}u|_{\omega_{\mathcal{C}}}\leq Ce^{\frac{\epsilon z^{2}}{2}},\ |\nabla^{k}v|_{\omega_{\mathcal{C}}}\leq Ce^{\frac{\epsilon z^{2}}{2}}.

Now we apply the assumption |Ξ³|Ο‰T​Y=O⁑(eC​δh​z)|\gamma|_{\omega_{TY}}=O(e^{C\delta_{h}z}) and the above elliptic regularity to (5.14), we get for kβˆˆβ„•k\in\mathbb{N},

|βˆ‡k(d​u+Jπ’žβ€‹d​v)|Ο‰π’ž\displaystyle|\nabla^{k}(du+J_{\mathcal{C}}dv)|_{\omega_{\mathcal{C}}} =|βˆ‡k(d​u+JT​Y​d​v)+βˆ‡k((Jπ’žβˆ’Ξ¦βˆ—β€‹JT​Y)​d​v)|Ο‰π’ž\displaystyle=\Big|\nabla^{k}(du+J_{TY}dv)+\nabla^{k}\Big((J_{\mathcal{C}}-\Phi^{*}J_{TY})dv\Big)\Big|_{\omega_{\mathcal{C}}}
(5.19) =O⁑(eCk​δh​z)+O⁑(eβˆ’z24)=O⁑(eCk​δh​z).\displaystyle=O(e^{C_{k}\delta_{h}z})+O(e^{-\frac{z^{2}}{4}})=O(e^{C_{k}\delta_{h}z}).

Now we proceed to prove the derivative estimates for Ξ”Ο‰π’žβ€‹u\Delta_{\omega_{\mathcal{C}}}u and Ξ”Ο‰π’žβ€‹v\Delta_{\omega_{\mathcal{C}}}v by making use of the system

(5.20) d​u+JT​Y​d​v=R​e​(Ξ³).du+J_{TY}dv=Re(\gamma).

The advantage of the above equation is that ΔωT​Y=TrΟ‰π’žβ‘(d​JT​Y​d)\Delta_{\omega_{TY}}=\Tr_{\omega_{\mathcal{C}}}(dJ_{TY}d) so that the behavior ΔωT​Y\Delta_{\omega_{TY}} will follow from the asymptotics of JT​YJ_{TY}. In fact, taking the differential of (5.20),

(5.21) d​JT​Y​d​u=d​JT​Y​R​e​(Ξ³),d​JT​Y​d​v=d​R​e​(Ξ³).dJ_{TY}du=dJ_{TY}Re(\gamma),\ dJ_{TY}dv=dRe(\gamma).

Then using Item (a)(a) of Proposition 3.4, similar to the above we have for all kβˆˆβ„€+k\in\mathbb{Z}_{+}

(5.22) |βˆ‡kd​Jπ’žβ€‹d​u|=O⁑(eCk​δh​z),|βˆ‡kd​Jπ’žβ€‹d​v|=O⁑(eCk​δh​z).|\nabla^{k}dJ_{\mathcal{C}}du|=O(e^{C_{k}\delta_{h}z}),\ |\nabla^{k}dJ_{\mathcal{C}}dv|=O(e^{C_{k}\delta_{h}z}).

Taking the trace, then we obtain

(5.23) |βˆ‡kΞ”Ο‰π’žβ€‹u|=O⁑(eCk​δh​z),|βˆ‡kΞ”Ο‰π’žβ€‹v|=O⁑(eCk​δh​z).|\nabla^{k}\Delta_{\omega_{\mathcal{C}}}u|=O(e^{C_{k}\delta_{h}z}),\ |\nabla^{k}\Delta_{\omega_{\mathcal{C}}}v|=O(e^{C_{k}\delta_{h}z}).

