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3 The conjectures [03NL]

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3 The conjectures

I now explain a conjectural picture linking Bridgeland stability on the derived Fukaya category Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) of a Calabi–Yau manifold MM, special Lagrangians, Lagrangian mean curvature flow, and obstructions to Lagrangian Floer cohomology. I had help from many people in forming this picture, and drew inspiration from [10, 20, 22, 55, 57, 69, 70], and other places. Any mistakes are my own.

I will state some Conjectures, and also ‘Principles’, which are too vague to be called conjectures, but describe how I think the mathematics ought to work. This material is intended to motivate future research. Note that even the Conjectures are imprecise, and may well be false in their current form.

So, for ambitious readers: few points will be awarded for disproving the conjectures below, if there is some simple way to rephrase them, retaining their spirit, but excluding the counterexample you have in mind. Your mission, should you choose to accept it, is to find the correct version of the conjectures, and prove them; or else to show that the whole picture is fundamentally flawed.

Be warned that I expect the difficulty of proving Conjectures 3.2 and 3.34 increases sharply with dimension, and even in dimension 3 is probably comparable in difficulty to the three-dimensional Poincaré Conjecture, as proved by Perelman and others (see Morgan and Tian [54]). The two-dimensional case may be feasible, though challenging. However, verifying that smaller parts of the picture work as expected could provide a lot of interesting research projects.

3.1 Bridgeland stability on Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) for MM Calabi–Yau

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, with Kähler form ω\omega, so that (M,ω)(M,\omega) is a symplectic Calabi–Yau manifold. As in §2.5, we will consider the derived Fukaya category Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) of MM, in the sense of Fukaya, Oh, Ohta and Ono [18, 20]. Objects of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) include triples (L,E,b)(L,E,b), where LL is a compact, spin, graded Lagrangian in MM and E→LE\rightarrow L a rank one 𝔽{\mathbin{\mathbb{F}}}-local system such that (L,E)(L,E) has H​F∗HF^{*} unobstructed, and bb is a bounding cochain for (L,E)(L,E).

Note in particular that not every compact, graded Lagrangian LL or brane (L,E)(L,E) yields an object of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), but only those (L,E)(L,E) with H​F∗HF^{*} unobstructed. One of our themes will be that we expect Lagrangians LL with H​F∗HF^{*} unobstructed to be better-behaved from the point of view of Lagrangian MCF.

We hope to use special Lagrangians and Lagrangian MCF in (M,J,g,Ω)(M,J,g,\Omega) to define an additional structure on the triangulated category Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), a stability condition in the sense of Bridgeland [10] (see also Huybrechts [30]):

Definition 3.1.

Let 𝒯{\mathbin{\cal T}} be a triangulated category. A (Bridgeland) stability condition (Z,𝒫)(Z,{\mathbin{\cal P}}) on 𝒯{\mathbin{\cal T}} consists of a group homomorphism Z:K0(𝒯)→ℂZ:K_{0}({\mathbin{\cal T}})\rightarrow{\mathbin{\mathbb{C}}} called the central charge, and full additive subcategories 𝒫(ϕ)⊂𝒯{\mathbin{\cal P}}(\phi)\subset{\mathbin{\cal T}} for each ϕ∈ℝ\phi\in{\mathbin{\mathbb{R}}}, satisfying the following properties:

  • (i)

    If A∈𝒫(ϕ)A\in{\mathbin{\cal P}}(\phi) then Z⁡([A])=m⁡(A)​ei​π​ϕZ([A])=m(A)e^{i\pi\phi} for some m⁡(A)>0m(A)>0.

  • (ii)

    For all ϕ∈ℝ\phi\in{\mathbin{\mathbb{R}}}, 𝒫(ϕ+1)=𝒫(ϕ)[1]{\mathbin{\cal P}}(\phi+1)={\mathbin{\cal P}}(\phi)[1].

  • (iii)

    If ϕ1>ϕ2\phi_{1}>\phi_{2} and Aj∈𝒫(ϕj)A_{j}\in{\mathbin{\cal P}}(\phi_{j}) then Hom𝒯(A1,A2)=0\mathop{\rm Hom}\nolimits_{\mathbin{\cal T}}(A_{1},A_{2})=0.

  • (iv)

    For each nonzero object F∈𝒯F\in{\mathbin{\cal T}} there is a finite sequence of real numbers ϕ1>ϕ2>⋯>ϕn\phi_{1}>\phi_{2}>\cdots>\phi_{n} and a diagram in 𝒯{\mathbin{\cal T}}

    0=F0\textstyle{0=F_{0}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}F1\textstyle{F_{1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}F2\textstyle{F_{2}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}⋯\textstyle{\cdots\ignorespaces\ignorespaces\ignorespaces\ignorespaces}Fn−1\textstyle{F_{n-1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}Fn=F,\textstyle{F_{n}=F,\ignorespaces\ignorespaces\ignorespaces\ignorespaces}A1\textstyle{A_{1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}[1]\scriptstyle{[1]}A2\textstyle{A_{2}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}[1]\scriptstyle{[1]}An\textstyle{A_{n}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}[1]\scriptstyle{[1]}

    where the triangles are distinguished and Aj∈𝒫(ϕj)A_{j}\in{\mathbin{\cal P}}(\phi_{j}) for j=1,…,nj=1,\ldots,n.

Objects in 𝒫(ϕ){\mathbin{\cal P}}(\phi) for some ϕ∈ℝ\phi\in{\mathbin{\mathbb{R}}} are called semistable.

The following conjecture extending Thomas [69] (perhaps excluding (c),(cOPEN)′)^{\prime}?) is folklore, known for years in some form to many in the Geometry and String Theory communities, and is mentioned briefly in Bridgeland [10, §1.4].

Conjecture 3.2.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, either compact or suitably convex at infinity, and Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) the derived Fukaya category of MM in the sense of [18, 20]. Then there exists a natural Bridgeland stability condition (Z,𝒫)(Z,{\mathbin{\cal P}}) on Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) such that:

  • (a)

    The central charge ZZ is the composition of the natural maps

    K0​(Dbℱ(M))\textstyle{K_{0}(D^{b}{\mathbin{\mathscr{F}}}(M))\ignorespaces\ignorespaces\ignorespaces\ignorespaces}(L,E,b)↦[L]\scriptstyle{(L,E,b)\mapsto[L]}Hm​(M,ℤ)\textstyle{H_{m}(M;{\mathbin{\mathbb{Z}}})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}[L]↦[Ω]⋅[L]=∫LΩ\scriptstyle{[L]\mapsto[\Omega]\cdot[L]=\int_{L}\Omega}ℂ.\textstyle{{\mathbin{\mathbb{C}}}.} (3.1)
  • (b)

    If (L,E,b)∈Dbℱ(M)(L,E,b)\in D^{b}{\mathbin{\mathscr{F}}}(M) with LL special Lagrangian of phase ei​π​ϕ,e^{i\pi\phi}, so that LL has constant phase function θL=π​ϕ,\theta_{L}=\pi\phi, then (L,E,b)∈𝒫(ϕ)(L,E,b)\in{\mathbin{\cal P}}(\phi).

  • (c)

    (Dubious, probably false as stated.) Suppose we enlarge the definition of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) so that it contains ‘as many Lagrangians LL as possible for which H​F∗HF^{*} can be defined’, including immersed Lagrangians as in §2.6, and some classes of singular Lagrangians. Then every isomorphism class of objects in 𝒫(ϕ){\mathbin{\cal P}}(\phi) for any ϕ∈ℝ\phi\in{\mathbin{\mathbb{R}}} contains a unique representative (L,E,b)(L,E,b) with LL a (possibly immersed or singular) special Lagrangian of phase ei​π​ϕe^{i\pi\phi}.

Part (c) requires the inclusion of badly singular Lagrangians in Dbℱ(M),D^{b}{\mathbin{\mathscr{F}}}(M), which may not be feasible. Here is an alternative which may work with Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) containing only more mildly singular Lagrangians:

  • (c)′\boldsymbol{)}{}^{\prime}

    (Still dubious.) Suppose we enlarge Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) so that it contains ‘sufficiently many Lagrangians LL for which H​F∗HF^{*} can be defined’, including immersed and some singular Lagrangians. Then for any ϵ>0\epsilon>0 and ϕ∈ℝ,\phi\in{\mathbin{\mathbb{R}}}, every isomorphism class of objects in 𝒫(ϕ){\mathbin{\cal P}}(\phi) contains a representative (L,E,b)(L,E,b) whose phase function θL\theta_{L} maps θL:L→(π​ϕ−ϵ,π​ϕ+ϵ)\theta_{L}:L\rightarrow(\pi\phi-\epsilon,\pi\phi+\epsilon).

Remark 3.3.

(i) The enlargement of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) envisaged in (c),(cOPEN)′)^{\prime} adds more objects to Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), but it need not change Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) up to equivalence.

An example of the kind of enlargement the author has in mind is including immersed Lagrangians in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), as in §2.6. We have embedded and immersed derived Fukaya categories Dbℱ(M)em⊂Dbℱ(M)imD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm em}\subset D^{b}{\mathbin{\mathscr{F}}}(M)_{\rm im}, but if every immersed Lagrangian (L,E,b)(L,E,b) in Dbℱ(M)imD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm im} is equivalent to a twisted complex of embedded Lagrangians, then Dbℱ(M)em≃Dbℱ(M)imD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm em}\simeq D^{b}{\mathbin{\mathscr{F}}}(M)_{\rm im}.

For many applications in symplectic topology, one only really cares about Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) up to equivalence, so adding extra geometric objects to Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) in this way is unnecessary. But for Conjecture 3.2(c),(cOPEN)′)^{\prime}, it is vital — if an isomorphism class in 𝒫(ϕ){\mathbin{\cal P}}(\phi) contains a unique special Lagrangian representative (L,E,b)(L,E,b), and LL happens to be immersed, then restricting to embedded Lagrangians would make Conjecture 3.2(c) false. Similarly, we will see that the programme of long-time existence for Lagrangian MCF we outline below must take place in an enlarged category of Lagrangians to have any chance of working.

(ii) The uniqueness of (L,E,b)(L,E,b) in its isomorphism class in Conjecture 3.2(c), provided it exists, should be proved as in Thomas and Yau [70, Th. 4.3].

Note however that Thomas and Yau’s method does not exclude the possibility that L′→LL^{\prime}\rightarrow L and L′′→LL^{\prime\prime}\rightarrow L are non-isomorphic kk-fold multiple covers of a non-simply-connected special Lagrangian LL in MM for k>1k>1, with (L′,E′,b′)≅(L′′,E′′,b′′)(L^{\prime},E^{\prime},b^{\prime})\cong(L^{\prime\prime},E^{\prime\prime},b^{\prime\prime}) in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M). A good uniqueness statement in Conjecture 3.2(c) may be that the special Lagrangian integral current in Geometric Measure Theory induced by LL is unique, so that in the case above the special Lagrangian integral currents of both L′,L′′L^{\prime},L^{\prime\prime} would be k​LkL.

(iii) There may be a way to construct the expected Bridgeland stability conditions on Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) in examples (though initially without proving that semistable objects are represented by special Lagrangians) using Mirror Symmetry.

Kontsevich’s Homological Mirror Symmetry Conjecture [44] roughly says that Calabi–Yau mm-folds should exist in ‘mirror pairs’ M,MˇM,\check{M} for which there should be an equivalence of triangulated categories

Dπℱ(M)≃Db​coh(Mˇ),D^{\pi}{\mathbin{\mathscr{F}}}(M)\simeq D^{b}\mathop{\rm coh}(\check{M}), (3.2)

where Db​coh(Mˇ)D^{b}\mathop{\rm coh}(\check{M}) is the derived category of coherent sheaves on Mˇ\check{M}. (Really Mˇ\check{M} should be defined over the Novikov ring Λnov\Lambda_{\rm nov}.)

Kontsevich [44] proved (3.2) when MM is an elliptic curve (a Calabi–Yau 1-fold). Seidel [63] proved it for MM a quartic surface in ℂ​ℙ3{\mathbin{\mathbb{CP}}}^{3} (a Calabi–Yau 2-fold), and Sheridan [65] proved it for MM a smooth Calabi–Yau mm-fold hypersurface in ℂ​ℙm+1{\mathbin{\mathbb{CP}}}^{m+1} for m⩾3m\geqslant 3. If (3.2) holds then stability conditions on Dπℱ(M)D^{\pi}{\mathbin{\mathscr{F}}}(M) are equivalent to stability conditions on Db​coh(Mˇ)D^{b}\mathop{\rm coh}(\check{M}). But derived categories of coherent sheaves are generally better understood than derived Fukaya categories.

