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4. Liouville theorem for harmonic functions [03H2]

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4. Liouville theorem for harmonic functions

In this section and the next, we will set up some technical tools for the gluing construction. One of the crucial technical ingredients in analyzing the linearized operator is to establish a Liouville theorem on the complete non-compact hyperkähler manifolds that arise in our context.

Our main goal in this section is to prove a Liouville theorem for harmonic functions with a small enough exponential growth rate, on a complete Riemannian 44-manifold (X4,g)(X^{4},g) with non-negative Ricci curvature which is asympotically Calabi in the sense of Definition 4.1. This is a necessary step towards proving our Liouville theorem for half-harmonic 11-forms in Section 5.

Definition 4.1.

Given some constant δ>0\delta>0, a complete Riemannian manifold (X4,g)(X^{4},g) is said to be δ\delta-asymptotically Calabi if there exist a compact subset K⊂XK\subset X and a Calabi model space (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}) as defined in Section 3, and a diffeomorphism

(4.1) Φ:𝒞∖K′→X∖K\Phi:\mathcal{C}\setminus K^{\prime}\rightarrow X\setminus K

with K′={|ξ|h≥12}⊂𝒞K^{\prime}=\{|\xi|_{h}\geq\frac{1}{2}\}\subset\mathcal{C} such that for all k≥0k\geq 0,

(4.2) |∇g𝒞k(Φ∗​g−g𝒞)|g𝒞=O⁡(e−δ​z)​as​z→∞,|\nabla_{g_{\mathcal{C}}}^{k}(\Phi^{*}g-g_{\mathcal{C}})|_{g_{\mathcal{C}}}=O(e^{-\delta z})\ \text{as}\ z\to\infty,

where z=(−log⁡|ξ|h2)1/2z=(-{\log|\xi|_{h}^{2}})^{1/2} denotes the natural moment map coordinate on (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}).

Example 4.2.

According to Proposition 3.4, any complete hyperkähler Tian-Yau space (X4,g)(X^{4},g) as in Theorem 3.3 is δ¯\underline{\delta}-asymptotically Calabi for some appropriate constant δ¯>0\underline{\delta}>0.

The following is our main result in this section.

Theorem 4.3.

Let (X4,g)(X^{4},g) be a complete Riemannian 44-manifold which is δ\delta-asymptotically Calabi for some δ>0\delta>0 and which has Ricg≥0\Ric_{g}\geq 0. Then there exists an ℓ0∈(0,1)\ell_{0}\in(0,1) depending on (X4,g)(X^{4},g) such that if uu is a harmonic function on (X4,g)(X^{4},g) with u=O⁡(eℓ0​z)u=O(e^{\ell_{0}z}) as z→∞z\to\infty, then uu is a constant.

The proof heavily relies on the elliptic theory of the Laplace operator on the Calabi model space. We begin with a careful study of this model operator.

4.1. Separation of variables on the model space

We work with a Calabi model space 𝒞\mathcal{C} with a smooth divisor DD defined as in Section 3. The Calabi metric is given by

(4.3) ω𝒞=nn+1​−1​∂∂¯​(−log⁡|ξ|h2)n+1n,\omega_{\mathcal{C}}=\frac{n}{n+1}\sqrt{-1}\partial\bar{\partial}(-\log|\xi|_{h}^{2})^{\frac{n+1}{n}},

which is well-defined for |ξ|h<1|\xi|_{h}<1. In order to carry out separation of variables, we will study the local representation of the Laplace operator Δ𝒞\Delta_{\mathcal{C}} on 𝒞\mathcal{C}.

We choose local holomorphic coordinates z¯={zi}i=1n−1\underline{z}=\{z_{i}\}_{i=1}^{n-1} on the smooth divisor DD, and fix a local holomorphic trivialization e0e_{0} of the line bundle LL with |e0|2=e−ψ|e_{0}|^{2}=e^{-\psi}, where ψ:D→ℝ\psi:D\to\mathbb{R} is a smooth function. So we get local holomorphic coordinates (z¯,w)≡(z1,…,zn−1,w)(\underline{z},w)\equiv(z_{1},\ldots,z_{n-1},w) on 𝒞\mathcal{C} by writing a point ξ∈𝒞\xi\in\mathcal{C} as ξ=w​e0​(z¯)\xi=we_{0}(\underline{z}). Then |ξ|h2=|w|2​e−ψ|\xi|_{h}^{2}=|w|^{2}e^{-\psi}. We may assume ψ⁡(0)=1\psi(0)=1, d​ψ​(0)=0d\psi(0)=0 and −1​∂∂¯​ψ=ω0\sqrt{-1}\partial\bar{\partial}\psi=\omega_{0}. Let π:𝒞→D\pi:\mathcal{C}\rightarrow D be the obvious projection map. Then we obtain

(4.4) ω𝒞=(−log⁡|ξ|h2)1n​ωD+1n​(−log⁡|ξ|h2)1n−1​−1​(d​ww−∂ψ)∧(d​w¯w¯−∂¯​ψ).\omega_{\mathcal{C}}=(-\log|\xi|^{2}_{h})^{\frac{1}{n}}\omega_{D}+\frac{1}{n}(-\log|\xi|_{h}^{2})^{\frac{1}{n}-1}\sqrt{-1}(\frac{dw}{w}-\partial\psi)\wedge(\frac{d\bar{w}}{\bar{w}}-\bar{\partial}\psi).

Let uu be a C2C^{2}-function in the Calabi space 𝒞\mathcal{C}, the Laplacian at points in the fiber π−1​(0)\pi^{-1}(0) is given by

(4.5) Δ𝒞​u=(−log⁡|ξ|h2)−1n​∑i=1n−1∂2u∂zi​∂z¯i+n​(−log⁡|ξ|h2)−1n+1​|w|2​∂2u∂w​∂w¯.\Delta_{\mathcal{C}}u=(-\log|\xi|^{2}_{h})^{-\frac{1}{n}}\sum_{i=1}^{n-1}\frac{\partial^{2}u}{\partial z_{i}\partial\bar{z}_{i}}+n(-\log|\xi|_{h}^{2})^{-\frac{1}{n}+1}|w|^{2}\frac{\partial^{2}u}{\partial w\partial\bar{w}}.

Now denote ϱ≡|ξ|h\varrho\equiv|\xi|_{h}, then we can write

(4.6) w=ϱ​eψ2+−1​θ,w=\varrho e^{\frac{\psi}{2}+\sqrt{-1}\theta},

where ∂θ\partial_{\theta} generates the natural S1S^{1}-rotation on the total space of LL. Then it is straightforward to check that

(4.7) ∂ϱ∂w=ϱ2​w,∂θ∂w=12​−1​w,∂ϱ∂zi=−12ϱ∂ziψ,∂θ∂zi=0\frac{\partial\varrho}{\partial w}=\frac{\varrho}{2w},\ \frac{\partial\theta}{\partial w}=\frac{1}{2\sqrt{-1}w},\frac{\partial\varrho}{\partial z_{i}}=-\frac{1}{2}\varrho\partial_{z_{i}}\psi,\frac{\partial\theta}{\partial z_{i}}=0

and

(4.8) |w|2​∂2∂w​∂w¯​u=14​(ϱ2​uϱ​ϱ+ϱ​uϱ+uθ​θ).|w|^{2}\frac{\partial^{2}}{\partial w\partial\bar{w}}u=\frac{1}{4}(\varrho^{2}u_{\varrho\varrho}+\varrho u_{\varrho}+u_{\theta\theta}).

For fixed r0∈(0,1)r_{0}\in(0,1), the level set Y2​n−1≡{ϱ=r0}Y^{2n-1}\equiv\{\varrho=r_{0}\} is equipped with the induced Riemannian metric given by

(4.9) h0=(−log⁡r02)1n​gD+1n​(−log⁡r02)1n−1​r02​(d​θ−12​dc​ψ)⊗(d​θ−12​dc​ψ).h_{0}=(-\log r_{0}^{2})^{\frac{1}{n}}g_{D}+\frac{1}{n}(-\log r_{0}^{2})^{\frac{1}{n}-1}r_{0}^{2}(d\theta-\frac{1}{2}d^{c}\psi)\otimes(d\theta-\frac{1}{2}d^{c}\psi).

Now we consider a smooth function ϕ∈C∞​(Y2​n−1)\phi\in C^{\infty}(Y^{2n-1}) with

(4.10) ℒ∂θ​ϕ=−1​j​ϕ\mathcal{L}_{\partial_{\theta}}\phi=\sqrt{-1}j\phi

for some integer jj. Replacing ϕ\phi by ϕ¯\bar{\phi} if necessary we may assume j≥0j\geq 0. Then ϕ\phi is induced by a smooth section ϕ^\hat{\phi} of (L∗)⊗j(L^{*})^{\otimes j}. Precisely, if we locally write ϕ^​(z¯)=Φ⁡(z¯)​(e0​(z¯)∗)⊗j\hat{\phi}(\underline{z})=\Phi(\underline{z})(e_{0}(\underline{z})^{*})^{\otimes j}, then

(4.11) ϕ⁡(z¯,w)=wj​Φ​(z¯)|ϱ=r0=r0j​ej⁡(ψ2+−1​θ)​Φ​(z¯).\phi(\underline{z},w)=w^{j}\Phi(\underline{z})|_{\varrho=r_{0}}=r_{0}^{j}e^{j(\frac{\psi}{2}+\sqrt{-1}\theta)}\Phi(\underline{z}).

Now let ϕ^\hat{\phi} be a non-zero eigen-section of the ∂¯\bar{\partial}-Laplace operator, i.e.

(4.12) Δ∂¯​ϕ^=λ^​ϕ^.\Delta_{\bar{\partial}}\hat{\phi}=\hat{\lambda}\hat{\phi}.

By Kodaira-Nakano formula Δ∂¯=Δ∂+j⁡(n−1)\Delta_{\bar{\partial}}=\Delta_{\partial}+j(n-1), so we have λ^≥j⁡(n−1)\hat{\lambda}\geq j(n-1). By a direct calculation, we get that on π−1​(0)\pi^{-1}(0),

(4.13) ∑i=1n−1∂2ϕ∂zi​∂z¯i=(−λ^+j⁡(n−1)2)​ϕ.\sum_{i=1}^{n-1}\frac{\partial^{2}\phi}{\partial z_{i}\partial\bar{z}_{i}}=\Big(-\hat{\lambda}+\frac{j(n-1)}{2}\Big)\phi.

Moreover, by the local expression of h0h_{0} as in (4.9), one can directly check that on π−1​(0)∩Y2​n−1\pi^{-1}(0)\cap Y^{2n-1},

(4.14) Δh0​ϕ=(−log⁡r02)−1n​∑i∂2ϕ∂zi​∂z¯i+n​(−log⁡r02)−1n+1​r0−2​ϕθ​θ=((−log⁡r02)−1n​(−λ^+j⁡(n−1)2)−j2​n​(−log⁡r02)−1n+1​r0−2)​ϕ.\displaystyle\begin{split}\Delta_{h_{0}}\phi&=(-\log r_{0}^{2})^{-\frac{1}{n}}\sum_{i}\frac{\partial^{2}\phi}{\partial z_{i}\partial\bar{z}_{i}}+n(-\log r_{0}^{2})^{-\frac{1}{n}+1}r_{0}^{-2}\phi_{\theta\theta}\\ &=\Big((-\log r_{0}^{2})^{-\frac{1}{n}}(-\hat{\lambda}+\frac{j(n-1)}{2})-j^{2}n(-\log r_{0}^{2})^{-\frac{1}{n}+1}r_{0}^{-2}\Big)\phi.\end{split}

Now suppose a smooth function u⁡(ϱ,z)u(\varrho,z) on the Calabi space 𝒞\mathcal{C} is of the form u≡f⁡(ϱ)​ϕ​(y)u\equiv f(\varrho)\phi(y), where ϕ\phi is a function on Y2​n−1Y^{2n-1} satisfying (4.10) and (4.13). In polar coordinates, we obtain

Δ𝒞​u\displaystyle\Delta_{\mathcal{C}}u =ϕ⁡(y)⋅((−log⁡ϱ2)−1n​((−λ^+j⁡(n−1)2)​f−n−12​ϱ​fϱ)CLOSE\displaystyle=\phi(y)\cdot\Big((-\log\varrho^{2})^{-\frac{1}{n}}((-\hat{\lambda}+\frac{j(n-1)}{2})f-\frac{n-1}{2}{\varrho}f_{\varrho})
OPEN+n4​(−log⁡ϱ2)1−1n​(ϱ2​fϱ​ϱ+ϱ​fϱ−j2​f))\displaystyle\ \ \ \ +\frac{n}{4}(-\log{\varrho}^{2})^{1-\frac{1}{n}}({\varrho}^{2}f_{{\varrho}{\varrho}}+{\varrho}f_{\varrho}-j^{2}f)\Big)
=ϕ⁡(y)⋅(−log⁡ϱ2)−1n​(n4​(−log⁡ϱ2)​(ϱ2​fϱ​ϱ+ϱ​fϱ−j2​f)CLOSE\displaystyle=\phi(y)\cdot(-\log\varrho^{2})^{-\frac{1}{n}}\Big(\frac{n}{4}(-\log{\varrho}^{2})({\varrho}^{2}f_{{\varrho}{\varrho}}+{\varrho}f_{\varrho}-j^{2}f)
(4.15) OPEN−n−12​ϱ​fϱ−(λ^−j⁡(n−1)2)​f).\displaystyle\ \ \ \ -\frac{n-1}{2}{\varrho}f_{\varrho}-(\hat{\lambda}-\frac{j(n-1)}{2})f\Big).

