3 Toric Fano manifolds [02A7]
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3 Toric Fano manifolds
3.1 The Kahler-Ricci soliton equation
The condition that a toric manifold be Fano, with is easily stated in terms of the polytope . There is a preferred “centre” such that for each face . This follows because the wedge product of the vector fields generating the action is a meromorphic -form on with a simple pole along each of the divisors corresponding to the faces. Then the inverse is a section of and is a multiple of the standard basis element . This centre is also the centre of mass of .
In this Section we discuss a Theorem of Wang and Zhu [34].
Theorem 1
Any toric Fano manifold has a Kahler-Ricci soliton metric, unique up to holomorphic automorphisms
We will begin by giving a proof which is somewhat different to that of Wang and Zhu (although it borrows ideas from that paper and from [32]), working largely with the symplectic description. We can assume that the centre is the origin. Given a symplectic potential we write
and
These are smooth functions on but both tend to infinity at the boundary. Note that depends on a choice of origin in . Of course is just the composite of the Kahler potential with the derivative of , mapping to . The assumption that the toric manifold be Fano is equivalent to the fact that, for any admissible , the difference is a smooth function on . The condition that describe a Kahler-Ricci soliton is that
| (11) |
for constants (which of course specify the relevant holomorphic vector field on the Kahler manifold). Just as in our discussion of extremal metrics, it is natural in this context to consider more generally an equation for some prescribed smooth function on . Again, much as for the extremal case, there are elementary constraints that we need to impose on . For any symplectic potential we consider the integrals
for . Transforming the integral to the dual space, it becomes
So a necessary condition that the equation has a solution is that, for each ,
| (12) |
This fixes the constants in (11). To see this, consider the function of :
This is convex and proper (since the origin lies in ) and so has a unique critical point. But the derivative of with respect to is
So the unique critical point of gives exactly the constants required to satisfy the constraint.
In sum, the theorem of Wang and Zhu follows from
Theorem 2
For any smooth function on which satisfies the constraint (12) there is a solution to the equation , which is unique up to the addition of a linear function.
An equivalent statement is
For any smooth function on there are constants and an admissible potential such that . The are unique and is unique up to the addition of a linear function.
The equivalence of the statements follows from the same argument as above.
3.2 Continuity method, convexity and a fundamental inequality
For any symplectic potential on our Fano polytope, centred at the origin, we write . Now we define the following weighted norms, for functions on :
The first variation of with respect to an infinitesimal variation in is , where is the differential operator
| (13) |
Since
this can also be written as
| (14) |
from which it follows that
| (15) |
In particular, is self-adjoint with respect to the weighted norm.
Now define a functional by
| (16) |
Then the first variation is
| (17) |
By the self-adjoint property we can also write this as
| (18) |
This leads to two different expressions for the second variation of . If we put and write for the operator defined by then
So,
which is equal to
On the other hand
So, evaluating at and dropping from the notation, we have the identity
| (19) |
Applying (15), with , this gives,
| (20) |
It is obvious from the definition that vanishes on the linear functions and . If is any eigenfunction of , with eigenvalue , which is orthogonal to the linear functions and then constants, then is non-zero and the identity gives
so . (This is a variant of the standard lower bound on the eigenvalues of the Laplacian on a manifold with positive Ricci curvature, the identity can of course be verified more directly, but the argument above avoids some laborious manipulation.) In sum, we have derived an inequality
| (21) |
with equality if and only if is a linear function.
Now to apply this to our problem. First, we can use the continuity method for the equation , with respect to variations in . The linearised equation is . Since the cokernel of is identified with the linear functions this linearised equation has a solution and we can apply the implicit function theorem in the usual way.
Second, we obtain the uniqueness of solutions. Consider the functional . Along a line we have
where denote the derivatives of . Evaluating at we have
so our inequality (21) asserts that the second derivative of is positive, and strictly positive unless is affine-linear. Thus is a convex function. Now if the are determined by , using the same argument as in the previous subsection. So we may as well suppose that . Then where is the integral of . The equation is the Euler-Lagrange equation for critical points of the linear function
subject to the constraint . The convexity gives uniqueness, modulo linear functions.
