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3 Toric Fano manifolds [02A7]

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3 Toric Fano manifolds

3.1 The Kahler-Ricci soliton equation

The condition that a toric manifold XX be Fano, with L=KX−1L=K_{X}^{-1} is easily stated in terms of the polytope PP. There is a preferred “centre” ν0∈P\nu_{0}\in P such that for each face λr​(p0)−cr=1\lambda_{r}(p_{0})-c_{r}=1. This follows because the wedge product of the vector fields generating the action is a meromorphic nn-form on XX with a simple pole along each of the divisors corresponding to the faces. Then the inverse is a section of KX−1K_{X}^{-1} and is a multiple of the standard basis element sν0s_{\nu_{0}}. This centre is also the centre of mass of (∂P,d​σ)(\partial P,d\sigma).

In this Section we discuss a Theorem of Wang and Zhu [34].

Theorem 1

Any toric Fano manifold has a Kahler-Ricci soliton metric, unique up to holomorphic automorphisms

We will begin by giving a proof which is somewhat different to that of Wang and Zhu (although it borrows ideas from that paper and from [32]), working largely with the symplectic description. We can assume that the centre ν0\nu_{0} is the origin. Given a symplectic potential uu we write

h=xi​ui−u,h=x^{i}u_{i}-u,

and

L=logdet∇2u.L=\log\det\nabla^{2}u.

These are smooth functions on PP but both tend to infinity at the boundary. Note that hh depends on a choice of origin in 𝐑n{\bf R}^{n}. Of course hh is just the composite of the Kahler potential ϕ\phi with the derivative of uu, mapping PP to 𝐑n{\bf R}^{n}. The assumption that the toric manifold XX be Fano is equivalent to the fact that, for any admissible uu, the difference L−hL-h is a smooth function on P¯\overline{P}. The condition that uu describe a Kahler-Ricci soliton is that

L−h=∑ci​xi,L-h=\sum c_{i}x^{i}, (11)

for constants cic_{i} (which of course specify the relevant holomorphic vector field on the Kahler manifold). Just as in our discussion of extremal metrics, it is natural in this context to consider more generally an equation L−h=AL-h=A for some prescribed smooth function AA on P¯\overline{P}. Again, much as for the extremal case, there are elementary constraints that we need to impose on AA. For any symplectic potential uu we consider the integrals

∫Pxi​eL−h​𝑑x¯,\int_{P}x^{i}e^{L-h}d\underline{x},

for i=1,…,ni=1,\dots,n. Transforming the integral to the dual space, it becomes

∫𝐑n∂ϕ∂tie−ϕdt¯=−∫𝐑[n∂e−ϕ∂ti=0.\int_{{\bf R}^{n}}\frac{\partial\phi}{\partial t_{i}}e^{-\phi}d\underline{t}=-\int_{{\bf R}^{[}n}\frac{\partial e^{-\phi}}{\partial t_{i}}=0.

So a necessary condition that the equation L−h=AL-h=A has a solution is that, for each ii,

∫Pxi​eA​𝑑x¯=0.\int_{P}x^{i}e^{A}d\underline{x}=0. (12)

This fixes the constants cic_{i} in (11). To see this, consider the function of c¯∈𝐑n\underline{c}\in{\bf R}^{n}:

F⁡(c¯)=∫Pe∑ci​xi​𝑑x¯F(\underline{c})=\int_{P}e^{\sum c_{i}x^{i}}d\underline{x}

This is convex and proper (since the origin lies in PP) and so has a unique critical point. But the derivative of FF with respect to cic_{i} is

∫Pxi​e∑ci​xi​𝑑x¯.\int_{P}x^{i}e^{\sum c_{i}x^{i}}\ d\underline{x}.

So the unique critical point of FF gives exactly the constants cic_{i} required to satisfy the constraint.

In sum, the theorem of Wang and Zhu follows from

Theorem 2

For any smooth function AA on P¯\overline{P} which satisfies the constraint (12) there is a solution uu to the equation L−h=AL-h=A, which is unique up to the addition of a linear function.

An equivalent statement is

For any smooth function AA on P¯\overline{P} there are constants γi\gamma_{i} and an admissible potential uu such that L−h=A+∑γi​xiL-h=A+\sum\gamma_{i}x^{i}. The γi\gamma_{i} are unique and uu is unique up to the addition of a linear function.

The equivalence of the statements follows from the same argument as above.