Bridgeland stability conditions on Db​coh(M)D^{b}\mathop{\rm coh}(M) are defined by Bridgeland [10, Ex. 5.4] for MM a Calabi–Yau 1-fold and [11] for MM an algebraic K​3K3 surface (a Calabi–Yau 2-fold). Assuming a conjecture on ‘Bogomolov–Gieseker type inequalities’, Bayer, Macrì and Toda [7] construct Bridgeland stability conditions on Db​coh(M)D^{b}\mathop{\rm coh}(M) for MM a Calabi–Yau 3-fold; the conjecture is proved by Macioca and Piyaratne [48, 49] when MM is an abelian 3-fold.

Combining the two, one may be able to construct examples of Bridgeland stability conditions on Dπℱ(M)D^{\pi}{\mathbin{\mathscr{F}}}(M) for MM a Calabi–Yau 1-fold, 2-fold or 3-fold.

The next definition and conjecture give an alternative formulation of stability which is much closer to Thomas’ definition [69, Def. 5.1]:

Definition 3.4.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, either compact or suitably convex at infinity, and Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) the derived Fukaya category of MM, enlarged as in Conjecture 3.2 to include immersed Lagrangians, and maybe also some classes of singular Lagrangians. As in Remark 2.24, we may take all objects in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) to be of the form (L,E,b)(L,E,b), we do not need twisted complexes.

Suppose α∈ℝ\alpha\in{\mathbin{\mathbb{R}}} is such that [Ω]⋅[L]∉ei​π​α⋅(0,∞)[\Omega]\cdot[L]\notin e^{i\pi\alpha}\cdot(0,\infty) for all (L,E,b)(L,E,b) in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), where [Ω]∈Hm​(M,ℂ)[\Omega]\in H^{m}(M;{\mathbin{\mathbb{C}}}) and [L]∈Hm​(M,ℤ)[L]\in H_{m}(M;{\mathbin{\mathbb{Z}}}). As there are only countably many such homology classes [L][L], this holds for generic α∈ℝ\alpha\in{\mathbin{\mathbb{R}}}. Write 𝒜α{\mathbin{\cal A}}_{\alpha} for the full subcategory of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) with objects (L,E,b)(L,E,b) such that the phase function θL\theta_{L} of LL maps L→(π​α,π⁡(α+1))L\rightarrow(\pi\alpha,\pi(\alpha+1)). Write 𝒜¯α{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha} for the full subcategory of objects in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) isomorphic to an object of 𝒜α{\mathbin{\cal A}}_{\alpha}, so that 𝒜α,𝒜¯α{\mathbin{\cal A}}_{\alpha},{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha} are equivalent categories with 𝒜α⊂𝒜¯α⊂Dbℱ(M){\mathbin{\cal A}}_{\alpha}\subset{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha}\subset D^{b}{\mathbin{\mathscr{F}}}(M).

We have 𝒜α[1]=𝒜α+1{\mathbin{\cal A}}_{\alpha}[1]\!=\!{\mathbin{\cal A}}_{\alpha+1} and 𝒜¯α[1]=𝒜¯α+1{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha}[1]\!=\!{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha+1}. The condition on α\alpha is to avoid taking phases in a half-open interval (π​α,π⁡(α+1)](\pi\alpha,\pi(\alpha+1)], which could cause problems. If (L,E,b)∈𝒜α(L,E,b)\in{\mathbin{\cal A}}_{\alpha}, then LL is almost calibrated (has phase variation less than π\pi).

Using the almost calibrated condition, we see that every (L,E,b)∈𝒜α(L,E,b)\in{\mathbin{\cal A}}_{\alpha} has a unique global phase ϕ⁡(L)∈(π​α,π⁡(α+1))\phi(L)\in(\pi\alpha,\pi(\alpha+1)) with ∫LΩ=R​ei​ϕ​(L)\int_{L}\Omega=Re^{i\phi(L)} for R>0R>0, as in Thomas [69, §3]. If (L′,E′,b′)∈𝒜¯α(L^{\prime},E^{\prime},b^{\prime})\in{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha} then (L′,E′,b′)≅(L,E,b)(L^{\prime},E^{\prime},b^{\prime})\cong(L,E,b) in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) for some (L,E,b)∈𝒜α(L,E,b)\in{\mathbin{\cal A}}_{\alpha}, and ∫L′Ω=∫LΩ=R​ei​ϕ​(L)\int_{L^{\prime}}\Omega=\int_{L}\Omega=Re^{i\phi(L)}, where ϕ⁡(L)\phi(L) is independent of the choice of (L,E,b)(L,E,b). Thus we may define ϕ⁡(L′)=ϕ⁡(L)\phi(L^{\prime})=\phi(L) for (L′,E′,b′)∈𝒜¯α(L^{\prime},E^{\prime},b^{\prime})\in{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha}.

In a similar way to Thomas [69, Def. 5.1], we say that a nonzero object (L,E,b)(L,E,b) in 𝒜α{\mathbin{\cal A}}_{\alpha} or 𝒜¯α{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha} is stable (or semistable) if there is no distinguished triangle

(L1,E1,b1)\textstyle{(L_{1},E_{1},b_{1})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}(L,E,b)\textstyle{(L,E,b)\ignorespaces\ignorespaces\ignorespaces\ignorespaces}(L2,E2,b2)\textstyle{(L_{2},E_{2},b_{2})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}(L1,E1,b1)​[1]\textstyle{(L_{1},E_{1},b_{1})[1]} (3.3)

in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) with (L1,E1,b1),(L2,E2,b2)(L_{1},E_{1},b_{1}),(L_{2},E_{2},b_{2}) nonzero objects in 𝒜α{\mathbin{\cal A}}_{\alpha} or 𝒜¯α{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha} such that ϕ⁡(L1)⩾ϕ⁡(L2)\phi(L_{1})\geqslant\phi(L_{2}) (or ϕ⁡(L1)>ϕ⁡(L2)\phi(L_{1})>\phi(L_{2})).

Conjecture 3.5.

In Definition 3.4, 𝒜¯α{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha} is the heart of a bounded t-structure on Dbℱ(M),D^{b}{\mathbin{\mathscr{F}}}(M), and so 𝒜α,𝒜¯α{\mathbin{\cal A}}_{\alpha},{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha} are abelian categories, and (3.3) becomes a short exact sequence in 𝒜α{\mathbin{\cal A}}_{\alpha} or 𝒜¯α{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha}. Furthermore, the Bridgeland stability condition (Z,𝒫)(Z,{\mathbin{\cal P}}) on Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) in Conjecture 3.2 may be described as follows: ZZ is defined by (3.1), and 𝒫(α)=∅,{\mathbin{\cal P}}(\alpha)=\emptyset, and for each β∈(α,α+1),\beta\in(\alpha,\alpha+1), 𝒫(β){\mathbin{\cal P}}(\beta) is the full subcategory of semistable objects (L,E,b)(L,E,b) in 𝒜¯α{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha} with ϕ⁡(L)=π​β\phi(L)=\pi\beta.

Note that (semi)stability in Definition 3.4 is equivalent to slope (semi)stability on the (conjecturally abelian) categories 𝒜α,𝒜¯α{\mathbin{\cal A}}_{\alpha},{\mathbin{\smash{\,\overline{\!\mathcal{A}}}}}_{\alpha}, with slope function

μ⁡(L,E,b)=−cosπα∫LReΩ−sinπα∫LImΩ−sinπα∫LReΩ+cosπα∫LImΩ,\mu(L,E,b)=\frac{-\cos\pi\alpha\int_{L_{\vphantom{l}}}\mathop{\rm Re}\Omega-\sin\pi\alpha\int_{L}\mathop{\rm Im}\Omega}{-\sin\pi\alpha\int_{L}\mathop{\rm Re}\Omega+\cos\pi\alpha\int_{L}\mathop{\rm Im}\Omega}\,,

since ϕ⁡(L)=tan−1⁡(μ⁡(L,E,b))+π​α+π2\phi(L)=\tan^{-1}(\mu(L,E,b))+\pi\alpha+\frac{\pi}{2}. Thomas’ analogue of (3.3) is to require L1,L2L_{1},L_{2} to intersect transversely at one point pp, and LL to be Hamiltonian isotopic to the Lagrangian connect sum L1​#​L2L_{1}\#L_{2} at pp. Equation (3.3) is more general, e.g. it does not imply that LL is diffeomorphic to L1​#​L2L_{1}\#L_{2}. It would be nice to state the relationship between LL and L1,L2L_{1},L_{2} geometrically rather than categorically.

As in §2.5, there are two versions Dbℱ(M)⊆Dπℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M)\subseteq D^{\pi}{\mathbin{\mathscr{F}}}(M) of the derived Fukaya category, where Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) has objects twisted complexes in ℱ(M){\mathbin{\mathscr{F}}}(M), and Dπℱ(M)D^{\pi}{\mathbin{\mathscr{F}}}(M) has objects direct summands of objects in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M). By Remark 2.22, for immersed Lagrangians we do not need to add twisted complexes, so we can take all objects in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) to be of the form (L,E,b)(L,E,b).

We wrote Conjecture 3.2 using Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), since the extra objects in Dπℱ(M)D^{\pi}{\mathbin{\mathscr{F}}}(M) are not geometric, and our programme does not make sense for them. For example, the map K0​(Dbℱ(M))→Hm​(M,ℤ)K_{0}(D^{b}{\mathbin{\mathscr{F}}}(M))\rightarrow H_{m}(M;{\mathbin{\mathbb{Z}}}) in (3.1) is not defined for Dπℱ(M)D^{\pi}{\mathbin{\mathscr{F}}}(M), as we cannot associate a homology class to a direct summand of (L,E,b)(L,E,b).

However, if Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) has a Bridgeland stability condition, then it has a bounded t-structure, and so by Huybrechts [30, Rem. 1.15] it is idempotent complete. Thus Conjecture 3.2 or Conjecture 3.5 imply:

Conjecture 3.6.

In the situation of Conjecture 3.2, the enlarged version of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) with objects (L,E,b)(L,E,b) for LL a possibly singular, compact, immersed, graded Lagrangian is idempotent complete. Hence Dπℱ(M)≃Dbℱ(M),D^{\pi}{\mathbin{\mathscr{F}}}(M)\simeq D^{b}{\mathbin{\mathscr{F}}}(M), and we can take all objects of Dπℱ(M)D^{\pi}{\mathbin{\mathscr{F}}}(M) to be geometric, of the form (L,E,b)(L,E,b).

Remark 3.7.

A partial verification of Conjecture 3.6 in the case M=T2M=T^{2} is provided by Haug [28]. He defines a version of the derived Fukaya category Dbℱ(T2)D^{b}{\mathbin{\mathscr{F}}}(T^{2}) in which the objects are twisted complexes built out of pairs (L,E)(L,E) for LL a compact, spin, graded, embedded Lagrangian in T2T^{2}, and E→LE\rightarrow L a local system, and proves that Dbℱ(T2)D^{b}{\mathbin{\mathscr{F}}}(T^{2}) is idempotent complete.

Haug remarks [28, §1] that for T2T^{2}, including local systems E→LE\rightarrow L has the effect of making Dbℱ(T2)D^{b}{\mathbin{\mathscr{F}}}(T^{2}) idempotent complete, and that Dbℱ(T2)D^{b}{\mathbin{\mathscr{F}}}(T^{2}) would not be idempotent complete if we took objects to be twisted complexes of Lagrangians LL rather than pairs (L,E)(L,E). This shows that including local systems E→LE\rightarrow L in objects (L,E,b)(L,E,b) is necessary for our programme, since otherwise Conjecture 3.6 and hence Conjecture 3.2 would be false even for M=T2M=T^{2}. We will see in §3.4 how nontrivial local systems are needed for some kinds of surgeries.

