ScalingStacks

3.3 A priori estimate [02AC]

Original official author HTML, exact retained edition. Historical TeX conversion verdicts remain unchanged. Cited-edition alignment and mathematical self-containment are not assessed.

Complete original source context · Original author HTML

3.3 A priori estimate

To prove Theorem 2 we need to establish appropriate a priori bounds on a solution to our equation. We proceed in five steps.

Step 1: Preliminaries

We want to appeal to some of the standard body of theory for compact Kahler manifolds, that is, where we consider a fixed reference metric ω0\omega_{0} on a compact manifold and another metric ω=ω0=i​∂¯​ψ\omega=\omega_{0}=i\overline{\partial}\psi. Our problem differs a little from that usually considered in the literature. To fit into a general setting we could consider a fixed smooth function GG of pp-variables, a compact Kahler manifold XX with pp fixed holomorphic vector fields vαv_{\alpha} and a function ψ\psi which satisfies an equation

(ω0+i​∂¯​ψ)n=exp⁡(ψ+G⁡(∇1ψ,…,∇pψ))(\omega_{0}+i\overline{\partial}\psi)^{n}=\exp(\psi+G(\nabla_{1}\psi,\dots,\nabla_{p}\psi))

where ∇αψ\nabla_{\alpha}\psi denotes the derivative of ψ\psi along the vector field vαv_{\alpha}. Then the modification by Tian and Zhu ([32], Section 5, especially Prop. 5.1) of the standard argument of Yau, shows that in this situation an L∞L^{\infty} bound on ψ\psi leads to bounds on all higher derivatives. (Apart from this the proof we give is self-contained.)

In our toric setting, we choose some fixed admissible Kahler potential ϕ0\phi_{0} on 𝐑n{\bf R}^{n} with Legendre transform u0u_{0}. Then we consider some general Kahler potential ϕ\phi, with Legendre transform uu and set ψ=ϕ−ϕ0\psi=\phi-\phi_{0}. So an L∞L^{\infty} bound on ψ\psi on the compact toric manifold is identical to an L∞L^{\infty} bound on ϕ−ϕ0\phi-\phi_{0} on 𝐑n{\bf R}^{n}. Now a general property of the Legendre transform is that it is an isometry with respect to the L∞L^{\infty} distance: that is to say

supt¯∈𝐑n|ϕ⁡(t¯)−ϕ0​(t¯)|=supx∈P|u⁡(x)−u0​(x)|.\sup_{\underline{t}\in{\bf R}^{n}}|\phi(\underline{t})-\phi_{0}(\underline{t})|=\sup_{x\in P}|u(x)-u_{0}(x)|.

This is an elementary exercise.

In our situation, u0u_{0} is a fixed continuous function on P¯\overline{P} so an L∞L^{\infty} bound on the function ψ\psi on the compact Kahler manifold is equivalent to an L∞L^{\infty} bound on the “unknown” symplectic potential uu.

In sum, we see that to prove our proposition it suffices to establish an a priori L∞L^{\infty} bound on symplectic potentials uu satisfying a differential inequality

|L−h|≤C,|L-h|\leq C, (22)

for fixed CC. Of course for this to make sense we have to normalise the non-uniqueness under the addition of linear functions, but we can do this very simply by restricting to functions uu whose derivative vanishes at the origin. i.e are minimised at the origin. We write m=−u⁡(0)m=-u(0) and M=maxP¯⁡(u−u⁡(0))M=\max_{\overline{P}}(u-u(0)) and our problem comes down to obtaining upper and lower bounds on mm and an upper bound on MM.

Step 2

Here we get a lower bound on m=−u⁡(0)m=-u(0). Let the polytope PP be contained in the R1R_{1} ball about 00 in 𝐑n{\bf R}^{n} and fix R0>0R_{0}>0 to be (say) half the distance from 00 to the boundary of PP. We will work in “generalised” polar coordinates (r,θ)(r,\theta) on P⊂𝐑nP\subset{\bf R}^{n}, so

h=r​∂u∂r−u⁡(0)=r​∂u∂r+m.h=r\frac{\partial u}{\partial r}-u(0)=r\frac{\partial u}{\partial r}+m.