3.2 Continuity method, convexity and a fundamental inequality

For any symplectic potential uu on our Fano polytope, centred at the origin, we write ρ=L−h\rho=L-h. Now we define the following weighted norms, for functions f,gf,g on PP:

⟨f,g⟩u=∫Pf​g​eρ​𝑑x¯;\langle f,g\rangle_{u}=\int_{P}fge^{\rho}\ d\underline{x};
⟨∇f,∇g⟩u=∫Pfi​ga​ui​a​eρ​𝑑x¯;\langle\nabla f,\nabla g\rangle_{u}=\int_{P}f_{i}g_{a}u^{ia}e^{\rho}\ d\underline{x};
⟨∇2f,∇2g⟩u=∫Pfi​j​ga​b​ui​a​uj​b​eρ​𝑑x¯.\langle\nabla^{2}f,\nabla^{2}g\rangle_{u}=\int_{P}f_{ij}g_{ab}u^{ia}u^{jb}e^{\rho}\ d\underline{x}.

The first variation of ρ\rho with respect to an infinitesimal variation ff in uu is δ​ρ=□​f\delta\rho=\Box f, where □\Box is the differential operator

□​f=ui​j​fi​j−xi​fi+f.\Box f=u^{ij}f_{ij}-x^{i}f_{i}+f. (13)

Since

ρj=−uai​a​ua​j−xa​uj​a,\rho_{j}=-u^{ia}_{a}u^{aj}-x^{a}u_{ja},

this can also be written as

□​f=(ui​j​fi)j−u​i​j​ρj​fi+f,\Box f=\left(u^{ij}f_{i}\right)_{j}-u{ij}\rho_{j}f_{i}+f, (14)

from which it follows that

⟨□​f,g⟩u=−⟨∇f,∇g⟩u+⟨f,g⟩u.\langle\Box f,g\rangle_{u}=-\langle\nabla f,\nabla g\rangle_{u}+\langle f,g\rangle_{u}. (15)

In particular, □\Box is self-adjoint with respect to the weighted norm.

Now define a functional by

ℱ⁡(u)=∫Peρ​𝑑x¯.{\cal F}(u)=\int_{P}e^{\rho}\ d\underline{x}. (16)

Then the first variation is

δ​ℱ=∫P□​f​eρ​𝑑x¯=⟨□​f,1⟩u.\delta{\cal F}=\int_{P}\Box fe^{\rho}d\underline{x}=\langle\Box f,1\rangle_{u}. (17)

By the self-adjoint property we can also write this as

δ​ℱ=⟨f,□​1⟩u=⟨f,1⟩u=∫Pf​eρ​𝑑x¯.\delta{\cal F}=\langle f,\Box 1\rangle_{u}=\langle f,1\rangle_{u}=\int_{P}fe^{\rho}d\underline{x}. (18)

This leads to two different expressions for the second variation of ℱ{\cal F}. If we put ut=u+t​f,ρt=ρ⁡(ut)u_{t}=u+tf,\rho_{t}=\rho(u_{t}) and write □t\Box_{t} for the operator defined by utu_{t} then

dd​t​□t​f=−ui​a​uj​b​fi​j​fa​b.\frac{d}{dt}\Box_{t}f=-u^{ia}u^{jb}f_{ij}f_{ab}.

So,

d2d​t2​ℱ​(ut)=dd​t​∫P□t​f​eρt​𝑑x¯=∫P(□t​f​□t​f−ui​a​uj​b​fi​j​fa​b)​eρt​𝑑x¯,\frac{d^{2}}{dt^{2}}{\cal F}(u_{t})=\frac{d}{dt}\int_{P}\Box_{t}fe^{\rho_{t}}d\underline{x}=\int_{P}\left(\Box_{t}f\Box_{t}f-u^{ia}u^{jb}f_{ij}f_{ab}\right)e^{\rho_{t}}d\underline{x},

which is equal to

⟨□t​f,□t​f⟩ut−⟨∇2f,∇2f⟩ut.\langle\Box_{t}f,\Box_{t}f\rangle_{u_{t}}-\langle\nabla^{2}f,\nabla^{2}f\rangle_{u_{t}}.

On the other hand

d2d​t2​ℱ​(ut)=dd​t​∫Pf​eρt​𝑑x¯=∫Pf​□t​f​eρt​𝑑x¯.\frac{d^{2}}{dt^{2}}{\cal F}(u_{t})=\frac{d}{dt}\int_{P}fe^{\rho_{t}}d\underline{x}=\int_{P}f\Box_{t}fe^{\rho_{t}}d\underline{x}.