Haug’s definition of Dbℱ(T2)D^{b}{\mathbin{\mathscr{F}}}(T^{2}) is not quite the same as ours. He does not include bounding cochains bb in his objects (L,E)(L,E) (the simplicity of dimension 1 permits this). He fixes 𝔽=ℂ{\mathbin{\mathbb{F}}}={\mathbin{\mathbb{C}}}. His local systems E→LE\rightarrow L [28, §3.1.1] are not 𝔽{\mathbin{\mathbb{F}}}-local systems, as in §2.5, but Λnov\Lambda_{\rm nov}-local systems of arbitrary finite rank, such that (roughly) the eigenvalues of Hol(∇E)\mathop{\rm Hol}\nolimits(\nabla_{E}) lie in 𝔽∗⊂Λnov∗{\mathbin{\mathbb{F}}}^{*}\subset\Lambda_{\rm nov}^{*} to leading order.

I expect this should be related to our definition of Dbℱ(T2)D^{b}{\mathbin{\mathscr{F}}}(T^{2}) as follows. In dimension 1, the combination of a rank one 𝔽{\mathbin{\mathbb{F}}}-local system E→LE\rightarrow L and a bounding cochain bb is essentially equivalent to a rank one Λnov\Lambda_{\rm nov}-local system Enov→LE_{\rm nov}\rightarrow L satisfying Haug’s condition, where the holonomies satisfy Hol(∇Enov)​[γ]=Hol(∇E)​[γ]⋅e∫γb\mathop{\rm Hol}\nolimits(\nabla_{E_{\rm nov}})[\gamma]=\mathop{\rm Hol}\nolimits(\nabla_{E})[\gamma]\cdot e^{\int_{\gamma}b} for [γ]∈π1​(L)[\gamma]\in\pi_{1}(L). Also, I expect that for T2T^{2}, considering rank one local systems E→LE\rightarrow L on immersed Lagrangians has a similar effect to considering higher rank local systems E→LE\rightarrow L on embedded Lagrangians.

3.2 Approaching Conjecture 3.2 using Lagrangian MCF

Here is our suggestion for a programme to prove Conjecture 3.2 using Lagrangian MCF, building on Thomas and Yau [70]. We will state a conjecture about it in §3.9, after discussing issues that arise in the programme in §3.3–§3.8.

Programme for (partially?) proving Conjecture 3.2 using LMCF. Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, either compact or suitably convex at infinity, and suppose as in Conjecture 3.2 that we have extended the definition of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) to include immersed Lagrangians, as in [2], and some classes of singular Lagrangians.

Define Z:K0(Dbℱ(M))→ℂZ:K_{0}(D^{b}{\mathbin{\mathscr{F}}}(M))\rightarrow{\mathbin{\mathbb{C}}} by (3.1), and define 𝒫(ϕ){\mathbin{\cal P}}(\phi) for ϕ∈ℝ\phi\in{\mathbin{\mathbb{R}}} to be the full subcategory of objects AA in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) isomorphic to (L,E,b)(L,E,b) for LL a (possibly singular) special Lagrangian of phase ei​π​ϕe^{i\pi\phi} with θL=π​ϕ,\theta_{L}=\pi\phi, as in Conjecture 3.2(c), or alternatively those objects AA in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) which for any ϵ>0\epsilon>0 are isomorphic to some (L,E,b)(L,E,b) with phase function θL:L→(π​ϕ−ϵ,π​ϕ+ϵ),\theta_{L}:L\rightarrow(\pi\phi-\epsilon,\pi\phi+\epsilon), as in Conjecture 3.2(cOPEN)′)^{\prime}.

We must prove (Z,𝒫)(Z,{\mathbin{\cal P}}) is a Bridgeland stability condition on Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M). We discuss only the problem of verifying Definition 3.1(iv) for objects F=(L,E,b),F=(L,E,b), where (L,E)(L,E) is a nonsingular, immersed Lagrangian brane with H​F∗HF^{*} unobstructed. For such (L,E,b),(L,E,b), we must construct a diagram

    0=F0          F1                 F2                 ⋯          Fn−1          Fn=(L,E,b),          (L1,E1,b1)    [1]         (L2,E2,b2)    [1]         (Ln,En,bn)    [1]          \begin{gathered}\lx@xy@svg{\hbox{\raise 2.55554pt\hbox{\kern 18.31941pt\hbox{\ignorespaces\ignorespaces\ignorespaces\hbox{\vtop{\halign{\entry@#!@&&\entry@@#!@\cr&&&&&&&&\cr&&&&&&&\crcr}}}\ignorespaces{\hbox{\kern-18.31941pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{0=F_{0}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$}}}}}}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces{}{\hbox{\lx@xy@droprule}}\ignorespaces{\hbox{\kern 138.49995pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}{\hbox{\lx@xy@droprule}}{\hbox{\lx@xy@droprule}}{\hbox{\kern 75.40968pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{}$}}}}}}}{\hbox{\kern 138.49995pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{F_{1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$}}}}}}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces{}{\hbox{\lx@xy@droprule}}\ignorespaces{\hbox{\kern 276.98607pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}{\hbox{\lx@xy@droprule}}{\hbox{\lx@xy@droprule}}\ignorespaces\ignorespaces\ignorespaces{}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces{\hbox{\kern 93.71672pt\raise-28.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces{\hbox{\lx@xy@drawline@}}{\hbox{\kern 213.8958pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{}$}}}}}}}{\hbox{\kern 276.98607pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{F_{2}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$}}}}}}}\ignorespaces\ignorespaces\ignorespaces\ignorespaces{}{\hbox{\lx@xy@droprule}}\ignorespaces{\hbox{\kern 327.79164pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}{\hbox{\lx@xy@droprule}}{\hbox{\lx@xy@droprule}}\ignorespaces\ignorespaces\ignorespaces{}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces{\hbox{\kern 232.20284pt\raise-28.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces{\hbox{\lx@xy@drawline@}}{\hbox{\kern 327.79164pt\raise 0.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 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0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{F_{n}\!=\!(L,E,b),\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$}}}}}}}\ignorespaces\ignorespaces\ignorespaces{}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces{\hbox{\kern 482.03769pt\raise-28.0pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces{\hbox{\lx@xy@drawline@}}{\hbox{\kern-3.0pt\raise-35.94446pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{}$}}}}}}}{\hbox{\kern 50.81941pt\raise-35.94446pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{(L_{1},E_{1},b_{1})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$}}}}}}}\ignorespaces\ignorespaces\ignorespaces{}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces\ignorespaces\ignorespaces{\hbox{\kern 20.7756pt\raise-20.87758pt\hbox{{}\hbox{\kern 0.0pt\raise 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3.0pt}}}}}}\ignorespaces{\hbox{\kern 156.80554pt\raise-4.74622pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces{\hbox{\lx@xy@drawline@}}{\hbox{\kern 283.13885pt\raise-35.94446pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{}$}}}}}}}{\hbox{\kern 331.54164pt\raise-35.94446pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{}$}}}}}}}{\hbox{\kern 383.76332pt\raise-35.94446pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{}$}}}}}}}{\hbox{\kern 432.235pt\raise-35.94446pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\raise-2.55554pt\hbox{$\textstyle{(L_{n},E_{n},b_{n})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$}}}}}}}\ignorespaces\ignorespaces\ignorespaces{}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces\ignorespaces\ignorespaces{\hbox{\kern 405.80411pt\raise-20.87758pt\hbox{{}\hbox{\kern 0.0pt\raise 0.0pt\hbox{\hbox{\kern 3.0pt\hbox{\hbox{\kern 0.0pt\raise-1.75pt\hbox{$\scriptstyle{[1]}$}}}\kern 3.0pt}}}}}}\ignorespaces{\hbox{\kern 399.73502pt\raise-6.24515pt\hbox{\hbox{\kern 0.0pt\raise 0.0pt\hbox{\lx@xy@tip{1}\lx@xy@tip{-1}}}}}}\ignorespaces\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces{\hbox{\lx@xy@drawline@}}\ignorespaces}}}}\ignorespaces\end{gathered} (3.4)

in Dbℱ(M),D^{b}{\mathbin{\mathscr{F}}}(M), where L1,…,LnL_{1},\ldots,L_{n} are either unique (possibly singular) special Lagrangians with θLj=π​ϕj\theta_{L_{j}}=\pi\phi_{j} for ϕ1>ϕ2>⋯>ϕn,\phi_{1}>\phi_{2}>\cdots>\phi_{n}, or else (possibly singular) Lagrangians with θLj:Lj→(π​ϕj−ϵ,π​ϕj+ϵ)\theta_{L_{j}}:L_{j}\rightarrow(\pi\phi_{j}-\epsilon,\pi\phi_{j}+\epsilon) for arbitrarily small ϵ>0\epsilon>0.

We aim to construct a unique family {(Lt,Et,bt):t∈[0,∞)}\bigl\{(L^{t},E^{t},b^{t}):t\in[0,\infty)\bigr\} satisfying:

  • (a)

    (L0,E0,b0)=(L,E,b)(L^{0},E^{0},b^{0})=(L,E,b).

  • (b)

    There is a (hopefully finite) series of singular times 0<T1<T2<⋯,0<T_{1}<T_{2}<\cdots, such that if t∈[0,∞)∖{T1,T2,…}t\in[0,\infty)\setminus\{T_{1},T_{2},\ldots\} then (Lt,Et,bt)(L^{t},E^{t},b^{t}) is an object in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) isomorphic to (L,E,b),(L,E,b), with LtL^{t} a (possibly immersed or singular) compact, graded Lagrangian in M,M, with H​F∗HF^{*} unobstructed.

  • (c)

    The family {Lt:t∈[0,∞)∖{T1,T2,…}}\bigl\{L^{t}:t\in[0,\infty)\setminus\{T_{1},T_{2},\ldots\}\bigr\} satisfies Lagrangian mean curvature flow, and {Et:t∈[0,∞)∖{T1,T2,…}}\bigl\{E^{t}:t\in[0,\infty)\setminus\{T_{1},T_{2},\ldots\}\bigr\} are locally constant in tt. (As a shorthand, we will say that the family of Lagrangian branes {(Lt,Et):t∈[0,∞)∖{T1,T2,…}}\bigl\{(L^{t},E^{t}):t\in[0,\infty)\setminus\{T_{1},T_{2},\ldots\}\bigr\} satisfies Lagrangian MCF.) The bounding cochains btb^{t} also change by a kind of ‘parallel transport’ for t∈[0,∞)∖{T1,T2,…}t\in[0,\infty)\setminus\{T_{1},T_{2},\ldots\} as in §2.5–§2.6, to ensure that the isomorphism class of (Lt,Et,bt)(L^{t},E^{t},b^{t}) in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) remains constant.

  • (d)

    Let TiT_{i} for i=1,2,…i=1,2,\ldots be a singular time and ϵ>0\epsilon>0 be small, so that {Lt:t∈(Ti−ϵ,Ti)}\bigl\{L^{t}:t\in(T_{i}-\epsilon,T_{i})\bigr\} and {Lt:t∈(Ti,Ti+ϵ)}\bigl\{L^{t}:t\in(T_{i},T_{i}+\epsilon)\bigr\} satisfy Lagrangian MCF. As t→Tit\rightarrow T_{i} in (Ti−ϵ,Ti),(T_{i}-\epsilon,T_{i}), the flow usually undergoes a finite time singularity of Lagrangian MCF. But see §3.4 for a case in which the limit is smooth as t→Tit\rightarrow T_{i} in (Ti−ϵ,Ti),(T_{i}-\epsilon,T_{i}), and singular as t→Tit\rightarrow T_{i} in (Ti,Ti+ϵ)(T_{i},T_{i}+\epsilon).

    We do not require (LTi,ETi,bTi)(L^{T_{i}},E^{T_{i}},b^{T_{i}}) to be an object in Dbℱ(M),D^{b}{\mathbin{\mathscr{F}}}(M), as the singularities of LTiL^{T_{i}} may be too bad, and if so, bTib^{T_{i}} is meaningless.

