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4. Gibbons–Hawking ansatz on a punctured 3 –torus [02H4]

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4. Gibbons–Hawking ansatz on a punctured 33–torus

In this section we use the Gibbons–Hawking ansatz (3.3) to construct families {gϵgh}ϵ>0\{g^{\textup{gh}}_{\epsilon}\}_{\epsilon>0} of (incomplete) hyperkähler metrics on circle bundles over a punctured 33–torus modulo an involution. The parameter ϵ>0\epsilon>0 essentially determines the length of the circle fibres. As ϵ→0\epsilon\rightarrow 0 the metric gϵghg^{\textup{gh}}_{\epsilon} collapses to the flat orbifold T3/ℤ2T^{3}/\mathbb{Z}_{2} with bounded curvature away from the punctures. The family {gϵgh}ϵ>0\{g^{\textup{gh}}_{\epsilon}\}_{\epsilon>0} will serve as the model for a family of hyperkähler metrics on the K3 surface collapsing to a 33–dimensional limit in the region where the collapsing occurs with bounded curvature. In the next section we will use ALF gravitational instantons as models for high curvature regions to extend the metric gϵghg^{\textup{gh}}_{\epsilon} to a complete almost hyperkähler metric.

4.1. Dirac monopoles on a punctured torus

Let 𝕋=ℝ3/Λ\mathbb{T}=\mathbb{R}^{3}/\Lambda be a 33–torus for some lattice Λ≃ℤ3\Lambda\simeq\mathbb{Z}^{3}. Endow 𝕋\mathbb{T} with a flat metric g𝕋g_{\mathbb{T}}.

Let τ:𝕋→𝕋\tau\colon\thinspace\mathbb{T}\rightarrow\mathbb{T} be the standard involution x↦−xx\mapsto-x on 𝕋\mathbb{T} and denote by q1,…,q8q_{1},\dots,q_{8} its fixed points. For each j=1,…,8j=1,\dots,8 choose a non-negative integer mjm_{j}.

Fix a τ\tau–symmetric configuration of further 2​n2n distinct points p1,τ⁡(p1),…,pn,τ⁡(pn)p_{1},\tau(p_{1}),\dots,p_{n},\tau(p_{n}). Sometimes we will use the notation −pi-p_{i} for τ⁡(pi)\tau(p_{i}). Denote by 𝕋∗\mathbb{T}^{\ast} the punctured torus

𝕋∗=𝕋∖{q1,…,q8,p1,τ⁡(p1),…,pn,τ⁡(pn)}.\mathbb{T}^{\ast}=\mathbb{T}\setminus\{q_{1},\dots,q_{8},p_{1},\tau(p_{1}),\dots,p_{n},\tau(p_{n})\}.

Finally choose integer weights k1,…,kn>0k_{1},\dots,k_{n}>0 and assume the following balancing condition holds:

(4.1) ∑j=18mj+∑i=1nki=16.\sum_{j=1}^{8}{m_{j}}+\sum_{i=1}^{n}{k_{i}}=16.

In particular, n≤∑i=1nki≤16n\leq\sum_{i=1}^{n}{k_{i}}\leq 16.

For each j=1,…,8j=1,\dots,8 let ρj\rho_{j} denote the distance function from the point qjq_{j} with respect to g𝕋g_{\mathbb{T}}. Similarly, by abuse of notation we let ρi\rho_{i} denote the distance function from ±pi\pm p_{i} in 𝕋/τ\mathbb{T}/\tau. By restricting the branched double cover 𝕋→𝕋/τ\mathbb{T}\rightarrow\mathbb{T}/\tau to a sufficiently small ball centred at ±pi\pm p_{i} in 𝕋/τ\mathbb{T}/\tau we will also regard ρi\rho_{i} as the distance function on 𝕋\mathbb{T} from the point pip_{i} or τ⁡(pi)\tau(p_{i}).

We look for a Dirac monopole (h,θ)(h,\theta) on 𝕋∗\mathbb{T}^{\ast} with the following singular behaviour: hh is a harmonic function on 𝕋∗\mathbb{T}^{\ast} with prescribed singularities at the punctures

(4.2) h∼2​mj−42​ρj​ as ​ρj→0,h∼ki2​ρi​ as ​ρi→0.h\sim\frac{2m_{j}-4}{2\rho_{j}}\mbox{ as }\rho_{j}\rightarrow 0,\qquad h\sim\frac{k_{i}}{2\rho_{i}}\mbox{ as }\rho_{i}\rightarrow 0.
Proposition 4.3.

Assume the balancing condition (4.1) is satisfied.