So, evaluating at t=0t=0 and dropping tt from the notation, we have the identity

⟨□​f,□​f⟩u−⟨∇2f,∇2f⟩u=⟨f,□​f⟩u.\langle\Box f,\Box f\rangle_{u}-\langle\nabla^{2}f,\nabla^{2}f\rangle_{u}=\langle f,\Box f\rangle_{u}. (19)

Applying (15), with g=□​fg=\Box f, this gives,

⟨∇f,∇□f⟩u=−⟨∇2f,∇2f⟩u.\langle\nabla f,\nabla\Box f\rangle_{u}=-\langle\nabla^{2}f,\nabla^{2}f\rangle_{u}. (20)

It is obvious from the definition that □\Box vanishes on the linear functions and □​1=1\Box 1=1. If ff is any eigenfunction of □\Box, with eigenvalue λ\lambda, which is orthogonal to the linear functions and then constants, then ∇2f\nabla^{2}f is non-zero and the identity gives

λ​⟨∇f,∇f⟩u=−⟨∇2f,∇2f⟩u,\lambda\langle\nabla f,\nabla f\rangle_{u}=-\langle\nabla^{2}f,\nabla^{2}f\rangle_{u},

so λ<0\lambda<0. (This is a variant of the standard lower bound on the eigenvalues of the Laplacian on a manifold with positive Ricci curvature, the identity can of course be verified more directly, but the argument above avoids some laborious manipulation.) In sum, we have derived an inequality

⟨1,f⟩u​⟨1,1⟩u−⟨f,□​f⟩u≥0,\langle 1,f\rangle_{u}\langle 1,1\rangle_{u}-\langle f,\Box f\rangle_{u}\geq 0, (21)

with equality if and only if ff is a linear function.

Now to apply this to our problem. First, we can use the continuity method for the equation L−h=A+∑γi​xiL-h=A+\sum\gamma_{i}x^{i}, with respect to variations in AA. The linearised equation is □u​f=δ​A+∑δ​γi​xi\Box_{u}f=\delta A+\sum\delta\gamma_{i}x^{i}. Since the cokernel of □u\Box_{u} is identified with the linear functions this linearised equation has a solution and we can apply the implicit function theorem in the usual way.

Second, we obtain the uniqueness of solutions. Consider the functional −log⁡ℱ-\log{\cal F}. Along a line ut=u+t​fu_{t}=u+tf we have

d2d​t2​(−log⁡ℱ)=1ℱ2​(ℱℱ′−ℱ′′)\frac{d^{2}}{dt^{2}}\left(-\log{\cal F}\right)=\frac{1}{{\cal F}^{2}}({\cal F}{\cal F}^{\prime}-{\cal F}^{\prime\prime})

where ℱ′,ℱ′′{\cal F}^{\prime},{\cal F}^{\prime\prime} denote the derivatives of ℱ{\cal F}. Evaluating at t=0t=0 we have

ℱ=⟨1,1⟩u,ℱ′=⟨1,f⟩u,ℱ′′=⟨f,□u​f⟩u,{\cal F}=\langle 1,1\rangle_{u},{\cal F}^{\prime}=\langle 1,f\rangle_{u},{\cal F}^{\prime\prime}=\langle f,\Box_{u}f\rangle_{u},

so our inequality (21) asserts that the second derivative of −log⁡ℱ-\log{\cal F} is positive, and strictly positive unless ff is affine-linear. Thus −log⁡ℱ-\log{\cal F} is a convex function. Now if ρ=A+∑γi​xi\rho=A+\sum\gamma_{i}x^{i} the γi\gamma_{i} are determined by AA, using the same argument as in the previous subsection. So we may as well suppose that γi=0\gamma_{i}=0. Then ℱ⁡(u)=C{\cal F}(u)=C where CC is the integral of eAe^{A}. The equation ρ=A\rho=A is the Euler-Lagrange equation for critical points of the linear function

u↦∫Pu​eA​𝑑x¯u\mapsto\int_{P}ue^{A}\ d\underline{x}

subject to the constraint −log⁡ℱ=−log⁡C-\log{\cal F}=-\log C. The convexity gives uniqueness, modulo linear functions.

3.3 A priori estimate

To prove Theorem 2 we need to establish appropriate a priori bounds on a solution to our equation. We proceed in five steps.

Step 1: Preliminaries

We want to appeal to some of the standard body of theory for compact Kahler manifolds, that is, where we consider a fixed reference metric ω0\omega_{0} on a compact manifold and another metric ω=ω0=i​∂¯​ψ\omega=\omega_{0}=i\overline{\partial}\psi. Our problem differs a little from that usually considered in the literature. To fit into a general setting we could consider a fixed smooth function GG of pp-variables, a compact Kahler manifold XX with pp fixed holomorphic vector fields vαv_{\alpha} and a function ψ\psi which satisfies an equation

(ω0+i​∂¯​ψ)n=exp⁡(ψ+G⁡(∇1ψ,…,∇pψ))(\omega_{0}+i\overline{\partial}\psi)^{n}=\exp(\psi+G(\nabla_{1}\psi,\dots,\nabla_{p}\psi))

where ∇αψ\nabla_{\alpha}\psi denotes the derivative of ψ\psi along the vector field vαv_{\alpha}. Then the modification by Tian and Zhu ([32], Section 5, especially Prop. 5.1) of the standard argument of Yau, shows that in this situation an L∞L^{\infty} bound on ψ\psi leads to bounds on all higher derivatives. (Apart from this the proof we give is self-contained.)

