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3.2 Continuity method, convexity and a fundamental inequality [02AB]

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3.2 Continuity method, convexity and a fundamental inequality

For any symplectic potential uu on our Fano polytope, centred at the origin, we write ρ=L−h\rho=L-h. Now we define the following weighted norms, for functions f,gf,g on PP:

⟨f,g⟩u=∫Pf​g​eρ​𝑑x¯;\langle f,g\rangle_{u}=\int_{P}fge^{\rho}\ d\underline{x};
⟨∇f,∇g⟩u=∫Pfi​ga​ui​a​eρ​𝑑x¯;\langle\nabla f,\nabla g\rangle_{u}=\int_{P}f_{i}g_{a}u^{ia}e^{\rho}\ d\underline{x};
⟨∇2f,∇2g⟩u=∫Pfi​j​ga​b​ui​a​uj​b​eρ​𝑑x¯.\langle\nabla^{2}f,\nabla^{2}g\rangle_{u}=\int_{P}f_{ij}g_{ab}u^{ia}u^{jb}e^{\rho}\ d\underline{x}.

The first variation of ρ\rho with respect to an infinitesimal variation ff in uu is δ​ρ=□​f\delta\rho=\Box f, where □\Box is the differential operator

□​f=ui​j​fi​j−xi​fi+f.\Box f=u^{ij}f_{ij}-x^{i}f_{i}+f. (13)

Since

ρj=−uai​a​ua​j−xa​uj​a,\rho_{j}=-u^{ia}_{a}u^{aj}-x^{a}u_{ja},

this can also be written as

□​f=(ui​j​fi)j−u​i​j​ρj​fi+f,\Box f=\left(u^{ij}f_{i}\right)_{j}-u{ij}\rho_{j}f_{i}+f, (14)

from which it follows that

⟨□​f,g⟩u=−⟨∇f,∇g⟩u+⟨f,g⟩u.\langle\Box f,g\rangle_{u}=-\langle\nabla f,\nabla g\rangle_{u}+\langle f,g\rangle_{u}. (15)

In particular, □\Box is self-adjoint with respect to the weighted norm.

Now define a functional by

ℱ⁡(u)=∫Peρ​𝑑x¯.{\cal F}(u)=\int_{P}e^{\rho}\ d\underline{x}. (16)

Then the first variation is

δ​ℱ=∫P□​f​eρ​𝑑x¯=⟨□​f,1⟩u.\delta{\cal F}=\int_{P}\Box fe^{\rho}d\underline{x}=\langle\Box f,1\rangle_{u}. (17)

By the self-adjoint property we can also write this as

δ​ℱ=⟨f,□​1⟩u=⟨f,1⟩u=∫Pf​eρ​𝑑x¯.\delta{\cal F}=\langle f,\Box 1\rangle_{u}=\langle f,1\rangle_{u}=\int_{P}fe^{\rho}d\underline{x}. (18)

This leads to two different expressions for the second variation of ℱ{\cal F}. If we put ut=u+t​f,ρt=ρ⁡(ut)u_{t}=u+tf,\rho_{t}=\rho(u_{t}) and write □t\Box_{t} for the operator defined by utu_{t} then

dd​t​□t​f=−ui​a​uj​b​fi​j​fa​b.\frac{d}{dt}\Box_{t}f=-u^{ia}u^{jb}f_{ij}f_{ab}.

So,

d2d​t2​ℱ​(ut)=dd​t​∫P□t​f​eρt​𝑑x¯=∫P(□t​f​□t​f−ui​a​uj​b​fi​j​fa​b)​eρt​𝑑x¯,\frac{d^{2}}{dt^{2}}{\cal F}(u_{t})=\frac{d}{dt}\int_{P}\Box_{t}fe^{\rho_{t}}d\underline{x}=\int_{P}\left(\Box_{t}f\Box_{t}f-u^{ia}u^{jb}f_{ij}f_{ab}\right)e^{\rho_{t}}d\underline{x},

which is equal to

⟨□t​f,□t​f⟩ut−⟨∇2f,∇2f⟩ut.\langle\Box_{t}f,\Box_{t}f\rangle_{u_{t}}-\langle\nabla^{2}f,\nabla^{2}f\rangle_{u_{t}}.