Now let Ω⊂P\Omega\subset P be the set where |∇u|≤1|\nabla u|\leq 1. Then for x∈Ωx\in\Omega we have |h⁡(x)−m|≤R1|h(x)-m|\leq R_{1} and the basic assumption (22) gives L≤m+R1+CL\leq m+R_{1}+C so

det(ui​j)≤exp⁡(m+R1+C).\det(u_{ij})\leq\exp(m+R_{1}+C).

But the integral of det(ui​j)\det(u_{ij}) over Ω\Omega gives the volume ωn\omega_{n} of the unit ball in 𝐑n{\bf R}^{n} so

exp⁡(m+R1+C)​Vol​(Ω)≥ωn.\exp(m+R_{1}+C){\rm Vol}(\Omega)\geq\omega_{n}.

Since the volume of Ω\Omega cannot exceed the volume of PP this gives a lower bound on mm.

Step 3

Here we obtain a bound on local averages of hh, away from the origin. The bound depends on MM but, crucially, is O⁡(log⁡M)O(\log M).

For x∈Px\in P let d⁡(x)d(x) be the distance to the boundary. We consider points where d⁡(x)≤R0/2d(x)\leq R_{0}/2 and let BxB_{x} be the ball of radius d⁡(x)/2d(x)/2 centred at xx. So BxB_{x} is contained in PP and if y∈Bxy\in B_{x} the norm |y||y| is greater than R0R_{0}. Thus on BxB_{x} we have

∂u∂r≤1R0​(h−m).\frac{\partial u}{\partial r}\leq\frac{1}{R_{0}}(h-m).

Now we have an obvious bound, at any point yy,

|∇u|≤Md⁡(y).|\nabla u|\leq\frac{M}{d(y)}.

For y∈Bxy\in B_{x} the distance d⁡(y)d(y) is at least d⁡(x)/2d(x)/2, so |∇u|≤2​M/d⁡(x)|\nabla u|\leq 2M/d(x) on BxB_{x}. This means that the derivative of uu maps BxB_{x} into a ball of radius 2​M/d⁡(x)2M/d(x) hence

∫Bxdet∇2u​𝑑x¯≤ωn​(2​Md⁡(x))n.\int_{B_{x}}\det\nabla^{2}u\ d\underline{x}\leq\omega_{n}\left(\frac{2M}{d(x)}\right)^{n}.

Thus we have a bound on the average, in an obvious notation,

Av⁡(det∇2u,Bx)≤(2​M)nd​(x)2​n.{\rm Av}(\det\nabla^{2}u,B_{x})\leq\frac{(2M)^{n}}{d(x)^{2n}}.

Now the concavity of the logarithm means that

Av(logdet∇2u,Bx)≤log(Av(det∇2u,Bx)),{\rm Av}(\log\det\nabla^{2}u,B_{x})\leq\log({\rm Av}(\det\nabla^{2}u,B_{x})),

so

Av⁡(L,Bx)≤log⁡((2​M)nd​(x)2​n)=n​log⁡(2​M)−2​n​log⁡d⁡(x).{\rm Av}(L,B_{x})\leq\log\left(\frac{(2M)^{n}}{d(x)^{2n}}\right)=n\log(2M)-2n\log d(x).

Now Av⁡(h,Bx)≤Av⁡(L,Bx)+C{\rm Av}(h,B_{x})\leq{\rm Av}(L,B_{x})+C and Av⁡(∂u∂r,Bx)≤R0−1​Av​(h,Bx)−m/R0{\rm Av}(\frac{\partial u}{\partial r},B_{x})\leq R_{0}^{-1}{\rm Av}(h,B_{x})-m/R_{0}. Putting this together we get

Av⁡(∂u∂r,Bx)≤c1​log⁡M+c2−c3​log⁡d−mR0,{\rm Av}(\frac{\partial u}{\partial r},B_{x})\leq c_{1}\log M+c_{2}-c_{3}\log d-\frac{m}{R_{0}}, (23)

for known cic_{i}.

Step 4

Here we give an elementary geometric argument to relate the average value of the radial derivative ∂ru=∂u∂r\partial_{r}u=\frac{\partial u}{\partial r} to the growth of the function uu, using convexity. We will write κi\kappa_{i} for positive constants depending on the Euclidean geometry of the polytope PP.