  1. (i)

    There exists a harmonic function hh on 𝕋∗\mathbb{T}^{\ast} with prescribed singular behaviour (4.2) such that ∗g𝕋dh\ast_{g_{\mathbb{T}}}dh is the curvature d​θd\theta of a connection θ\theta on some principal U⁡(1)U(1)–bundle P→𝕋∗P\rightarrow\mathbb{T}^{\ast}.

  2. (ii)

    The moduli space of Dirac monopoles (h,θ)(h,\theta) on PP is isomorphic to ℝ×𝕋^\mathbb{R}\times\hat{\mathbb{T}}, where 𝕋^\hat{\mathbb{T}} is the dual torus parametrising flat U⁡(1)U(1)–connections on 𝕋\mathbb{T}.

  3. (iii)

    The involution τ\tau lifts to the involution τ~\tilde{\tau} of the U⁡(1)U(1)–bundle PP which acts simultaneously as τ\tau on 𝕋∗\mathbb{T}^{\ast} and as the standard involution on the circle fibres.

Proof.

The necessary and sufficient condition for the existence of the harmonic function hh is

(4.4) ∑j=182mj−4+2∑i=1nki=12​π∫∂𝕋σ∗dh=0,\sum_{j=1}^{8}{2m_{j}-4}+2\sum_{i=1}^{n}{k_{i}}=\frac{1}{2\pi}\int_{\partial\mathbb{T}_{\sigma}}{\ast dh}=0,

where 𝕋σ\mathbb{T}_{\sigma} denotes the complement of the union of small balls of radius σ\sigma centred at the punctures. Thus if (4.1) is satisfied, a harmonic function hh with the singular behaviour (4.2) does indeed exists and is unique up to the addition of a constant.

By Lefschetz–Poincaré duality H2​(𝕋∗)≃Hc1​(𝕋∗)H_{2}(\mathbb{T}^{\ast})\simeq H^{1}_{c}(\mathbb{T}^{\ast}). The latter group sits in a long exact sequence

0→H0​(𝕋)→ℤ2​n+8→Hc1​(𝕋∗)→H1​(𝕋)→0,0\rightarrow H^{0}(\mathbb{T})\rightarrow\mathbb{Z}^{2n+8}\rightarrow H^{1}_{c}(\mathbb{T}^{\ast})\rightarrow H^{1}(\mathbb{T})\rightarrow 0,

where ℤ2​n+8\mathbb{Z}^{2n+8} is generated by the 2​n+82n+8 punctures. Thus H2​(𝕋∗)H_{2}(\mathbb{T}^{\ast}) is (2​n+10)(2n+10)–dimensional and maps onto H2​(𝕋)H_{2}(\mathbb{T}) with kernel spanned by the classes of 2​n+82n+8 spheres centred at the punctures. Note that the sum of these 2​n+82n+8 homology classes vanishes.

Because of (4.2), 2​n+72n+7 of the 2​n+102n+10 integrality constraints on i2​π∗d​h\tfrac{i}{2\pi}\ast dh to represent the first Chern class of a line bundle are automatically satisfied since we chose 2​mj−4,ki∈ℤ2m_{j}-4,k_{i}\in\mathbb{Z}. The remaining 33 constraints can be reinterpreted in terms of the position of the punctures following the arguments in the proof of [9, Proposition 3.5]:

∑j=18(2​mj−8)​qj+∑i=1nki​(pi+τ⁡(pi))∈Λ.\sum_{j=1}^{8}{(2m_{j}-8)\,q_{j}}+\sum_{i=1}^{n}{k_{i}\,\big(p_{i}+\tau(p_{i})\big)}\in\Lambda.

Since the points qjq_{j} belong to the half-lattice 12​Λ\tfrac{1}{2}\Lambda this condition is automatically satisfied.

We have therefore proved the existence of a principal U⁡(1)U(1) bundle P→𝕋∗P\rightarrow\mathbb{T}^{\ast} endowed with a connection θ\theta with curvature ∗d​h\ast dh. Since 𝕋\mathbb{T} is not simply connected θ\theta is uniquely determined up to a flat connection, i.e. a point of the dual torus 𝕋^\hat{\mathbb{T}}. This concludes the proof of (i) and (ii).