Notice this formula is now independent of the choice of local holomorphic coordinates. So uu is harmonic if and only if

(4.16) n4​(−log⁡ϱ2)​(ϱ2​fϱ​ϱ+ϱ​fϱ−j2​f)−n−12​ϱ​fϱ−(λ^−j⁡(n−1)2)​f=0.\frac{n}{4}(-\log{\varrho}^{2})(\varrho^{2}f_{{\varrho}{\varrho}}+\varrho f_{\varrho}-j^{2}f)-\frac{n-1}{2}{\varrho}f_{\varrho}-(\hat{\lambda}-\frac{j(n-1)}{2})f=0.

Denote z=(−log⁡ϱ2)1nz=(-\log\varrho^{2})^{\frac{1}{n}}, then we get

(4.17) fz​z−(n⁡(λ^−j⁡(n−1)2)+j2​n24​zn)​zn−2​f=0.f_{zz}-(n(\hat{\lambda}-\frac{j(n-1)}{2})+\frac{j^{2}n^{2}}{4}z^{n})z^{n-2}f=0.

In this section, we will also analyze the Poisson equation

(4.18) Δ𝒞​u=v.\Delta_{\mathcal{C}}u=v.

Suppose now v≡ζ⁡(ϱ)⋅ϕ⁡(y)v\equiv\zeta(\varrho)\cdot\phi(y), then the same separation of variables gives the following ODE

(4.19) fz​z−(n⁡(λ^−j⁡(n−1)2)+j2​n24​zn)​zn−2​f=zn−1⋅ζ.f_{zz}-(n(\hat{\lambda}-\frac{j(n-1)}{2})+\frac{j^{2}n^{2}}{4}z^{n})z^{n-2}f=z^{n-1}\cdot\zeta.

We remark that a similar separation of variables was carried out in [KK10], but we will need stronger estimates on solutions in order to prove Theorem 4.3.

For our application we focus on the case n=2n=2. So the corresponding ODEs become

(4.20) fz​z−(λ+j2​z2)​f=0f_{zz}-(\lambda+j^{2}z^{2})f=0

and

(4.21) fz​z−(λ+j2​z2)​f=z⋅ζ,f_{zz}-(\lambda+j^{2}z^{2})f=z\cdot\zeta,

where

(4.22) λ≡2​λ^−j≥j.\lambda\equiv 2\hat{\lambda}-j\geq j.

We have assumed j≥0j\geq 0 in the above discussion, but notice that the Laplace operator is a real operator, so the ODEs we get for jj and −j-j are the same. Denote z0≡(−log⁡r02)12z_{0}\equiv(-\log r_{0}^{2})^{\frac{1}{2}}, then we notice that each eigenvalue of Δh0\Delta_{h_{0}} can be represented by

(4.23) Λ=λ2​z0+2​z0⋅j2r02.\Lambda=\frac{\lambda}{2z_{0}}+\frac{2z_{0}\cdot j^{2}}{r_{0}^{2}}.

With the above computations, we are ready to set up the ODE system. Now we fix some r0∈(0,1)r_{0}\in(0,1), and define (Y3,h0)(Y^{3},h_{0}) to be the level set {r=r0}\{r=r_{0}\} endowed with the induced Riemannian metric h0h_{0}. The above computations tell us that the eigenvalues of Y3Y^{3} is given by linear combinations of λ^\hat{\lambda} and jj. Below we will parametrize our summation in terms of eigenvalues of (Y3,h0)(Y^{3},h_{0}) (counted with multiplicity), but we shall keep in mind that we have further split the eigenspaces of Δh0\Delta_{h_{0}} according to the S1S^{1} action hence an eigenvalue is naturally written in terms of a linear combination of λ^\hat{\lambda} and jj.

We denote by {Λk}k=1∞\{\Lambda_{k}\}_{k=1}^{\infty} the spectrum of Δh0\Delta_{h_{0}} and let {φk}k=1∞\{\varphi_{k}\}_{k=1}^{\infty} be the eigenfunctions which are homogeneous under the S1S^{1} action and with

(4.24) −Δh0​φk=Λk⋅φk.-\Delta_{h_{0}}\varphi_{k}=\Lambda_{k}\cdot\varphi_{k}.

In the above notations, one can compute that in the case n=2n=2,

(4.25) Λk=λk2​z0+2​z0⋅jk2r02.\Lambda_{k}=\frac{\lambda_{k}}{2z_{0}}+\frac{2z_{0}\cdot j_{k}^{2}}{r_{0}^{2}}.

First, we carry out separation of variables for harmonic functions on Δ𝒞\Delta_{\mathcal{C}}. Let uu be a harmonic function on the model space 𝒞\mathcal{C}, namely,

(4.26) Δ𝒞​u=0\Delta_{\mathcal{C}}u=0

For every fixed zz, we can write the L2L^{2}-expansion along the fiber Y3Y^{3},

(4.27) u⁡(z,𝒚)=∑k=1∞uk​(z)⋅φk​(𝒚).u(z,\bm{y})=\sum\limits_{k=1}^{\infty}u_{k}(z)\cdot\varphi_{k}(\bm{y}).

The above computations tell us that for each k∈ℤ+k\in\mathbb{Z}_{+}, there are numbers jk∈ℕj_{k}\in\mathbb{N} and λk≥n​jk\lambda_{k}\geq nj_{k} such that the function uk​(z)u_{k}(z) satisfies the differential equation

(4.28) d2​uk​(z)d​z2−(jk2​z2+λk)​uk​(z)=0,z≥1.\frac{d^{2}u_{k}(z)}{dz^{2}}-(j_{k}^{2}z^{2}+\lambda_{k})u_{k}(z)=0,\ z\geq 1.

We also consider the Poisson equation

(4.29) Δ𝒞​u=v.\Delta_{\mathcal{C}}u=v.

Take the L2L^{2}-expansion of vv in the direction of the cross section Y3Y^{3},

(4.30) v⁡(z,𝒚)=∑k=1∞ξk​(z)⋅φk​(𝒚),v(z,\bm{y})=\sum\limits_{k=1}^{\infty}\xi_{k}(z)\cdot\varphi_{k}(\bm{y}),

then the same procedure of separation of variables leads to a differential equation

(4.31) d2​uk​(z)d​z2−(jk2​z2+λk)​uk​(z)=ξk​(z)⋅z.\frac{d^{2}u_{k}(z)}{dz^{2}}-(j_{k}^{2}z^{2}+\lambda_{k})u_{k}(z)=\xi_{k}(z)\cdot z.

We end this subsection by giving a model example of the fiber Y3Y^{3}.

Example 4.4 (The spectrum of a Heisenberg manifold).

In our interested context, Y3Y^{3} is a Heisenberg nilpotent manifold. We consider a simple example that Y3≡H⁡(1,ℤ)∖H⁡(1,ℝ)Y^{3}\equiv H(1,\mathbb{Z})\setminus H(1,\mathbb{R}) with

(4.32) H(1,ℝ)≡{[1xt01y001]:x,y,t∈ℝ}.H(1,\mathbb{R})\equiv\left\{\begin{bmatrix}1&x&t\\ 0&1&y\\ 0&0&1\end{bmatrix}:\ x,y,t\in\mathbb{R}\right\}.

and

(4.33) H(1,ℤ)≡{[1mp01n001]:m,n,p∈ℤ}.H(1,\mathbb{Z})\equiv\left\{\begin{bmatrix}1&m&p\\ 0&1&n\\ 0&0&1\end{bmatrix}:\ m,n,p\in\mathbb{Z}\right\}.

In this case, Y3Y^{3} is a Heisenberg manifold of degree 11. As a 𝕋2\mathbb{T}^{2} bundle over S1S^{1}, its monodromy is given by (1101)∈SL⁡(2,ℤ)(\begin{smallmatrix}1&1\\ 0&1\end{smallmatrix})\in\SL(2,\mathbb{Z}). So it is standard that the spectrum consists of two classes of eigenvalues

(4.34) 𝔗≡{4π2(k2+ℓ2)|k,ℓ∈ℤ}and𝔖≡{2π|m|(2h+1+2π|m|)|m∈ℤ∖{0},h∈ℕ}.\mathfrak{T}\equiv\Big\{4\pi^{2}(k^{2}+\ell^{2})\Big|k,\ell\in\mathbb{Z}\Big\}\ and\ \mathfrak{S}\equiv\Big\{2\pi|m|(2h+1+2\pi|m|)\Big|m\in\mathbb{Z}\setminus\{0\},h\in\mathbb{N}\Big\}.

Detailed discussions can be found in [DS84] and [GW86]. So we can see that the above eigenvalues coincide with the form (4.25).

In the following subsections, we will analyze the convergence and regularity issues of the formal solutions (4.28) and (4.31).

4.2. Uniform estimates for the fundamental solutions

A crucial step in applying the method of separation of variables is to prove the C0C^{0}-regularity of a formal solution obtained from the above separation of variables. Specifically, in our context, to prove such a C0C^{0}-regularity result, first we need to obtain some effective estimates for the fundamental solutions to the linear differential equation (see (4.28))

(4.35) d2​u​(z)d​z2−(j2​z2+λ)​u​(z)=0,\frac{d^{2}u(z)}{dz^{2}}-(j^{2}z^{2}+\lambda)u(z)=0,

which arises from the harmonic functions on the Calabi manifold (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}). In our context, we always require

(4.36) j≥0,h≥0,z>1.j\geq 0,\ h\geq 0,\ z>1.

There are two different cases to analyze.

The first case is much simpler, i.e. j=0j=0 and the ODE becomes

(4.37) d2​u​(z)d​z2=λ⋅u⁡(z).\frac{d^{2}u(z)}{dz^{2}}=\lambda\cdot u(z).

Further, if λ=0\lambda=0, the solutions to (4.37) are linear. If λ>0\lambda>0, the above equation has two linearly independent solutions eλ​ze^{\sqrt{\lambda}z} and e−λ​ze^{-\sqrt{\lambda}z}. All the required estimates in this case are standard and straightforward. Geometrically, the ODE analysis for (4.37) arises naturally from the flat cylindrical geometry and corresponding gluing constructions.

So in our case, we only focus on the case j∈ℤ+j\in\mathbb{Z}_{+} which is substantially much more technically involved. In the case j∈ℤ+j\in\mathbb{Z}_{+}, we have already shown in Section 4.1 that λ\lambda and jj satisfy the relation

(4.38) λ≥j≥1.\lambda\geq j\geq 1.

Hence for each pair of λ\lambda and jj satisfying the above, we choose h≥0h\geq 0 such that

(4.39) λ=(2​h+1)​j.\lambda=(2h+1)j.

From now on, we focus on the differential equation for every j∈ℤ+j\in\mathbb{Z}_{+} and h≥0h\geq 0,

(4.40) d2​u​(z)d​z2=j⁡(j​z2+2​h+1)​u​(z).\frac{d^{2}u(z)}{dz^{2}}=j(jz^{2}+2h+1)u(z).

We will simplify the above equation by the following transformations. Let

(4.41) y=j​z,V⁡(y)=u⁡(yj),y=\sqrt{j}z,\ V(y)=u\Big(\frac{y}{\sqrt{j}}\Big),

then V⁡(y)V(y) satisfies

(4.42) d2​V​(y)d​y2=(y2+(2​h+1))​V​(y).\frac{d^{2}V(y)}{dy^{2}}=(y^{2}+(2h+1))V(y).

Further, we make the transformation

(4.43) V⁡(y)=e−y22​Q​(y),V(y)=e^{-\frac{y^{2}}{2}}Q(y),

then QQ sovles the differential equation

(4.44) d2​Q​(y)d​y2−2​y​d​Q​(y)d​y−2​(h+1)​Q​(y)=0.\frac{d^{2}Q(y)}{dy^{2}}-2y\frac{dQ(y)}{dy}-2(h+1)Q(y)=0.

Notice that equation (4.44) is invariant under the change of variables y↦−yy\mapsto-y. Given y>1y>1 and h≥0h\geq 0, we define the following exponential integral

(4.45) H−h−1​(y)≡∫0∞e−t2−2​t​y​th​𝑑t.H_{-h-1}(y)\equiv\int_{0}^{\infty}e^{-t^{2}-2ty}t^{h}dt.

Straightforward calculations show that for each given h≥0h\geq 0, the functions H−h−1​(y)H_{-h-1}(y) and H−h−1​(−y)H_{-h-1}(-y) are linearly independent solutions to (4.44). In fact, the above solutions coincide with the usual Hermite functions up to a constant (see [Leb72] for more details). Eventually, we obtain two solutions to (4.40),

(4.46) ℱ⁡(z)=e−j​z22​H−h−1​(−j​z)=e−y22​∫0∞e−t2+2​t​y+h​log⁡t​𝑑t\mathcal{F}(z)=e^{-\frac{jz^{2}}{2}}H_{-h-1}(-\sqrt{j}z)=e^{-\frac{y^{2}}{2}}\int_{0}^{\infty}e^{-t^{2}+2ty+h\log t}dt

and

(4.47) 𝒰⁡(z)=e−j​z22​H−h−1​(j​z)=e−y22​∫0∞e−t2−2​t​y+h​log⁡t​𝑑t.\mathcal{U}(z)=e^{-\frac{jz^{2}}{2}}H_{-h-1}(\sqrt{j}z)=e^{-\frac{y^{2}}{2}}\int_{0}^{\infty}e^{-t^{2}-2ty+h\log t}dt.

The lemma below shows that ℱ\mathcal{F} and 𝒰\mathcal{U} are two linearly independent solutions.

Lemma 4.5.

The Wronskian is a constant given by

(4.48) 𝒲⁡(ℱ,𝒰)=2−h​j​π​Γ​(h+1)>0.\mathcal{W}(\mathcal{F},\mathcal{U})=2^{-h}\sqrt{j\pi}\Gamma(h+1)>0.

