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5.3 Deformations [02AN]

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5.3 Deformations

Here we study the deformations of Mukai’s construction about the special solution X0X_{0}. Recall that a manifold in this family is specified by a 33-plane in Λ2​𝐂7\Lambda^{2}{\bf C}^{7}. We start with the 33-plane s2⊂Λ2​s6=s10⊕s6⊕s2s^{2}\subset\Lambda^{2}s^{6}=s^{10}\oplus s^{6}\oplus s^{2}. The tangent space of the Grassmannian at this point is given by the linear maps from s2s^{2} to the complementary subspace s10⊕s6s^{10}\oplus s^{6}, that is (using the fact that all these representations are isomorphic to their duals)

T​G​r3​(Λ2​𝐂7)=(s10⊕s6)⊗s2=s12⊕2​s8⊕s6⊕s4.TGr_{3}(\Lambda^{2}{\bf C}^{7})=(s^{10}\oplus s^{6})\otimes s^{2}=s^{12}\oplus 2s^{8}\oplus s^{6}\oplus s^{4}.

The action of the group S​L​(𝐂7)=S​L​(s6)SL({\bf C}^{7})=SL(s^{6}) gives a linear map

𝔰​𝔩​(7)→T​G​r3​(Λ2​𝐂7),\mathfrak{s}\mathfrak{l}(7)\rightarrow TGr_{3}(\Lambda^{2}{\bf C}^{7}),

which we know has kernel the Lie algebra 𝔰​𝔩​(2)\mathfrak{s}\mathfrak{l}(2) of the stabiliser. Now the Lie algebra of G​L​(𝐂7)=G​L​(s6)GL({\bf C}^{7})=GL(s^{6}) is

s6⊗s6=s12⊕s10⊕s8⊕s6⊕s4⊕s2⊕s0s^{6}\otimes s^{6}=s^{12}\oplus s^{10}\oplus s^{8}\oplus s^{6}\oplus s^{4}\oplus s^{2}\oplus s^{0}

so the Lie algebra of S​L​(s6)SL(s^{6}) is s12⊕…​s2s^{12}\oplus\dots s^{2}. It is clear then that the quotient of the tangent space by the tangent space to the orbit is just s8s^{8}, as a representation of P​S​L​(2,𝐂)PSL(2,{\bf C}). By general theory there is an equivariant slice: a P​S​L​(2,𝐂)PSL(2,{\bf C}) equivariant embedding jj from a neighbourhood of 00 in s8s^{8} into G​r3​(Λ2)Gr_{3}(\Lambda^{2}), mapping 00 to our fixed subspace s2s^{2}, such that two points j⁡(p),j⁡(q)j(p),j(q) in the same S​L​(7)SL(7) orbit if and only p,qp,q are in the same P​S​L​(2)PSL(2) orbit. In fact, although we do not really need this, what we are describing is the versal deformation of X0X_{0}, so H1​(T​X0)=s8H^{1}(TX_{0})=s^{8}, as a representation of P​S​L​(2,𝐂)PSL(2,{\bf C}).

One can gain a lot of insight from this simple calculation. The structure of the orbits of P​S​L​(2,𝐂)PSL(2,{\bf C}) on s8s^{8} (or any sps^{p}) is a standard example in Geometric Invariant Theory. There are five cases

  1. 1.

    The trivial orbit {0}\{0\}.

  2. 2.

    The orbits of polynomials having no zero of multiplicity ≥4\geq 4. These are closed in s8s^{8}.

  3. 3.

    The orbit of polynomials having two distinct zeros, each of multiplicity four. This orbit is closed and each point in it has stabiliser 𝐂∗⊂P​S​L​(2,𝐂){\bf C}^{*}\subset PSL(2,{\bf C}).

  4. 4.

    The orbits of polynomials having a zero of multiplicity four and other zeros each of multiplicity less than four. These orbits are not closed but there closure contains the orbit of type (3).

  5. 5.

    The orbits of polynomials having a zero of multiplicity ≥5\geq 5. these are not closed and contain 00 in their closure.

