ScalingStacks

4.3 Estimate on pluripotentials

A basic problem in pluripotential theory is to estimate Kähler potentials. Kolodziej pioneered a method to achieve the following effects. The basic versions of his theorems work on a fixed ambient Kähler manifold (Y,ω)(Y,\omega), and deal with Kähler potentials ϕ∈P​S​H​(Y,ω)\phi\in PSH(Y,\omega) normalized to supYϕ=0\sup_{Y}\phi=0.

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    (‘Potential estimate’) If the volume density of ωϕn\omega_{\phi}^{n} has some integrability control such as an LpL^{p}-bound

    ∫Y|ωϕnωn|p≤C,p>1,\int_{Y}|\frac{\omega_{\phi}^{n}}{\omega^{n}}|^{p}\leq C,\quad p>1, (10)

    then ϕ\phi has an L∞L^{\infty} bound depending only on (X,ω),n,p,C(X,\omega),n,p,C [45][20][24]. In fact this can be improved to a CαC^{\alpha} Hölder bound on ϕ\phi [47]. (Notice p=1p=1 would not suffice, as the L1L^{1}-bound ∫Yωϕn≤∫Yωn\int_{Y}\omega_{\phi}^{n}\leq\int_{Y}\omega^{n} is automatic).

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    (‘L1L^{1}-stability estimates’) Suppose ϕ,ψ∈P​S​H​(Y,ω)\phi,\psi\in PSH(Y,\omega) are both subject to the LpL^{p} volume density integrability control (10), and the normalization supYϕ=supYψ=0\sup_{Y}\phi=\sup_{Y}\psi=0. If

    1. 1.

      Either ϕ,ψ\phi,\psi are close together in the L1L^{1}-sense ∫Y|ψ−ϕ|​ωn≪1\int_{Y}|\psi-\phi|\omega^{n}\ll 1, (‘L1L^{1}-potential stability’)

    2. 2.

      Or the volume densities of ωϕn\omega_{\phi}^{n} and ωψn\omega_{\psi}^{n} are close together in the L1L^{1}-sense, namely the total variation ∫Y|ωϕn−ωψn|≪1\int_{Y}|\omega_{\phi}^{n}-\omega_{\psi}^{n}|\ll 1, (‘L1L^{1}-volume stability’)

    Then |ϕ−ψ||\phi-\psi| is small in the L∞L^{\infty} sense with quantitative estimates [46].

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Remark 6. To appreciate the strength of Kolodziej’s results, these should be contrasted with the Poisson equation Δ​u=f\Delta u=f on a compact Riemannian manifold in dimensions at least three. If f∈Lpf\in L^{p} for some p>1p>1, then we can only deduce u∈W2,pu\in W^{2,p}, and W2,pW^{2,p} fails to embed into L∞L^{\infty} for pp close to one, so we cannot expect any a priori L∞L^{\infty} bound on uu. Ultimately, the global positivity condition ϕ∈P​S​H​(X,ω)\phi\in PSH(X,\omega) makes the difference.

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Remark 7. Kolodziej’s proofs depend on his pluripotential theoretic ‘capacity decay’ argument. The author was informed by Freid Tong that a good part of Kolodziej’s results have found new proofs [69][70], inspired by the recent breakthrough of Chen and Cheng [15] on the constant scalar curvature Kähler equation.

In our applications, we need to work with a family of Kähler manifolds, and the estimates need to be uniform under very severe complex structure degenerations, and allowing the total volume to collapse to zero. Some subtleties are:

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    The Calabi-Yau volume measure is very different from the volume form of a Fubini-Study metric (cf. section 3.1), so the idea of volume density with respect to a Fubini-Study style ambient metric is no longer appropriate. The replacement of (10) turns out to be a Skoda type estimate (11).

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    Unlike L∞L^{\infty} bounds, the Hölder norm depends strongly on the choice of the ambient metric, which specifies a choice of distance function. We think it is highly non-obvious how to make a semi-explicit choice uniformly in the family, and therefore we do not attempt to generalize Hölder estimates.