    The topologies of LtL^{t} for t∈(Ti−ϵ,Ti),t\in(T_{i}-\epsilon,T_{i}), and LTi,L^{T_{i}}, and LtL^{t} for t∈(Ti,Ti+ϵ),t\in(T_{i},T_{i}+\epsilon), may all be different, so we may think of the (possibly singular) manifolds LtL^{t} as undergoing a surgery at time t=Tit=T_{i}. Nonetheless, the family {Lt:t∈(Ti−ϵ,Ti+ϵ)}\bigl\{L^{t}:t\in(T_{i}-\epsilon,T_{i}+\epsilon)\bigr\} is in a suitable sense continuous, for instance, as graded Lagrangian integral currents in MM in Geometric Measure Theory.

  • (e)

    For the case of Conjecture 3.2(c), we have limt→∞Lt=L1∪⋯∪Ln,\lim_{t\rightarrow\infty}L^{t}=L_{1}\cup\cdots\cup L_{n}, where LjL_{j} is a (possibly badly singular) special Lagrangian with phase ei​π​ϕje^{i\pi\phi_{j}} and phase function θLj=π​ϕj,\theta_{L_{j}}=\pi\phi_{j}, for ϕ1>ϕ2>⋯>ϕn\phi_{1}>\phi_{2}>\cdots>\phi_{n}. The local systems E1,…,En,E_{1},\ldots,E_{n}, bounding cochains b1,…,bnb_{1},\ldots,b_{n} and morphisms in (3.4) are obtained from limr→∞Et\lim_{r\rightarrow\infty}E^{t} and limt→∞bt\lim_{t\rightarrow\infty}b^{t}.

    For the case of Conjecture 3.2(cOPEN)′)^{\prime}, if t≫0t\gg 0 then there is a decomposition Lt=Lt1∐⋯∐Ltn,L^{t}=L^{t}_{1}\amalg\cdots\amalg L^{t}_{n}, such that θLt\theta_{L^{t}} maps Ljt→(π​ϕj−ϵt,π​ϕj+ϵt)L^{t}_{j}\rightarrow(\pi\phi_{j}-\epsilon^{t},\pi\phi_{j}+\epsilon^{t}) for j=1,…,n,j=1,\ldots,n, where ϵt>0\epsilon^{t}>0 with ϵt→0\epsilon^{t}\rightarrow 0 as t→∞t\rightarrow\infty.

Remark 3.8.

(i) In dimension m>1m>1, Lagrangian MCF {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} starting from a compact, embedded Lagrangian L0L^{0} can flow to immersed Lagrangians LtL^{t} in finite time, as sketched in Figure 3.1, or vice versa. (When m=1m=1, embedded curves remain embedded.)

Lt, t<Tembedded\textstyle{\begin{subarray}{l}\textstyle\text{$L^{t},$ $t<T$}\\ \textstyle\text{embedded}\end{subarray}}Lt, t=Timmersed\textstyle{\begin{subarray}{l}\textstyle\text{$L^{t}$, $t=T$}\\ \textstyle\text{immersed}\end{subarray}}Lt, t>Timmersed\textstyle{\begin{subarray}{l}\textstyle\text{$L^{t},$ $t>T$}\\ \textstyle\text{immersed}\end{subarray}}new J-holomorphic curve Σ\textstyle{\begin{subarray}{l}\textstyle\text{new $J$-holomorphic}\\ \textstyle\text{\hskip 7.97224ptcurve $\Sigma$}\end{subarray}}

Figure 3.1: LMCF flowing from embedded to immersed Lagrangians

Therefore, to carry out the programme above, we must include immersed Lagrangians in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), since otherwise in the situation of Figure 3.1 we could not continue the programme past t=Tt=T. This inclusion was discussed in §2.6, using the extension of [20] to immersed Lagrangians in Akaho and Joyce [2].

Observe that for Lagrangian MCF {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} of immersed, graded Lagrangians LtL^{t} in a Calabi–Yau mm-fold, the LtL^{t} for t∈[0,T)t\in[0,T) are all locally Hamiltonian isotopic in the sense of §2.6, but not necessarily globally Hamiltonian isotopic, as in Figure 3.1.

Thus, for immersed Lagrangian MCF we must deal with the possibility that even without finite time singularities, the flow may take us from Lagrangians with unobstructed H​F∗HF^{*} to Lagrangians with obstructed H​F∗HF^{*}, or change the isomorphism class in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), since we explained in §2.6 that local Hamiltonian isotopies can do this. We discuss this further in §3.4.

(ii) Notice the strong similarity of the programme above with the proof of the three-dimensional Poincaré Conjecture by Perelman, Hamilton and others, as in Morgan and Tian [54]. There one starts with a Riemannian 3-manifold (M,g)(M,g) (the analogue of Lagrangians), and applies rescaled Ricci flow, encountering finite time singularities at times 0<T1<T2<⋯0<T_{1}<T_{2}<\cdots when one does surgery, until as t→∞t\rightarrow\infty the flow converges to a disjoint union of constant curvature Riemannian 3-manifolds (the analogue of special Lagrangians).

In dimension m=3m=3, I expect the programme above to be of comparable difficulty to the Poincaré Conjecture. As the dimension increases, so should the difficulty, as there will be more kinds of finite-time singularities to worry about.

(iii) As for isolated conical singularities of special Lagrangians [33, §3], one could try to define an ‘index’ ind(τ)\mathop{\rm ind}(\tau) for different ‘types’ τ\tau of finite time singularities of Lagrangian MCF, which measures the codimension in the infinite-dimensional family L\scr L of Lagrangians LL in MM in which singularities of type τ\tau occur in Lagrangian MCF starting from LL. So for instance, Lagrangian MCF starting from a generic Lagrangian LL could only develop singularities with ind(τ)=0\mathop{\rm ind}(\tau)=0.

We could modify the programme above by taking L0L^{0} to be a generic Hamiltonian perturbation of LL in (a), rather than L0=LL^{0}=L. Then the Lagrangian MCF singularities occurring at the singular times T1,T2,…T_{1},T_{2},\ldots would have to have index 0. This might have the effect of limiting the kinds of singular Lagrangians that must be included in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) to make the programme work.

For similar ideas in MCF of hypersurfaces in ℝn{\mathbin{\mathbb{R}}}^{n}, see Angenent and Velázquez [6] who construct examples of non-generic finite time singularities of MCF, and Colding and Minicozzi [14], who classify the possible finite time singularities of MCF starting from a generic, compact, embedded surface Σ2\Sigma^{2} in ℝ3{\mathbin{\mathbb{R}}}^{3}.

(iv) Taking limits limt→∞Lt\lim_{t\rightarrow\infty}L^{t} in (e) above is likely to introduce different, and worse, singularities than those in the finite time singularities LT1,LT2,….L^{T_{1}},L^{T_{2}},\ldots. Also, I expect limt→∞Lt\lim_{t\rightarrow\infty}L^{t} to be unchanged by Hamiltonian perturbations of L0L^{0}, so taking L0L^{0} generic as in (iv) will not help.

It seems likely that the possible singularities occurring in limt→∞Lt\lim_{t\rightarrow\infty}L^{t} may be too severe to incorporate as objects in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M). Thus, although Conjecture 3.2(c) is more attractive, Conjecture 3.2(cOPEN)′)^{\prime} is more plausible.

(v) Since {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} above satisfies Lagrangian MCF, one might expect that {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} depends only on L0=LL^{0}=L, and is independent of E,bE,b in (L,E,b)(L,E,b). However, in §3.4 we will describe a surgery ‘opening a neck’ depending on E,bE,b, so {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} does depend on all of L,E,bL,E,b, not just on LL.

(vi) Behrndt [8] defines a modification of Lagrangian MCF which works in almost Calabi–Yau manifolds (M,J,g,Ω)(M,J,g,\Omega), that is, a complex mm-manifold (M,J)(M,J) with Kähler metric gg and nonvanishing holomorphic (m,0)(m,0)-form Ω\Omega which need not satisfy (2.1), so that gg need not be Ricci-flat. I expect the whole of this paper also to work for modified Lagrangian MCF in almost Calabi–Yau mm-folds.

3.3 On finite time singularities of Lagrangian MCF

Finite time singularities of Lagrangian MCF were discussed in §2.3. For graded Lagrangian MCF, Theorem 2.11 says that any finite time singularity must be of type II, and Theorem 2.12 that any finite time singularity must admit a ‘type II blow up’ modelled on a nontrivial eternal solution of Lagrangian MCF in ℂm{\mathbin{\mathbb{C}}}^{m}. As in the end of §2.3, two natural classes of eternal solutions are provided by SL mm-folds in ℂm{\mathbin{\mathbb{C}}}^{m}, and Lagrangian MCF translators.

Motivated by this, the next ‘principle’ gives heuristic pictures of how the author expects two different classes of finite time singularities to work.

Principle 3.9.

Let (M,J,g,Ω)(M,J,g,\Omega) be a compact Calabi–Yau mm-fold and {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} a family of compact, immersed, graded Lagrangians in MM satisfying Lagrangian MCF, with a finite time singularity at t=T,t=T, and a singular point at x∈Mx\in M. Here are broad descriptions of two classes of such singularities:

  • (a)

    Let UU be a small open neighbourhood of xx in M,M, which we identify with a small open neighbourhood of 00 in ℂm=TxM,{\mathbin{\mathbb{C}}}^{m}=T_{x}M, and ϵ>0\epsilon>0 be small. Then Lt∩UL^{t}\cap U approximates a closed, exact SL mm-fold in ℂm{\mathbin{\mathbb{C}}}^{m} for t∈(T−ϵ,T)t\in(T-\epsilon,T).

    Since SL mm-folds are stationary points of LMCF, to ‘first order’ Lt∩UL^{t}\cap U is constant in t,t, but to ‘second order’ Lt∩UL^{t}\cap U wanders slowly in the moduli space of closed, exact SL mm-folds in ℂm,{\mathbin{\mathbb{C}}}^{m}, until at time t=Tt=T it hits a singular SL mm-fold. This ‘wandering’ is driven by ‘outside influences’ from the whole of Lt,L^{t}, not just from Lt∩UL^{t}\cap U.

    For example, if NN is an exact asymptotically conical SL mm-fold in ℂm,{\mathbin{\mathbb{C}}}^{m}, we could have Lt∩U≈f⁡(t)⋅NL^{t}\cap U\approx f(t)\cdot N for t∈(T−ϵ,T),t\in(T-\epsilon,T), where f:(T−ϵ,T)→(0,∞)f:(T-\epsilon,T)\rightarrow(0,\infty) is smooth with f⁡(t)→0f(t)\rightarrow 0 as t→Tt\rightarrow T.

  • (b)

    Let U,ϵU,\epsilon be as in (a). Then Lt∩UL^{t}\cap U approximates a closed, exact LMCF translator in ℂm=TxM{\mathbin{\mathbb{C}}}^{m}=T_{x}M for t∈(T−ϵ,T)t\in(T-\epsilon,T). To ‘first order’ Lt∩UL^{t}\cap U moves by translation in ℂm=TxM,{\mathbin{\mathbb{C}}}^{m}=T_{x}M, since it approximates a translating soliton. But to second order it also wanders slowly in the moduli space of closed, exact LMCF translators in ℂm,{\mathbin{\mathbb{C}}}^{m}, driven by ‘outside influences’ from the whole of Lt,L^{t}, until at time t=Tt=T it hits a singular soliton.

    For example, if NN is an exact LMCF translator in ℂm{\mathbin{\mathbb{C}}}^{m} with translating vector v∈ℂm,v\in{\mathbin{\mathbb{C}}}^{m}, we could have Lt∩U≈f⁡(t)⋅N+g⁡(t)⋅vL^{t}\cap U\approx f(t)\cdot N+g(t)\cdot v for t∈(T−ϵ,T),t\in(T-\epsilon,T), where f,g:(T−ϵ,T)→(0,∞)f,g:(T-\epsilon,T)\rightarrow(0,\infty) are smooth with f⁡(t)→0f(t)\rightarrow 0 as t→Tt\rightarrow T.

Remark 3.10.

(i) We will describe examples of behaviours (a),(b) in §3.5 and §3.8. Section 3.7 discusses a class of singularities not of type (a) or (b).

Note that in (a),(b) we do not simply mean that the singularity has a type II blow up {L~s:s∈ℝ}\{\tilde{L}^{s}:s\in{\mathbin{\mathbb{R}}}\} in Theorem 2.12 with L~s\tilde{L}^{s} special Lagrangian or an LMCF translator. In general type II blow ups describe only a small part of the singularity, and may give little idea of the global geometry and topology near the singular point. The point of (a),(b) is that in these cases we have a more complete picture of the singularity than a general type II blow up gives.