Applying the linear theory for Ξ”Ο‰π’ž\Delta_{\omega_{\mathcal{C}}} in Proposition 4.15, if Ξ΄hβ‰ͺδ¯\delta_{h}\ll\underline{\delta}, then we choose two solutions u1u_{1} and v1v_{1} provided by Proposition 4.15

(5.24) Ξ”Ο‰π’žβ€‹u1=Ξ”Ο‰π’žβ€‹u​andβ€‹Ξ”Ο‰π’žβ€‹v1=Ξ”Ο‰π’žβ€‹v\Delta_{\omega_{\mathcal{C}}}u_{1}=\Delta_{\omega_{\mathcal{C}}}u\ \text{and}\ \Delta_{\omega_{\mathcal{C}}}v_{1}=\Delta_{\omega_{\mathcal{C}}}v

such that u1u_{1}, v1v_{1} satisfy

(5.25) |βˆ‡ku1|Ο‰π’ž=O⁑(eCk​δh​z),|βˆ‡kv1|Ο‰π’ž=O⁑(eCk​δh​z).|\nabla^{k}u_{1}|_{\omega_{\mathcal{C}}}=O(e^{C_{k}\delta_{h}z}),\ |\nabla^{k}v_{1}|_{\omega_{\mathcal{C}}}=O(e^{C_{k}\delta_{h}z}).

So we have finished the proof of the decomposition u=u1+u2u=u_{1}+u_{2} and v=v1+v2v=v_{1}+v_{2} such that

(5.26) Ξ”Ο‰π’žβ€‹u2=Ξ”Ο‰π’žβ€‹v2=0.\Delta_{\omega_{\mathcal{C}}}u_{2}=\Delta_{\omega_{\mathcal{C}}}v_{2}=0.

We also obtain that

(5.27) |d​u2+Jπ’žβ€‹d​v2|Ο‰π’ž=O⁑(eC​δh​z)|du_{2}+J_{\mathcal{C}}dv_{2}|_{\omega_{\mathcal{C}}}=O(e^{C\delta_{h}z})

and

(5.28) |u2|=O⁑(eϡ​z2),|v2|=O⁑(eϡ​z2).|u_{2}|=O(e^{\epsilon z^{2}}),\ |v_{2}|=O(e^{\epsilon z^{2}}).

Step 3. Now we estimate the harmonic functions u2u_{2} and v2v_{2} with respect to the model metric Ο‰π’ž\omega_{\mathcal{C}} using separation of variables. The goal is to improve the growth order of u2u_{2} and v2v_{2} from O⁑(eϡ​z2)O(e^{\epsilon z^{2}}) for all Ο΅>0\epsilon>0 to O⁑(z)O(z), using the fact that they also satisfy a first-order equation.

Proposition 5.5.

We have

(5.29) |u2|=O⁑(z),|v2|=O⁑(z).\displaystyle|u_{2}|=O(z),\ |v_{2}|=O(z).
Remark 5.6.

The operator (u,v)↦d​u+Jπ’žβ€‹d​v(u,v)\mapsto du+J_{\mathcal{C}}dv has a kernel which consists of pairs (u,v)(u,v) such that u+βˆ’1​vu+\sqrt{-1}v is holomorphic. In our case this is eliminated since we have the growth control (5.28). Notice that the smallest growth rate of a non-constant holomorphic function on π’ž\mathcal{C} is e12​z2.e^{\frac{1}{2}z^{2}}.

Proof of Proposition 5.5.

We denote

ψ=d​u2+Jπ’žβ€‹d​v2=O⁑(eC​δh​z),\psi=du_{2}+J_{\mathcal{C}}dv_{2}=O(e^{C\delta_{h}z}),

Then we have the following expansion as in Section 4.1: let {Ξ›k}k=1\{\Lambda_{k}\}_{k=1} be the spectrum of Y3Y^{3} and {Ο†k}k=1∞\{\varphi_{k}\}_{k=1}^{\infty} are the corresponding eigenfunctions on YY with β„’βˆ‚ΞΈβ€‹Ο†k=βˆ’1​jk​φk\mathcal{L}_{\partial_{\theta}}\varphi_{k}=\sqrt{-1}j_{k}\varphi_{k},

(5.30) u2=βˆ‘kfk​(z)​φk​(zΞ±,ΞΈ),v2=βˆ‘kgk​(z)​φk​(zΞ±,ΞΈ),u_{2}=\sum\limits_{k}f_{k}(z)\varphi_{k}(z_{\alpha},\theta),\ v_{2}=\sum\limits_{k}g_{k}(z)\varphi_{k}(z_{\alpha},\theta),

which implies that

(5.31) d​u2=βˆ‘k(fk′​(z)β‹…Ο†kβ‹…d​z+fk​(z)β‹…d​φk),d​v2=βˆ‘k(gk′​(z)​φkβ‹…d​z+gk​(z)β‹…d​φk).du_{2}=\sum\limits_{k}(f_{k}^{\prime}(z)\cdot\varphi_{k}\cdot dz+f_{k}(z)\cdot d\varphi_{k}),\ dv_{2}=\sum\limits_{k}(g_{k}^{\prime}(z)\varphi_{k}\cdot dz+g_{k}(z)\cdot d\varphi_{k}).