In our toric setting, we choose some fixed admissible Kahler potential ϕ0\phi_{0} on 𝐑n{\bf R}^{n} with Legendre transform u0u_{0}. Then we consider some general Kahler potential ϕ\phi, with Legendre transform uu and set ψ=ϕ−ϕ0\psi=\phi-\phi_{0}. So an L∞L^{\infty} bound on ψ\psi on the compact toric manifold is identical to an L∞L^{\infty} bound on ϕ−ϕ0\phi-\phi_{0} on 𝐑n{\bf R}^{n}. Now a general property of the Legendre transform is that it is an isometry with respect to the L∞L^{\infty} distance: that is to say

supt¯∈𝐑n|ϕ⁡(t¯)−ϕ0​(t¯)|=supx∈P|u⁡(x)−u0​(x)|.\sup_{\underline{t}\in{\bf R}^{n}}|\phi(\underline{t})-\phi_{0}(\underline{t})|=\sup_{x\in P}|u(x)-u_{0}(x)|.

This is an elementary exercise.

In our situation, u0u_{0} is a fixed continuous function on P¯\overline{P} so an L∞L^{\infty} bound on the function ψ\psi on the compact Kahler manifold is equivalent to an L∞L^{\infty} bound on the “unknown” symplectic potential uu.

In sum, we see that to prove our proposition it suffices to establish an a priori L∞L^{\infty} bound on symplectic potentials uu satisfying a differential inequality

|L−h|≤C,|L-h|\leq C, (22)

for fixed CC. Of course for this to make sense we have to normalise the non-uniqueness under the addition of linear functions, but we can do this very simply by restricting to functions uu whose derivative vanishes at the origin. i.e are minimised at the origin. We write m=−u⁡(0)m=-u(0) and M=maxP¯⁡(u−u⁡(0))M=\max_{\overline{P}}(u-u(0)) and our problem comes down to obtaining upper and lower bounds on mm and an upper bound on MM.

Step 2

Here we get a lower bound on m=−u⁡(0)m=-u(0). Let the polytope PP be contained in the R1R_{1} ball about 00 in 𝐑n{\bf R}^{n} and fix R0>0R_{0}>0 to be (say) half the distance from 00 to the boundary of PP. We will work in “generalised” polar coordinates (r,θ)(r,\theta) on P⊂𝐑nP\subset{\bf R}^{n}, so

h=r​∂u∂r−u⁡(0)=r​∂u∂r+m.h=r\frac{\partial u}{\partial r}-u(0)=r\frac{\partial u}{\partial r}+m.

Now let Ω⊂P\Omega\subset P be the set where |∇u|≤1|\nabla u|\leq 1. Then for x∈Ωx\in\Omega we have |h⁡(x)−m|≤R1|h(x)-m|\leq R_{1} and the basic assumption (22) gives L≤m+R1+CL\leq m+R_{1}+C so

det(ui​j)≤exp⁡(m+R1+C).\det(u_{ij})\leq\exp(m+R_{1}+C).

But the integral of det(ui​j)\det(u_{ij}) over Ω\Omega gives the volume ωn\omega_{n} of the unit ball in 𝐑n{\bf R}^{n} so

exp⁡(m+R1+C)​Vol​(Ω)≥ωn.\exp(m+R_{1}+C){\rm Vol}(\Omega)\geq\omega_{n}.

Since the volume of Ω\Omega cannot exceed the volume of PP this gives a lower bound on mm.

Step 3

Here we obtain a bound on local averages of hh, away from the origin. The bound depends on MM but, crucially, is O⁡(log⁡M)O(\log M).

For x∈Px\in P let d⁡(x)d(x) be the distance to the boundary. We consider points where d⁡(x)≤R0/2d(x)\leq R_{0}/2 and let BxB_{x} be the ball of radius d⁡(x)/2d(x)/2 centred at xx. So BxB_{x} is contained in PP and if y∈Bxy\in B_{x} the norm |y||y| is greater than R0R_{0}. Thus on BxB_{x} we have

∂u∂r≤1R0​(h−m).\frac{\partial u}{\partial r}\leq\frac{1}{R_{0}}(h-m).