In particular, ℱ\mathcal{F} and 𝒰\mathcal{U} are linearly independent.

Proof.

First observe that 𝒲⁡(ℱ⁡(z),𝒰⁡(z))=ℱ′​(z)​𝒰​(z)−ℱ⁡(z)​𝒰′​(z)\mathcal{W}(\mathcal{F}(z),\mathcal{U}(z))=\mathcal{F}^{\prime}(z)\mathcal{U}(z)-\mathcal{F}(z)\mathcal{U}^{\prime}(z) is a constant. In fact,

dd​z​𝒲​(ℱ⁡(z),𝒰⁡(z))\displaystyle\frac{d}{dz}\mathcal{W}(\mathcal{F}(z),\mathcal{U}(z)) =(ℱ′′​(z)​𝒰​(z)+ℱ′​(z)​𝒰′​(z))−(ℱ⁡(z)​𝒰′′​(z)+ℱ′​(z)​𝒰′​(z))\displaystyle=\Big(\mathcal{F}^{\prime\prime}(z)\mathcal{U}(z)+\mathcal{F}^{\prime}(z)\mathcal{U}^{\prime}(z)\Big)-\Big(\mathcal{F}(z)\mathcal{U}^{\prime\prime}(z)+\mathcal{F}^{\prime}(z)\mathcal{U}^{\prime}(z)\Big)
(4.49) =j⁡(j​z2+2​h+1)​(ℱ⁡(z)​𝒰​(z)−ℱ⁡(z)​𝒰​(z))=0.\displaystyle=j(jz^{2}+2h+1)(\mathcal{F}(z)\mathcal{U}(z)-\mathcal{F}(z)\mathcal{U}(z))=0.

Hence 𝒲⁡(ℱ⁡(z),𝒰⁡(z))\mathcal{W}(\mathcal{F}(z),\mathcal{U}(z)) has to be a constant. Now we evaluate it at z=0z=0, we get

𝒲⁡(ℱ,𝒰)=2​ℱ′​(0)​𝒰​(0).\mathcal{W}(\mathcal{F},\mathcal{U})=2\mathcal{F}^{\prime}(0)\mathcal{U}(0).

Now

ℱ′​(0)=2​j​∫0∞e−t2​th+1​𝑑t=j​Γ​(h2+1),\mathcal{F}^{\prime}(0)=2\sqrt{j}\int_{0}^{\infty}e^{-t^{2}}t^{h+1}dt=\sqrt{j}\Gamma(\frac{h}{2}+1),

and similarly

𝒰⁡(0)=12​Γ​(h2+12).\mathcal{U}(0)=\frac{1}{2}\Gamma(\frac{h}{2}+\frac{1}{2}).

Applying Legendre duplication formula

(4.50) Γ⁡(t)​Γ​(t+12)Γ⁡(2​t)=π22​t−1,t>0,\frac{\Gamma(t)\Gamma(t+\frac{1}{2})}{\Gamma(2t)}=\frac{\sqrt{\pi}}{2^{2t-1}},\ t>0,

we have

𝒲⁡(ℱ,𝒰)=2−h​j​π​Γ​(h+1)>0.\mathcal{W}(\mathcal{F},\mathcal{U})=2^{-h}\sqrt{j\pi}\Gamma(h+1)>0.

∎

The regularity of the formal solutions obtained from the above separation of variables requires very precise uniform estimates for the fundamental solutions ℱ\mathcal{F} and 𝒰\mathcal{U}. We will use the Laplace Method, which is inspired by [SS16] in a different context. Again we denote y=j​zy=\sqrt{j}z and define

(4.51) F⁡(t)≡−t2+2​t​y+h​log⁡tU⁡(t)≡−t2−2​t​y+h​log⁡t.\displaystyle\begin{split}F(t)&\equiv-t^{2}+2ty+h\log t\\ U(t)&\equiv-t^{2}-2ty+h\log t.\end{split}

Straightforward computations tell us that both FF and UU are strictly concave when h≥0h\geq 0. For fixed yy, let t0t_{0} and s0s_{0} be the unique (positive) critical points of FF and UU respectively. It is straightforward that

(4.52) t0=y2+h22+y24s0=−y2+h22+y24.\displaystyle\begin{split}t_{0}&=\frac{y}{2}+\sqrt{\frac{h^{2}}{2}+\frac{y^{2}}{4}}\\ s_{0}&=-\frac{y}{2}+\sqrt{\frac{h^{2}}{2}+\frac{y^{2}}{4}}.\end{split}
Lemma 4.6.

The following uniform estimates hold for all j∈ℤ+j\in\mathbb{Z}_{+} and h≥0h\geq 0,

(4.53) ℱ⁡(z)≤(1+π)​e−j​z22+F​(t0​(z)),\mathcal{F}(z)\leq(1+\sqrt{\pi})e^{-\frac{jz^{2}}{2}+F(t_{0}(z))},
(4.54) 𝒰⁡(z)≤(1+π)​e−j​z22+U​(s0​(z)).\mathcal{U}(z)\leq(1+\sqrt{\pi})e^{-\frac{jz^{2}}{2}+U(s_{0}(z))}.
Proof.

By the definition of ℱ\mathcal{F} and 𝒰\mathcal{U}, it suffices to prove

(4.55) ∫0∞eF⁡(t)​𝑑t≤(1+π)​eF⁡(t0),\int_{0}^{\infty}e^{F(t)}dt\leq(1+\sqrt{\pi})e^{F(t_{0})},

and

(4.56) ∫0∞eU⁡(t)​𝑑t≤(1+π)​eU⁡(s0).\int_{0}^{\infty}e^{U(t)}dt\leq(1+\sqrt{\pi})e^{U(s_{0})}.

We only prove the first inequality and the second can be proved in exactly the same way. In fact, the second can be proved exactly the same way. Denote a≡2​ya\equiv 2y. For ϵ∈(−1,1]\epsilon\in(-1,1] we have

F⁡(t0​(1+ϵ))−F⁡(t0)\displaystyle F(t_{0}(1+\epsilon))-F(t_{0}) =−ϵ⁡(ϵ+2)​t02+ϵ​a​t0+h​log⁡(1+ϵ)\displaystyle=-\epsilon(\epsilon+2)t_{0}^{2}+\epsilon at_{0}+h\log(1+\epsilon)
=−ϵ2​t02+h⁡(log⁡(1+ϵ)−ϵ)\displaystyle=-\epsilon^{2}t_{0}^{2}+h(\log(1+\epsilon)-\epsilon)
(4.57) ≤−ϵ2​t02−h⁡(ϵ22−ϵ33)≤−ϵ2​(t02+h6).\displaystyle\leq-\epsilon^{2}t_{0}^{2}-h(\frac{\epsilon^{2}}{2}-\frac{\epsilon^{3}}{3})\leq-\epsilon^{2}(t_{0}^{2}+\frac{h}{6}).

The above computations imply that under the transformation t=t0​(1+ϵ)t=t_{0}(1+\epsilon),

∫02​t0exp⁡(F⁡(t))​𝑑t\displaystyle\int_{0}^{2t_{0}}\exp(F(t))dt ≤∫02​t0exp⁡(F⁡(t0)−ϵ2​(t02+h6))​𝑑t\displaystyle\leq\int_{0}^{2t_{0}}\exp\Big(F(t_{0})-\epsilon^{2}(t_{0}^{2}+\frac{h}{6})\Big)dt
=t0​exp⁡(F⁡(t0))​∫−11exp⁡(−(t02+h6)​ϵ2)​𝑑ϵ\displaystyle=t_{0}\exp(F(t_{0}))\int_{-1}^{1}\exp\Big(-(t_{0}^{2}+\frac{h}{6})\epsilon^{2}\Big)d\epsilon
=t0t02+h6​exp⁡(F⁡(t0))​∫−t02+h6t02+h6exp⁡(−τ2)​𝑑τ\displaystyle=\frac{t_{0}}{\sqrt{t_{0}^{2}+\frac{h}{6}}}\exp(F(t_{0}))\int_{-\sqrt{t_{0}^{2}+\frac{h}{6}}}^{\sqrt{t_{0}^{2}+\frac{h}{6}}}\exp(-\tau^{2})d\tau
(4.58) ≤π​exp⁡(F⁡(t0)).\displaystyle\leq\sqrt{\pi}\exp(F(t_{0})).

In addition, let t>2​t0t>2t_{0}, then

(4.59) F⁡(t)−F⁡(2​t0)≤F′​(2​t0)​(t−2​t0),\displaystyle F(t)-F(2t_{0})\leq F^{\prime}(2t_{0})(t-2t_{0}),

and hence

(4.60) ∫2​t0∞exp⁡(F⁡(t))​𝑑t≤exp⁡(F⁡(2​t0))​∫2​t0∞exp⁡(F′​(2​t0)​(t−2​t0))​𝑑t=exp⁡(F⁡(2​t0))−F′​(2​t0).\displaystyle\int_{2t_{0}}^{\infty}\exp(F(t))dt\leq\exp(F(2t_{0}))\int_{2t_{0}}^{\infty}\exp\Big(F^{\prime}(2t_{0})(t-2t_{0})\Big)dt=\frac{\exp(F(2t_{0}))}{-F^{\prime}(2t_{0})}.

It can be directly computed that

(4.61) F′​(2​t0)=−4​t0+a+h2​t0=−4​t02+h2​t0<0,F^{\prime}(2t_{0})=-4t_{0}+a+\frac{h}{2t_{0}}=-\frac{4t_{0}^{2}+h}{2t_{0}}<0,

then

(4.62) ∫2​t0∞exp⁡(F⁡(t))​𝑑t≤2​t04​t02+h​exp⁡(F⁡(2​t0))≤2​t04​t02+h⋅exp⁡(F⁡(t0))exp⁡(t02+h6)≤exp⁡(F⁡(t0)).\displaystyle\int_{2t_{0}}^{\infty}\exp(F(t))dt\leq\frac{2t_{0}}{4t_{0}^{2}+h}\exp(F(2t_{0}))\leq\frac{2t_{0}}{4t_{0}^{2}+h}\cdot\frac{\exp(F(t_{0}))}{\exp(t_{0}^{2}+\frac{h}{6})}\leq\exp(F(t_{0})).

Combining the above calculations,

(4.63) ∫0∞exp⁡(F⁡(t))​𝑑t≤(1+π)​exp⁡(F⁡(t0)).\int_{0}^{\infty}\exp(F(t))dt\leq(1+\sqrt{\pi})\exp(F(t_{0})).

∎

Apply the same method as in Lemma 4.6, we have the following asymptotic property of ℱ\mathcal{F} and 𝒰\mathcal{U}.

Lemma 4.7.

For fixed j∈ℤ+j\in\mathbb{Z}_{+} and h>0h>0, we have the following asymptotic formula

(4.64) limz→+∞ℱ⁡(z)π​ej​z22​(j​z)h=1\lim\limits_{z\to+\infty}\frac{\mathcal{F}(z)}{\sqrt{\pi}e^{\frac{jz^{2}}{2}}(\sqrt{j}z)^{h}}=1

and

(4.65) limz→+∞𝒰⁡(z)e−j​z22​Γ​(h+1)​(2​j​z)−h−1=1.\lim\limits_{z\to+\infty}\frac{\mathcal{U}(z)}{e^{-\frac{jz^{2}}{2}}\Gamma(h+1)(2\sqrt{j}z)^{-h-1}}=1.
Proof.

For simplicity, we will calculate the asymptotic behavior in yy. For fixed hh and jj, as y→∞y\rightarrow\infty, it is straightforward that

(4.66) t0=y+h2​y+O⁡(y−2)s0=h2​y+O⁡(y−2)\begin{split}t_{0}&=y+\frac{h}{2y}+O(y^{-2})\\ s_{0}&=\frac{h}{2y}+O(y^{-2})\end{split}

which implies that

(4.67) F⁡(t0)=y2+h​log⁡y+O⁡(y−1)U⁡(s0)=−h+h​log⁡h−h​log⁡(2​y)+O⁡(y−1).\begin{split}F(t_{0})&=y^{2}+h\log y+O(y^{-1})\\ U(s_{0})&=-h+h\log h-h\log(2y)+O(y^{-1}).\end{split}

First, we prove the asymptotics for ℱ\mathcal{F}. As in the proof of Lemma 4.6, we get

∫0∞eF⁡(t)​𝑑t\displaystyle\int_{0}^{\infty}e^{F(t)}dt =eF⁡(t0)​∫02​t0eF⁡(t)−F⁡(t0)​𝑑t+∫2​t0∞eF⁡(t)​𝑑t\displaystyle=e^{F(t_{0})}\int_{0}^{2t_{0}}e^{F(t)-F(t_{0})}dt+\int_{2t_{0}}^{\infty}e^{F(t)}dt
(4.68) =t0​eF⁡(t0)​∫−11e−t02​ϵ2+h⁡(log⁡(1+ϵ)−ϵ)​𝑑ϵ+∫2​t0∞eF⁡(t)​𝑑t.\displaystyle=t_{0}e^{F(t_{0})}\int_{-1}^{1}e^{-t_{0}^{2}\epsilon^{2}+h(\log(1+\epsilon)-\epsilon)}d\epsilon+\int_{2t_{0}}^{\infty}e^{F(t)}dt.

Notice that

(4.69) limt0→∞t0​∫−11e−t02​ϵ2+h⁡(log⁡(1+ϵ)−ϵ)​𝑑ϵ=π,\lim_{t_{0}\rightarrow\infty}t_{0}\int_{-1}^{1}e^{-t_{0}^{2}\epsilon^{2}+h(\log(1+\epsilon)-\epsilon)}d\epsilon=\sqrt{\pi},

and

(4.70) limt0→∞e−F⁡(t0)​∫2​t0∞eF⁡(t)​𝑑t=0.\lim_{t_{0}\rightarrow\infty}e^{-F(t_{0})}\int_{2t_{0}}^{\infty}e^{F(t)}dt=0.