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    A technical problem in our applications involving the comparison of two potentials, only one potential has volume density control. Thus unlike the L1L^{1}-stability estimates above, our version treats the two potentials asymmetrically.

Our analogue of the potential estimate is

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Theorem 4.5. (cf. [52, section 2.2]) Let (Y,ω)(Y,\omega) be a compact Kähler manifold, and ϕ∈P​S​H​(Y,ω)∩C0\phi\in PSH(Y,\omega)\cap C^{0}, such that ωϕn\omega_{\phi}^{n} is an absolutely continuous measure. Assume there are positive constants α,A\alpha,A, such that the Skoda type estimate holds with respect to ωϕn\omega_{\phi}^{n}:

∫Ye−α​u​ωϕnVol​(Y)≤A,∀u∈P​S​H​(Y,ω)​ with ​supYu=0.\int_{Y}e^{-\alpha u}\frac{\omega_{\phi}^{n}}{\text{Vol}(Y)}\leq A,\quad\forall u\in PSH(Y,\omega)\text{ with }\sup_{Y}u=0. (11)

Then we have

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    If supYϕ=0\sup_{Y}\phi=0, then ‖ϕ‖C0≤C⁡(n,α,A)\left\lVert\phi\right\rVert_{C^{0}}\leq C(n,\alpha,A).

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    For fixed n,α,An,\alpha,A, there is number B⁡(n,α,A)B(n,\alpha,A), such that if ∫ϕ≤−t0ωϕnVol​(Y)<(2​B)−2​n\frac{\int_{\phi\leq-t_{0}}\omega_{\phi}^{n}}{\text{Vol}(Y)}<(2B)^{-2n} for some t0t_{0}, then min⁡ϕ≥−t0−4​B​(∫ϕ≤−t0ωϕnVol​(Y))1/2​n\min\phi\geq-t_{0}-4B(\frac{\int_{\phi\leq-t_{0}}\omega_{\phi}^{n}}{\text{Vol}(Y)})^{1/2n}.

The strength of this result is that it still applies when the complex/Kähler structures are highly degenerate, as it distills the dependence on (Y,ω)(Y,\omega) to only 3 constants n,α,An,\alpha,A. The relations to the more standard version above can be explained as follows:

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    For a fixed ambient Kähler metric, by the Hölder inequality and the standard Skoda inequality Theorem 4.3, under the density integrability assumption (10), then for 1p+1p′=1\frac{1}{p}+\frac{1}{p^{\prime}}=1, and some small enough β>0\beta>0,

    ∫Ye−β​u​ωϕnVol​(Y)≤1Vol​(Y)​(∫Y|ωϕnωn|p​ωn)1/p​(∫Ye−p′​β​u​ωn)1/p′≤const.\int_{Y}e^{-\beta u}\frac{\omega_{\phi}^{n}}{\text{Vol}(Y)}\leq\frac{1}{\text{Vol}(Y)}\left(\int_{Y}|\frac{\omega_{\phi}^{n}}{\omega^{n}}|^{p}\omega^{n}\right)^{1/p}\left(\int_{Y}e^{-p^{\prime}\beta u}\omega^{n}\right)^{1/p^{\prime}}\leq\text{const}.

    This means the Skoda type estimate (11) is a weaker assumption than (10), even in the standard setting.

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    The first part of the conclusion recovers Kolodziej’s potential estimate.

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    The second part of the conclusion is about comparing the two potentials ϕ\phi versus −t0-t_{0}. The condition ∫ϕ≤−t0ωϕnVol​(Y)<(2​B)−2​n\frac{\int_{\phi\leq-t_{0}}\omega_{\phi}^{n}}{\text{Vol}(Y)}<(2B)^{-2n} means ∫ϕ≤−t0ωϕn\int_{\phi\leq-t_{0}}\omega_{\phi}^{n} is small, which by the Hölder inequality and the density integrability (10) follows from the smallness of ∫ϕ≤−t0ωn\int_{\phi\leq-t_{0}}\omega^{n}. This should be viewed as one half of the L1L^{1}-potential stability condition ∫Y|ϕ+t0|​ωn≪1.\int_{Y}|\phi+t_{0}|\omega^{n}\ll 1. The conclusion for the lower bound on min⁡ϕ\min\phi, should be viewed as one half of a smallness bound on the C0C^{0}-norm of ϕ+t0\phi+t_{0}, namely the two potentials ϕ\phi and −t0-t_{0} are close together in C0C^{0}-norm.