Now we have an obvious bound, at any point yy,

|∇u|≤Md⁡(y).|\nabla u|\leq\frac{M}{d(y)}.

For y∈Bxy\in B_{x} the distance d⁡(y)d(y) is at least d⁡(x)/2d(x)/2, so |∇u|≤2​M/d⁡(x)|\nabla u|\leq 2M/d(x) on BxB_{x}. This means that the derivative of uu maps BxB_{x} into a ball of radius 2​M/d⁡(x)2M/d(x) hence

∫Bxdet∇2u​𝑑x¯≤ωn​(2​Md⁡(x))n.\int_{B_{x}}\det\nabla^{2}u\ d\underline{x}\leq\omega_{n}\left(\frac{2M}{d(x)}\right)^{n}.

Thus we have a bound on the average, in an obvious notation,

Av⁡(det∇2u,Bx)≤(2​M)nd​(x)2​n.{\rm Av}(\det\nabla^{2}u,B_{x})\leq\frac{(2M)^{n}}{d(x)^{2n}}.

Now the concavity of the logarithm means that

Av(logdet∇2u,Bx)≤log(Av(det∇2u,Bx)),{\rm Av}(\log\det\nabla^{2}u,B_{x})\leq\log({\rm Av}(\det\nabla^{2}u,B_{x})),

so

Av⁡(L,Bx)≤log⁡((2​M)nd​(x)2​n)=n​log⁡(2​M)−2​n​log⁡d⁡(x).{\rm Av}(L,B_{x})\leq\log\left(\frac{(2M)^{n}}{d(x)^{2n}}\right)=n\log(2M)-2n\log d(x).

Now Av⁡(h,Bx)≤Av⁡(L,Bx)+C{\rm Av}(h,B_{x})\leq{\rm Av}(L,B_{x})+C and Av⁡(∂u∂r,Bx)≤R0−1​Av​(h,Bx)−m/R0{\rm Av}(\frac{\partial u}{\partial r},B_{x})\leq R_{0}^{-1}{\rm Av}(h,B_{x})-m/R_{0}. Putting this together we get

Av⁡(∂u∂r,Bx)≤c1​log⁡M+c2−c3​log⁡d−mR0,{\rm Av}(\frac{\partial u}{\partial r},B_{x})\leq c_{1}\log M+c_{2}-c_{3}\log d-\frac{m}{R_{0}}, (23)

for known cic_{i}.

Step 4

Here we give an elementary geometric argument to relate the average value of the radial derivative ∂ru=∂u∂r\partial_{r}u=\frac{\partial u}{\partial r} to the growth of the function uu, using convexity. We will write κi\kappa_{i} for positive constants depending on the Euclidean geometry of the polytope PP.

For δ≥0\delta\geq 0 consider the slightly smaller polytope (1−δ)​P(1-\delta)P. Fix δ0\delta_{0} so that if δ<δ0\delta<\delta_{0} this polytope contains the ball of radius R0R_{0} about the origin. Let M⁡(δ)M(\delta) be the maximum value of u−u⁡(0)u-u(0) on (1−δ)​P¯(1-\delta)\overline{P}, so M⁡(δ)M(\delta) increases to MM as δ\delta decreases to 00. For each vertex pp on PP let fp​(δ)=u⁡((1−δ)​p)−u⁡(0)f_{p}(\delta)=u((1-\delta)p)-u(0). Then clearly

M⁡(δ)=maxp⁡fp​(δ).M(\delta)=\max_{p}f_{p}(\delta).

Suppose that at a given small δ\delta the maximum is attained by fpf_{p}, for a certain vertex pp. We want to show that the derivative fp′​(δ)f^{\prime}_{p}(\delta) satisfies a bound of the same form as our bound on the local averages of ∂ru\partial_{r}u. To see this consider the point p′=(1−δ2)​pp^{\prime}=(1-\frac{\delta}{2})p. It is obvious that p′p^{\prime} is contained in the interior of the convex hull of pp and (1−δ)​P¯(1-\delta)\overline{P}. It will be equally clear to the reader who draws a diagram that if qq is any point within distance κ1​δ\kappa_{1}\delta of pp then p′p^{\prime} is in the interior of the convex hull of qq and (1−δ)​P¯(1-\delta)\overline{P}. Thus a convex set containing (1−δ)​P¯(1-\delta)\overline{P} and with p′p^{\prime} on its boundary cannot contain any point within distance κ1​δ\kappa_{1}\delta of pp.