This is the source of the famous example of Tian of Fano manifolds without Kahler-Einstein (or Ricci soliton) metrics [31]. Tian shows that the manifolds corresponding to any P​S​L​(2,𝐂)PSL(2,{\bf C}) orbit of type (5) cannot have such metrics. Tian’s general results also show the same for the manifolds corresponding to orbits of type (4). Tian’s results are of course deep and difficult but we note now that a weaker statement is rather obviously true. For this we need to recall some background.

In general, the linearisation of the Kahler-Einstein equations on a complex manifold ZZ at a solution ω0\omega_{0} is given by the self-adjoint operator Δ+1\Delta+1 and, much as we have seen in Section 3, the kernel of this can be identified with the Lie algebra of the isometry group GG of ω0\omega_{0}. Suppose we have a GG-equivariant deformation of Z0Z_{0}: i.e. a complex manifold 𝒵{\cal Z} with a GG-action, an action of GG on a ball B⊂𝐂mB\subset{\bf C}^{m} and a GG-equivariant submersion π:𝒵→B\pi:{\cal Z}\rightarrow B. In this situation we automatically get “local actions” of the complexified group GcG^{c} on 𝒵{\cal Z} and BB, compatible with π\pi. The standard “Kuranishi method”, which depends only on the formal properties of the situation, yields the following structure (after possibly restricting to a smaller ball BB).

  • •

    A GG-invariant family of Kahler metrics ωt\omega_{t} on the fibres Zt=π−1​(t)Z_{t}=\pi^{-1}(t) such that ωt\omega_{t} is isometric to ωt′\omega_{t^{\prime}} if and only if tt and t′t^{\prime} are in the same GG-orbit.

  • •

    A smooth map ν:B→𝔤∗\nu:B\rightarrow\mathfrak{g}^{*}, equivariant for the action of GG on BB and the co-adjoint action on 𝔤∗\mathfrak{g}^{*}, such that ωt\omega_{t} is Kahler-Einstein if and only if ν⁡(t)=0\nu(t)=0.

Now in this general situation we can see that, if the GG-action on BB is non-trivial the map ν\nu cannot be identically zero. For if t,t′t,t^{\prime} are in the same orbit of the local GcG^{c} action on BB then ZtZ_{t} and Zt′Z_{t^{\prime}} are isomorphic complex manifolds. But if ν⁡(t)\nu(t) and ν⁡(t′)\nu(t^{\prime}) both vanish then ωt\omega_{t} and ωt′\omega_{t^{\prime}} are Kahler-Einstein and, by the uniqueness of the Kahler-Einstein solution, they must be isometric and this only happens if t,t′t,t^{\prime} are in the same GG-orbit. Thus what we see from this elementary argument is that as we deform Z0Z_{0} in the smooth family ZtZ_{t} we cannot deform the metric ω0\omega_{0} in a smooth family of Kahler-Einstein metrics, for all small tt. Tian’s much stronger result is that if the Futaki invariant of Z0Z_{0} vanishes (say), and if 00 lies in the closure of the the GcG^{c}-orbit of a point t∈Bt\in B then ZtZ_{t} does not admit any Kahler-Einstein metric at all. This is an example of the “jumping of structures” phenomenon discussed in Section 1: there are arbitrarily small deformations of Z0Z_{0} which are equivalent to a different structure ZtZ_{t}.

Returning to our special case of the Mukai-Umemura manifold, we can see conversely that there are some deformations of X0X_{0} which do admit Kahler-Einstein metrics. The general theory of these “obstruction maps” ν\nu is being developed by T. Brönnle, in his Ph.D thesis, but in this special case we can make some simple deductions from symmetry arguments. Let pp be a point in s8s^{8} which is fixed by a subgroup J⊂S​O​(3)J\subset SO(3). Then JJ acts on 𝐑3=𝔰​𝔲​(2){\bf R}^{3}=\mathfrak{s}\mathfrak{u}(2) and if ν\nu is any equivariant map from s8s^{8} to 𝐑3{\bf R}^{3} then JJ must fix ν⁡(p)\nu(p). So if the origin is the only point in 𝐑3{\bf R}^{3} fixed by JJ then we must have ν⁡(p)=0\nu(p)=0. Consider, for example,

