6. Perturbation to hyperkähler metrics [02HS]
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6. Perturbation to hyperkähler metrics
In the previous section we have constructed a –manifold together with a closed definite triple which is approximately hyperkähler in the sense that the intersection matrix associated with differs from the identity by arbitrarily small terms as . We would like to deform into a genuine hyperkähler triple using analysis. Since the geometry of degenerates as as we need to take some care in applying the Implicit Function Theorem.
As explained in Section 2 we can reformulate the problem in terms of an elliptic PDE. Let be the Riemannian metric on defined by . Denote by the space of self-dual harmonic forms with respect to . By Proposition 5.1 is –dimensional spanned by , . The equation we want to solve is (2.8), i.e.
| (6.1) |
for a triple of –forms on and a triple .
The linearisation of (6.1) is an isomorphism since by Proposition 5.1. Our main task is to show that its inverse has bounded norm as and to control the non-linearities in (6.1) by introducing appropriate Banach spaces.
6.1. The linear operator for collapsing Gibbons–Hawking metrics
Before introducing weighted Hölder spaces and proving the main estimates, it is helpful to look more closely at the linearisation of (6.1). It involves the operator , where adjoints and projections are computed using the metric .
We are interested in understanding the behaviour of the operator (in particular, the presence of small eigenvalues) for a sequence of collapsing metrics in the Gibbons–Hawking form (3.3a).
Consider then the metric
of (4.6) over the circle bundle . By Lemma 4.9 the open sets form an exhaustion of as .
We first consider the geometry of and in particular calculate its Levi–Civita connection.
As before let denote closed –forms on such that . Let be the dual vector fields with respect to . We will not distinguish between a vector tangent to and its horizontal lift to with respect to the connection . In particular, as vector fields on . Finally, let be the vertical vector field normalised so that .
Since and , we have . The Koszul formula
then allows to calculate the Levi–Civita connection of the metric :
Here and denote gradient and musical isomorphism with respect to the flat metric and we used the fact that is –invariant. Since is a metric connection, we calculate the covariant derivatives of the –forms by duality. Since we will need this later, we write out formulas for and :
| (6.2) |
Now, the cotangent bundle of is trivial as it is spanned by . Thus we can write every –form as
| (6.3) |
for functions . Note that
A direct computation using the fact that is closed for and is a solution of the monopole equation (3.4) with respect to the flat metric shows that
| (6.4) |
where , , is the hyperkähler triple of (4.6).
By Fourier analysis along the circle fibres we define projections and onto –invariant and oscillatory components of functions. Via the trivialisation (6.3) and extend to –forms. Since is –invariant we see from (6.4) that the operator respects this decomposition.
For any fixed restrict attention to the region in where for all and . Then
by Lemma 4.10. We conclude that the operator of (6.4) acting on –invariant –forms approaches the Dirac operator
| (6.5) |
of the flat torus .
Moreover, using the expressions (6.2) for and we find
Thus in the region where for some we have
| (6.6) |
on each fibre for all sufficiently small.
These two observations — the convergence of the operator to the Dirac operator of the flat –torus as and the strong control of the oscillatory part of –forms — will be crucial in the rest of the section. We will exploit the same remarks when considering blow-downs of ALF gravitational instantons. Let be a complete ALF space. Given a sequence consider the blow down . Since by Definition 3.6 is asymptotic (up to a double cover in the dihedral case) to the Gibbons–Hawking metric
as the behaviour of the operator with respect to the metric is the same as the one observed for the metric as with the flat in place of the flat –torus . Namely, on the region (6.6) holds with and the operator converges to the Dirac operator of flat space .
Remark.
The behaviour of natural differential operators (the Laplacian acting on –forms, the Dirac operator) associated with Riemannian metrics collapsing with bounded curvature and diameter have been studied by many authors, cf. for example [28, 27]. The concrete situation we are interested in is a simple case of this more general theory and it seemed more appropriate to exploit the explicit nature of the Gibbons–Hawking metric rather than appealing to these more general results.
In order to control the growth of differential forms close to the punctures on and on the end of an ALF space we will now introduce weighted Hölder spaces.
6.2. Weighted Hölder spaces
We work on the Riemannian –manifold constructed in Section 5. The aim of this subsection is to introduce weighted Hölder spaces and prove a weighted Schauder estimate for the operator associated with the metric .