By uniqueness up to the addition of a constant the harmonic function hh is τ\tau–invariant and therefore can be thought of as defined on 𝕋∗/τ\mathbb{T}^{\ast}/\tau. Since τ∗(∗dh)=−∗dh\tau^{\ast}(\ast dh)=-\ast dh, we can lift τ\tau (uniquely up to gauge transformations) to an involution τ~\tilde{\tau} of the circle bundle PP by requiring that τ~\tilde{\tau} acts simultaneously as τ\tau on 𝕋∗\mathbb{T}^{\ast} and as the standard involution on the circle fibres. ∎

4.2. Collapsed S1S^{1}–invariant hyperkähler metrics

Fix once and for all a Dirac monopole (h,θ)(h,\theta) amongst the ones produced by Proposition 4.3. Via the Gibbons–Hawking ansatz (3.3) we now use (h,θ)(h,\theta) to construct (incomplete) hyperkähler metrics with a triholomorphic circle action with orbits of small length.

Fix a (small) positive number ϵ>0\epsilon>0 and define

(4.5) hϵ=1+ϵ​h.h_{\epsilon}=1+\epsilon h.

The Gibbons–Hawking ansatz (3.3) yields a hyperkähler structure on P|𝒰ϵP|_{\mathcal{U}_{\epsilon}}, where 𝒰ϵ\mathcal{U}_{\epsilon} is the open set of 𝕋∗\mathbb{T}^{\ast} where hϵ>0h_{\epsilon}>0. The hyperkähler triple 𝝎¯ϵgh\bm{\underline{\omega}}^{\textup{gh}}_{\epsilon} and the induced metric gϵghg^{\textup{gh}}_{\epsilon} are

(4.6) ωϵ,igh=ϵ​θi∧θ+hϵ​θj∧θk,gϵgh=hϵ​π∗​g𝕋+ϵ2​hϵ−1​θ2.\omega^{\textup{gh}}_{\epsilon,i}=\epsilon\,\theta_{i}\wedge\theta+h_{\epsilon}\,\theta_{j}\wedge\theta_{k},\qquad g^{\textup{gh}}_{\epsilon}=h_{\epsilon}\,\pi^{\ast}g_{\mathbb{T}}+\epsilon^{2}h_{\epsilon}^{-1}\,\theta^{2}.

Here (θ1,θ2,θ3)(\theta_{1},\theta_{2},\theta_{3}) is a triple of closed 11–forms on 𝕋\mathbb{T} such that g𝕋=θ12+θ22+θ32g_{\mathbb{T}}=\theta_{1}^{2}+\theta_{2}^{2}+\theta_{3}^{2}. Note that the hyperkähler structure 𝝎¯ϵgh\bm{\underline{\omega}}^{\textup{gh}}_{\epsilon} is τ~\tilde{\tau}–invariant and therefore defines an induced hyperkähler structure on the quotient Mϵgh=(P|𝒰ϵ)/τ~M^{\textup{gh}}_{\epsilon}=\left(P|_{\mathcal{U}_{\epsilon}}\right)/\tilde{\tau}. For ease of notation, we will denote the induced hyperkähler triple and metric on MϵghM^{\textup{gh}}_{\epsilon} with the same symbols.

In the rest of the section we study the properties of the hyperkähler manifold MϵghM^{\textup{gh}}_{\epsilon}. We aim to (i) study the local structure of the metric gϵghg^{\textup{gh}}_{\epsilon} close to the punctures, (ii) determine the set where hϵ>0h_{\epsilon}>0, and (iii) understand the limit of gϵg​hg^{gh}_{\epsilon} as ϵ→0\epsilon\rightarrow 0.

The following asymptotic expansions for the harmonic function hϵh_{\epsilon} close to the punctures are standard. In the case of a fixed point of the involution τ\tau the improved decay follows from the fact that linear harmonic functions on ℝ3\mathbb{R}^{3} are not ℤ2\mathbb{Z}_{2}–invariant.

Lemma 4.7.

There exists 0<ρ0<14​inj​g𝕋0<\rho_{0}<\tfrac{1}{4}\textrm{inj}\,g_{\mathbb{T}} such that the balls B2​ρ0​(qj)B_{2\rho_{0}}(q_{j}), j=1,…,8j=1,\dots,8, and B2​ρ0​(±pi)B_{2\rho_{0}}(\pm p_{i}), i=1,…,ni=1,\dots,n, in 𝕋\mathbb{T} are all disjoint and such that the following holds.