Moreover, by (4.66), limy→+∞t0​(y)→∞\lim\limits_{y\to+\infty}t_{0}(y)\to\infty. It follows that

(4.71) limz→∞ℱ⁡(z)π​e−j​z22+F​(t0​(z))=1.\lim\limits_{z\to\infty}\frac{\mathcal{F}(z)}{\sqrt{\pi}e^{-\frac{jz^{2}}{2}+F(t_{0}(z))}}=1.

Combining the above limit and (4.67), the proof of (4.64) is complete.

In the case j∈ℤ+j\in\mathbb{Z}_{+} and h>0h>0, we will prove the asymptotic behavior of 𝒰\mathcal{U} and we write

∫0∞eU⁡(t)​𝑑t\displaystyle\int_{0}^{\infty}e^{U(t)}dt =s0​eU⁡(s0)​∫−1∞e−s02​ϵ2+h⁡(log⁡(1+ϵ)−ϵ)​𝑑ϵ\displaystyle=s_{0}e^{U(s_{0})}\int_{-1}^{\infty}e^{-s_{0}^{2}\epsilon^{2}+h(\log(1+\epsilon)-\epsilon)}d\epsilon
(4.72) =s0​eU⁡(s0)​∫−1∞e−s02​ϵ2⋅(1+ϵ)h​e−h​ϵ​𝑑ϵ.\displaystyle=s_{0}e^{U(s_{0})}\int_{-1}^{\infty}e^{-s_{0}^{2}\epsilon^{2}}\cdot(1+\epsilon)^{h}e^{-h\epsilon}d\epsilon.

We claim that

(4.73) lims0→0∫−1∞(e−s02​ϵ2−1)⋅(1+ϵ)h​e−h​ϵ​𝑑ϵ=0.\lim\limits_{s_{0}\to 0}\int_{-1}^{\infty}(e^{-s_{0}^{2}\epsilon^{2}}-1)\cdot(1+\epsilon)^{h}e^{-h\epsilon}d\epsilon=0.

In fact, it is straightforward that for any s0>0s_{0}>0,

(4.74) −1≤e−s02​ϵ2−1≤0-1\leq e^{-s_{0}^{2}\epsilon^{2}}-1\leq 0

and for any fixed h>0h>0,

(4.75) ∫−1∞(1+ϵ)h​e−h​ϵ​𝑑ϵ<∞.\int_{-1}^{\infty}(1+\epsilon)^{h}e^{-h\epsilon}d\epsilon<\infty.

Applying the dominated convergence theorem,

(4.76) lims0→0∫−1∞(e−s02​ϵ2−1)⋅(1+ϵ)h​e−h​ϵ​𝑑ϵ=0.\lim\limits_{s_{0}\to 0}\int_{-1}^{\infty}(e^{-s_{0}^{2}\epsilon^{2}}-1)\cdot(1+\epsilon)^{h}e^{-h\epsilon}d\epsilon=0.

This completes the proof the the claim. Next, by the definition of the gamma function,

(4.77) ∫−1∞(1+ϵ)h​e−h​ϵ​𝑑ϵ=eh​∫0∞e−h​s​sh​𝑑s=eh​h−h−1​Γ​(h+1).\int_{-1}^{\infty}(1+\epsilon)^{h}e^{-h\epsilon}d\epsilon=e^{h}\int_{0}^{\infty}e^{-hs}s^{h}ds=e^{h}h^{-h-1}\Gamma(h+1).

Therefore,

(4.78) lims0→0∫−1∞e−s02​ϵ2+h⁡(log⁡(1+ϵ)−ϵ)​𝑑ϵ=eh​h−h−1​Γ​(h+1).\lim\limits_{s_{0}\to 0}\int_{-1}^{\infty}e^{-s_{0}^{2}\epsilon^{2}+h(\log(1+\epsilon)-\epsilon)}d\epsilon=e^{h}h^{-h-1}\Gamma(h+1).

Since limy→+∞s0=0\lim\limits_{y\to+\infty}s_{0}=0 and UU yields to the asymptotic property (4.67), eventually we obtain (4.65). ∎

Lemma 4.8.

There is an absolute constant C0>0C_{0}>0 independent of j∈ℤ+j\in\mathbb{Z}_{+} and h≥0h\geq 0 such that the following uniform estimate holds for all z≥1z\geq 1,

(4.79) 0<eF^​(z)+U^​(z)𝒲⁡(z)≤C0,0<\frac{e^{\widehat{F}(z)+\widehat{U}(z)}}{\mathcal{W}(z)}\leq C_{0},

where

(4.80) F^​(z)=−j​z22+F⁡(t0​(z))\widehat{F}(z)=-\frac{jz^{2}}{2}+F(t_{0}(z))

and

(4.81) U^​(z)=−j​z22+U⁡(s0​(z)).\widehat{U}(z)=-\frac{jz^{2}}{2}+U(s_{0}(z)).
Proof.

The proof is based on Lemma 4.6. First, we discuss the case h=0h=0 and j∈ℤ+j\in\mathbb{Z}_{+}. Direct computations give that t0=yt_{0}=y and s0=0s_{0}=0, then by definition we have that F^​(z)=j​z22\widehat{F}(z)=\frac{jz^{2}}{2} and U^​(z)=−j​z22\widehat{U}(z)=-\frac{jz^{2}}{2}. Therefore, (4.79) immediately follows.

Next, we prove the case j∈ℤ+j\in\mathbb{Z}_{+} and h>0h>0. We notice that

(4.82) t0−s0\displaystyle t_{0}-s_{0} =a2\displaystyle=\frac{a}{2}
(4.83) t02+s02\displaystyle t_{0}^{2}+s_{0}^{2} =a24+h\displaystyle=\frac{a^{2}}{4}+h
(4.84) t0​s0\displaystyle t_{0}s_{0} =h2,\displaystyle=\frac{h}{2},

by elementary calculations,

F⁡(t0)+U⁡(s0)\displaystyle F(t_{0})+U(s_{0}) =−(t02+s02)+a⁡(t0−s0)+h​log⁡(t0​s0)\displaystyle=-(t_{0}^{2}+s_{0}^{2})+a(t_{0}-s_{0})+h\log(t_{0}s_{0})
(4.85) =a24−h+h​log⁡(h2)=j​z2−h+h​log⁡(h2).\displaystyle=\frac{a^{2}}{4}-h+h\log(\frac{h}{2})=jz^{2}-h+h\log(\frac{h}{2}).

Immediately we have that

(4.86) eF^​(z)+U^​(z)≤e−h+h​log⁡(h2).e^{\widehat{F}(z)+\widehat{U}(z)}\leq e^{-h+h\log(\frac{h}{2})}.

Combining (4.86) and Lemma 4.5,

(4.87) eF^​(z)+U^​(z)𝒲⁡(z)≤e−h+h​log⁡(h2)j​π​2−h​Γ​(h+1)≤C0.\displaystyle\frac{e^{\widehat{F}(z)+\widehat{U}(z)}}{\mathcal{W}(z)}\leq\frac{e^{-h+h\log(\frac{h}{2})}}{\sqrt{j\pi}2^{-h}\Gamma(h+1)}\leq C_{0}.

This proves the lemma. ∎

A key technical point of this section is to construct a well-behaved solution of the Poisson equation

(4.88) Δ𝒞​u=v\Delta_{\mathcal{C}}u=v

by applying separation of variables and the uniform estimate on the ODE solutions. For this purpose, we need the following monotonicity.

Lemma 4.9.

Let F^​(z)\widehat{F}(z) and U^​(z)\widehat{U}(z) be the function defined in Lemma 4.8, then F^​(z)−η​z\widehat{F}(z)-\eta z is increasing for z>2​ηz>2\eta and U^​(z)+η​z\widehat{U}(z)+\eta z is decreasing for z>2​ηz>2\eta.

Proof.

Let y=j​zy=\sqrt{j}z and a=2​ya=2y, then by definition,

(4.89) F^=−a28−(t0​(a))2+a​t0​(a)+h​log⁡(t0​(a))\widehat{F}=-\frac{a^{2}}{8}-(t_{0}(a))^{2}+at_{0}(a)+h\log(t_{0}(a))

and

(4.90) U^=−a28−(s0​(a))2−a​s0​(a)+h​log⁡(s0​(a)).\widehat{U}=-\frac{a^{2}}{8}-(s_{0}(a))^{2}-as_{0}(a)+h\log(s_{0}(a)).

We show that F^\widehat{F} is increasing in aa and U^\widehat{U} is decreasing in aa. Indeed,

(4.91) d​F^d​a=−a4+t0​(a)+(−2​t0​(a)+a+ht0​(a))​t0′​(a)=h2+a216≥a4.\displaystyle\frac{d\widehat{F}}{da}=-\frac{a}{4}+t_{0}(a)+\Big(-2t_{0}(a)+a+\frac{h}{t_{0}(a)}\Big)t_{0}^{\prime}(a)=\sqrt{\frac{h}{2}+\frac{a^{2}}{16}}\geq\frac{a}{4}.

So the monotonicity of F^​(z)−η​z\widehat{F}(z)-\eta z immediately follows when z>2​ηz>2\eta. Similarly, the monotonicity of U^+η​z\widehat{U}+\eta z follows from the computation

(4.92) d​U^d​a=−a4−s0​(a)+(−2​s0​(a)−a+hs0​(a))​s0′​(a)=−h2+a216≤−a4.\displaystyle\frac{d\widehat{U}}{da}=-\frac{a}{4}-s_{0}(a)+\Big(-2s_{0}(a)-a+\frac{h}{s_{0}(a)}\Big)s_{0}^{\prime}(a)=-\sqrt{\frac{h}{2}+\frac{a^{2}}{16}}\leq-\frac{a}{4}.

∎

4.3. Asymptotics of harmonic functions

Let (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}) be a Calabi model space with a cross section Y3Y^{3}. We will show that any harmonic function uu with a slow exponential growth must be linear.

Proposition 4.10 (Harmonic functions with slow exponential growth).

Suppose uu is harmonic on the Calabi model space (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}), i.e.,

(4.93) Δg𝒞​u=0,\Delta_{g_{\mathcal{C}}}u=0,

If u=O⁡(eδ​z)u=O(e^{\delta z}) for some δ∈(0,δ¯)\delta\in(0,\underline{\delta}), where δ¯>0\underline{\delta}>0 depends only on the Calabi model space (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}). then there are constants a0,b0∈ℝa_{0},b_{0}\in\mathbb{R} such that

(4.94) u⁡(z)=a0​z+b0+O⁡(e−δ¯​z).u(z)=a_{0}z+b_{0}+O(e^{-\underline{\delta}z}).
Proof.

To start with, we choose a closed Sakaki manifold Y3Y^{3} which is given by the level set {ϱ=r0}\{\varrho=r_{0}\} in the Calabi space 𝒞\mathcal{C}. Denote by {Λk}k=1∞\{\Lambda_{k}\}_{k=1}^{\infty} be the spectrum of (Y3,h0)(Y^{3},h_{0}), where h0h_{0} is the induced Riemannian metric from g𝒞g_{\mathcal{C}}. Let φk∈C∞​(Y3)\varphi_{k}\in C^{\infty}(Y^{3}) be the eigenfunctions satisfying

(4.95) −Δh0​φk=Λk​φkℒ∂θ​φk=−1jkφk,jk∈ℕ.\begin{split}-\Delta_{h_{0}}\varphi_{k}&=\Lambda_{k}\varphi_{k}\\ \mathcal{L}_{\partial_{\theta}}\varphi_{k}&=\sqrt{-1}j_{k}\varphi_{k},\ j_{k}\in\mathbb{N}.\end{split}

As computed in Section 4.1, separation of variables gives the following expansion,

(4.96) u⁡(z,𝒚)=∑k=1∞uk​(z)⋅φk​(𝒚)u(z,\bm{y})=\sum\limits_{k=1}^{\infty}u_{k}(z)\cdot\varphi_{k}(\bm{y})

where 𝒚∈Y3\bm{y}\in Y^{3}, and uku_{k} satisfies the equation

(4.97) d2​uk​(z)d​z2−(jk2​z2+λk)​uk​(z)=0,z≥1,\frac{d^{2}u_{k}(z)}{dz^{2}}-(j_{k}^{2}z^{2}+\lambda_{k})u_{k}(z)=0,\ z\geq 1,

for some jk∈ℕj_{k}\in\mathbb{N} and λk≥1\lambda_{k}\geq 1. Note that, in Section (4.1), we have shown the relations

(4.98) Λk=λkz0+2​z0⋅jk2r02\Lambda_{k}=\frac{\lambda_{k}}{z_{0}}+\frac{2z_{0}\cdot j_{k}^{2}}{r_{0}^{2}}

and λk≥jk\lambda_{k}\geq j_{k}, where z0≡(−log⁡r02)12z_{0}\equiv(-\log r_{0}^{2})^{\frac{1}{2}}. So all the estimates obtained in the previous sections directly apply here.