For sufficiently large and sufficiently small we define a weight function as follows: we set
| (6.7) |
and let interpolate smoothly and monotonically between the various regions. By abuse of notation we think of as defined both on and on or its double cover .
Definition 6.8.
For each , and define the weighted Hölder norm by
Here all norms and covariant derivatives are computed with respect to the metric and and are compared using parallel transport along the unique geodesic connecting and . Similarly set .
The following simple estimate for products in will be used to control the non-linearities.
Lemma 6.9.
For every there exists a constant independent of such that
Proof.
From the definition of the –norm it is immediate to check that
Since and the result follows. ∎
We now consider the operator acting on –forms of class . We prove the following weighted Schauder estimate.
Proposition 6.10.
For every there exists a constant independent of such that
Proof.
In order to prove this estimate it is convenient to cut the manifold in various pieces and analyse the geometry separately in each of them. The global estimate follows by combining the “local” estimates obtained in each of these pieces.
Consider first the region for some . The rescaled metric is isometric to a compact region in the ALF space .
Now, given a –form on , restrict to the region and define . The standard Schauder estimate for the elliptic operator associated with the metric is
Since and the norms and are related in a similar way to those of and , the weighted Schauder estimate follows immediately.
The same argument can be applied in the region : the role of is now played by a small perturbation (cf. the beginning of Section 5.2) of the ALF space .
Consider now the transition region for some . We can work on the double cover and restrict to –invariant forms. Scaling by as above we reduce to consider the restriction of to the region in endowed with a metric
Moreover, after rescaling the weight function coincides with the radial function on .
Fix a number . For each point let be its image in and set . Up to changing and into and we can assume that is contained in the annulus and that the restriction of to this ball is trivial. We can then work on a “square” in the universal cover of . Rescaling the metric by , applying standard Schauder estimates, rescaling back and multiplying by we obtain
The case of the region is completely analogous.
Finally, in the region where the weight function is uniformly equivalent to the constant and therefore weighted spaces coincide with standard Hölder spaces. Moreover the harmonic function is –close to the constant . The metric is therefore –close to the metric . The Schauder estimate for forms supported in this region is immediate since we can restrict to small balls in the torus on which the circle bundle is trivial and then work on the universal cover, which has bounded geometry. ∎
6.3. The linear estimate
We can now prove the main result about the linearisation of (6.1): the operator has uniformly bounded inverse.
Proposition 6.11.
For sufficiently small and there exist independent of such that
Proof.
By contradiction assume that there exists a sequence and –forms on such that but .
First of all we show that for every compact set in which does not contain any puncture we must have .
Over we can work on the double cover of and regard as –invariant forms. Write , for a function and a –form such that (recall that is the vector field dual to ). Over we can also decompose . Observe that for any (6.6) implies that
provided . Since the gluing regions occur for and we can choose sufficiently small so that these assumptions are satisfied on . Thus .
By the Arzelá–Ascoli Theorem we can therefore assume that converges to . By (6.4) satisfies
| (6.12) |
on . The control on guarantees that close to the punctures.
We want to conclude that is constant and is a smooth harmonic –form on . By trivialising the cotangent bundle of the –torus by harmonic –forms we can write . Then are harmonic functions on the punctured –torus with controlled blow-up rate at the punctures. Since , close to each puncture we must have for some constants . However, must vanish for all if is a solution of the first order system (6.12) and not only of the second order PDE this implies. Hence the functions are bounded harmonic functions on and must be constant.
However, by –invariance of the –forms the functions must be odd with respect to the involution on and must therefore vanish. Thus and the Schauder estimate of Proposition 6.10 implies that .
Next we look at what happens close to one of the punctures. By what we have just proved and the assumption , there exists at least a or such that in the region or . We fix attention to such a region. Rescaling the metric by and replacing with , from now on we will work on a or an ALF space. Denote either of these non-compact manifolds by . Because of the behaviour of the weighted Hölder norm in Definition 6.8 under rescaling, we have . For ease of notation we replace with until the end of the proof.
By the Arzelá–Ascoli Theorem over every compact set of we can extract a subsequence of that converges to a solution of on . Moreover, . Since we conclude that . Indeed, the equation in particular implies that . Since is Ricci-flat, the Weitzenböck formula yields and therefore by the maximum principle.
Now, if then the Schauder estimate of Proposition 6.10 would yield a contradiction to the assumption . Assume therefore that there exists some such that . Since in for every compact set there must exists a sequence of points going off to infinity (in particular ) such that .