With this discussion in place we can quickly complete the proof. Let ZZ be the value of the radial derivative ∂ru\partial_{r}u at the point (1−δ)​p(1-\delta)p. Then

u⁡(p′)≥u⁡((1−δ)​p)+κ2​Z​δu(p^{\prime})\geq u((1-\delta)p)+\kappa_{2}Z\delta

Let KK be the closed convex set of points x∈P¯x\in\overline{P} where u⁡(x)≤u⁡(p′)u(x)\leq u(p^{\prime}). By the principle above, KK cannot meet the κ1​δ\kappa_{1}\delta ball about pp. Let σ\sigma be any ray from the origin through a point qq which is within κ1​δ\kappa_{1}\delta of pp. Then there are t<t′<1t<t^{\prime}<1 such that t​qtq is in the boundary of (1−δ)​P(1-\delta)P and t′​qt^{\prime}q is in the boundary of KK. Since u⁡(t​q)≤u⁡((1−δ​p))u(tq)\leq u((1-\delta p)) the increase in uu along the segment from t​qtq to t′​qt^{\prime}q is at least κ2​Z​δ\kappa_{2}Z\delta. But the length of this segment is at most O⁡(δ)O(\delta) and the radial derivative is increasing, so we see that the radial derivative ∂ru\partial_{r}u is at least κ3​Z\kappa_{3}Z at the point t′​qt^{\prime}q, and hence a fortiori at qq. Now by comparing with the average of the radial derivative over a suitable ball of radius κ4​δ\kappa_{4}\delta we deduce that, after adjusting the constants cic_{i} appropriately, we have

M′​(δ)≥−(c1​log⁡M+c2−c3​log⁡δ−κ​5​mR0CLOSE.M^{\prime}(\delta)\geq-(c_{1}\log M+c_{2}-c_{3}\log\delta-\frac{\kappa{5}m}{R_{0}}. (24)

Step 5

Since the logarithm function is integrable around 00 we deduce from (24), by integrating over δ\delta, that

M≤M⁡(δ0)+C′​(log⁡M+1)−ϵ​m,M\leq M(\delta_{0})+C^{\prime}(\log M+1)-\epsilon m,

for known ϵ,C′>0\epsilon,C^{\prime}>0. The convexity of uu gives

M⁡(δ0)≤(1−δ0)​M.M(\delta_{0})\leq(1-\delta_{0})M.

So

δ0​M≤(C⁡(log⁡M+1)−ϵ​m).\delta_{0}M\leq(C(\log M+1)-\epsilon m).

Since log⁡M\log M is o⁡(M)o(M) for large MM this has no solutions if mm is large, so we get an upper bound on mm. On the other hand, the lower bound on mm obtained in Step 1 gives an upper bound on MM and we are finished.

3.4 The method of Wang and Zhu

We will now discuss briefly the original approach of Wang and Zhu. For simplicity we will just consider the case when the Futaki invariant vanishes, so we seek a Kahler-Einstein metric. Recall from the above that the vanishing Futaki invariant is equivalent to fact that the centre of mass of the polytope PP is the preferred centre, which we are taking as 0∈𝐑n0\in{\bf R}^{n}.

Wang and Zhu use the continuity method with respect to the family of equations

det(∇2ϕ)=exp⁡(−(s​ϕ+(1−s)​f)),\det(\nabla^{2}\phi)=\exp(-(s\phi+(1-s)f)), (25)

where ff is a fixed admissible Kahler potential and 0≤s<10\leq s<1. We discuss first the case when s=0s=0. Then the equation in question is just the toric case of the “prescribed volume form” equation, solved, for general Kahler manifolds, by Yau. But let us see how to give a simple proof in this special situation. As we have seen it suffices to bound the L∞L^{\infty} norm of the symplectic potential uu corresponding to ϕ\phi. We can apply the Sobolev inequality so for each p>np>n there is a cpc_{p} such that

OscP​(u)≤cp​‖∇u‖Lp.{\rm Osc}_{P}(u)\leq c_{p}\|\nabla u\|_{L^{p}}.

So we conclude that in our problem it suffices to find CC such that there is some point x∈Px\in P with −C≤u⁡(x)≤C-C\leq u(x)\leq C and ‖∇u‖Lp≤C.\|\nabla u\|_{L^{p}}\leq C.

The equation (25) with s=0s=0 is degenerate, in that we can obviously change ϕ\phi by the addition of a constant, so we may normalise uu to be zero at some point. Thus all we need to do is bound the LpL^{p} norm of ∇u\nabla u. But for this we simply write

∫P|∇u|p​𝑑x¯=∫𝐑n|t¯|p​det∇2ϕ​𝑑t¯=∫𝐑n|t¯|p​e−f​𝑑t¯<∞.\int_{P}|\nabla u|^{p}\ d\underline{x}=\int_{{\bf R}^{n}}|\underline{t}|^{p}\det\nabla^{2}\phi\ d\underline{t}=\int_{{\bf R}^{n}}|\underline{t}|^{p}e^{-f}\ d\underline{t}<\infty.