p=C⁡(z4−α​w4)​(w4−α​z4),p=C(z^{4}-\alpha w^{4})(w^{4}-\alpha z^{4}),

with any α,C∈𝐂\alpha,C\in{\bf C}. This is fixed by a dihedral group JJ of order 88 which has the desired property, so we see that the deformations corresponding such elements of s8s^{8} admit Kahler-Einstein metrics, for small CC. For α,C≠0\alpha,C\neq 0 the element pp has a discrete stabiliser in S​O​(3)SO(3) and it follows that the corresponding metrics have discrete isometry groups. But then the deformation theory implies that all small deformations of these manifolds admit Kahler-Einstein metrics. So we conclude that there is a non-empty open set in 𝒰{\cal U} where the manifolds admit Kahler-Einstein metrics.

Taking α=0\alpha=0 above we get a special family of deformations, admitting Kahler-Einstein metrics, where we can take J=O⁡(2)⊂S​O​(3)J=O(2)\subset SO(3). It follows that the corresponding manifolds have a 𝐂∗{\bf C}^{*}-action. We can see this family of manifolds explicitly as follows. Fix the action on 𝐂7{\bf C}^{7} with weights λ3,…,λ−3\lambda^{3},\dots,\lambda^{-3} as usual. Then we want to look at 33-dimensional subspaces Π\Pi of Λ2​𝐂7\Lambda^{2}{\bf C}^{7} preserved by the action and we just consider those on which the action has weights 1,0−11,0-1. Now the weight 11-subspace of λ2\lambda^{2} has a basis e3∧e−2,e2∧e−1,e1∧e0e_{3}\wedge e_{-2},e_{2}\wedge e_{-1},e_{1}\wedge e_{0} and our space Π\Pi must contain a vector

u=u3,−2​e3∧e−2+u2,−1​e2∧e−1+u1,0​e1∧e0,u=u_{3,-2}e_{3}\wedge e_{-2}+u_{2,-1}e_{2}\wedge e_{-1}+u_{1,0}e_{1}\wedge e_{0},

for scalars u3,−2u_{3,-2} etc. Similarly Π\Pi must contain a vector

v=v1,−1​e1∧e−1+v2,−2​e2∧e−2+v3,−3​e3∧e−3v=v_{1,-1}e_{1}\wedge e_{-1}+v_{2,-2}e_{2}\wedge e_{-2}+v_{3,-3}e_{3}\wedge e_{-3}

and a vector

w=w−3,2​e−3∧e2+w−2,1​e−2∧e1+w−1,0​e−1∧e0.w=w_{-3,2}e_{-3}\wedge e_{2}+w_{-2,1}e_{-2}\wedge e_{1}+w_{-1,0}e_{-1}\wedge e_{0}.

The vector space Π\Pi is determined by these three vectors u,v,wu,v,w. The coefficients are not unique. We could change u,v,wu,v,w to μ1​u,μ2​v,μ3​w\mu_{1}u,\mu_{2}v,\mu_{3}w. Also we could change our basis vectors eie_{i} to λi​ei\lambda_{i}e_{i} to give an equivalent 33-plane. This would change the coefficients, for example u3,−2u_{3,-2} would change to λ3​λ−2​u3,−2\lambda_{3}\lambda_{-2}u_{3,-2}. However the expression

τ=u3,−2​w−3,2​v1,−1u2,−1​w−2,1​v3,−3\tau=\frac{u_{3,-2}w_{-3,2}v_{1,-1}}{u_{2,-1}w_{-2,1}v_{3,-3}}

is invariant under all these changes and gives a “modulus” for this family. The Mukai-Umemura manifold has τ=1\tau=1. When τ\tau is close to 11 we have seen that the corresponding manifold admits a Kahler-Einstein metric. It seems likely that this true for all τ\tau but, as far the author is aware, this is not known. It seems an interesting test case for future developments in the existence theory.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.