Since the harmonic function uu is smooth, so the convergence (4.96) is in the C∞C^{\infty} topology in any compact subset of 𝒞\mathcal{C}. Immediately, for k∈ℤ+k\in\mathbb{Z}_{+} and for some fixed z0>1z_{0}>1,

|uk​(z0)|\displaystyle|u_{k}(z_{0})| =|∫Y3u⋅φk​dvolh0|=|∫Y3u⋅(−Δh0)K0​φk(Λk)K0​dvolh0|\displaystyle=\Big|\int_{Y^{3}}u\cdot\varphi_{k}\dvol_{h_{0}}\Big|=\Big|\int_{Y^{3}}u\cdot\frac{(-\Delta_{h_{0}})^{K_{0}}\varphi_{k}}{(\Lambda_{k})^{K_{0}}}\dvol_{h_{0}}\Big|
(4.99) ≤1(Λk)K0|∫Y3|(−Δh0)K0​u|⋅φk​dvolh0|≤C1(Λk)K0,\displaystyle\leq\frac{1}{(\Lambda_{k})^{K_{0}}}\Big|\int_{Y^{3}}|(-\Delta_{h_{0}})^{K_{0}}u|\cdot\varphi_{k}\dvol_{h_{0}}\Big|\leq\frac{C_{1}}{(\Lambda_{k})^{K_{0}}},

where

(4.100) C1≡‖u‖C2​K0​(Y3×{z0})⋅(Volh0⁡(Y3))1/2.C_{1}\equiv\|u\|_{C^{2K_{0}}(Y^{3}\times\{z_{0}\})}\cdot(\Vol_{h_{0}}(Y^{3}))^{1/2}.

Before discussing the asymptotic behavior of the harmonic function uu, let us give a more precise expression for each ODE solution uku_{k} under the growth condition u=O⁡(eδ​z)u=O(e^{\delta z}) for 0<δ<δ¯0<\delta<\underline{\delta}. First, for every k∈ℤ+k\in\mathbb{Z}_{+}, there exist constants CkC_{k} and Ck∗C_{k}^{*} such that

(4.101) uk​(z)=Ck⋅𝒰k​(z)+Ck∗⋅ℱk​(z).u_{k}(z)=C_{k}\cdot\mathcal{U}_{k}(z)+C_{k}^{*}\cdot\mathcal{F}_{k}(z).

The growth condition on uu gives the growth of uku_{k}. Indeed, by assumption for any sufficiently large z∈(2​z0,+∞)z\in(2z_{0},+\infty) with z0>106z_{0}>10^{6}, it holds that

(4.102) |u⁡(z)|≤C0⋅eδ​z,|u(z)|\leq C_{0}\cdot e^{\delta z},

which implies that

(4.103) |uk​(z)|=|∫Y3u⋅φk|≤C0⋅(Volh0⁡(Y3))1/2​eδ0​z.|u_{k}(z)|=\Big|\int_{Y^{3}}u\cdot\varphi_{k}\Big|\leq C_{0}\cdot(\Vol_{h_{0}}(Y^{3}))^{1/2}e^{\delta_{0}z}.

There are two cases to analyze:

First, we consider the case jk=0j_{k}=0, then uku_{k} satisfies the linear equation

(4.104) uk′′​(z)−λk⋅uk​(z)=0.u_{k}^{\prime\prime}(z)-\lambda_{k}\cdot u_{k}(z)=0.

We only consider λk>0\lambda_{k}>0. Otherwise, the solution is just a linear function. In this case, we pick the fundamental solutions

(4.105) ℱk(z)≡eλk⋅zand𝒰k(z)≡e−λk⋅z,\mathcal{F}_{k}(z)\equiv e^{\sqrt{\lambda_{k}}\cdot z}\ \text{and}\ \mathcal{U}_{k}(z)\equiv e^{-\sqrt{\lambda_{k}}\cdot z},\

We define

(4.106) δ¯≡min⁡{λk|k∈ℤ+}>0.\underline{\delta}\equiv\min\Big\{\sqrt{\lambda_{k}}\Big|k\in\mathbb{Z}_{+}\Big\}>0.

If we choose δ∈(0,δ¯)\delta\in(0,\underline{\delta}), then (4.103) implies

(4.107) Ck∗=0C_{k}^{*}=0

for each k∈ℤ+k\in\mathbb{Z}_{+} which satisfies jk=0j_{k}=0, and hence

(4.108) uk(z)=Cke−λk⋅z.u_{k}(z)=C_{k}e^{-\sqrt{\lambda_{k}}\cdot z}.

Next, we consider the case k∈ℤ+k\in\mathbb{Z}_{+} such that jk≠0j_{k}\neq 0. Lemma 4.7 implies that ℱk\mathcal{F}_{k} is growing and 𝒰k\mathcal{U}_{k} is decaying. Therefore, apply (4.103) again, we have

(4.109) Ck∗=0C_{k}^{*}=0

for every k∈ℤ+k\in\mathbb{Z}_{+} which satisfies jk≠0j_{k}\neq 0.

Combining the above two cases, we conclude that if δ∈(0,δ¯)\delta\in(0,\underline{\delta}), then for every k∈ℤ+k\in\mathbb{Z}_{+}, there exists some constant Ck∈ℝC_{k}\in\mathbb{R} such that

(4.110) uk​(z)=Ck⋅𝒰k​(z)u_{k}(z)=C_{k}\cdot\mathcal{U}_{k}(z)

and hence

(4.111) u⁡(z,𝒚)=∑k=1∞Ck⋅𝒰k​(z)⋅φk​(𝒚).u(z,\bm{y})=\sum\limits_{k=1}^{\infty}C_{k}\cdot\mathcal{U}_{k}(z)\cdot\varphi_{k}(\bm{y}).

By definition, in our context 𝒰m,h​(z)>0\mathcal{U}_{m,h}(z)>0, so there is no harm to assume uk​(z0)≠0u_{k}(z_{0})\neq 0.

Now we are in a position to estimate the upper bound of the harmonic function uu which satisfies u=O⁡(eδ​z)u=O(e^{\delta z}) with 0<δ<δ¯0<\delta<\underline{\delta}. We still separate in two cases. First, we consider k∈ℤ+k\in\mathbb{Z}_{+} with jk=0j_{k}=0. For fixed z0>106z_{0}>10^{6}, we apply (4.108), then for every sufficiently large z∈(2​z0,+∞)z\in(2z_{0},+\infty),

(4.112) |uk​(z)uk​(z0)|=|𝒰k​(z)𝒰k​(z0)|=e−λk⋅(z−z0)≤e−δ¯​(z−z0),\Big|\frac{u_{k}(z)}{u_{k}(z_{0})}\Big|=\Big|\frac{\mathcal{U}_{k}(z)}{\mathcal{U}_{k}(z_{0})}\Big|=e^{-\sqrt{\lambda_{k}}\cdot(z-z_{0})}\leq e^{-\underline{\delta}(z-z_{0})},

and hence

|∑k>0jk≥1uk​(z)⋅φk​(𝒚)|\displaystyle\Big|\sum_{\begin{subarray}{c}k>0\\ j_{k}\geq 1\end{subarray}}u_{k}(z)\cdot\varphi_{k}(\bm{y})\Big| =|∑k>0jk=0uk​(z)uk​(z0)⋅uk​(z0)⋅φk​(𝒚)|\displaystyle=\Big|\sum_{\begin{subarray}{c}k>0\\ j_{k}=0\end{subarray}}\frac{u_{k}(z)}{u_{k}(z_{0})}\cdot u_{k}(z_{0})\cdot\varphi_{k}(\bm{y})\Big|
(4.113) ≤∑k>0jk=0|uk​(z)uk​(z0)|⋅|uk(z0)|⋅|φk(𝒚)|≤Ce−δ¯z/2⋅∑k>0jk=01(Λk)K0−1.\displaystyle\leq\sum_{\begin{subarray}{c}k>0\\ j_{k}=0\end{subarray}}\Big|\frac{u_{k}(z)}{u_{k}(z_{0})}\Big|\cdot|u_{k}(z_{0})|\cdot|\varphi_{k}(\bm{y})|\leq Ce^{-\underline{\delta}z/2}\cdot\sum_{\begin{subarray}{c}k>0\\ j_{k}=0\end{subarray}}\frac{1}{(\Lambda_{k})^{K_{0}-1}}.

Next, let k∈ℤ+k\in\mathbb{Z}_{+} satisfy jk≥1j_{k}\geq 1. For fixed z0>106z_{0}>10^{6} and take z∈(2​z0,∞)z\in(2z_{0},\infty), then we have

(4.114) |uk​(z)uk​(z0)|=|𝒰k​(z)𝒰k​(z0)|≤e−jk​(z2−z02)2≤C​e−3​z28.\Big|\frac{u_{k}(z)}{u_{k}(z_{0})}\Big|=\Big|\frac{\mathcal{U}_{k}(z)}{\mathcal{U}_{k}(z_{0})}\Big|\leq e^{-\frac{j_{k}(z^{2}-z_{0}^{2})}{2}}\leq Ce^{-\frac{3z^{2}}{8}}.

Taking the sum,

|∑k>0jk≥1uk​(z)⋅φk​(𝒚)|\displaystyle\Big|\sum_{\begin{subarray}{c}k>0\\ j_{k}\geq 1\end{subarray}}u_{k}(z)\cdot\varphi_{k}(\bm{y})\Big| =|∑k>0jk≥1uk​(z)uk​(z0)⋅uk​(z0)⋅φk​(𝒚)|\displaystyle=\Big|\sum_{\begin{subarray}{c}k>0\\ j_{k}\geq 1\end{subarray}}\frac{u_{k}(z)}{u_{k}(z_{0})}\cdot u_{k}(z_{0})\cdot\varphi_{k}(\bm{y})\Big|
(4.115) ≤∑k>0jk≥1|uk​(z)uk​(z0)|⋅|uk​(z0)|⋅|φk​(𝒚)|≤C​e−3​z28​∑k>0jk≥11(Λk)K0−1.\displaystyle\leq\sum_{\begin{subarray}{c}k>0\\ j_{k}\geq 1\end{subarray}}\Big|\frac{u_{k}(z)}{u_{k}(z_{0})}\Big|\cdot|u_{k}(z_{0})|\cdot|\varphi_{k}(\bm{y})|\leq Ce^{-\frac{3z^{2}}{8}}\sum_{\begin{subarray}{c}k>0\\ j_{k}\geq 1\end{subarray}}\frac{1}{(\Lambda_{k})^{K_{0}-1}}.

The estimates in the above two cases imply that

|u⁡(z,𝒚)|\displaystyle|u(z,\bm{y})| =|∑k=1∞uk​(z)⋅φk​(𝒚)|\displaystyle=\Big|\sum_{k=1}^{\infty}u_{k}(z)\cdot\varphi_{k}(\bm{y})\Big|
(4.116) ≤C(e−δ¯z/2∑k>0jk=01(Λk)K0−1+e−3​z28∑k>0jk≥11(Λk)K0−1)≤Ce−δ¯z/2∑k=1∞1(Λk)K0−1.\displaystyle\leq C\Big(e^{-\underline{\delta}z/2}\sum_{\begin{subarray}{c}k>0\\ j_{k}=0\end{subarray}}\frac{1}{(\Lambda_{k})^{K_{0}-1}}+e^{-\frac{3z^{2}}{8}}\sum_{\begin{subarray}{c}k>0\\ j_{k}\geq 1\end{subarray}}\frac{1}{(\Lambda_{k})^{K_{0}-1}}\Big)\leq Ce^{-\underline{\delta}z/2}\sum_{k=1}^{\infty}\frac{1}{(\Lambda_{k})^{K_{0}-1}}.

We can choose K0≥3K_{0}\geq 3, applying Weyl’s law, then the above numerical series converges and hence

(4.117) |u⁡(z,𝒚)|≤C.|u(z,\bm{y})|\leq C.

Therefore, there exists sufficiently large N0>106N_{0}>10^{6} such that for all z∈(N0,∞)z\in(N_{0},\infty)

(4.118) |u⁡(z)−(a0​z+b0)|≤C​e−2​π​z,|u(z)-(a_{0}z+b_{0})|\leq Ce^{-2\pi z},

where CC depends on Volh0⁡(Y3)\Vol_{h_{0}}(Y^{3}) and ‖u‖CK0​(Y3×{z0})\|u\|_{C^{K_{0}}(Y^{3}\times\{z_{0}\})} for some fixed z0>106z_{0}>10^{6} and K0≥3K_{0}\geq 3.

∎

Let uu be a harmonic function on the Calabi model space (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}), then there is an expansion of uu,

(4.119) u⁡(z,𝒚)=∑k=1∞(Ck​𝒰k​(z)+Ck∗​ℱk​(z))​φk​(𝒚).\displaystyle u(z,\bm{y})=\sum\limits_{k=1}^{\infty}\Big(C_{k}\mathcal{U}_{k}(z)+C_{k}^{*}\mathcal{F}_{k}(z)\Big)\varphi_{k}(\bm{y}).

Combining those growing and decaying components, we have the following decomposition of uu,

(4.120) u=u𝔭+u𝔫+(a​z+b),u=u_{\mathfrak{p}}+u_{\mathfrak{n}}+(az+b),

where

(4.121) u𝔭​(z,𝒚)≡∑k≥1(λk,jk)≠(0,0)Ck∗⋅ℱk​(z)​φk​(𝒚)u_{\mathfrak{p}}(z,\bm{y})\equiv\sum_{\begin{subarray}{c}k\geq 1\\ (\lambda_{k},j_{k})\neq(0,0)\end{subarray}}C_{k}^{*}\cdot\mathcal{F}_{k}(z)\varphi_{k}(\bm{y})

and

(4.122) u𝔫​(z,𝒚)≡∑k≥1(λk,jk)≠(0,0)Ck⋅𝒰k​(z)​φk​(𝒚).u_{\mathfrak{n}}(z,\bm{y})\equiv\sum_{\begin{subarray}{c}k\geq 1\\ (\lambda_{k},j_{k})\neq(0,0)\end{subarray}}C_{k}\cdot\mathcal{U}_{k}(z)\varphi_{k}(\bm{y}).
Lemma 4.11.