3.3 A priori estimate
To prove Theorem 2 we need to establish appropriate a priori bounds on a solution to our equation. We proceed in five steps.
Step 1: Preliminaries
We want to appeal to some of the standard body of theory for compact Kahler manifolds, that is, where we consider a fixed reference metric on a compact manifold and another metric . Our problem differs a little from that usually considered in the literature. To fit into a general setting we could consider a fixed smooth function of -variables, a compact Kahler manifold with fixed holomorphic vector fields and a function which satisfies an equation
where denotes the derivative of along the vector field . Then the modification by Tian and Zhu ([32], Section 5, especially Prop. 5.1) of the standard argument of Yau, shows that in this situation an bound on leads to bounds on all higher derivatives. (Apart from this the proof we give is self-contained.)
In our toric setting, we choose some fixed admissible Kahler potential on with Legendre transform . Then we consider some general Kahler potential , with Legendre transform and set . So an bound on on the compact toric manifold is identical to an bound on on . Now a general property of the Legendre transform is that it is an isometry with respect to the distance: that is to say
This is an elementary exercise.
In our situation, is a fixed continuous function on so an bound on the function on the compact Kahler manifold is equivalent to an bound on the “unknown” symplectic potential .
In sum, we see that to prove our proposition it suffices to establish an a priori bound on symplectic potentials satisfying a differential inequality
| (22) |
for fixed . Of course for this to make sense we have to normalise the non-uniqueness under the addition of linear functions, but we can do this very simply by restricting to functions whose derivative vanishes at the origin. i.e are minimised at the origin. We write and and our problem comes down to obtaining upper and lower bounds on and an upper bound on .
Step 2
Here we get a lower bound on . Let the polytope be contained in the ball about in and fix to be (say) half the distance from to the boundary of . We will work in “generalised” polar coordinates on , so
Now let be the set where . Then for we have and the basic assumption (22) gives so
But the integral of over gives the volume of the unit ball in so
Since the volume of cannot exceed the volume of this gives a lower bound on .
Step 3
Here we obtain a bound on local averages of , away from the origin. The bound depends on but, crucially, is .
For let be the distance to the boundary. We consider points where and let be the ball of radius centred at . So is contained in and if the norm is greater than . Thus on we have
Now we have an obvious bound, at any point ,
For the distance is at least , so on . This means that the derivative of maps into a ball of radius hence
Thus we have a bound on the average, in an obvious notation,
Now the concavity of the logarithm means that
so
Now and . Putting this together we get
| (23) |
for known .
Step 4
Here we give an elementary geometric argument to relate the average value of the radial derivative to the growth of the function , using convexity. We will write for positive constants depending on the Euclidean geometry of the polytope .
For consider the slightly smaller polytope . Fix so that if this polytope contains the ball of radius about the origin. Let be the maximum value of on , so increases to as decreases to . For each vertex on let . Then clearly
Suppose that at a given small the maximum is attained by , for a certain vertex . We want to show that the derivative satisfies a bound of the same form as our bound on the local averages of . To see this consider the point . It is obvious that is contained in the interior of the convex hull of and . It will be equally clear to the reader who draws a diagram that if is any point within distance of then is in the interior of the convex hull of and . Thus a convex set containing and with on its boundary cannot contain any point within distance of .
With this discussion in place we can quickly complete the proof. Let be the value of the radial derivative at the point . Then
Let be the closed convex set of points where . By the principle above, cannot meet the ball about . Let be any ray from the origin through a point which is within of . Then there are such that is in the boundary of and is in the boundary of . Since the increase in along the segment from to is at least . But the length of this segment is at most and the radial derivative is increasing, so we see that the radial derivative is at least at the point , and hence a fortiori at . Now by comparing with the average of the radial derivative over a suitable ball of radius we deduce that, after adjusting the constants appropriately, we have
| (24) |
Step 5
Since the logarithm function is integrable around we deduce from (24), by integrating over , that
for known . The convexity of gives
So
Since is for large this has no solutions if is large, so we get an upper bound on . On the other hand, the lower bound on obtained in Step 1 gives an upper bound on and we are finished.