Now rescale the metric on by and replace by . Then is converging to the tangent cone at infinity of , i.e. either or depending on whether is of cyclic or dihedral type.
As in the first step of the proof, we can use (6.4) and (6.6) to conclude that sub-converges over compact subsets of to a pair such that
and for some . As before, the fact that implies that are bounded close to the origin in . The fact that then forces to vanish. However this contradicts the fact that . ∎
6.4. The non-linear problem
We are now ready to deform the triple into a genuine hyperkähler triple by using the following Implicit Function Theorem.
Lemma 6.13.
Let be the smooth function between Banach spaces and write , where is linear and contains the non-linearities. Assume that there exists constants such that
- (i)
is invertible with ;
- (ii)
for all ;
- (iii)
.
Then there exist a unique with such that .
In our situation we set
where denotes the space of self-dual harmonic forms with respect to , i.e. constant linear combinations of . We endow with the product of the –norm and the norm on the finite dimensional vector space induced by the –norm. Similarly we set
endowed with the –norm.
The operator is the one defined by (6.1). Thus , and the non-linear term is
We need to check that the hypothesis of Lemma 6.13 are satisfied.
We use Proposition 6.11 to show that has uniformly bounded inverse for .
Lemma 6.14.
For and sufficiently small there exists a constant independent of such that for every triple of self-dual –forms there exists a unique with
and .
Proof.
First of all, note that the –forms have uniformly bounded –norm. Indeed, outside the gluing regions is a hyperkähler triple and thus is parallel and bounded. On the gluing regions, differs from the hyperkähler triple or by terms of order (with similar estimates on their derivatives). Finally, is bounded above since .
Now, let be an –orthonormal triple of harmonic self-dual forms with respect to . Since
is close to the identity and we can assume that
Finally, observe that for every we have
Indeed, using the definition (6.7) of and the construction of it is not difficult to estimate .
Now let be the –orthogonal projection
and regard as a map . By the remarks above we have
Thus if the projections and are uniformly bounded. Proposition 6.11 and the surjectivity of then yield the result. ∎
Next, we consider the non-linear term . Note that this does not involve the harmonic part . The function is pointwise smooth with uniformly controlled norm for sufficiently small. Using the Taylor expansion of at and Lemma 6.9 to control products we can therefore find and independent of such that assumption (ii) in Lemma 6.13 is satisfied with and for some –independent constant .
Thus assumption (iii) in Lemma 6.13 is therefore satisfied as soon as , i.e.
If this condition is satisfied for sufficiently small.
Theorem 6.15.
Let be a flat –torus with standard involution . Let be the fixed points of and let be further distinct points. Denote by the punctured torus .
Let and satisfy
For each fix a ALF space and for each an ALF space .
Then there exists a –parameter family of hyperkähler metrics on the K3 surface with the following properties. We can decompose the K3 surface into the union of open sets such that
- (i)
collapses to the flat orbifold with bounded curvature away from the punctures;
- (ii)
for each and , converges in to the ALF space ;
- (iii)
for each and , converges in to the ALF space .
Proof.
Given data as in the statement we constructed a –manifold and a –parameter family of closed definite triples which are approximately hyperkähler. For sufficiently small we can apply Lemma 6.13 to find unique for and such that and is a hyperkähler structure on . In particular, since by Proposition 5.1, must be diffeomorphic to the K3 surface.
Away from the gluing regions solves the elliptic PDE , . By elliptic regularity, for any the –norm of on compact sets of and (after rescaling) on compact sets of the gravitational instantons and is controlled in terms of . In particular, on compact sets of the hyperkähler metric induced by is –close to . The statements (i), (ii) and (iii) about the limit now follow. ∎
By varying all parameters involved in the construction we can in fact realise a whole open set in the moduli space of hyperkähler metrics on the K3 surface. Indeed,
- (i)
the moduli space of flat tori is –dimensional;
- (ii)
the choice of punctures yields additional parameters;
- (iii)
once the punctured torus and weights are fixed, the moduli space of abelian Dirac monopoles with prescribed singularities is dimensional (one has to choose and the –moduli of a flat connection);
- (iv)
each ALF space contributes parameters and every ALF space contributes parameters.
Hence the total number of parameters in the construction is
which is exactly the dimension of the moduli space of Ricci-flat metrics on the K3 surface (without any normalisation on volume).