(ii) As in §2.3, Lagrangian MCF shrinkers do not occur in the graded case. The other major class of Lagrangian MCF solitons, Lagrangian MCF expanders (as in §2.3) are not relevant to the formation of singularities of the flow (that is, to describing the flow immediately before the singular time t=Tit=T_{i}). However, we can use Lagrangian MCF expanders to model the flow immediately after a surgery at a singular time t=Tit=T_{i}, and we do this in §3.4.

If we believe Principle 3.9, stretching credulity a little further gives:

Principle 3.11.

Any type of (sufficiently well-behaved) singularity of SL mm-folds, which can appear as a limit of nonsingular, locally exact SL mm-folds, may provide a local model for finite time singularities of Lagrangian MCF.

Similarly, any (sufficiently well-behaved) singular Lagrangian in ℂm{\mathbin{\mathbb{C}}}^{m} which can appear as a limit of nonsingular, exact Lagrangian MCF translators in ℂm,{\mathbin{\mathbb{C}}}^{m}, may provide a local model for finite time singularities of Lagrangian MCF.

This suggests a class of research problems:

Problem 3.12.

(a) Choose from the literature your favourite family of explicit, nonsingular, exact SL mm-folds NsN_{s} in ℂm{\mathbin{\mathbb{C}}}^{m} which converge to an explicit singular SL mm-fold N0N_{0} as s→0s\rightarrow 0. For example, let NN be an exact AC SL mm-fold in ℂm{\mathbin{\mathbb{C}}}^{m} with cone C,C, and take Ns=s⋅NN_{s}=s\cdot N for s>0s>0 and N0=CN_{0}=C.

Construct examples {Lt:t∈[0,T]}\{L^{t}:t\in[0,T]\} of Lagrangian MCF in ℂm{\mathbin{\mathbb{C}}}^{m} or in a Calabi–Yau mm-fold (M,J,g,Ω)(M,J,g,\Omega) with finite time singularities at t=Tt=T for which LTL^{T} has a singularity at x∈ℂmx\in{\mathbin{\mathbb{C}}}^{m} modelled on N0,N_{0}, and LtL^{t} near xx for t∈(T−ϵ,T)t\in(T-\epsilon,T) approximates Ns⁡(t),N_{s(t)}, where s⁡(t)→0s(t)\rightarrow 0 as t→T,t\rightarrow T, as in Principle 3.9(a).

(b) If you can do (a), determine whether Lagrangian MCF starting from a small generic Hamiltonian perturbation of L0L^{0} also develops finite time singularities of the same type. In this case, we call this type a generic singularity of Lagrangian MCF. If it is not generic, compute the expected codimension amongst Hamiltonian perturbations of L0L^{0} in which singularities of this type occur.

(c) Repeat (a),(b) for LMCF translators rather than SL mm-folds.

3.4 Flowing from unobstructed to obstructed immersed Lagrangians

In Remark 3.8(i) we noted that Lagrangian MCF may take an immersed Lagrangian brane (Lt,Et)(L^{t},E^{t}) with H​F∗HF^{*} unobstructed to one (Lt′,Et′)(L^{t^{\prime}},E^{t^{\prime}}) for t′>tt^{\prime}>t with H​F∗HF^{*} obstructed, without finite time singularities. This is a problem for the programme of §3.2, as we need (Lt,Et)(L^{t},E^{t}) to have H​F∗HF^{*} unobstructed for all tt. We now discuss this problem in more detail, and explain how to solve it.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold and {(Lt,Et):t∈[0,T)}\{(L^{t},E^{t}):t\in[0,T)\} a family of Lagrangian branes satisfying Lagrangian MCF. Suppose, for simplicity, that all the LtL^{t} have transverse self-intersections. Then the self-intersection points of LtL^{t} in MM depend smoothly on t∈[0,T)t\in[0,T), so we can write ptp^{t} for the intersection of local sheets L+t,L−tL^{t}_{+},L^{t}_{-} at LtL^{t} for t∈[0,T)t\in[0,T), where pt,L±tp^{t},L^{t}_{\pm} depend smoothly on tt. Then μL+t,L−t​(pt)\mu_{L^{t}_{+},L^{t}_{-}}(p^{t}) is independent of tt.

Suppose that btb^{t} is a bounding cochain for LtL^{t} depending smoothly on tt, with (Lt,Et,bt)≅(L0,E0,b0)(L^{t},E^{t},b^{t})\cong(L^{0},E^{0},b^{0}) in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M). Then btb^{t} evolves in time by a kind of ‘parallel transport’. Let pt,L±tp^{t},L^{t}_{\pm} be as above with μL+t,L−t​(pt)=1\mu_{L^{t}_{+},L^{t}_{-}}(p^{t})=1. Then as in §2.6, btb^{t} includes an element bptt∈Hom𝔽(E+t|pt,E−t|pt)⊗𝔽Λnov⩾0b^{t}_{p^{t}}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{t}|_{p^{t}},E_{-}^{t}|_{p^{t}}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov}^{\geqslant 0}. The analysis of (2.18)–(2.21) holds, with Ht=−θLtH^{t}=-\theta_{L^{t}}. Thus, writing bp00=∑i=0∞ai​Pλib^{0}_{p^{0}}=\sum_{i=0}^{\infty}a_{i}P^{\lambda_{i}} with a0≠0a_{0}\neq 0 and 0⩽λ0<λ1<λ2<⋯0\leqslant\penalty\lambda_{0}<\lambda_{1}<\lambda_{2}<\cdots, we have

bptt=∑i=0∞ai​Pλi+∫0t(θL−s​(ps)−θL+s​(ps))​𝑑s,b^{t}_{p^{t}}=\sum_{i=0}^{\infty}a_{i}P^{\lambda_{i}+\textstyle\int_{0}^{t}\bigl(\theta_{L^{s}_{-}}(p^{s})-\theta_{L^{s}_{+}}(p^{s})\bigr){\rm d}s},

and bptt∈Hom𝔽(E+t|pt,E−t|pt)⊗𝔽Λnov⩾0⊂Hom𝔽(E+t|pt,E−t|pt)⊗𝔽Λnovb^{t}_{p^{t}}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{t}|_{p^{t}},E_{-}^{t}|_{p^{t}}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov}^{\geqslant 0}\subset\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{t}|_{p^{t}},E_{-}^{t}|_{p^{t}}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov}, required for btb^{t} to be a bounding cochain, if and only if

λ0+∫0t(θL−s​(ps)−θL+s​(ps))​𝑑s⩾0.\lambda_{0}+\int_{0}^{t}\bigl(\theta_{L^{s}_{-}}(p^{s})-\theta_{L^{s}_{+}}(p^{s})\bigr){\rm d}s\geqslant 0. (3.5)

We can now explain how Lagrangian MCF can flow from H​F∗HF^{*} unobstructed to H​F∗HF^{*} obstructed: as tt increases, we can cross a ‘wall’ at t=T1t=T_{1} when the l.h.s. of (3.5) becomes negative, so that bptt∉Hom𝔽(E+t|pt,E−t|pt)⊗𝔽Λnov⩾0b^{t}_{p^{t}}\notin\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{t}|_{p^{t}},E_{-}^{t}|_{p^{t}}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov}^{\geqslant 0} for t>T1t>T_{1}. Then btb^{t} is not a bounding cochain, and (Lt,Et)(L^{t},E^{t}) may have H​F∗HF^{*} obstructed.

<\textstyle{<}>\textstyle{>}<\textstyle{<}>\textstyle{>}∙\textstyle{\bullet}pt\textstyle{p^{t}}∙\textstyle{\bullet}qt\textstyle{q^{t}}Σ1t\textstyle{\Sigma^{t}_{1}}L+t\textstyle{L^{t}_{+}}L−t\textstyle{L^{t}_{-}}μL+t,L−t​(qt)=2\textstyle{\mu_{L_{+}^{t},L_{-}^{t}}(q^{t})\!=\!2}μL+t,L−t​(pt)=1\textstyle{\mu_{L_{+}^{t},L_{-}^{t}}(p^{t})\!=\!1}Σ2t\textstyle{\Sigma^{t}_{2}}Lt\textstyle{L^{t}}L−t\textstyle{L^{t}_{-}}L+t\textstyle{L^{t}_{+}}L+t\textstyle{L^{t}_{+}}L−t\textstyle{L^{t}_{-}}

Figure 3.2: Crossing between H​F∗HF^{*} unobstructed when area(Σ1t)<area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})<\mathop{\rm area}(\Sigma_{2}^{t}) and H​F∗HF^{*} obstructed when area(Σ1t)>area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})>\mathop{\rm area}(\Sigma_{2}^{t})

To make this more explicit, let us simplify further, and suppose that LtL^{t} has only two self-intersection points pt,qtp^{t},q^{t} with μL+t,L−t​(pt)=1\mu_{L^{t}_{+},L^{t}_{-}}(p^{t})=1 and μL+t,L−t​(qt)=2\mu_{L^{t}_{+},L^{t}_{-}}(q^{t})=2, and there are only two JJ-holomorphic curves Σ1t,Σ2t\Sigma^{t}_{1},\Sigma^{t}_{2} with boundary in LtL^{t} which are relevant to obstructions to H​F∗HF^{*}, which are as shown in Figure 3.2, so that Σ1t\Sigma^{t}_{1} has two corners at pt,qtp^{t},q^{t} and Σ2t\Sigma^{t}_{2} one corner at qtq^{t}. Note that Σ2t\Sigma^{t}_{2} is the type of curve in Figure 2.3 that can cause obstructions to immersed H​F∗HF^{*}.

Then (Lt,Et)(L^{t},E^{t}) has H​F∗HF^{*} unobstructed if and only if area(Σ2t)⩾area(Σ1t)\mathop{\rm area}(\Sigma^{t}_{2})\geqslant\mathop{\rm area}(\Sigma^{t}_{1}), and if so, the bounding cochain btb^{t} has

btpt=a0Parea(Σ2t)−area(Σ1t)+higher order terms,b^{t}_{p^{t}}=a_{0}P^{\,\mathop{\rm area}(\Sigma^{t}_{2})-\mathop{\rm area}(\Sigma^{t}_{1})}+\text{higher order terms,} (3.6)

where 0≠a0∈Hom𝔽(E+t|pt,E−t|pt)0\neq a_{0}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{t}|_{p^{t}},E_{-}^{t}|_{p^{t}}\bigr). We can think of Σ2t−Σ1t\Sigma^{t}_{2}-\Sigma^{t}_{1} as a ‘virtual JJ-holomorphic curve’ with ‘virtual area’ area(Σ2t)−area(Σ1t)\mathop{\rm area}(\Sigma^{t}_{2})-\mathop{\rm area}(\Sigma^{t}_{1}) and one corner at ptp^{t}, which obstructs H​F∗HF^{*} if this virtual area is negative.

