7. Quantitative Stratification and Effective Estimates [01YU]
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7. Quantitative Stratification and Effective Estimates
Having shown in Sections 5 and 6 that noncollapsed limits of Einstein manifolds are smooth away from a closed codimension subset, we will now give some applications. In particular, we will use the ideas of quantiative stratification first introduced in [ChNa13] in order to improve the codimension estimates on singular sets of limit spaces to curvature estimates on Einstein manifolds. More precisely, in this section, we will prove Theorem 1.3. We will also improve the Hausdorff dimension estimate of Theorem 1.1 to a Minkowski dimension estimate. One can view this as an easy corollary of Theorem 1.3.
We begin here by reviewing the quantitative stratification and the main results on it from [ChNa13].
These will play a crucial role in our estimates. In subsection 7.1 we combine the main results concerning the
quantitative stratification, stated in Theorem 7.3, with the -regularity of Theorem 6.1
in order to prove the main estimates on Einstein manifolds given in Theorem 1.3.
In subsection 7.2 we apply the regularity results of Theorem 1.3
in order to conclude stronger results about the behavior of harmonic functions on Einstein manifolds.
The idea of [ChNa13] was to make the notion of stratification more effective. The standard stratification, recalled in Section 2.1, is used to show that that most points have a lot of symmetry infinitesimally. The quantitative stratification is used to show that most balls of a definite size have a lot of approximate symmetry. In particular, the quantitative stratification introduced in [ChNa13] exists and gives nontrivial information even on a smooth manifold, unlike the standard stratification which is always trivial on a smooth space. This point is crucial to the proof of Theorem 1.3. To make this precise we begin by defining a more local version of approximate symmetry.
Definition 7.1.
Given a metric space with , and , we say that is -symmetric if there exists a -symmetric space such that , where is a vertex.
Recall from Section that is -symmetric if . To state the definition in words, we say that is -symmetric if the ball looks very close to having -symmetries. The quantitative stratification is then defined as follows:
Definition 7.2.
For each and , define the closed quantitative -stratum, , by
| (7.1) |
Thus, the closed stratum is the collection of points such that no ball of size at least is almost -symmetric. The first main result of [ChNa13] is to show that for manifolds which are noncollapsed and have lower Ricci curvature bounds, the set is small in a very strong sense. To say this a little more carefully, if one pretends that the -stratum is a well behaved -dimensional submanifold, then one would expect the volume of the -tube around the set to behave like . Although we don’t know this to be the case, the following slightly weaker statement does hold.
Theorem 7.3 (Quantitative Stratification,[ChNa13]).
Let satisfy with . Then for every there exists such that
| (7.2) |
7.1. Proof of Theorem 1.3
Proof.
(of Theorem 1.3) Let satisfy and . We will first show that for every there exists such that
| (7.3) |
Simultaneously, we will show that if is Einstein, then this can be improved to
| (7.4) |
where denotes the regularity scale at .
Let and set . Consider Theorem 7.3 with chosen from Theorem 6.1 and as above. Thus, there exists such that
| (7.5) |
Note that by rescaling, we may regard the -regularity theorem (Theorem 6.1) as stating that if is -symmetric then , and if is Einstein then . In fact, we have that if is -symmetric for any , then . This is to say that if , then . The contrapositive gives the inclusion
| (7.6) |
which by (7.5) gives us the desired estimate
| (7.7) |
If is Einstein, then Theorem 6.1 allows us to replace with , as claimed.
Now, for , let us prove the bound on the curvature from Theorem 1.3. For this note that if then by definition there exists harmonic coordinates with and such that
| (7.8) |
where is the pullback metric. Since the Ricci curvature satisfies the bound , this implies that
| (7.9) |
where denotes the Laplacian written in coordinates. In particular, for every and , we have the scale invariant estimates
| (7.10) |
In particular, applying this to we get
| (7.11) |
Let be chosen so that . Then we have already shown that
| (7.12) |
for . Consider the covering of , and a subcovering by mutually disjoint balls, such that
- (1)
with .
- (2)
are disjoint.
7.2. -Estimates for Harmonic Functions on Einstein Manifolds
In this subsection we give some applications of Theorem 1.3. In particular, we study Sobolev bounds of harmonic functions and solutions of more general equations on manifolds with bounded Ricci curvature. As we have used repeatedly, given a lower bound on Ricci curvature , there is a definite bound on the Hessian of a harmonic function; see (3.5). However, the example of a rounded off -dimensional cone shows that one does not have definite bounds for any ; see Example 2.1. In this subsection, we will see that the situation is better for noncollapsed spaces with bounded Ricci curvature. Namely, one can obtain bounds on the Hessians of such harmonic functions for all . More generally, we show the following:
Theorem 7.4.
For every there exists such that if satisfies and and satisfies
then for every
| (7.16) |
Proof.
Note that by the Cheng-Yau gradient estimate, we have
| (7.17) |
Now using Theorem 1.3 we know for each that
| (7.18) |
In particular, let us consider the sets
| (7.19) |
where . For the set , we have the cover . We can choose a finite subcovering such that the balls are mutually disjoint. Using (7.18) we have
| (7.20) |
On each ball we can use standard elliptic estimates along with the gradient bound to get the scale-invariant estimate
| (7.21) |
for any . In particular, if we choose and pick , then we have
| (7.22) |
Combining this with (7.18) gives us
| (7.23) |
Finally, by summing over we get the estimate
| (7.24) |
as claimed. ∎