This concludes the proof of the L∞L^{\infty} estimate for the case s=0s=0. (Here we have not used the fact that ff is convex, so by deforming ff one can prove the toric case of Yau’s Theorem: the existence of a solution for any ff.)

Now we go on to the main case, when s>0s>0. It suffices to obtain estimates for s≥s0s\geq s_{0} for some fixed s0>0s_{0}>0.

Set w=s​ϕ+(1−s)​fw=s\phi+(1-s)f. Then ww is another admissible function and

det(∇2w)≥s0n​det(∇2ϕ)=s0n​e−w.\det(\nabla^{2}w)\geq s_{0}^{n}\det(\nabla^{2}\phi)=s_{0}^{n}e^{-w}.

Let the minimal value of ww be mm, attained at a point ζ∈𝐑n\zeta\in{\bf R}^{n}. The first main step in the proof is

Proposition 1

We have

w⁡(t¯)≥ϵ​|t¯−ζ|−Cw(\underline{t})\geq\epsilon|\underline{t}-\zeta|-C

for known ϵ,C\epsilon,C.

The foundation of the approach of Wang and Zhu is the following fact.

Proposition 2

Suppose that vv is a convex function on 𝐑n{\bf R}^{n}, attaining minimal value 00, and suppose det(∇2v)≥λ\det(\nabla^{2}v)\geq\lambda when v≤1v\leq 1. Then if KK is the set where v≤1v\leq 1 we have Vol(K)≤Cλ−1/2{\rm Vol}(K)\leq C\lambda^{-1/2} for some constant CC depending only on the dimension nn.

Wang and Zhu prove this using a comparison argument. It can also be shown using the elementary geometry of the derivative of vv (see [17] Prop. 3.2.3), but both approaches depend on the fact that after a unimodular affine transformation we can suppose that there are concentric balls

B⁡(R1)⊂K⊂B⁡(R2),B(R_{1})\subset K\subset B(R_{2}),

with the ratio R2/R1R_{2}/R_{1} of the radii bounded by a fixed constant depending on the dimension. Notice that a reverse inequality holds. If in the same situation det(∇2v)≤Λ\det(\nabla^{2}v)\leq\Lambda then Vol(K)≥CΛ−1/2{\rm Vol}(K)\geq C\Lambda^{-1/2} ([17], Cor. 3.2.4).

With this background in place we can proceed to explain the proof of Wang and Zhu. Let mm be the minimal value of the function ww and set v=w−mv=w-m. Then det(∇2v)≥λ=t0n​em+1\det(\nabla^{2}v)\geq\lambda=t_{0}^{n}e^{m+1} on the set KK where v≤1v\leq 1. So we deduce that

Vol(K)≤Cλ−1/2=C′em/2,{\rm Vol}(K)\leq C\lambda^{-1/2}=C^{\prime}e^{m/2}, (26)

say. For each positive hh let KhK_{h} be the set {v≤h}\{v\leq h\} and V⁡(h)=Vol⁡(Kh)V(h)={\rm Vol}(K_{h}). Then convexity implies that KhK_{h} is contained in the dilate of KK by factor hh about the minimum point of vv. Thus

V⁡(h)=Vol⁡(Kh)≤hn​Vol​(K)≤hn​C′​em/2.V(h)={\rm Vol}(K_{h})\leq h^{n}{\rm Vol}(K)\leq h^{n}C^{\prime}e^{m/2}.

By the co-area formula

∫𝐑ne−w​𝑑t¯=∫0∞e−h​V​(h)​𝑑h.\int_{{\bf R}^{n}}e^{-w}\ d\underline{t}=\int_{0}^{\infty}e^{-h}V(h)\ dh.