  1. (i)

    For j=1,…,8j=1,\dots,8 there exists λj∈ℝ\lambda_{j}\in\mathbb{R} such that in B2​ρ0​(qj)B_{2\rho_{0}}(q_{j})

    hϵ=(1+ϵ​λj)+ϵ⁡(mj−2)ρj+O⁡(ϵ​ρj2).h_{\epsilon}=(1+\epsilon\lambda_{j})+\frac{\epsilon(m_{j}-2)}{\rho_{j}}+O(\epsilon\,\rho_{j}^{2}).
  2. (ii)

    For each i=1,…,ni=1,\dots,n there exists λi∈ℝ\lambda_{i}\in\mathbb{R} and a linear function ℓi\ell_{i} on ℝ3\mathbb{R}^{3} with |ℓi|≤C​ρ|\ell_{i}|\leq C\rho such that in B2​ρ0​(±pi)B_{2\rho_{0}}(\pm p_{i})

    hϵ=(1+ϵ​λi)+ϵ​ki2​ρi+ϵ​ℓi+O⁡(ϵ​ρi2).h_{\epsilon}=(1+\epsilon\lambda_{i})+\frac{\epsilon k_{i}}{2\rho_{i}}+\epsilon\,\ell_{i}+O(\epsilon\,\rho_{i}^{2}).

Moreover, ρ0,λj,λi,ℓi\rho_{0},\lambda_{j},\lambda_{i},\ell_{i} depend continuously on the position of the punctures p1,…,pnp_{1},\dots,p_{n} and on the flat metric g𝕋g_{\mathbb{T}} and f=O⁡(ϵ​ρ3)f=O(\epsilon\,\rho^{3}) means that there exists a constant CC depending continuously on these data such that |∇kf|≤C​ϵ​ρ3−k|\nabla^{k}f|\leq C\epsilon\rho^{3-k} for k=0,1,2,3k=0,1,2,3.

Since we chose ki>0k_{i}>0 for i=1,…,ni=1,\dots,n certainly a punctured neighbourhood of ±pi\pm p_{i} is contained in the set 𝒰ϵ\mathcal{U}_{\epsilon} where hϵ>0h_{\epsilon}>0. As already mentioned, the Gibbons–Hawking metric can be extended by adding a single point to a smooth orbifold metric modelled on ℂ2/ℤki\mathbb{C}^{2}/\mathbb{Z}_{k_{i}}. The obvious way to smooth out such an orbifold singularity is to replace the “multiplicity” kik_{i} point pip_{i} with kik_{i} points each with weight 11. Then the Gibbons–Hawking ansatz yields a smooth metric that is modelled on a rescaled Taub–NUT space in a neighbourhood of pip_{i}. However we prefer to leave the freedom to choose ki>1k_{i}>1 so that we can consider configurations of punctures that “degenerate” as ϵ→0\epsilon\rightarrow 0 and see an Aki−1A_{k_{i}-1} ALF space appearing as a rescaled limit.

Remark.

One could also consider (but we will not pursue this in the paper) more general degenerating families of punctures with various clusters of points coalescing at different rates as ϵ→0\epsilon\rightarrow 0. One would expect “bubble trees” of ALF and ALE spaces appearing as rescaled limits in this case, cf. [2, Remark 5.2].

Next, we consider the structure of gϵghg^{\textup{gh}}_{\epsilon} in a neighbourhood of qjq_{j}. By Lemma 4.7.(i) certainly hϵh_{\epsilon} is positive in a punctured neighbourhood of qjq_{j} whenever mj>2m_{j}>2. In this case the Gibbons–Hawking metric on MϵghM^{\textup{gh}}_{\epsilon} can be extended to a smooth orbifold metric with a singularity of the form ℂ2/𝒟mj\mathbb{C}^{2}/\mathcal{D}_{m_{j}}, where 𝒟mj\mathcal{D}_{m_{j}} is the binary dihedral group of order 4​(mj−2)4(m_{j}-2). In contrast with the previous case, there is no explicit way to remove this singularity, but for fixed ϵ>0\epsilon>0 one can imagine using the methods of [8, §2.4] to resolve this singularity by gluing in a rescaled ALE dihedral space. However, we are interested in the limit ϵ→0\epsilon\rightarrow 0 and in the next section we will directly glue in a DmjD_{m_{j}} ALF space to resolve this singularity.

Similarly, when mj=2m_{j}=2 one can choose ϵ\epsilon sufficiently small so that 1+ϵ​λj>01+\epsilon\lambda_{j}>0. Note that in this case hϵh_{\epsilon} and the U⁡(1)U(1)–bundle PP are well defined at qjq_{j}. After quotienting by τ~\tilde{\tau}, the Gibbons–Hawking metric gϵghg^{\textup{gh}}_{\epsilon} becomes an orbifold metric modelled on (ℝ3×S1)/ℤ2(\mathbb{R}^{3}\times S^{1})/\mathbb{Z}_{2}. As before, the two orbifold singularities could be resolved by (i) fixing ϵ>0\epsilon>0 and gluing in two copies of the Eguchi–Hanson metric, or (ii) letting ϵ→0\epsilon\rightarrow 0 and gluing in a single copy of a D2D_{2} ALF metric. We will follow the second approach.