Let uu satisfy Δh0​u=0\Delta_{h_{0}}u=0 and assume u=u𝔫u=u_{\mathfrak{n}}, then u𝔫u_{\mathfrak{n}} is a harmonic function with u=O⁡(e−δ​z)u=O(e^{-\delta z}) for some δ>0\delta>0.

Proof.

The proof of the lemma is identical to the convergence arguments in Proposition 4.10.

∎

4.4. Regularity and asymptotics for Poisson equation

With the above lemmas, the following estimate for the solutions of the non-homogeneous equation immediately follows.

Lemma 4.12.

Let (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}) be the model space with a fixed fiber (Y3,h0)(Y^{3},h_{0}). Let K0≥1K_{0}\geq 1 and let ξ∈C2​K0​(𝒞)\xi\in C^{2K_{0}}(\mathcal{C}) satisfy the expansion

(4.123) ξ⁡(z,𝒚)=∑k=1∞ξk​(z)⋅φk​(𝒚).\xi(z,\bm{y})=\sum\limits_{k=1}^{\infty}\xi_{k}(z)\cdot\varphi_{k}(\bm{y}).

In addition, assume that there is some η0≠0\eta_{0}\neq 0 such that for every 0≤m≤2​K00\leq m\leq 2K_{0},

(4.124) |∇mξ​(z,𝒚)|=O⁡(eη0​z),|\nabla^{m}\xi(z,\bm{y})|=O(e^{\eta_{0}z}),

then for every z≥1z\geq 1 and k∈ℤ+k\in\mathbb{Z}_{+},

(4.125) |ξk​(z)|≤C​eη0​z(Λk)K0,|\xi_{k}(z)|\leq\frac{Ce^{\eta_{0}z}}{(\Lambda_{k})^{K_{0}}},

where the constant C>0C>0 is independent of kk and zz.

Proof.

The estimate will be proved by the standard integration by parts. Since the eigenfunctions φk\varphi_{k} satisfy

(4.126) −Δh0​φk=Λk​φk-\Delta_{h_{0}}\varphi_{k}=\Lambda_{k}\varphi_{k}

and ‖φk‖L2​(Y3)=1\|\varphi_{k}\|_{L^{2}(Y^{3})}=1, we have that

|ξk​(z)|\displaystyle\Big|\xi_{k}(z)\Big| =|∫Y3ξ⋅φk|=|∫Y3ξ⋅(−Δh0)K0​φk(Λk)K0|\displaystyle=\Big|\int_{Y^{3}}\xi\cdot\varphi_{k}\Big|=\Big|\int_{Y^{3}}\xi\cdot\frac{(-\Delta_{h_{0}})^{K_{0}}\varphi_{k}}{(\Lambda_{k})^{K_{0}}}\Big|
(4.127) ≤1(Λk)K0​∫Y3|Δh0K0​ξ|⋅|φk|≤Q2​K0⋅Volh0⁡(Y3)1/2⋅eη0​z(Λk)K0,\displaystyle\leq\frac{1}{(\Lambda_{k})^{K_{0}}}\int_{Y^{3}}|\Delta_{h_{0}}^{K_{0}}\xi|\cdot|\varphi_{k}|\leq\frac{Q_{2K_{0}}\cdot\Vol_{h_{0}}(Y^{3})^{1/2}\cdot e^{\eta_{0}z}}{(\Lambda_{k})^{K_{0}}},

where Q2​K0Q_{2K_{0}} depends only on the asymptotic bound of ∇2​K0ξ\nabla^{2K_{0}}\xi. The proof is done.

∎

Lemma 4.13.

Consider the inhomogeneous ordinary differential equation

(4.128) d2​uk​(z)d​z2−(jk2​z2+λk)​uk​(z)=ξk​(z)⋅z,z≥106,\frac{d^{2}u_{k}(z)}{dz^{2}}-(j_{k}^{2}z^{2}+\lambda_{k})u_{k}(z)=\xi_{k}(z)\cdot z,\ z\geq 10^{6},

where δ¯>0\underline{\delta}>0 is the constant defined in (4.106). Assume that the function ξk​(z)\xi_{k}(z) satisfies the following property: there are constants

(4.129) η0∈(−δ¯/2,δ¯/2)∖{0}\eta_{0}\in(-\underline{\delta}/2,\underline{\delta}/2)\setminus\{0\}

and Qk>0Q_{k}>0 such that

(4.130) |ξk​(z)|≤Qk⋅eη0​z.|\xi_{k}(z)|\leq Q_{k}\cdot e^{\eta_{0}z}.

Let uk​(z)u_{k}(z) be the particular solution defined by

(4.131) uk​(z)≡𝒢k​(z)+𝒟k​(z)𝒲k​(z),u_{k}(z)\equiv\frac{\mathcal{G}_{k}(z)+\mathcal{D}_{k}(z)}{\mathcal{W}_{k}(z)},

where

(4.132) 𝒟k​(z)≡ℱk​(z)​∫z∞𝒰k​(r)⋅(ξk​(r)⋅r)​𝑑r,\mathcal{D}_{k}(z)\equiv\mathcal{F}_{k}(z)\int_{z}^{\infty}\mathcal{U}_{k}(r)\cdot\Big(\xi_{k}(r)\cdot r\Big)dr,
(4.133) 𝒢k​(z)≡𝒰k​(z)​∫1zℱk​(r)⋅(ξk​(r)⋅r)​𝑑r\mathcal{G}_{k}(z)\equiv\mathcal{U}_{k}(z)\int_{1}^{z}\mathcal{F}_{k}(r)\cdot\Big(\xi_{k}(r)\cdot r\Big)dr

and 𝒲k\mathcal{W}_{k} is the Wronskian

(4.134) 𝒲k​(z)≡𝒲⁡(ℱk​(z),𝒰k​(z)).\mathcal{W}_{k}(z)\equiv\mathcal{W}\Big(\mathcal{F}_{k}(z),\mathcal{U}_{k}(z)\Big).

Then there are constants C0>0C_{0}>0 and η0<η<η0+δ¯/10\eta_{0}<\eta<\eta_{0}+\underline{\delta}/10 which are independent of kk such that the particular solution uku_{k} satisfies the uniform estimate

(4.135) |uk​(z)|≤C0⋅Qk⋅eη​z.|u_{k}(z)|\leq C_{0}\cdot Q_{k}\cdot e^{\eta z}.
Proof.

We will prove that there exists some constant η0<η<η0+δ¯/10\eta_{0}<\eta<\eta_{0}+\underline{\delta}/10 such that

(4.136) 𝒟k​(z)𝒲k​(z)≤C0⋅Qk⋅eη​z\frac{\mathcal{D}_{k}(z)}{\mathcal{W}_{k}(z)}\leq C_{0}\cdot Q_{k}\cdot e^{\eta z}

and

(4.137) 𝒢k​(z)𝒲k​(z)≤C0⋅Qk⋅eη​z,\frac{\mathcal{G}_{k}(z)}{\mathcal{W}_{k}(z)}\leq C_{0}\cdot Q_{k}\cdot e^{\eta z},

where the positive constant C0>0C_{0}>0 is independent of the index kk.

We prove (4.136) and (4.137) in two different cases.

In the first case, k∈ℤ+k\in\mathbb{Z}_{+} satisfies jk=0j_{k}=0. The fundamental solutions have an explicit form

(4.138) ℱk​(z)≡eλk⋅z\mathcal{F}_{k}(z)\equiv e^{\sqrt{\lambda_{k}}\cdot z}

and

(4.139) 𝒰k(z)≡e−λk⋅z.\mathcal{U}_{k}(z)\equiv e^{-\sqrt{\lambda_{k}}\cdot z}.

Immediately,

(4.140) 𝒲k​(z)=𝒲⁡(ℱk​(z),𝒰k​(z))=2​λk\mathcal{W}_{k}(z)=\mathcal{W}(\mathcal{F}_{k}(z),\mathcal{U}_{k}(z))=2\sqrt{\lambda_{k}}

and hence for η>η0\eta>\eta_{0},

(4.141) |𝒟k​(z)||𝒲k​(z)|=ℱk​(z)𝒲k​(z)​∫z∞𝒰k​(r)​|ξk​(r)⋅r|​𝑑r≤Qk​eλk⋅zλk​∫z∞e(−λk+η)⋅r​𝑑r≤C0⋅Qk​eη​z.\displaystyle\frac{|\mathcal{D}_{k}(z)|}{|\mathcal{W}_{k}(z)|}=\frac{\mathcal{F}_{k}(z)}{\mathcal{W}_{k}(z)}\int_{z}^{\infty}\mathcal{U}_{k}(r)|\xi_{k}(r)\cdot r|dr\leq\frac{Q_{k}e^{\sqrt{\lambda_{k}}\cdot z}}{\sqrt{\lambda_{k}}}\int_{z}^{\infty}e^{(-\sqrt{\lambda_{k}}+\eta)\cdot r}dr\leq C_{0}\cdot Q_{k}e^{\eta z}.

Similarly,

(4.142) |𝒢k​(z)||𝒲k​(z)|=𝒰k​(z)𝒲k​(z)​∫z0zℱk​(r)​|ξk​(r)⋅r|​𝑑r≤Qke−λk⋅zλk​∫z0ze(λk+η)⋅r​𝑑r≤C0⋅Qk​eη​z.\displaystyle\frac{|\mathcal{G}_{k}(z)|}{|\mathcal{W}_{k}(z)|}=\frac{\mathcal{U}_{k}(z)}{\mathcal{W}_{k}(z)}\int_{z_{0}}^{z}\mathcal{F}_{k}(r)|\xi_{k}(r)\cdot r|dr\leq\frac{Q_{k}e^{-\sqrt{\lambda_{k}}\cdot z}}{\sqrt{\lambda_{k}}}\int_{z_{0}}^{z}e^{(\sqrt{\lambda_{k}}+\eta)\cdot r}dr\leq C_{0}\cdot Q_{k}e^{\eta z}.

In the latter case jk∈ℤ+j_{k}\in\mathbb{Z}_{+} and k∈ℤ+k\in\mathbb{Z}_{+}, we will prove the uniform estimates. A crucial point is to apply the monotonicity in Lemma 4.9. In fact,

𝒟k​(z)𝒲k​(z)\displaystyle\frac{\mathcal{D}_{k}(z)}{\mathcal{W}_{k}(z)} =ℱk​(z)𝒲k​(z)​∫z∞𝒰k​(r)​ξk​(r)⋅r​𝑑r\displaystyle=\frac{\mathcal{F}_{k}(z)}{\mathcal{W}_{k}(z)}\int_{z}^{\infty}\mathcal{U}_{k}(r)\xi_{k}(r)\cdot rdr
(4.143) ≤C0​eF^k​(z)𝒲k​(z)​∫z∞eU^k​(r)​ξk​(r)⋅r​𝑑r≤C0​eF^k​(z)𝒲k​(z)​∫z∞eU^k​(r)+η′​r​𝑑r,\displaystyle\leq\frac{C_{0}e^{\widehat{F}_{k}(z)}}{\mathcal{W}_{k}(z)}\int_{z}^{\infty}e^{\widehat{U}_{k}(r)}\xi_{k}(r)\cdot rdr\leq\frac{C_{0}e^{\widehat{F}_{k}(z)}}{\mathcal{W}_{k}(z)}\int_{z}^{\infty}e^{\widehat{U}_{k}(r)+\eta^{\prime}r}dr,

where η′>η0\eta^{\prime}>\eta_{0}. We choose ϵ∈(δ¯/100,δ¯/10)\epsilon\in(\underline{\delta}/100,\underline{\delta}/10) and denote η≡η′+ϵ\eta\equiv\eta^{\prime}+\epsilon, then by Lemma 4.9

eF^k​(z)𝒲k​(z)​∫z∞eU^k​(r)+η′​r​𝑑r\displaystyle\frac{e^{\widehat{F}_{k}(z)}}{\mathcal{W}_{k}(z)}\int_{z}^{\infty}e^{\widehat{U}_{k}(r)+\eta^{\prime}r}dr =eF^k​(z)𝒲k​(z)​∫z∞eU^k​(r)+η​r⋅e−ϵ​r​𝑑r\displaystyle=\frac{e^{\widehat{F}_{k}(z)}}{\mathcal{W}_{k}(z)}\int_{z}^{\infty}e^{\widehat{U}_{k}(r)+\eta r}\cdot e^{-\epsilon r}dr
≤C0⋅Qk⋅eF^k​(z)+U^k​(z)+η​z𝒲k​(z)​∫z∞e−ϵ​r​𝑑r\displaystyle\leq\frac{C_{0}\cdot Q_{k}\cdot e^{\widehat{F}_{k}(z)+\widehat{U}_{k}(z)+\eta z}}{\mathcal{W}_{k}(z)}\int_{z}^{\infty}e^{-\epsilon r}dr
(4.144) ≤C0⋅Qk⋅eF^k​(z)+U^k​(z)+η​z𝒲k​(z)≤C0⋅Qk⋅eη​z.\displaystyle\leq C_{0}\cdot Q_{k}\cdot\frac{e^{\widehat{F}_{k}(z)+\widehat{U}_{k}(z)+\eta z}}{\mathcal{W}_{k}(z)}\leq C_{0}\cdot Q_{k}\cdot e^{\eta z}.

The proof of (4.136) is done.