Now the volume form det(∇2ϕ)\det(\nabla^{2}\phi) is at most e−m​e−ve^{-m}e^{-v} and its integral is the volume of our manifold XX. So

Vol(X)≤e−m∫0∞C′em/2e−hhndh=C′′e−m/2,{\rm Vol}(X)\leq e^{-m}\int_{0}^{\infty}C^{\prime}e^{m/2}e^{-h}h^{n}\ dh=C^{\prime\prime}e^{-m/2},

say. We see that

m≤m0=2​log⁡(I0/C′′),m\leq m_{0}=2\log(I_{0}/C^{\prime\prime}), (27)

and then deduce from (26) that

Vol⁡(K)≤C′​em0/2.{\rm Vol}(K)\leq C^{\prime}e^{m_{0}/2}. (28)

Now we use the fact that |∇w|≤b|\nabla w|\leq b say. This means that the distance from the boundary of KK to the minimum point ζ\zeta. is at least b−1b^{-1}, so KK contains a ball of this fixed radius about ζ\zeta. If KK contains a point ζ′\zeta^{\prime} with |ζ−ζ′|=R|\zeta-\zeta^{\prime}|=R for large RR, then the volume of KK would be large, contradicting the bound (28). So we conclude that KK is contained in the ball {ζ′:|ζ′−ζ|≤R0}\{\zeta^{\prime}:|\zeta^{\prime}-\zeta|\leq R_{0}\} for some fixed R0R_{0}. But then convexity implies that

|ξ−ζ|≤R0−1​v​(ξ).|\xi-\zeta|\leq R_{0}^{-1}v(\xi).

This completes the proof of Proposition 1.

The second main step is to show that |ζ||\zeta| is not large. This is where the hypothesis that the the Futaki invariant vanishes is used. Consider the derivative D​fDf of the fixed admissible function ff. This is a vector-valued function on 𝐑n{\bf R}^{n}, which gives a proper map to the open polytope PP. The crucial thing is an identity

∫𝐑nD​f​e−w​𝑑t¯=0.\int_{{\bf R}^{n}}Dfe^{-w}\ d\underline{t}=0. (29)

To see this, consider one component ∂f∂ta=fa\frac{\partial f}{\partial t_{a}}=f^{a} of D​fDf, and observe first that

∫𝐑n((1−s)​∂f∂ta+s​∂ϕ∂ta)​e−w​𝑑t¯=∫𝐑n∂w∂ta​e−w​𝑑t¯=0.\int_{{\bf R}^{n}}\left((1-s)\frac{\partial f}{\partial t_{a}}+s\frac{\partial\phi}{\partial t_{a}}\right)e^{-w}\ d\underline{t}=\int_{{\bf R}^{n}}\frac{\partial w}{\partial t_{a}}e^{-w}\ d\underline{t}=0.

So it is the same to show that

∫𝐑n∂ϕ∂ta​e−w​𝑑t¯=0.\int_{{\bf R}^{n}}\frac{\partial\phi}{\partial t_{a}}e^{-w}\ d\underline{t}=0.

But this integral is

∫𝐑n∂ϕ∂ta​det(ϕa​b)​𝑑t¯\int_{\bf R}^{n}\frac{\partial\phi}{\partial t_{a}}\det(\phi_{ab})\ d\underline{t}

which is the same as

∫Pxa​𝑑x¯\int_{P}x^{a}\ d\underline{x}

and this vanishes by our hypothesis.

Consider a codimension-11 face of PP defined by an equation λr​(x)=cr\lambda_{r}(x)=c_{r}. Let grg_{r} be the function

gr​(t¯)=log⁡(λr​(D​f​(t¯))−cr).g_{r}(\underline{t})=\log(\lambda_{r}(Df(\underline{t}))-c_{r}).

It is easy to check that the derivative of grg_{r} is bounded on 𝐑n{\bf R}^{n}. Suppose |ζ||\zeta| is large. This means that D​f​(ζ)Df(\zeta) is close to the boundary of PP, so there is some rr for which gr​(ζ)g_{r}(\zeta) is very negative gr​(ζ)≤−Mg_{r}(\zeta)\leq-M say, for MM large. Then the bound on the derivative of grg_{r} means that we can find a constant σ\sigma such that on the ball BB of radius σ​M\sigma M about ζ\zeta we have gr≤−M/2g_{r}\leq-M/2. Thus λr​(D​f)≥cr/2\lambda_{r}(Df)\geq c_{r}/2 say, on BB, if MM is large enough. Equally, it follows from Proposition 1 that when MM is large the integral of e−we^{-w} over 𝐑n∖B{\bf R}^{n}\setminus B is small. This shows that

∫𝐑nλr​(D​F)​e−w>0,\int_{{\bf R}^{n}}\lambda_{r}(DF)e^{-w}>0,

if MM is large, which is a contradiction to the identity (29) above.

It is now easy to complete the proof. Since ζ\zeta is bounded we have

w⁡(t¯)≥ϵ​|t¯|−cw(\underline{t})\geq\epsilon|\underline{t}|-c

and the bound on the LpL^{p} norm of ∇u\nabla u follows just as before. Then it is straightforward to get upper and lower bounds on uu at some point, for example the point corresponding to ζ\zeta.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.