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3.4 The method of Wang and Zhu [02AD]

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3.4 The method of Wang and Zhu

We will now discuss briefly the original approach of Wang and Zhu. For simplicity we will just consider the case when the Futaki invariant vanishes, so we seek a Kahler-Einstein metric. Recall from the above that the vanishing Futaki invariant is equivalent to fact that the centre of mass of the polytope PP is the preferred centre, which we are taking as 0βˆˆπ‘n0\in{\bf R}^{n}.

Wang and Zhu use the continuity method with respect to the family of equations

det(βˆ‡2Ο•)=exp⁑(βˆ’(s​ϕ+(1βˆ’s)​f)),\det(\nabla^{2}\phi)=\exp(-(s\phi+(1-s)f)), (25)

where ff is a fixed admissible Kahler potential and 0≀s<10\leq s<1. We discuss first the case when s=0s=0. Then the equation in question is just the toric case of the β€œprescribed volume form” equation, solved, for general Kahler manifolds, by Yau. But let us see how to give a simple proof in this special situation. As we have seen it suffices to bound the L∞L^{\infty} norm of the symplectic potential uu corresponding to Ο•\phi. We can apply the Sobolev inequality so for each p>np>n there is a cpc_{p} such that

OscP​(u)≀cpβ€‹β€–βˆ‡uβ€–Lp.{\rm Osc}_{P}(u)\leq c_{p}\|\nabla u\|_{L^{p}}.

So we conclude that in our problem it suffices to find CC such that there is some point x∈Px\in P with βˆ’C≀u⁑(x)≀C-C\leq u(x)\leq C and β€–βˆ‡uβ€–Lp≀C.\|\nabla u\|_{L^{p}}\leq C.

The equation (25) with s=0s=0 is degenerate, in that we can obviously change Ο•\phi by the addition of a constant, so we may normalise uu to be zero at some point. Thus all we need to do is bound the LpL^{p} norm of βˆ‡u\nabla u. But for this we simply write

∫P|βˆ‡u|p​𝑑xΒ―=βˆ«π‘n|tΒ―|p​detβˆ‡2ϕ​𝑑tΒ―=βˆ«π‘n|tΒ―|p​eβˆ’f​𝑑tΒ―<∞.\int_{P}|\nabla u|^{p}\ d\underline{x}=\int_{{\bf R}^{n}}|\underline{t}|^{p}\det\nabla^{2}\phi\ d\underline{t}=\int_{{\bf R}^{n}}|\underline{t}|^{p}e^{-f}\ d\underline{t}<\infty.

This concludes the proof of the L∞L^{\infty} estimate for the case s=0s=0. (Here we have not used the fact that ff is convex, so by deforming ff one can prove the toric case of Yau’s Theorem: the existence of a solution for any ff.)

Now we go on to the main case, when s>0s>0. It suffices to obtain estimates for sβ‰₯s0s\geq s_{0} for some fixed s0>0s_{0}>0.

Set w=s​ϕ+(1βˆ’s)​fw=s\phi+(1-s)f. Then ww is another admissible function and

det(βˆ‡2w)β‰₯s0n​det(βˆ‡2Ο•)=s0n​eβˆ’w.\det(\nabla^{2}w)\geq s_{0}^{n}\det(\nabla^{2}\phi)=s_{0}^{n}e^{-w}.

Let the minimal value of ww be mm, attained at a point ΞΆβˆˆπ‘n\zeta\in{\bf R}^{n}. The first main step in the proof is

Proposition 1

We have

w⁑(tΒ―)β‰₯ϡ​|tΒ―βˆ’ΞΆ|βˆ’Cw(\underline{t})\geq\epsilon|\underline{t}-\zeta|-C

for known Ο΅,C\epsilon,C.

The foundation of the approach of Wang and Zhu is the following fact.

Proposition 2

Suppose that vv is a convex function on 𝐑n{\bf R}^{n}, attaining minimal value 00, and suppose det(βˆ‡2v)β‰₯Ξ»\det(\nabla^{2}v)\geq\lambda when v≀1v\leq 1. Then if KK is the set where v≀1v\leq 1 we have Vol(K)≀CΞ»βˆ’1/2{\rm Vol}(K)\leq C\lambda^{-1/2} for some constant CC depending only on the dimension nn.