On the other hand

d2d​t2​ℱ​(ut)=dd​t​∫Pf​eρt​𝑑x¯=∫Pf​□t​f​eρt​𝑑x¯.\frac{d^{2}}{dt^{2}}{\cal F}(u_{t})=\frac{d}{dt}\int_{P}fe^{\rho_{t}}d\underline{x}=\int_{P}f\Box_{t}fe^{\rho_{t}}d\underline{x}.

So, evaluating at t=0t=0 and dropping tt from the notation, we have the identity

⟨□​f,□​f⟩u−⟨∇2f,∇2f⟩u=⟨f,□​f⟩u.\langle\Box f,\Box f\rangle_{u}-\langle\nabla^{2}f,\nabla^{2}f\rangle_{u}=\langle f,\Box f\rangle_{u}. (19)

Applying (15), with g=□​fg=\Box f, this gives,

⟨∇f,∇□f⟩u=−⟨∇2f,∇2f⟩u.\langle\nabla f,\nabla\Box f\rangle_{u}=-\langle\nabla^{2}f,\nabla^{2}f\rangle_{u}. (20)

It is obvious from the definition that □\Box vanishes on the linear functions and □​1=1\Box 1=1. If ff is any eigenfunction of □\Box, with eigenvalue λ\lambda, which is orthogonal to the linear functions and then constants, then ∇2f\nabla^{2}f is non-zero and the identity gives

λ​⟨∇f,∇f⟩u=−⟨∇2f,∇2f⟩u,\lambda\langle\nabla f,\nabla f\rangle_{u}=-\langle\nabla^{2}f,\nabla^{2}f\rangle_{u},

so λ<0\lambda<0. (This is a variant of the standard lower bound on the eigenvalues of the Laplacian on a manifold with positive Ricci curvature, the identity can of course be verified more directly, but the argument above avoids some laborious manipulation.) In sum, we have derived an inequality

⟨1,f⟩u​⟨1,1⟩u−⟨f,□​f⟩u≥0,\langle 1,f\rangle_{u}\langle 1,1\rangle_{u}-\langle f,\Box f\rangle_{u}\geq 0, (21)

with equality if and only if ff is a linear function.

Now to apply this to our problem. First, we can use the continuity method for the equation L−h=A+∑γi​xiL-h=A+\sum\gamma_{i}x^{i}, with respect to variations in AA. The linearised equation is □u​f=δ​A+∑δ​γi​xi\Box_{u}f=\delta A+\sum\delta\gamma_{i}x^{i}. Since the cokernel of □u\Box_{u} is identified with the linear functions this linearised equation has a solution and we can apply the implicit function theorem in the usual way.

Second, we obtain the uniqueness of solutions. Consider the functional −log⁡ℱ-\log{\cal F}. Along a line ut=u+t​fu_{t}=u+tf we have

d2d​t2​(−log⁡ℱ)=1ℱ2​(ℱℱ′−ℱ′′)\frac{d^{2}}{dt^{2}}\left(-\log{\cal F}\right)=\frac{1}{{\cal F}^{2}}({\cal F}{\cal F}^{\prime}-{\cal F}^{\prime\prime})

where ℱ′,ℱ′′{\cal F}^{\prime},{\cal F}^{\prime\prime} denote the derivatives of ℱ{\cal F}. Evaluating at t=0t=0 we have

ℱ=⟨1,1⟩u,ℱ′=⟨1,f⟩u,ℱ′′=⟨f,□u​f⟩u,{\cal F}=\langle 1,1\rangle_{u},{\cal F}^{\prime}=\langle 1,f\rangle_{u},{\cal F}^{\prime\prime}=\langle f,\Box_{u}f\rangle_{u},

so our inequality (21) asserts that the second derivative of −log⁡ℱ-\log{\cal F} is positive, and strictly positive unless ff is affine-linear. Thus −log⁡ℱ-\log{\cal F} is a convex function. Now if ρ=A+∑γi​xi\rho=A+\sum\gamma_{i}x^{i} the γi\gamma_{i} are determined by AA, using the same argument as in the previous subsection. So we may as well suppose that γi=0\gamma_{i}=0. Then ℱ⁡(u)=C{\cal F}(u)=C where CC is the integral of eAe^{A}. The equation ρ=A\rho=A is the Euler-Lagrange equation for critical points of the linear function

u↦∫Pu​eA​𝑑x¯u\mapsto\int_{P}ue^{A}\ d\underline{x}

subject to the constraint −log⁡ℱ=−log⁡C-\log{\cal F}=-\log C. The convexity gives uniqueness, modulo linear functions.

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