3.4 The method of Wang and Zhu
We will now discuss briefly the original approach of Wang and Zhu. For simplicity we will just consider the case when the Futaki invariant vanishes, so we seek a Kahler-Einstein metric. Recall from the above that the vanishing Futaki invariant is equivalent to fact that the centre of mass of the polytope is the preferred centre, which we are taking as .
Wang and Zhu use the continuity method with respect to the family of equations
| (25) |
where is a fixed admissible Kahler potential and . We discuss first the case when . Then the equation in question is just the toric case of the “prescribed volume form” equation, solved, for general Kahler manifolds, by Yau. But let us see how to give a simple proof in this special situation. As we have seen it suffices to bound the norm of the symplectic potential corresponding to . We can apply the Sobolev inequality so for each there is a such that
So we conclude that in our problem it suffices to find such that there is some point with and
The equation (25) with is degenerate, in that we can obviously change by the addition of a constant, so we may normalise to be zero at some point. Thus all we need to do is bound the norm of . But for this we simply write
This concludes the proof of the estimate for the case . (Here we have not used the fact that is convex, so by deforming one can prove the toric case of Yau’s Theorem: the existence of a solution for any .)
Now we go on to the main case, when . It suffices to obtain estimates for for some fixed .
Set . Then is another admissible function and
Let the minimal value of be , attained at a point . The first main step in the proof is
Proposition 1
We have
for known .
The foundation of the approach of Wang and Zhu is the following fact.
Proposition 2
Suppose that is a convex function on , attaining minimal value , and suppose when . Then if is the set where we have for some constant depending only on the dimension .
Wang and Zhu prove this using a comparison argument. It can also be shown using the elementary geometry of the derivative of (see [17] Prop. 3.2.3), but both approaches depend on the fact that after a unimodular affine transformation we can suppose that there are concentric balls
with the ratio of the radii bounded by a fixed constant depending on the dimension. Notice that a reverse inequality holds. If in the same situation then ([17], Cor. 3.2.4).
With this background in place we can proceed to explain the proof of Wang and Zhu. Let be the minimal value of the function and set . Then on the set where . So we deduce that
| (26) |
say. For each positive let be the set and . Then convexity implies that is contained in the dilate of by factor about the minimum point of . Thus
By the co-area formula
Now the volume form is at most and its integral is the volume of our manifold . So
say. We see that
| (27) |
and then deduce from (26) that
| (28) |
Now we use the fact that say. This means that the distance from the boundary of to the minimum point . is at least , so contains a ball of this fixed radius about . If contains a point with for large , then the volume of would be large, contradicting the bound (28). So we conclude that is contained in the ball for some fixed . But then convexity implies that
This completes the proof of Proposition 1.
The second main step is to show that is not large. This is where the hypothesis that the the Futaki invariant vanishes is used. Consider the derivative of the fixed admissible function . This is a vector-valued function on , which gives a proper map to the open polytope . The crucial thing is an identity
| (29) |
To see this, consider one component of , and observe first that
So it is the same to show that
But this integral is
which is the same as
and this vanishes by our hypothesis.
Consider a codimension- face of defined by an equation . Let be the function
It is easy to check that the derivative of is bounded on . Suppose is large. This means that is close to the boundary of , so there is some for which is very negative say, for large. Then the bound on the derivative of means that we can find a constant such that on the ball of radius about we have . Thus say, on , if is large enough. Equally, it follows from Proposition 1 that when is large the integral of over is small. This shows that
if is large, which is a contradiction to the identity (29) above.
It is now easy to complete the proof. Since is bounded we have
and the bound on the norm of follows just as before. Then it is straightforward to get upper and lower bounds on at some point, for example the point corresponding to .