For δ≥0\delta\geq 0 consider the slightly smaller polytope (1−δ)​P(1-\delta)P. Fix δ0\delta_{0} so that if δ<δ0\delta<\delta_{0} this polytope contains the ball of radius R0R_{0} about the origin. Let M⁡(δ)M(\delta) be the maximum value of u−u⁡(0)u-u(0) on (1−δ)​P¯(1-\delta)\overline{P}, so M⁡(δ)M(\delta) increases to MM as δ\delta decreases to 00. For each vertex pp on PP let fp​(δ)=u⁡((1−δ)​p)−u⁡(0)f_{p}(\delta)=u((1-\delta)p)-u(0). Then clearly

M⁡(δ)=maxp⁡fp​(δ).M(\delta)=\max_{p}f_{p}(\delta).

Suppose that at a given small δ\delta the maximum is attained by fpf_{p}, for a certain vertex pp. We want to show that the derivative fp′​(δ)f^{\prime}_{p}(\delta) satisfies a bound of the same form as our bound on the local averages of ∂ru\partial_{r}u. To see this consider the point p′=(1−δ2)​pp^{\prime}=(1-\frac{\delta}{2})p. It is obvious that p′p^{\prime} is contained in the interior of the convex hull of pp and (1−δ)​P¯(1-\delta)\overline{P}. It will be equally clear to the reader who draws a diagram that if qq is any point within distance κ1​δ\kappa_{1}\delta of pp then p′p^{\prime} is in the interior of the convex hull of qq and (1−δ)​P¯(1-\delta)\overline{P}. Thus a convex set containing (1−δ)​P¯(1-\delta)\overline{P} and with p′p^{\prime} on its boundary cannot contain any point within distance κ1​δ\kappa_{1}\delta of pp.

With this discussion in place we can quickly complete the proof. Let ZZ be the value of the radial derivative ∂ru\partial_{r}u at the point (1−δ)​p(1-\delta)p. Then

u⁡(p′)≥u⁡((1−δ)​p)+κ2​Z​δu(p^{\prime})\geq u((1-\delta)p)+\kappa_{2}Z\delta

Let KK be the closed convex set of points x∈P¯x\in\overline{P} where u⁡(x)≤u⁡(p′)u(x)\leq u(p^{\prime}). By the principle above, KK cannot meet the κ1​δ\kappa_{1}\delta ball about pp. Let σ\sigma be any ray from the origin through a point qq which is within κ1​δ\kappa_{1}\delta of pp. Then there are t<t′<1t<t^{\prime}<1 such that t​qtq is in the boundary of (1−δ)​P(1-\delta)P and t′​qt^{\prime}q is in the boundary of KK. Since u⁡(t​q)≤u⁡((1−δ​p))u(tq)\leq u((1-\delta p)) the increase in uu along the segment from t​qtq to t′​qt^{\prime}q is at least κ2​Z​δ\kappa_{2}Z\delta. But the length of this segment is at most O⁡(δ)O(\delta) and the radial derivative is increasing, so we see that the radial derivative ∂ru\partial_{r}u is at least κ3​Z\kappa_{3}Z at the point t′​qt^{\prime}q, and hence a fortiori at qq. Now by comparing with the average of the radial derivative over a suitable ball of radius κ4​δ\kappa_{4}\delta we deduce that, after adjusting the constants cic_{i} appropriately, we have

M′​(δ)≥−(c1​log⁡M+c2−c3​log⁡δ−κ​5​mR0CLOSE.M^{\prime}(\delta)\geq-(c_{1}\log M+c_{2}-c_{3}\log\delta-\frac{\kappa{5}m}{R_{0}}. (24)

Step 5

Since the logarithm function is integrable around 00 we deduce from (24), by integrating over δ\delta, that

M≤M⁡(δ0)+C′​(log⁡M+1)−ϵ​m,M\leq M(\delta_{0})+C^{\prime}(\log M+1)-\epsilon m,

for known ϵ,C′>0\epsilon,C^{\prime}>0. The convexity of uu gives

M⁡(δ0)≤(1−δ0)​M.M(\delta_{0})\leq(1-\delta_{0})M.

So

δ0​M≤(C⁡(log⁡M+1)−ϵ​m).\delta_{0}M\leq(C(\log M+1)-\epsilon m).

Since log⁡M\log M is o⁡(M)o(M) for large MM this has no solutions if mm is large, so we get an upper bound on mm. On the other hand, the lower bound on mm obtained in Step 1 gives an upper bound on MM and we are finished.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.