Wang and Zhu prove this using a comparison argument. It can also be shown using the elementary geometry of the derivative of vv (see [17] Prop. 3.2.3), but both approaches depend on the fact that after a unimodular affine transformation we can suppose that there are concentric balls

B⁑(R1)βŠ‚KβŠ‚B⁑(R2),B(R_{1})\subset K\subset B(R_{2}),

with the ratio R2/R1R_{2}/R_{1} of the radii bounded by a fixed constant depending on the dimension. Notice that a reverse inequality holds. If in the same situation det(βˆ‡2v)≀Λ\det(\nabla^{2}v)\leq\Lambda then Vol(K)β‰₯CΞ›βˆ’1/2{\rm Vol}(K)\geq C\Lambda^{-1/2} ([17], Cor. 3.2.4).

With this background in place we can proceed to explain the proof of Wang and Zhu. Let mm be the minimal value of the function ww and set v=wβˆ’mv=w-m. Then det(βˆ‡2v)β‰₯Ξ»=t0n​em+1\det(\nabla^{2}v)\geq\lambda=t_{0}^{n}e^{m+1} on the set KK where v≀1v\leq 1. So we deduce that

Vol(K)≀CΞ»βˆ’1/2=Cβ€²em/2,{\rm Vol}(K)\leq C\lambda^{-1/2}=C^{\prime}e^{m/2}, (26)

say. For each positive hh let KhK_{h} be the set {v≀h}\{v\leq h\} and V⁑(h)=Vol⁑(Kh)V(h)={\rm Vol}(K_{h}). Then convexity implies that KhK_{h} is contained in the dilate of KK by factor hh about the minimum point of vv. Thus

V⁑(h)=Vol⁑(Kh)≀hn​Vol​(K)≀hn​C′​em/2.V(h)={\rm Vol}(K_{h})\leq h^{n}{\rm Vol}(K)\leq h^{n}C^{\prime}e^{m/2}.

By the co-area formula

βˆ«π‘neβˆ’w​𝑑tΒ―=∫0∞eβˆ’h​V​(h)​𝑑h.\int_{{\bf R}^{n}}e^{-w}\ d\underline{t}=\int_{0}^{\infty}e^{-h}V(h)\ dh.

Now the volume form det(βˆ‡2Ο•)\det(\nabla^{2}\phi) is at most eβˆ’m​eβˆ’ve^{-m}e^{-v} and its integral is the volume of our manifold XX. So

Vol(X)≀eβˆ’m∫0∞Cβ€²em/2eβˆ’hhndh=Cβ€²β€²eβˆ’m/2,{\rm Vol}(X)\leq e^{-m}\int_{0}^{\infty}C^{\prime}e^{m/2}e^{-h}h^{n}\ dh=C^{\prime\prime}e^{-m/2},

say. We see that

m≀m0=2​log⁑(I0/Cβ€²β€²),m\leq m_{0}=2\log(I_{0}/C^{\prime\prime}), (27)

and then deduce from (26) that

Vol⁑(K)≀C′​em0/2.{\rm Vol}(K)\leq C^{\prime}e^{m_{0}/2}. (28)

Now we use the fact that |βˆ‡w|≀b|\nabla w|\leq b say. This means that the distance from the boundary of KK to the minimum point ΞΆ\zeta. is at least bβˆ’1b^{-1}, so KK contains a ball of this fixed radius about ΞΆ\zeta. If KK contains a point ΞΆβ€²\zeta^{\prime} with |ΞΆβˆ’ΞΆβ€²|=R|\zeta-\zeta^{\prime}|=R for large RR, then the volume of KK would be large, contradicting the bound (28). So we conclude that KK is contained in the ball {ΞΆβ€²:|ΞΆβ€²βˆ’ΞΆ|≀R0}\{\zeta^{\prime}:|\zeta^{\prime}-\zeta|\leq R_{0}\} for some fixed R0R_{0}. But then convexity implies that

|ΞΎβˆ’ΞΆ|≀R0βˆ’1​v​(ΞΎ).|\xi-\zeta|\leq R_{0}^{-1}v(\xi).