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    To generalize to the cases with ψ\psi not necessarily constant, it suffices to replace ω\omega by ωψ\omega_{\psi}, and ϕ\phi by ϕ−ψ\phi-\psi in Theorem 4.5.

Combining Thm. 4.4 with Thm. 4.5, we immediately obtain

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Theorem 4.6. [51, Thm. 1.4] (Uniform L∞L^{\infty}-estimate) Given a large complex structure limit of Calabi-Yau manifolds, the potential of the Calabi-Yau metrics ωC​Y,t\omega_{CY,t} in the class 1|log⁡|t||​c1​(L)\frac{1}{|\log|t||}c_{1}(L) relative to a fixed Fubini-Study reference metrics ωF​S,t\omega_{FS,t}, have uniform L∞L^{\infty}-estimate independent of 0<|t|≪10<|t|\ll 1, under suitable additive normalization.

Our adaption of the L1L^{1}-volume stability estimate is

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Theorem 4.7. (cf. [53, Theorem 2.6]) (Uniform L1L^{1}-stability) Let (Y,ω)(Y,\omega) be a compact Kähler manifold, and ϕ∈P​S​H​(Y,ω)∩C0\phi\in PSH(Y,\omega)\cap C^{0}, satisfying the complex MA equations

ωnVol​(Y)=d​μ,ωϕnVol​(Y)=d​ν\frac{\omega^{n}}{\text{Vol}(Y)}=d\mu,\quad\frac{\omega_{\phi}^{n}}{\text{Vol}(Y)}=d\nu

for probability measures d​μd\mu and d​νd\nu. Assume

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    There is a Skoda type estimate

    ∫Ye−α​u​𝑑μ≤A,∀u∈P​S​H​(Y,ω)​ with ​supYu=0.\int_{Y}e^{-\alpha u}d\mu\leq A,\quad\forall u\in PSH(Y,\omega)\text{ with }\sup_{Y}u=0.
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    The complement of E0={ϕ>0}E_{0}=\{\phi>0\} has a mass lower bound

    ∫E0c𝑑μ≥λ>0.\int_{E_{0}^{c}}d\mu\geq\lambda>0.
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    (L1L^{1}-stability assumption) The total variation ∫Y|𝑑μ−𝑑ν|≤s2​n+3<1\int_{Y}|d\mu-d\nu|\leq s^{2n+3}<1.

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    ϕ\phi is smooth away from a (possibly empty) closed subset SS with d​μd\mu-measure zero. Globally ‖ϕ‖C0≤A′\left\lVert\phi\right\rVert_{C^{0}}\leq A^{\prime}.

Then for 0<s<s0​(λ,n,α,A,A′)≪10<s<s_{0}(\lambda,n,\alpha,A,A^{\prime})\ll 1, there is a uniform estimate

supYϕ≤C⁡(λ,n,α,A,A′)​s.\sup_{Y}\phi\leq C(\lambda,n,\alpha,A,A^{\prime})s.

Theorem 4.7 should be viewed as a one-sided version of L1L^{1}-volume stability estimate. The goal is to compare the two potentials ϕ\phi and 00, without loss of generality. The Skoda type estimate is the weakened version of the volume density integrability assumption (10) as before. Assume for the moment that this holds for both measures d​μd\mu and d​νd\nu. After adjusting ϕ\phi by an additive constant, we might as well assume μ⁡(E0)≈ν⁡(E0)≈12\mu(E_{0})\approx\nu(E_{0})\approx\frac{1}{2}, noticing that the total variation between the two measures is small by assumption. Then we can reverse the role of ωϕ\omega_{\phi} and ω\omega, to deduce a two-sided smallness bound on ϕ\phi, which is the content of the L1L^{1}-volume stability estimate.

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