Remark 4.8.

Note that if mj=2m_{j}=2 for all j=1,…,8j=1,\dots,8 then n=0n=0 by (4.1) and the bundle PP extends over every puncture: in fact PP is a 44–torus and our construction reduces to the usual Kummer construction along a family of 44–tori collapsing to a 33–dimensional torus. This is the case considered by Page in [37].

It remains to study the case when mj=0,1m_{j}=0,1 for some jj. Assume this is the case for j=1,…,kj=1,\dots,k for some 1≤k≤81\leq k\leq 8. Since ∑j=18mj=16−∑i=1nki≤16−n\sum_{j=1}^{8}{m_{j}}=16-\sum_{i=1}^{n}{k_{i}}\leq 16-n, note that k≥1k\geq 1 as soon as n≥1n\geq 1 or n=0n=0 and mj≠2m_{j}\neq 2 for some jj, i.e. in every case except for the usual Kummer construction. The case mj=0,1m_{j}=0,1 is “bad” in the sense that hϵ→−∞h_{\epsilon}\rightarrow-\infty as ρj→0\rho_{j}\rightarrow 0.

Lemma 4.9.

There exists ϵ0>0\epsilon_{0}>0 depending continuously on p1,…,pnp_{1},\dots,p_{n} and g𝕋g_{\mathbb{T}} such that for every ϵ<ϵ0\epsilon<\epsilon_{0} we have hϵ>12h_{\epsilon}>\tfrac{1}{2} on the complement of ⋃j=1kB8​ϵ​(qj)\bigcup_{j=1}^{k}{B_{8\epsilon}(q_{j})}.

Proof.

Restrict attention to the ball B2​ρ0​(qj)B_{2\rho_{0}}(q_{j}). First note that 1+ϵ⁡(mj−2)ρ≥1−2​ϵρ=341+\frac{\epsilon\,(m_{j}-2)}{\rho}\geq 1-\frac{2\epsilon}{\rho}=\tfrac{3}{4} for ρ=8​ϵ\rho=8\epsilon. Now choose ϵ0>0\epsilon_{0}>0 so that ϵ⁡(λj+C​ϵ264)≤14\epsilon(\lambda_{j}+C\tfrac{\epsilon^{2}}{64})\leq\tfrac{1}{4} for all ϵ≤ϵ0\epsilon\leq\epsilon_{0}. Here λj,C\lambda_{j},C are the constants of Lemma 4.7.(i). We conclude that hϵ>12h_{\epsilon}>\tfrac{1}{2} on ∂B8​ϵ​(qj)\partial B_{8\epsilon}(q_{j}) for ϵ<ϵ0\epsilon<\epsilon_{0}. Since hϵh_{\epsilon} blows up to +∞+\infty at the punctures qk+1,…,q8,±p1,…,±pnq_{k+1},\dots,q_{8},\pm p_{1},\dots,\pm p_{n} the maximum principle completes the proof. ∎

In other words, by choosing ϵ\epsilon small enough we can assume that hϵ>0h_{\epsilon}>0 outside an arbitrarily small neighbourhood of the points q1,…,qkq_{1},\dots,q_{k} where mj=0,1m_{j}=0,1.

Finally, we consider the limit ϵ→0\epsilon\rightarrow 0.

Lemma 4.10.

As ϵ→0\epsilon\rightarrow 0 the harmonic function hϵh_{\epsilon} converges to the constant function 11. The convergence is in Ck,αC^{k,\alpha} on the complement of the union of balls of radius ϵβ\epsilon^{\beta} around the punctures, where β>0\beta>0 is any number such that β−1>k+1+α\beta^{-1}>k+1+\alpha. In particular, MϵghM^{\textup{gh}}_{\epsilon} collapses to the flat orbifold 𝕋/τ\mathbb{T}/\tau with bounded curvature away from the punctures.

Proof.

The first statement is a simple application of Lemma 4.7, since close to each puncture we have

ρk​|∇k(hϵ−1)|≤C​ϵ​ρ−1,\rho^{k}|\nabla^{k}(h_{\epsilon}-1)|\leq C\epsilon\rho^{-1},

where ρ\rho is the distance from the puncture. It follows that away from the punctures gϵghg^{\textup{gh}}_{\epsilon} is Cl​o​ck,αC^{k,\alpha}_{loc}–close to the ℤ2\mathbb{Z}_{2} quotient of g𝕋+ϵ2​θ2g_{\mathbb{T}}+\epsilon^{2}\theta^{2} for any k≥0k\geq 0 and ϵ\epsilon sufficiently small. ∎

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