On π’ž\mathcal{C} by the definition in Section 4.1, we have Jπ’žβ€‹(z​d​z)=d​θJ_{\mathcal{C}}(zdz)=d\theta, so we have

(5.32) βˆ‘k(fk′​(z)βˆ’βˆ’1​jkβ‹…zβ‹…gk​(z))​φk=ψ(βˆ‚z)βˆ‘k(zβˆ’1β‹…gk′​(z)+βˆ’1​jkβ‹…fk​(z))​φk=ψ(βˆ‚ΞΈ).\displaystyle\begin{split}\sum\limits_{k}\big(f_{k}^{\prime}(z)-\sqrt{-1}j_{k}\cdot z\cdot g_{k}(z)\big)\varphi_{k}&=\psi(\partial_{z})\\ \sum\limits_{k}\big(z^{-1}\cdot g_{k}^{\prime}(z)+\sqrt{-1}j_{k}\cdot f_{k}(z)\big)\varphi_{k}&=\psi(\partial_{\theta}).\end{split}

This implies that for each kk,

(5.33) fk′​(z)βˆ’βˆ’1​jkβ‹…zβ‹…gk​(z)=O⁑(eC​δh​z)zβˆ’1β‹…gk′​(z)+βˆ’1​jkβ‹…fk​(z)=O⁑(eC​δh​z).\begin{split}f_{k}^{\prime}(z)-\sqrt{-1}j_{k}\cdot z\cdot g_{k}(z)=O(e^{C\delta_{h}z})\\ z^{-1}\cdot g_{k}^{\prime}(z)+\sqrt{-1}j_{k}\cdot f_{k}(z)=O(e^{C\delta_{h}z}).\end{split}

There are three different cases.

If jkβ‰ 0j_{k}\neq 0, then we can write fkf_{k} and gkg_{k} are given by a linear combination of one growing solution β„±k\mathcal{F}_{k} and one decaying solution 𝒰k\mathcal{U}_{k}. Using the analysis in Section 4 we know that the asymptotic order of β„±k\mathcal{F}_{k} is ejk​z22e^{\frac{j_{k}z^{2}}{2}} (see Lemma 4.7). The control (5.28) then implies both fkf_{k} and gkg_{k} can only be a multiple of the decaying solution 𝒰k=O⁑(eβˆ’jk​z22)\mathcal{U}_{k}=O(e^{-\frac{j_{k}z^{2}}{2}}).

If jk=0j_{k}=0 and Ξ»kβ‰ 0\lambda_{k}\neq 0, then fkf_{k} and gkg_{k} are given by linear combinations of the exponential functions of the form eΞ»k​ze^{\sqrt{\lambda_{k}}z} and eβˆ’Ξ»k​ze^{-\sqrt{\lambda_{k}}z}. Let δ¯>0\underline{\delta}>0 be the positive constant given in Proposition 4.10, we use (5.33) and the fact that ψ=O⁑(eC​δh​z)\psi=O(e^{C\delta_{h}z}) to conclude that, if C​δh<δ¯C\delta_{h}<\underline{\delta}, then both fkf_{k} and gkg_{k} must be proportional to the decaying solutions.

If jk=0j_{k}=0 and Ο†k\varphi_{k} is constant, then fkf_{k} and gkg_{k} are linear functions in zz. Now since u2u_{2} and v2v_{2} are harmonic functions on π’ž\mathcal{C}, by Lemma 4.11, we conclude that

(5.34) |u2|=O⁑(z),|v2|=O⁑(z).|u_{2}|=O(z),\ |v_{2}|=O(z).

This completes the proof of Proposition 5.5.∎

Step 4. We now complete the proof of Theorem 5.1. By Proposition 5.5 and (5.25),

(5.35) |u|=O⁑(eC​δh​z),|v|=O⁑(eC​δh​z).|u|=O(e^{C\delta_{h}z}),\ |v|=O(e^{C\delta_{h}z}).

If we further choose C​δh≀ℓ0C\delta_{h}\leq\ell_{0}, where β„“0\ell_{0} is the constant of Theorem 4.3, we conclude that uu and vv must be constant, hence Ξ³=0\gamma=0. ∎

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.