Under Lagrangian MCF we have

dd​t\displaystyle\frac{{\rm d}}{{\rm d}t} (area(Σ2t)−area(Σ1t))=−∫∂Σ2tdθLt+∫∂Σ1tdθLt=−[θL+t(qt)−θL−t(qt)]\displaystyle\bigl(\mathop{\rm area}(\Sigma^{t}_{2})-\mathop{\rm area}(\Sigma^{t}_{1})\bigr)=-\int_{\partial\Sigma^{t}_{2}}{\rm d}\theta_{L^{t}}+\int_{\partial\Sigma^{t}_{1}}{\rm d}\theta_{L^{t}}=-\bigl[\theta_{L_{+}^{t}}(q^{t})-\theta_{L_{-}^{t}}(q^{t})\bigr]
+[θL+t​(qt)−θL−t​(qt)+θL−t​(pt)−θL+t​(pt)]=θL−t​(pt)−θL+t​(pt).\displaystyle+\bigl[\theta_{L_{+}^{t}}(q^{t})-\theta_{L_{-}^{t}}(q^{t})+\theta_{L_{-}^{t}}(p^{t})-\theta_{L_{+}^{t}}(p^{t})\bigr]=\theta_{L_{-}^{t}}(p^{t})-\theta_{L_{+}^{t}}(p^{t}). (3.7)

Suppose now that the family {(Lt,Et):t∈[0,T)}\{(L^{t},E^{t}):t\in[0,T)\} passes from H​F∗HF^{*} unobstructed when t<T1t<T_{1} to H​F∗HF^{*} obstructed when t>T1t>T_{1}. Then area(Σ2t)−area(Σ1t)\mathop{\rm area}(\Sigma^{t}_{2})-\mathop{\rm area}(\Sigma^{t}_{1}) crosses zero at t=T1t=T_{1} going from positive to negative, so (3.7) shows that

θL−T1​(pT1)−θL+T1​(pT1)⩽0.\theta_{L_{-}^{T_{1}}}(p^{T_{1}})-\theta_{L_{+}^{T_{1}}}(p^{T_{1}})\leqslant\penalty 0. (3.8)

We claim that in the programme of §3.2, the correct thing to do is to change LtL^{t} for t⩾T1t\geqslant T_{1} by doing a surgery at ptp^{t} when t=T1t=T_{1}, a Lagrangian connected sum of the two sheets L+t,L−tL^{t}_{+},L^{t}_{-} at ptp^{t}, so that LtL^{t} for T1<t<T1+ϵT_{1}<t<T_{1}+\epsilon looks roughly like Figure 3.3. We will call this surgery ‘opening a neck’. The self-intersection ptp^{t} is

<\textstyle{<}>\textstyle{>}<\textstyle{<}>\textstyle{>}∙\textstyle{\bullet}qt\textstyle{q^{t}}Σ1t\textstyle{\Sigma^{t}_{1}}Lt\textstyle{L^{t}}∙\textstyle{\bullet}μL+t,L−t​(qt)=2\textstyle{\mu_{L_{+}^{t},L_{-}^{t}}(q^{t})\!=\!2}Σ2t\textstyle{\Sigma^{t}_{2}}Lt\textstyle{L^{t}}L−t\textstyle{L^{t}_{-}}L+t\textstyle{L^{t}_{+}}L+t\textstyle{L^{t}_{+}}L−t\textstyle{L^{t}_{-}}area(Σ1t)=area(Σ2t)\textstyle{\begin{subarray}{l}\textstyle\mathop{\rm area}(\Sigma^{t}_{1})=\\ \textstyle\mathop{\rm area}(\Sigma^{t}_{2})\end{subarray}}

Figure 3.3: LtL^{t} for t>T1t>T_{1}, after Lagrangian connected sum surgery at ptp^{t}

now gone, and there are two JJ-holomorphic discs Σ1t,Σ2t\Sigma^{t}_{1},\Sigma^{t}_{2} with one corner at qtq^{t}. Since we do the surgery when area(Σ1t)=area(Σ2t)\mathop{\rm area}(\Sigma^{t}_{1})=\mathop{\rm area}(\Sigma^{t}_{2}), we have area(Σ1t)=area(Σ2t)\mathop{\rm area}(\Sigma^{t}_{1})=\mathop{\rm area}(\Sigma^{t}_{2}) for all t>T1t>T_{1}, though Σ1t,Σ2t\Sigma^{t}_{1},\Sigma^{t}_{2} are in different relative homology classes. As their areas are equal, the obstructions from Σ1t,Σ2t\Sigma^{t}_{1},\Sigma^{t}_{2} cancel for suitable EtE^{t}, and (Lt,Et)(L^{t},E^{t}) for t>T1t>T_{1} has H​F∗HF^{*} unobstructed.

We have μL+T1,L−T1​(pT1)=1\mu_{L_{+}^{T_{1}},L_{-}^{T_{1}}}(p^{T_{1}})=1 and θL+T1​(pT1)⩾θL−T1​(pT1)\theta_{L_{+}^{T_{1}}}(p^{T_{1}})\geqslant\theta_{L_{-}^{T_{1}}}(p^{T_{1}}) by (3.8). Suppose strict inequality holds, θL+T1​(pT1)>θL−T1​(pT1)\theta_{L_{+}^{T_{1}}}(p^{T_{1}})>\theta_{L_{-}^{T_{1}}}(p^{T_{1}}). Then from Definition 2.20, we see that there is an identification TpT1M≅ℂmT_{p^{T_{1}}}M\cong{\mathbin{\mathbb{C}}}^{m} identifying J|pT1,g|pT1J|_{p^{T_{1}}},g|_{p^{T_{1}}} with the standard versions on ℂm{\mathbin{\mathbb{C}}}^{m}, and identifying TpT1​L+T1,TpT1​L−T1T_{p^{T_{1}}}L_{+}^{T_{1}},T_{p^{T_{1}}}L_{-}^{T_{1}} with the Lagrangian planes Π0,Πϕ\Pi_{0},\Pi_{\boldsymbol{\phi}} in (2.12) for ϕ1,…,ϕm∈(0,π)\phi_{1},\ldots,\phi_{m}\in(0,\pi) with 0<ϕ1+⋯+ϕm<π0<\phi_{1}+\cdots+\phi_{m}<\pi, where ϕ1+⋯+ϕm<π\phi_{1}+\cdots+\phi_{m}<\pi comes from μL+T1,L−T1​(pT1)=1\mu_{L_{+}^{T_{1}},L_{-}^{T_{1}}}(p^{T_{1}})=1 and θL+T1​(pT1)>θL−T1​(pT1)\theta_{L_{+}^{T_{1}}}(p^{T_{1}})>\theta_{L_{-}^{T_{1}}}(p^{T_{1}}).

Thus, by Example 2.13 there is a unique, exact Joyce–Lee–Tsui Lagrangian MCF expander Lϕ1L_{\boldsymbol{\phi}}^{1} with α=1\alpha=1 in TpT1​MT_{p^{T_{1}}}M asymptotic to TpT1​L+T1∪TpT1​L−T1T_{p^{T_{1}}}L_{+}^{T_{1}}\cup T_{p^{T_{1}}}L_{-}^{T_{1}}, and Theorem 2.14 shows that Lϕ1L_{\boldsymbol{\phi}}^{1} is the only LMCF expander with α=1\alpha=1 in TpT1​MT_{p^{T_{1}}}M asymptotic to TpT1​L+T1∪TpT1​L−T1T_{p^{T_{1}}}L_{+}^{T_{1}}\cup T_{p^{T_{1}}}L_{-}^{T_{1}}. Note that 2​(t−T1)⋅Lϕ1\sqrt{2(t-T_{1})}\cdot L_{\boldsymbol{\phi}}^{1} for t>T1t>T_{1} satisfy Lagrangian MCF in TpT1M≅ℂmT_{p^{T_{1}}}M\cong{\mathbin{\mathbb{C}}}^{m}. We now aim to define the LtL^{t} for T1<t<T1+ϵT_{1}<t<T_{1}+\epsilon by gluing in 2​(t−T1)⋅Lϕ1\sqrt{2(t-T_{1})}\cdot L_{\boldsymbol{\phi}}^{1} into LT1L^{T_{1}} near pT1p^{T_{1}}.

To define the local systems EtE^{t} for t>T1t>T_{1}, note that bpT1T1=a0+⋯b^{T_{1}}_{p^{T_{1}}}=a_{0}+\cdots by (3.6), where 0≠a0∈Hom𝔽(E+T1|pT1,E−T1|pT1)0\neq a_{0}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{T_{1}}|_{p^{T_{1}}},E_{-}^{T_{1}}|_{p^{T_{1}}}\bigr). As ET1E^{T_{1}} has rank one, a0≠0a_{0}\neq 0 implies that a0a_{0} is an isomorphism. For T1<t<T1+ϵT_{1}<t<T_{1}+\epsilon, we define EtE^{t} to be equal to ET1E^{T_{1}} away from the ‘neck’ region joining L+T1L_{+}^{T_{1}} with L−T1L_{-}^{T_{1}}, and on the ‘neck’ region we use the isomorphism a0a_{0} to identify ET1|L+E^{T_{1}}|_{L^{+}} and ET1|L−E^{T_{1}}|_{L^{-}}. This choice of EtE^{t} is necessary for the obstructions to H​F∗HF^{*} for (Lt,Et)(L^{t},E^{t}) from Σ1t,Σ2t\Sigma_{1}^{t},\Sigma_{2}^{t} to cancel.

The bounding cochain btb^{t} for T1<t<T1+ϵT_{1}<t<T_{1}+\epsilon should be roughly equal to bT1b^{T_{1}} away from the ‘neck’ region. On the ‘neck’ region, btb^{t} should somehow encode the higher order terms in bpT1T1=a0+⋯b^{T_{1}}_{p^{T_{1}}}=a_{0}+\cdots, possibly in the form bt≈log(a0−1∘bpT1T1)⋅[𝒮tm−1]b^{t}\approx\log\bigl(a_{0}^{-1}\circ b^{T_{1}}_{p^{T_{1}}}\bigr)\cdot[{\mathbin{\cal S}}^{m-1}_{t}], where [𝒮tm−1]∈Cm−1(Lt,ℤ)[{\mathbin{\cal S}}^{m-1}_{t}]\in C_{m-1}(L^{t},{\mathbin{\mathbb{Z}}}) is a fundamental cycle for the new small (m−1)(m\!-\!1)-sphere 𝒮m−1t{\mathbin{\cal S}}^{m-1}_{t} spanning the ‘neck’ in LtL^{t}.

Remark 3.13.

We can now see an important reason why our programme requires the inclusion of the rank one 𝔽{\mathbin{\mathbb{F}}}-local systems E→LE\rightarrow L in the objects (L,E,b)(L,E,b) of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), as mentioned in Remark 3.7. We can also justify our definition of Lagrangian branes in Definition 2.18.

Firstly, note that if the initial local systems EtE^{t} for t<T1t<T_{1} above are trivial, the local systems EtE^{t} for t>T1t>T_{1} may not be trivial, as across the ‘neck’ region EtE^{t} for t>T1t>T_{1} has holonomy a0∈Hom𝔽(E+T1|pT1,E−T1|pT1)≅𝔽a_{0}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{T_{1}}|_{p^{T_{1}}},E_{-}^{T_{1}}|_{p^{T_{1}}}\bigr)\cong{\mathbin{\mathbb{F}}}, and we need not have a0=1a_{0}=1. So this surgery can pass from trivial to nontrivial local systems EtE^{t}. If we omitted local systems EE in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), then the data a0a_{0} in bT1b^{T_{1}} would be lost under the surgery, and LtL^{t} for t>T1t>T_{1} might have H​F∗HF^{*} obstructed.

Secondly, we take 𝔽{\mathbin{\mathbb{F}}} to be a field (rather than say a commutative ring) so that 0≠a0∈𝔽0\neq a_{0}\in{\mathbin{\mathbb{F}}} implies that a0a_{0} is an isomorphism.

Thirdly, observe that the argument above would not work for higher rank local systems E→LE\rightarrow L, which is why we restrict to rank one. If ET1E^{T_{1}} has different ranks n±n_{\pm} on L±T1L_{\pm}^{T_{1}}, then it cannot extend across the ‘neck’ to make EtE^{t} for t>T1t>T_{1}. If ET1E^{T_{1}} has the same rank n>1n>1 on L+T1,L−T1L_{+}^{T_{1}},L_{-}^{T_{1}}, then a0≠0a_{0}\neq 0 no longer implies that a0a_{0} is an isomorphism, so we cannot use a0a_{0} to extend ET1E^{T_{1}} across the ‘neck’.

Our discussion has shown the following rather neat:

Evidence for the viability of the programme of §3.2. Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold and {(Lt,Et):t∈[0,T)}\{(L^{t},E^{t}):t\in[0,T)\} be a family of Lagrangian branes in MM satisfying Lagrangian MCF.

Suppose that (Lt,Et)(L^{t},E^{t}) has H​F∗HF^{*} unobstructed for 0⩽t<T1<T,0\leqslant\penalty t<T_{1}<T, but at t=T1t=T_{1} crosses a ‘wall’ into H​F∗HF^{*} obstructed, because at a transverse self-intersection point pp of LT1L^{T_{1}} with μL+T1,L−T1​(p)=1,\mu_{L_{+}^{T_{1}},L_{-}^{T_{1}}}(p)=1, the data bptb_{p}^{t} in the bounding cochain btb^{t} leaves Hom𝔽(E+t|p,E−t|p)⊗𝔽Λnov⩾0\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{t}|_{p},E_{-}^{t}|_{p}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov}^{\geqslant 0} in Hom𝔽(E+t|p,E−t|p)⊗𝔽Λnov\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{t}|_{p},E_{-}^{t}|_{p}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov} when t=T1t=T_{1}.