Next, for the estimate (4.137),

𝒢k​(z)𝒲k​(z)\displaystyle\frac{\mathcal{G}_{k}(z)}{\mathcal{W}_{k}(z)} =𝒰k​(z)𝒲k​(z)​∫1zℱk​(r)​ξk​(r)⋅r​𝑑r\displaystyle=\frac{\mathcal{U}_{k}(z)}{\mathcal{W}_{k}(z)}\int_{1}^{z}\mathcal{F}_{k}(r)\xi_{k}(r)\cdot rdr
(4.145) ≤C0​eU^k​(z)𝒲k​(z)​∫1zeF^k​(r)+η′​r​𝑑r≤C0⋅Qk​z⋅eU^k​(z)+F^k​(z)+η′​z𝒲k​(z)≤C0⋅Qk⋅eη​z.\displaystyle\leq\frac{C_{0}e^{\widehat{U}_{k}(z)}}{\mathcal{W}_{k}(z)}\int_{1}^{z}e^{\widehat{F}_{k}(r)+\eta^{\prime}r}dr\leq\frac{C_{0}\cdot Q_{k}z\cdot e^{\widehat{U}_{k}(z)+\widehat{F}_{k}(z)+\eta^{\prime}z}}{\mathcal{W}_{k}(z)}\leq C_{0}\cdot Q_{k}\cdot e^{\eta z}.

This completes the proof of the proposition.

∎

Lemma 4.14 (Uniform estimate for eigenfunctions).

Let {φk}k=1∞\{\varphi_{k}\}_{k=1}^{\infty} be the eigenfunctions of Δh0\Delta_{h_{0}} on (Y3,h0)(Y^{3},h_{0}) with ‖φk‖L2​(Y3)=1\|\varphi_{k}\|_{L^{2}(Y^{3})}=1, then there exists C>0C>0 which depends only on the metric h0h_{0} such that

(4.146) ‖φk‖L∞​(Y3)≤C⋅Λk.\|\varphi_{k}\|_{L^{\infty}(Y^{3})}\leq C\cdot\Lambda_{k}.
Proof.

The proof follows from the standard elliptic regularity. Indeed, the eigenfunction φk\varphi_{k} satisfies the elliptic equation

(4.147) −Δh0​φk=Λk⋅φk.-\Delta_{h_{0}}\varphi_{k}=\Lambda_{k}\cdot\varphi_{k}.

It follows from the standard elliptic regularity that there exists some constant C>0C>0 depending only the metric h0h_{0} such that

(4.148) ‖φk‖W2,2​(Y3)≤C⋅Λk⋅‖φk‖L2​(Y3)=C⋅Λk.\|\varphi_{k}\|_{W^{2,2}(Y^{3})}\leq C\cdot\Lambda_{k}\cdot\|\varphi_{k}\|_{L^{2}(Y^{3})}=C\cdot\Lambda_{k}.

Applying the Sobolev embedding theorem,

(4.149) ‖φk‖C0,12​(Y3)≤C​‖φk‖W2,2​(Y3)≤C⋅Λk,\|\varphi_{k}\|_{C^{0,\frac{1}{2}}(Y^{3})}\leq C\|\varphi_{k}\|_{W^{2,2}(Y^{3})}\leq C\cdot\Lambda_{k},

where C>0C>0 depends only on the metric h0h_{0}. The proof is complete. ∎

Proposition 4.15 (Sovability of Poisson Equation).

Let (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}) be the Calabi space, there is some constant δ¯>0\underline{\delta}>0 which depends only on 𝒞\mathcal{C} such that the following property holds: given any

(4.150) η0∈(−δ¯,δ¯)∖{0},\eta_{0}\in(-\underline{\delta},\underline{\delta})\setminus\{0\},

if v∈C3​K0,α​(𝒞)v\in C^{3K_{0},\alpha}(\mathcal{C}) for K0≥3K_{0}\geq 3 and v⁡(z,𝐲)=O⁡(eη0​z)v(z,\bm{y})=O(e^{\eta_{0}z}), then the equation

(4.151) Δg0​u=v\Delta_{g_{0}}u=v

has a solution u∈C3​K0+2,α​(𝒞)u\in C^{3K_{0}+2,\alpha}(\mathcal{C}) with

(4.152) u⁡(z,𝒚)=O⁡(eη​z)u(z,\bm{y})=O(e^{\eta z})

for any η>η0\eta>\eta_{0}.

Proof.

The proof of the proposition is constructive. The basic strategy is to apply separation of variables to construct a solution to the equation (4.151). Given a function vv and for any fixed z≥1z\geq 1, there is an expansion over the fiber Y3Y^{3},

(4.153) v⁡(z,𝒚)=∑k=1∞vk​(z)​φk​(𝒚).v(z,\bm{y})=\sum\limits_{k=1}^{\infty}v_{k}(z)\varphi_{k}(\bm{y}).

Separation of variables enables us to construct a formal solution

(4.154) u⁡(z,𝒚)=∑k=1∞uk​(z)​φk​(𝒚)u(z,\bm{y})=\sum\limits_{k=1}^{\infty}u_{k}(z)\varphi_{k}(\bm{y})

to the equation (4.151), where uku_{k} are the particular solutions in Lemma 4.13. Since a priori the above series is defined in the L2L^{2}-topology along each fiber Y3×{z}Y^{3}\times\{z\}, we need to verify the higher order convergence of the series, which will indicate that uu is a regular solution to (4.151).

First, we will show that the above series converges in the C0C^{0}-topology and thus uu is a C0C^{0}-function. The main point is to reduce the uniform convergence to the convergence of certain numerical series involving only in the eigenvalues {Λk}k=1∞\{\Lambda_{k}\}_{k=1}^{\infty} of a definite fiber (Y3,h0)(Y^{3},h_{0}). Indeed, Lemma 4.12 guarantees that the solutions satisfy all the conditions in Lemma 4.13. Since we have obtained in Lemma 4.13 the uniform estimate for the ODE solutions uku_{k} and also in Lemma 4.14 the uniform estimate for the eigenfunctions, the L2L^{2}-expansion has the following bound,

(4.155) |u⁡(z,𝒚)|≤∑k=1∞|uk​(z)|⋅|φk​(𝒚)|≤C​∑k=1∞eη​z(Λk)K0−1.\displaystyle|u(z,\bm{y})|\leq\sum\limits_{k=1}^{\infty}|u_{k}(z)|\cdot|\varphi_{k}(\bm{y})|\leq C\sum\limits_{k=1}^{\infty}\frac{e^{\eta z}}{(\Lambda_{k})^{K_{0}-1}}.

Since the spectrum of Laplacian {Λk}k=1∞\{\Lambda_{k}\}_{k=1}^{\infty} obeys Weyl’s law on (Y3,h0)(Y^{3},h_{0}), it follows that for sufficiently large kk,

(4.156) C0−1​k23≤|Λk|≤C0​k23,C_{0}^{-1}k^{\frac{2}{3}}\leq|\Lambda_{k}|\leq C_{0}k^{\frac{2}{3}},

where C0>0C_{0}>0 depends only on h0h_{0}. Plugging the above asymptotics into (4.155), we have that

(4.157) ∑k=1∞1(Λk)K0−1≤C​∑k=1∞1k43<∞\sum\limits_{k=1}^{\infty}\frac{1}{(\Lambda_{k})^{K_{0}-1}}\leq C\sum\limits_{k=1}^{\infty}\frac{1}{k^{\frac{4}{3}}}<\infty

and hence

(4.158) |u⁡(z,𝒚)|≤C​eη​z.|u(z,\bm{y})|\leq Ce^{\eta z}.

Therefore, u∈C0​(𝒞)u\in C^{0}(\mathcal{C}) and uu exponentially decays.

Next, we will apply the standard elliptic regularity on the Calabi manifold to show that u∈C2u\in C^{2} and thus uu is a regular solution. For the expansions

(4.159) u⁡(z,𝒚)=∑k=1∞uk​(z)​φk​(𝒚),v⁡(z,𝒚)=∑k=1∞vk​(z)​φk​(𝒚),\displaystyle u(z,\bm{y})=\sum\limits_{k=1}^{\infty}u_{k}(z)\varphi_{k}(\bm{y}),\ v(z,\bm{y})=\sum\limits_{k=1}^{\infty}v_{k}(z)\varphi_{k}(\bm{y}),

we denote by

(4.160) UN​(z,𝒚)≡∑k=1Nuk​(z)​φk​(𝒚),VN​(z,𝒚)≡∑k=1Nvk​(z)​φk​(𝒚)\displaystyle U_{N}(z,\bm{y})\equiv\sum\limits_{k=1}^{N}u_{k}(z)\varphi_{k}(\bm{y}),\ V_{N}(z,\bm{y})\equiv\sum\limits_{k=1}^{N}v_{k}(z)\varphi_{k}(\bm{y})

the partial sums of uu and vv respectively. Immediately,

(4.161) Δg𝒞​UN=VN.\Delta_{g_{\mathcal{C}}}U_{N}=V_{N}.

For every 𝒙≡(z,𝒚)∈𝒞\bm{x}\equiv(z,\bm{y})\in\mathcal{C}, we will apply the elliptic regularity on the ball B2​(𝒙)⊂𝒞B_{2}(\bm{x})\subset\mathcal{C} to obtain the higher regularity of uu. For this purpose, first we prove the following claim.

Claim 4.16.

As N→∞N\to\infty, ‖VN−v‖C0​(B2​(𝐱))→0\|V_{N}-v\|_{C^{0}(B_{2}(\bm{x}))}\to 0.

Proof.

The proof of the claim follows from basically from Weyl’s law. For the partial sum of vv,

(4.162) VN≡∑j=1Nvj​φj=∑j=1N(∫Y3v⋅φj​dvolh0)​φj=∑j=1N(∫Y3v⋅(−Δh0)K0​φj(Λj)K0​dvolh0)​φj.V_{N}\equiv\sum\limits_{j=1}^{N}v_{j}\varphi_{j}=\sum\limits_{j=1}^{N}\Big(\int_{Y^{3}}v\cdot\varphi_{j}\dvol_{h_{0}}\Big)\varphi_{j}=\sum\limits_{j=1}^{N}\Big(\int_{Y^{3}}v\cdot\frac{(-\Delta_{h_{0}})^{K_{0}}\varphi_{j}}{(\Lambda_{j})^{K_{0}}}\dvol_{h_{0}}\Big)\varphi_{j}.

Applying integration by parts,

‖VN‖L∞​(B1​(p0))\displaystyle\|V_{N}\|_{L^{\infty}(B_{1}(p_{0}))} ≤∑j=1N(1(Λj)K0​∫Y3|Δh0K0​v|⋅|φj|​dvolh0)​‖φj‖L∞​(B1​(p0))\displaystyle\leq\sum\limits_{j=1}^{N}\Big(\frac{1}{(\Lambda_{j})^{K_{0}}}\int_{Y^{3}}|\Delta_{h_{0}}^{K_{0}}v|\cdot|\varphi_{j}|\dvol_{h_{0}}\Big)\|\varphi_{j}\|_{L^{\infty}(B_{1}(p_{0}))}
(4.163) ≤V0⋅‖v‖C2​K0​(Y3×{z0})⋅∑j=1N1(Λj)K0−1,\displaystyle\leq V_{0}\cdot\|v\|_{C^{2K_{0}}(Y^{3}\times\{z_{0}\})}\cdot\sum\limits_{j=1}^{N}\frac{1}{(\Lambda_{j})^{K_{0}-1}},

where V0=Volh0⁡(Y3)V_{0}=\Vol_{h_{0}}(Y^{3}). Notice that, the spectrum {Λj}j=1∞\{\Lambda_{j}\}_{j=1}^{\infty} satisfies the Weyl’s law on (Y3,h0)(Y^{3},h_{0}), so in particular for sufficiently large jj,

(4.164) C0−1​j23≤|Λj|≤C0​j23.C_{0}^{-1}j^{\frac{2}{3}}\leq|\Lambda_{j}|\leq C_{0}j^{\frac{2}{3}}.

Since K0≥3K_{0}\geq 3,

(4.165) ‖VN‖L∞​(B1​(p0))≤C​‖v‖C2​K0​(Y3×{z0})⋅∑j=1N1j43≤C.\|V_{N}\|_{L^{\infty}(B_{1}(p_{0}))}\leq C\|v\|_{C^{2K_{0}}(Y^{3}\times\{z_{0}\})}\cdot\sum\limits_{j=1}^{N}\frac{1}{j^{\frac{4}{3}}}\leq C.

The proof of the claim is done. ∎

The proof of the higher order convergence is exactly the same. In fact, we just need to replace ‖v‖C2​K0\|v\|_{C^{2K_{0}}} with the higher order norm ‖v‖C2​K0+m\|v\|_{C^{2K_{0}+m}} with m≤K0m\leq K_{0}. Since Δg𝒞​UN=VN\Delta_{g_{\mathcal{C}}}U_{N}=V_{N}, the standard W2,pW^{2,p}- implies that regularity for every 1<p<∞1<p<\infty, ‖UN‖W2,p​(B1​(𝒙))≤Cp,𝒙\|U_{N}\|_{W^{2,p}(B_{1}(\bm{x}))}\leq C_{p,\bm{x}}. By assumption v∈C3​K0​(𝒞)v\in C^{3K_{0}}(\mathcal{C}) with K0≥3K_{0}\geq 3, we have ‖VN‖C2​(B2​(𝒙))≤C𝒙\|V_{N}\|_{C^{2}(B_{2}(\bm{x}))}\leq C_{\bm{x}}. Hence the regularity of uu will be improved as follows, for every 1<p<∞1<p<\infty,

(4.166) ‖UN‖W4,p​(B1​(𝒙))≤Cp,𝒙​(‖UN‖W2,p​(B3/2​(𝒙))+‖VN‖W2,p​(B2​(𝒙)))≤Cp,𝒙.\|U_{N}\|_{W^{4,p}(B_{1}(\bm{x}))}\leq C_{p,\bm{x}}(\|U_{N}\|_{W^{2,p}(B_{3/2}(\bm{x}))}+\|V_{N}\|_{W^{2,p}(B_{2}(\bm{x}))})\leq C_{p,\bm{x}}.