This completes the proof of Proposition 1.

The second main step is to show that |ΞΆ||\zeta| is not large. This is where the hypothesis that the the Futaki invariant vanishes is used. Consider the derivative D​fDf of the fixed admissible function ff. This is a vector-valued function on 𝐑n{\bf R}^{n}, which gives a proper map to the open polytope PP. The crucial thing is an identity

βˆ«π‘nD​f​eβˆ’w​𝑑tΒ―=0.\int_{{\bf R}^{n}}Dfe^{-w}\ d\underline{t}=0. (29)

To see this, consider one component βˆ‚fβˆ‚ta=fa\frac{\partial f}{\partial t_{a}}=f^{a} of D​fDf, and observe first that

βˆ«π‘n((1βˆ’s)β€‹βˆ‚fβˆ‚ta+sβ€‹βˆ‚Ο•βˆ‚ta)​eβˆ’w​𝑑tΒ―=βˆ«π‘nβˆ‚wβˆ‚ta​eβˆ’w​𝑑tΒ―=0.\int_{{\bf R}^{n}}\left((1-s)\frac{\partial f}{\partial t_{a}}+s\frac{\partial\phi}{\partial t_{a}}\right)e^{-w}\ d\underline{t}=\int_{{\bf R}^{n}}\frac{\partial w}{\partial t_{a}}e^{-w}\ d\underline{t}=0.

So it is the same to show that

βˆ«π‘nβˆ‚Ο•βˆ‚ta​eβˆ’w​𝑑tΒ―=0.\int_{{\bf R}^{n}}\frac{\partial\phi}{\partial t_{a}}e^{-w}\ d\underline{t}=0.

But this integral is

βˆ«π‘nβˆ‚Ο•βˆ‚ta​det(Ο•a​b)​𝑑tΒ―\int_{\bf R}^{n}\frac{\partial\phi}{\partial t_{a}}\det(\phi_{ab})\ d\underline{t}

which is the same as

∫Pxa​𝑑xΒ―\int_{P}x^{a}\ d\underline{x}

and this vanishes by our hypothesis.

Consider a codimension-11 face of PP defined by an equation Ξ»r​(x)=cr\lambda_{r}(x)=c_{r}. Let grg_{r} be the function

gr​(tΒ―)=log⁑(Ξ»r​(D​f​(tΒ―))βˆ’cr).g_{r}(\underline{t})=\log(\lambda_{r}(Df(\underline{t}))-c_{r}).

It is easy to check that the derivative of grg_{r} is bounded on 𝐑n{\bf R}^{n}. Suppose |ΞΆ||\zeta| is large. This means that D​f​(ΞΆ)Df(\zeta) is close to the boundary of PP, so there is some rr for which gr​(ΞΆ)g_{r}(\zeta) is very negative gr​(ΞΆ)β‰€βˆ’Mg_{r}(\zeta)\leq-M say, for MM large. Then the bound on the derivative of grg_{r} means that we can find a constant Οƒ\sigma such that on the ball BB of radius σ​M\sigma M about ΞΆ\zeta we have grβ‰€βˆ’M/2g_{r}\leq-M/2. Thus Ξ»r​(D​f)β‰₯cr/2\lambda_{r}(Df)\geq c_{r}/2 say, on BB, if MM is large enough. Equally, it follows from Proposition 1 that when MM is large the integral of eβˆ’we^{-w} over 𝐑nβˆ–B{\bf R}^{n}\setminus B is small. This shows that

βˆ«π‘nΞ»r​(D​F)​eβˆ’w>0,\int_{{\bf R}^{n}}\lambda_{r}(DF)e^{-w}>0,

if MM is large, which is a contradiction to the identity (29) above.

It is now easy to complete the proof. Since ΞΆ\zeta is bounded we have

w⁑(tΒ―)β‰₯ϡ​|tΒ―|βˆ’cw(\underline{t})\geq\epsilon|\underline{t}|-c

and the bound on the LpL^{p} norm of βˆ‡u\nabla u follows just as before. Then it is straightforward to get upper and lower bounds on uu at some point, for example the point corresponding to ΞΆ\zeta.

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