Then (at least if strict inequality holds in (3.8)) there is a unique Lagrangian MCF expander in Tp​MT_{p}M asymptotic to Tp​L+T1∪Tp​L−T1,T_{p}L_{+}^{T_{1}}\cup T_{p}L_{-}^{T_{1}}, which we can (conjecturally) use to do a surgery at t=T1t=T_{1} so that the flow can continue for t>T1t>T_{1} with H​F∗HF^{*} unobstructed, as in §3.2. The analogue does not hold for flowing from H​F∗HF^{*} obstructed to H​F∗HF^{*} unobstructed.

It also suggests a research project:

Problem 3.14.

Suppose (M,J,g,Ω)(M,J,g,\Omega) is a Calabi–Yau mm-fold, LL a compact, immersed Lagrangian in MM with a transverse self-intersection point at p∈Mp\in M with local sheets L±,L_{\pm}, and NN a Joyce–Lee–Tsui Lagrangian MCF expander in Tp​MT_{p}M asymptotic to Tp​L+∪Tp​L−T_{p}L_{+}\cup T_{p}L_{-} and satisfying H=F⟂H=F^{\perp}. Prove that for small ϵ>0,\epsilon>0, there is a unique family {Lt:t∈(0,ϵ)}\{L^{t}:t\in(0,\epsilon)\} of compact, immersed Lagrangians in MM satisfying Lagrangian MCF, such that limt→0Lt=L0\lim_{t\rightarrow 0}L^{t}=L^{0} in a suitable sense, and for small tt we have Lt≈2​t⋅NL^{t}\approx\sqrt{2t}\cdot N near pp and Lt≈L+t​HLL^{t}\approx L+tH_{L} away from pp.

In the next example we use ‘opening necks’ to resolve an apparent counterexample to our programme.

Example 3.15.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, and (L1,E1),(L2,E2)(L_{1},E_{1}),(L_{2},E_{2}) be embedded, transversely-intersecting, special Lagrangian branes in MM with phases ei​π​ϕ1,ei​π​ϕ2e^{i\pi\phi_{1}},e^{i\pi\phi_{2}} for ϕ1<ϕ2\phi_{1}<\phi_{2}, with H​F∗HF^{*} unobstructed. Choose bounding cochains b1,b2b_{1},b_{2} for (L1,E1),(L2,E2)(L_{1},E_{1}),(L_{2},E_{2}). Let ≠β∈H​F1​((L2,E2,b2),(L1,E1,b1))0\!\neq\!\beta\!\in\!HF^{1}\bigl((L_{2},E_{2},b_{2}),(L_{1},E_{1},b_{1})\bigr), and (βp)∈C​F1​((L2,E2),(L1,E1))(\beta_{p})\in CF^{1}\bigl((L_{2},E_{2}),(L_{1},E_{1})\bigr) represent β\beta, where for all p∈L1∩L2p\in L_{1}\cap L_{2} with μL2,L1​(p)=1\mu_{L_{2},L_{1}}(p)=1 we have βp∈Hom𝔽(E2|p,E1|p)⊗𝔽Λnov\beta_{p}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{2}|_{p},E_{1}|_{p}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov} .

Suppose βp∈Hom𝔽(E2|p,E1|p)⊗𝔽Λnov⩾0\beta_{p}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{2}|_{p},E_{1}|_{p}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov}^{\geqslant 0} for all pp. Set (L,E)=(L1,E1)∪(L2,E2)(L,E)=(L_{1},E_{1})\cup(L_{2},E_{2}), considered as an immersed Lagrangian brane in MM. Then using the notation of §2.6, b=b1⊕b2⊕(βp)b=b_{1}\oplus b_{2}\oplus(\beta_{p}) is a bounding cochain for (L,E)(L,E), where bch=b1⊕b2b_{\rm ch}=b_{1}\oplus b_{2} in Cm−1​(L,Λnov+)=Cm−1​(L1,Λnov+)⊕Cm−1​(L2,Λnov+)C_{m-1}(L,\Lambda_{\rm nov}^{+})=C_{m-1}(L_{1},\Lambda_{\rm nov}^{+})\oplus C_{m-1}(L_{2},\Lambda_{\rm nov}^{+}), and the data bpb_{p} for each p∈Mp\in M at which two local sheets L+,L−L_{+},L_{-} of LL intersect transversely with μL+,L−​(p)=1\mu_{L_{+},L_{-}}(p)=1 are bp=βpb_{p}=\beta_{p} if L+=L2L_{+}=L_{2}, L−=L1L_{-}=L_{1}, and bp=0b_{p}=0 otherwise. We now have a distinguished triangle in the derived Fukaya category Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) of immersed Lagrangians

(L1,E1,b1)\textstyle{(L_{1},E_{1},b_{1})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}(L,E,b)\textstyle{(L,E,b)\ignorespaces\ignorespaces\ignorespaces\ignorespaces}(L2,E2,b2)\textstyle{(L_{2},E_{2},b_{2})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}β\scriptstyle{\beta}(L1,E1,b1)​[1].\textstyle{(L_{1},E_{1},b_{1})[1].} (3.9)

Let us apply the programme of §3.2 to (L,E,b)(L,E,b). Since LL is a union of special Lagrangians of different phases, it is stationary under immersed Lagrangian MCF, so the obvious answer is that (Lt,Et,bt)=(L,E,b)(L^{t},E^{t},b^{t})=(L,E,b) for all t∈[0,∞)t\in[0,\infty). Equation (3.9) gives a diagram for (L,E,b)(L,E,b) of the form (3.4) with n=2n=2

0=F0\textstyle{0=F_{0}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}F1=(L1,E1,b1)\textstyle{F_{1}=(L_{1},E_{1},b_{1})\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}F2=(L,E,b).\textstyle{F_{2}=(L,E,b).\ignorespaces\ignorespaces\ignorespaces\ignorespaces}(L1,E1,b1)\textstyle{(L_{1},E_{1},b_{1})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}[1]\scriptstyle{[1]}(L2,E2,b2)\textstyle{(L_{2},E_{2},b_{2})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}[1]\scriptstyle{[1]}β\scriptstyle{\beta}

However, in §3.2 we want such a diagram with ϕ1>ϕ2\phi_{1}>\phi_{2}, but we assume that ϕ1<ϕ2\phi_{1}<\phi_{2}. So writing (Lt,Et,bt)=(L,E,b)(L^{t},E^{t},b^{t})=(L,E,b) for all t∈[0,∞)t\in[0,\infty) does not satisfy the programme of §3.2, as although we have long-time existence of Lagrangian MCF, the limiting behaviour at infinity is wrong, and this looks like a counterexample.

Here is the explanation. Although (at least initially) the Lt,EtL^{t},E^{t} are independent of tt, the bounding cochains btb^{t} do evolve in time. Suppose p∈L1∩L2p\in L_{1}\cap L_{2} with μL2,L1​(p)=1\mu_{L_{2},L_{1}}(p)=1. Then (2.18)–(2.21) with HLj=−θLj=−π​ϕjH_{L_{j}}=-\theta_{L_{j}}=-\pi\phi_{j} for j=1,2j=1,2 shows that the data bptb_{p}^{t} in btb^{t} should evolve according to the equation

dd​t​bpt=π⁡(ϕ1−ϕ2)⋅log⁡P⋅bpt,\frac{{\rm d}}{{\rm d}t}b_{p}^{t}=\pi(\phi_{1}-\phi_{2})\cdot\log P\cdot b_{p}^{t},

so as bp0=βpb_{p}^{0}=\beta_{p}, the solution is bpt=Pπ⁡(ϕ1−ϕ2)​t⋅βpb_{p}^{t}=P^{\pi(\phi_{1}-\phi_{2})t}\cdot\beta_{p}. Thus, we have

(Lt,Et)=(L1,E1)∐(L2,E2),bt=b1⊕b2⊕(Pπ⁡(ϕ1−ϕ2)​t⋅βp),(L^{t},E^{t})=(L_{1},E_{1})\amalg(L_{2},E_{2}),\quad b^{t}=b_{1}\oplus b_{2}\oplus(P^{\pi(\phi_{1}-\phi_{2})t}\cdot\beta_{p}), (3.10)

at least for small tt. Write βp=ap​Pλp+⋯\beta_{p}=a_{p}P^{\lambda_{p}}+\cdots if βp≠0\beta_{p}\neq 0, where 0≠ap∈Hom𝔽(E2|p,E1|p)0\neq a_{p}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{2}|_{p},E_{1}|_{p}\bigr) and λp⩾0\lambda_{p}\geqslant 0, and set λp=∞\lambda_{p}=\infty if βp=0\beta_{p}=0. Then bpt=ap​Pλp+π⁡(ϕ1−ϕ2)​t+⋯b_{p}^{t}=a_{p}P^{\lambda_{p}+\pi(\phi_{1}-\phi_{2})t}+\cdots, so bpt∈Hom𝔽(E2t|p,E1t|p)⊗𝔽Λnov⩾0b_{p}^{t}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{2}^{t}|_{p},E_{1}^{t}|_{p}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov}^{\geqslant 0} if t∈[0,λp/π⁡(ϕ2−ϕ1)]t\in[0,\lambda_{p}/\pi(\phi_{2}-\phi_{1})].

Thus, at time T=(minp⁡λp)/π⁡(ϕ2−ϕ1)T=(\min_{p}\lambda_{p})/\pi(\phi_{2}-\phi_{1}), the flow crosses a ‘wall’ after which btb^{t} in (3.10) is no longer a bounding cochain, as bptb_{p}^{t} leaves Hom𝔽(E2t|p,E1t|p)⊗𝔽Λnov⩾0\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{2}^{t}|_{p},E_{1}^{t}|_{p}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov}^{\geqslant 0} for some pp. We claim that the right thing to do is to ‘open a neck’ at time t=Tt=T at each pp with λp\lambda_{p} minimal, gluing in a Joyce–Lee–Tsui LMCF expander. Then Lt,EtL^{t},E^{t} will undergo some nontrivial evolution for t>Tt>T.

To see that a suitable LMCF expander exists to glue in at pp, note that θLj​(p)=π​ϕj\theta_{L_{j}}(p)=\pi\phi_{j} for j=1,2j=1,2, so θL1​(p)<θL2​(p)\theta_{L_{1}}(p)<\theta_{L_{2}}(p) by assumption, and as μL2,L1​(p)=1\mu_{L_{2},L_{1}}(p)=1, the first equation of (2.13) gives θL2​(p)<θL1​(p)+π\theta_{L_{2}}(p)<\theta_{L_{1}}(p)+\pi. These are the conditions for the existence of an LMCF expander in Tp​MT_{p}M asymptotic to Tp​L1∪Tp​L2T_{p}L_{1}\cup T_{p}L_{2}.

3.5 ‘Neck pinches’ using Lawlor necks

The programme of §3.2 requires a flow {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} starting from a single Lagrangian L0=LL^{0}=L, but converging as t→∞t\rightarrow\infty to a union L1∪⋯∪LnL_{1}\cup\cdots\cup L_{n} of several (possibly intersecting) special Lagrangians of different phases, where we regard L1∪⋯∪LnL_{1}\cup\cdots\cup L_{n} as a single immersed Lagrangian. Thus, we need a local model for how one Lagrangian LL can break up into a union L1∪L2L_{1}\cup L_{2} of two Lagrangians under the flow, at some singular time t=Tit=T_{i}, in the notation of §3.2.

We call this local model a ‘neck pinch’, as it involves the Lawlor necks Lϕ,AL_{\boldsymbol{\phi},A} of Example 2.5 as A→0A\rightarrow 0, so that the ‘neck’ pinches to a point. It is an example of Principles 3.9(b) and 3.11, where the special Lagrangian local models are the Lawlor necks Lϕ,AL_{\boldsymbol{\phi},A}. The possibility of such pinching behaviour is clear from Thomas and Yau [70], and Neves [55, §4] proves that it occurs in an example, where both [70, 55] work with SO(m)\mathop{\rm SO}\nolimits(m)-equivariant Lagrangians, so that Lagrangian MCF is reduced to understanding evolution of real curves.