Now taking p>4p>4 and applying the Sobolev embedding,

(4.167) ‖UN‖C3,α​(B1​(𝒙))≤Cp,𝒙,α≡1−4p,\|U_{N}\|_{C^{3,\alpha}(B_{1}(\bm{x}))}\leq C_{p,\bm{x}},\ \alpha\equiv 1-\frac{4}{p},

which implies that UNU_{N} converges to a smooth solution uu. Then applying the standard Schauder estimate and bootstrapping, the statement of the proposition just follows.

∎

4.5. Proof of the Liouville theorem

With the above technical preparations, we complete the proof of the main result in this section, Theorem 4.3. We need the following lemma which is an immediate corollary of the Bochner formula and the maximum principle.

Lemma 4.17.

Let (Mn,g,p)(M^{n},g,p) be a complete non-compact manifold with Ricg≥0\Ric_{g}\geq 0. Let ω\omega be a harmonic 11-form on (Mn,g)(M^{n},g), i.e., ΔH​ω=0\Delta_{H}\omega=0 and assume that

(4.168) limdg​(x,p)→+∞|ω⁡(x)|=0,\lim\limits_{d_{g}(x,p)\to+\infty}|\omega(x)|=0,

then ω≡0\omega\equiv 0 on MnM^{n}.

Proof.

Since ω\omega is harmonic, by Bochner’s formula,

(4.169) 12​Δg​|ω|2=|∇ω|2+Ricg⁡(ω,ω)≥0,\frac{1}{2}\Delta_{g}|\omega|^{2}=|\nabla\omega|^{2}+\Ric_{g}(\omega,\omega)\geq 0,

then |ω|2|\omega|^{2} is subharmonic. Given the asymptotic property (4.168), applying the maximum principle to the above subharmonic function |ω|2|\omega|^{2}, we have ω≡0\omega\equiv 0 on MnM^{n}.

∎

Proof of Theorem 4.3.

Let uu satisfy Δg​u=0\Delta_{g}u=0 (X4,g)(X^{4},g). We also assume that uu satisfies the asymptotic behavior

(4.170) u=O⁡(eℓ0​z)u=O(e^{\ell_{0}z})

for some ℓ0∈(0,1)\ell_{0}\in(0,1). The main part of the proof is to determine a positive number ℓ0>0\ell_{0}>0 such that if (4.170) holds, then uu has at most linear growth at infinity, which enables us to apply Lemma 4.17.

By assumption, there is a diffeomorphism

(4.171) Φ:X4∖K⟶[102,+∞)×Y3\Phi:X^{4}\setminus K\longrightarrow[10^{2},+\infty)\times Y^{3}

such that for all k≥0k\geq 0

(4.172) ‖g−Φ∗​g𝒞‖Ck≤C​e−δ​z.\|g-\Phi^{*}g_{\mathcal{C}}\|_{C^{k}}\leq Ce^{-\delta z}.

To obtain an accurate growth order of uu, we will study the equation of uu in terms of the metric g𝒞g_{\mathcal{C}} on the model space [102,+∞)×Y3[10^{2},+\infty)\times Y^{3}.

First, we will show that a harmonic function on (X4,g)(X^{4},g) with exponential growth is well behaved in terms of the model metric g𝒞g_{\mathcal{C}} near infinity. Preciesly, we will prove the following claim.

Claim 4.18.

Assume that (X4,g)(X^{4},g) is δ\delta-asymptotically Calabi. Let δ^∈(0,δ/10)\hat{\delta}\in(0,\delta/10) such that uu satisfies

(4.173) Δg​u=0u=O⁡(eδ^​z),\displaystyle\begin{split}\Delta_{g}u&=0\\ u&=O(e^{\hat{\delta}z}),\end{split}

then for every fixed k∈ℤ+k\in\mathbb{Z}_{+}, let 𝐱0∈[T0(k),+∞)×Y3\bm{x}_{0}\in[T_{0}(k),+\infty)\times Y^{3} with T0​(k)≥100k3>0T_{0}(k)\geq 100^{k^{3}}>0 and denote z0≡z⁡(𝐱0)z_{0}\equiv z(\bm{x}_{0}), we have

(4.174) ‖∇kΔg𝒞​u​(𝒙0)‖≤C⁡(k,g)⋅e−δ​z02.\|\nabla^{k}\Delta_{g_{\mathcal{C}}}u(\bm{x}_{0})\|\leq C(k,g)\cdot e^{-\frac{\delta z_{0}}{2}}.
Proof.

Denoting ϕ≡(Δg−Δg𝒞)​u\phi\equiv(\Delta_{g}-\Delta_{g_{\mathcal{C}}})u, then Δg​u=0\Delta_{g}u=0 implies

(4.175) Δg𝒞​u+ϕ=0.\Delta_{g_{\mathcal{C}}}u+\phi=0.

We will show that for each k∈ℕk\in\mathbb{N} we have

(4.176) ‖∇kϕ​(𝒙0)‖≤C⁡(k,g)⋅e−δ​z02,\|\nabla^{k}\phi(\bm{x}_{0})\|\leq C(k,g)\cdot e^{-\frac{\delta z_{0}}{2}},

where C⁡(k,g)>0C(k,g)>0 depends only on k∈ℕk\in\mathbb{N} and the curvature bound of the cutoff region (X4∖K,g)(X^{4}\setminus K,g).

The higher order derivative estimate will be proved by the Wk,pW^{k,p}-estimate for harmonic functions on the complete space (X4,g)(X^{4},g). Since the metric gg is collapsing near the infinity, the standard elliptic estimate cannot be directly applied. To overcome this difficulty, we will scale up the metric g~=λ2​g\tilde{g}=\lambda^{2}g such that B1​(𝒙𝟎)B_{1}(\bm{x_{0}}) is non-collapsing for g~\tilde{g} which guarantees the elliptic estimate holds in terms of the rescaled metric g~\tilde{g}. For fixed 𝒙0∈[T0(k),+∞)\bm{x}_{0}\in[T_{0}(k),+\infty), we take

(4.177) λ=z012\lambda=z_{0}^{\frac{1}{2}}

and hence there is some constant v0>0v_{0}>0 which is independent of the zz-coordinate such that

(4.178) Volg~⁡(B1​(𝒙𝟎))≥v0>0.\Vol_{\tilde{g}}(B_{1}(\bm{x_{0}}))\geq v_{0}>0.

By explicit calculation on the model space 𝒞\mathcal{C} using (4.4) one easily sees that curvatures are uniformly bounded in a ball of definite size of radius, i.e.

(4.179) supB2​(𝒙𝟎)‖Rm‖g~≤Λ0,\sup\limits_{B_{2}(\bm{x_{0}})}\|\Rm\|_{\tilde{g}}\leq\Lambda_{0},

where Λ0>0\Lambda_{0}>0 is independent of the zz-coordinate. It follows that for every k∈ℕk\in\mathbb{N} and 1<p<∞1<p<\infty, there exists C⁡(k,v0,Λ0,p)>0C(k,v_{0},\Lambda_{0},p)>0 such that under the rescaled metric g~\tilde{g},

(4.180) ‖u‖Wg~k+2,p​(B1​(x0))≤C​‖u‖Wg~k,p​(B1+1k2​(x0)),\|u\|_{W_{\tilde{g}}^{k+2,p}(B_{1}(x_{0}))}\leq C\|u\|_{W_{\tilde{g}}^{k,p}(B_{1+\frac{1}{k^{2}}}(x_{0}))},

which implies that for every k∈ℤ+k\in\mathbb{Z}_{+},

(4.181) ‖u‖Wg~k,p​(B1​(x0))≤C​supB3​(𝒙0)|u|.\|u\|_{W_{\tilde{g}}^{k,p}(B_{1}(x_{0}))}\leq C\sup\limits_{B_{3}(\bm{x}_{0})}|u|.

Therefore, for every k∈ℤ+k\in\mathbb{Z}_{+} and sufficiently large p∈(1,∞)p\in(1,\infty), applying the Sobolev embedding on (B4/3​(𝒙0),g~)(B_{4/3}(\bm{x}_{0}),\tilde{g}), there exists C⁡(k,p,v0,Λ0)>0C(k,p,v_{0},\Lambda_{0})>0 such that

(4.182) supB1​(𝒙0)|∇ku|g~≤C​‖∇k+1u‖Lp​(B4/3​(x0)).\sup\limits_{B_{1}(\bm{x}_{0})}|\nabla^{k}u|_{\tilde{g}}\leq C\|\nabla^{k+1}u\|_{L^{p}(B_{4/3}(x_{0}))}.

By (4.181) and the growth assumption on uu, there is some constant C>0C>0 such that

(4.183) supB1​(𝒙0)|∇ku|g~≤C​supB2​(𝒙0)|u|≤C​eδ^​z0.\sup\limits_{B_{1}(\bm{x}_{0})}|\nabla^{k}u|_{\tilde{g}}\leq C\sup\limits_{B_{2}(\bm{x}_{0})}|u|\leq Ce^{\hat{\delta}z_{0}}.

In terms of the original metric gg, we have

(4.184) |∇ku​(𝒙0)|g≤supB1/λ​(𝒙0)|∇ku|g≤C⋅z02​k​eδ^​z0<C​eδ′​z0,|\nabla^{k}u(\bm{x}_{0})|_{g}\leq\sup\limits_{B_{1/\lambda}(\bm{x}_{0})}|\nabla^{k}u|_{g}\leq C\cdot z_{0}^{2k}e^{\hat{\delta}z_{0}}<Ce^{\delta^{\prime}z_{0}},

where δ′∈(δ^,(1+10−3)​δ^)\delta^{\prime}\in\Big(\hat{\delta},(1+10^{-3})\hat{\delta}\Big).

Next, by (4.172), there is some constant δ>0\delta>0 such that

(4.185) ‖Φ∗​g𝒞−g‖Ck​(B2​(𝒙0))≤Ck​e−δ​z.\|\Phi^{*}g_{\mathcal{C}}-g\|_{C^{k}(B_{2}(\bm{x}_{0}))}\leq C_{k}e^{-\delta z}.

then the elliptic estimate (4.184) and (4.185) imply that

(4.186) |ϕ⁡(𝒙0)|=|(Δg−Δg𝒞)​u​(𝒙0)|≤C​e−δ⋅z02|\phi(\bm{x}_{0})|=|(\Delta_{g}-\Delta_{g_{\mathcal{C}}})u(\bm{x}_{0})|\leq Ce^{-\frac{\delta\cdot z_{0}}{2}}

and similarly

(4.187) |∇kϕ​(𝒙0)|≤Ck​e−δ⋅z02.|\nabla^{k}\phi(\bm{x}_{0})|\leq C_{k}e^{-\frac{\delta\cdot z_{0}}{2}}.

∎

The above error estimate enables us to construct a harmonic function with respect to the model metric g𝒞g_{\mathcal{C}} on [102,+∞)×Y3[10^{2},+\infty)\times Y^{3} which has at most linear growth and is exponentially close to the original function uu. Let

(4.188) ℓ0∈(0,min⁡{δ102,δ¯}),\ell_{0}\in\Big(0,\min\{\frac{\delta}{10^{2}},\underline{\delta}\}\Big),

where δ¯>0\underline{\delta}>0 is the constant in Proposition 4.10. By assumption the harmonic function uu satisfies the asymptotic behavior,

(4.189) u=O⁡(eℓ0​z).u=O(e^{\ell_{0}z}).

Then applying the above claim and Proposition 4.15 on [T0,+∞)×Y3[T_{0},+\infty)\times Y^{3}, there exists a solution to the equation

(4.190) Δg𝒞​v=ϕ\Delta_{g_{\mathcal{C}}}v=\phi

such that

(4.191) v=O⁡(e−ℓ​z)v=O(e^{-\ell z})

for some ℓ∈(−δ/2,0)\ell\in(-\delta/2,0). Therefore, combine (4.175) and (4.190), we have

(4.192) 0=Δg​(u)=Δg𝒞​(u+v),\displaystyle 0=\Delta_{g}(u)=\Delta_{g_{\mathcal{C}}}(u+v),

and u+v=O⁡(eℓ0​z)u+v=O(e^{\ell_{0}z}). Since 0<ℓ0<10<\ell_{0}<1 has been specified in (4.188), now we are in a position to apply Proposition 4.10 to u+vu+v, which shows that

(4.193) (u+v)=a​z+b+O⁡(e−δ¯​z),(u+v)=az+b+O(e^{-\underline{\delta}z}),

and hence in the non-compact part [T0,+∞)×Y3[T_{0},+\infty)\times Y^{3},

(4.194) u=a​z+b+O⁡(e−δ′′​z),δ′′≡min⁡{ℓ,δ¯}.\displaystyle u=az+b+O(e^{-\delta^{\prime\prime}z}),\ \delta^{\prime\prime}\equiv\min\{\ell,\underline{\delta}\}.

The above asymptotics immediately implies that

(4.195) |d​u|g→0​as​z→∞.|du|_{g}\to 0\ \text{as}\ z\to\infty.

Let ΔH\Delta_{H} be the Hodge-Laplacian on (X4,g)(X^{4},g). Since Δg​u=0\Delta_{g}u=0, it holds that

(4.196) ΔH​(d​u)=d​d∗​(d​u)=−d​Δg​u=0.\Delta_{H}(du)=dd^{*}(du)=-d\Delta_{g}u=0.

Since the complete space (X4,g)(X^{4},g) satisfies Ricg≥0\Ric_{g}\geq 0, and |d​u||du| satisfies the decay property (4.195), applying Lemma 4.17 implies that

(4.197) |d​u|g≡0​on​X4.|du|_{g}\equiv 0\ \text{on}\ X^{4}.

Therefore, uu has to be a constant. ∎

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.