Conjecture 3.16.

The following behaviour, which we call a ‘neck pinch’, can occur in Lagrangian MCF with surgeries in Calabi–Yau mm-folds for m⩾2,m\geqslant 2, as in §3.2. Furthermore, ‘neck pinches’ are a generic singularity. That is, if Lagrangian MCF beginning from L0L^{0} develops a neck pinch, then Lagrangian MCF beginning from any sufficiently small Hamiltonian perturbation L~0\tilde{L}^{0} of L0L^{0} also develops a neck pinch.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, and extend Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) to include immersed Lagrangians, as in [2]. Suppose {(Lt,Et):t∈(T−ϵ,T+ϵ)}\{(L^{t},E^{t}):t\in(T-\epsilon,T+\epsilon)\} for ϵ>0\epsilon>0 small is a family of immersed Lagrangian branes in MM with H​F∗HF^{*} unobstructed, and {bt:t∈(T−ϵ,T+ϵ)}\{b^{t}:t\in(T-\epsilon,T+\epsilon)\} a corresponding family of bounding cochains, satisfying the following conditions:

  • (i)

    The (Lt,Et,bt)(L^{t},E^{t},b^{t}) for t∈(T−ϵ,T+ϵ)t\in(T-\epsilon,T+\epsilon) are all isomorphic in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M).

  • (ii)

    When t<T,t<T, Lt,EtL^{t},E^{t} depend smoothly on t∈(T−ϵ,T),t\in(T-\epsilon,T), and {(Lt,Et):t∈(T−ϵ,T)}\{(L^{t},E^{t}):t\in(T-\epsilon,T)\} satisfies Lagrangian MCF, with a finite time singularity at t=T,t=T, with one singular point p∈Mp\in M.

    Similarly, when t⩾T,t\geqslant T, Lt,EtL^{t},E^{t} depend smoothly on t∈[T,T+ϵ),t\in[T,T+\epsilon), and {(Lt,Et):t∈[T,T+ϵ)}\{(L^{t},E^{t}):t\in[T,T+\epsilon)\} satisfies Lagrangian MCF. The topology of LtL^{t} for t∈(T−ϵ,T+ϵ)t\in(T-\epsilon,T+\epsilon) changes discontinuously at t=Tt=T. Nonetheless, the family {Lt:t∈(T−ϵ,T+ϵ)}\{L^{t}:t\in(T-\epsilon,T+\epsilon)\} is continuous at t=Tt=T in a suitable sense, e.g. as graded Lagrangian integral currents in Geometric Measure Theory.

  • (iii)

    Identifying MM near pp with TpM≅ℂmT_{p}M\cong{\mathbin{\mathbb{C}}}^{m} near 0,0, for each t∈(T−ϵ,T),t\in(T-\epsilon,T), LtL^{t} approximates a ‘Lawlor neck’ Lϕ⁡(t),A⁡(t)L_{\boldsymbol{\phi}(t),A(t)} from Example 2.5, after a translation and a U⁡(m){\rm U}(m) rotation in ℂm{\mathbin{\mathbb{C}}}^{m}. Here A⁡(t)>0A(t)>0 is small and A⁡(t)→0A(t)\rightarrow 0 as t→T,t\rightarrow T, so that Lϕ⁡(t),A⁡(t)L_{\boldsymbol{\phi}(t),A(t)} converges to a union Π0∪Πϕ⁡(T)\Pi_{0}\cup\Pi_{\boldsymbol{\phi}(T)} of transversely intersecting special Lagrangian planes in ℂm{\mathbin{\mathbb{C}}}^{m} as t→Tt\rightarrow T.

  • (iv)

    For t∈[T,T+ϵ),t\in[T,T+\epsilon), there is a self-intersection point ptp^{t} of LtL^{t} where two local sheets L±tL^{t}_{\pm} of LtL^{t} intersect transversely with μL+t,L−t​(pt)=1\mu_{L^{t}_{+},L^{t}_{-}}(p^{t})=1. Here pt,L±tp^{t},L^{t}_{\pm} depend smoothly on t∈[T,T+ϵ),t\in[T,T+\epsilon), with pT=pp^{T}=p.

  • (v)

    We have θL+T​(pT)=θL−t​(pT),\theta_{L^{T}_{+}}(p^{T})=\theta_{L^{t}_{-}}(p^{T}), and θL+t​(pt)<θL−t​(pt)\theta_{L^{t}_{+}}(p^{t})<\theta_{L^{t}_{-}}(p^{t}) for t∈(T,T+ϵ)t\in(T,T+\epsilon).

  • (vi)

    The 𝔽{\mathbin{\mathbb{F}}}-local systems EtE^{t} for t∈[T,T+ϵ)t\in[T,T+\epsilon) are constructed from the 𝔽{\mathbin{\mathbb{F}}}-local systems Et′E^{t^{\prime}} for t′∈(T−ϵ,T)t^{\prime}\in(T-\epsilon,T) by deleting the ‘neck’ in Lt′L^{t^{\prime}} and extending Et′E^{t^{\prime}} over ptp^{t} in L±tL^{t}_{\pm} in the unique possible way (at least for m⩾3m\geqslant 3).

  • (vii)

    When t∈[T,T+ϵ),t\in[T,T+\epsilon), the bounding cochain btb^{t} for LtL^{t} includes an element bptt∈Hom𝔽(E+t|pt,E−t|pt)⊗𝔽Λnov⩾0b^{t}_{p^{t}}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{t}|_{p^{t}},E_{-}^{t}|_{p^{t}}\bigr)\otimes_{\mathbin{\mathbb{F}}}\Lambda_{\rm nov}^{\geqslant 0} as in §2.6. This is of the form

    bptt=a0​Pλ⁡(t)+higher order terms,b^{t}_{p^{t}}=a_{0}P^{\lambda(t)}+\text{higher order terms,}

    where a0∈Hom𝔽(E+t|pt,E−t|pt)a_{0}\in\mathop{\rm Hom}\nolimits_{\mathbin{\mathbb{F}}}\bigl(E_{+}^{t}|_{p^{t}},E_{-}^{t}|_{p^{t}}\bigr) is the natural isomorphism induced from Et′E^{t^{\prime}} for t′∈(T−ϵ,T)t^{\prime}\in(T-\epsilon,T) using (vi), and λ⁡(t)=∫Tt(θL−s​(ps)−θL+s​(ps))​𝑑s,\lambda(t)=\int_{T}^{t}\bigl(\theta_{L^{s}_{-}}(p^{s})-\theta_{L^{s}_{+}}(p^{s})\bigr){\rm d}s, so that λ⁡(T)=0\lambda(T)=0 and λ⁡(t)>0\lambda(t)>0 for t∈(T,T+ϵ)t\in(T,T+\epsilon) by (v).

Remark 3.17.

(a) The ‘neck pinching’ behaviour of Conjecture 3.16 is inverse to the ‘opening a neck’ behaviour of §3.4. So, for example, we can imagine a flow {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} satisfying the programme of §3.2, with two singular times 0<T1<T20<T_{1}<T_{2}, which starts with a single LtL^{t} for 0⩽t<T10\leqslant\penalty t<T_{1}, undergoes a ‘neck pinch’ at t=T1t=T_{1} and becomes a union Lt=L1t∪L2tL^{t}=L^{t}_{1}\cup L^{t}_{2} of Lagrangians L1t,L2tL^{t}_{1},L^{t}_{2} intersecting at one point ptp^{t} for T1<t<T2T_{1}<t<T_{2}, and then at t=T2t=T_{2} ‘opens the neck’ at ptp^{t} and turns back into a single Lagrangian LtL^{t} for t>T2t>T_{2}.

Note that these inverse singular behaviours involve different (though related) geometric local models, Lawlor necks Lϕ,AL_{\boldsymbol{\phi},A} and Joyce–Lee–Tsui expanders LϕαL_{\boldsymbol{\phi}}^{\alpha}. We do not just naïvely run the local picture for the flow in reverse. Note too that ‘neck pinching’ works only for m⩾2m\geqslant 2, whereas ‘opening necks’ works for m⩾1m\geqslant 1, so when m=1m=1, ‘opening necks’ has no inverse behaviour.

In a similar way, the author expects that many types of finite time singularity possible in the programme of §3.2 should have a corresponding inverse type, so that changes in the topology of LtL^{t}, and other qualitative features, are reversible. An exception to this is that when m=1m=1, the flow can only decrease the number of self-intersection points, making the curve ‘less immersed’.

(b) Theorem 2.6 shows that Lawlor necks Lϕ,AL_{\boldsymbol{\phi},A} are the only possible geometric local models for such ‘neck pinches’.

(c) The inequality θL+t​(pt)<θL−t​(pt)\theta_{L^{t}_{+}}(p^{t})<\theta_{L^{t}_{-}}(p^{t}) in (v) is the opposite of (3.8) in §3.4. Heuristically, we expect ‘small necks’ to shrink under Lagrangian MCF when θL+t​(pt)<θL−t​(pt)\theta_{L^{t}_{+}}(p^{t})<\theta_{L^{t}_{-}}(p^{t}), and to grow when θL+t​(pt)>θL−t​(pt)\theta_{L^{t}_{+}}(p^{t})>\theta_{L^{t}_{-}}(p^{t}).

(d) The case m=2m=2 in Conjecture 3.16 is special. For m⩾3m\geqslant 3, the family ℱ{\mathbin{\cal F}} of AC special Lagrangian ‘Lawlor necks’ LL in ℂm{\mathbin{\mathbb{C}}}^{m} asymptotic to Π0∪Πϕ\Pi_{0}\cup\Pi_{\boldsymbol{\phi}} is (isomorphic to) (0,∞)(0,\infty), and all such LL are exact. When m=2m=2, the family ℱ{\mathbin{\cal F}} is ℝ2∖{0}{\mathbin{\mathbb{R}}}^{2}\setminus\{0\}, and the subfamily ℱexact{\mathbin{\cal F}}_{\rm exact} of exact LL is ℝ∖{0}⊂ℝ2∖{0}{\mathbin{\mathbb{R}}}\setminus\{0\}\subset{\mathbin{\mathbb{R}}}^{2}\setminus\{0\}, since then ℱexact{\mathbin{\cal F}}_{\rm exact} contains both the Lϕ,AL_{\boldsymbol{\phi},A} for A>0A>0 and L~ϕ,A\tilde{L}_{\boldsymbol{\phi},A} for A<0A<0 in Example 2.5.

Also, when m=2m=2 the local systems Et′E^{t^{\prime}} for t′∈(T−ϵ,T)t^{\prime}\in(T-\epsilon,T) could have nontrivial holonomy around the ‘neck’. If so, the definition of EtE^{t} for t∈[T,T+ϵ)t\in[T,T+\epsilon) in part (vi) no longer makes sense, since we cannot extend Et′E^{t^{\prime}} over ptp^{t} in L±tL^{t}_{\pm}.

One conclusion is that for m=2m=2, though neck pinches should be generic under Hamiltonian perturbations, they may be nongeneric (and of index 1) under Lagrangian perturbations, since Lagrangian perturbations may allow the flow to wander in ℱ=ℝ2∖{0}{\mathbin{\cal F}}={\mathbin{\mathbb{R}}}^{2}\setminus\{0\} rather than ℱexact=ℝ∖{0}{\mathbin{\cal F}}_{\rm exact}={\mathbin{\mathbb{R}}}\setminus\{0\}, and will only hit the singularity 0∈ℝ20\in{\mathbin{\mathbb{R}}}^{2} in real codimension 1 amongst initial Lagrangians.

We can also ask: if Lagrangian MCF {Lt:t∈(T−ϵ,T)}\{L^{t}:t\in(T-\epsilon,T)\} develops a singularity as t→Tt\rightarrow T modelled on Lawlor necks Lϕ,AL_{\boldsymbol{\phi},A} for A∈(0,∞)⊂ℱexact=ℝ∖{0}A\in(0,\infty)\subset{\mathbin{\cal F}}_{\rm exact}={\mathbin{\mathbb{R}}}\setminus\{0\}, rather than continuing for t>Tt>T using immersed SL 2-folds as in Conjecture 3.16, why not continue using Lawlor necks L~ϕ,A\tilde{L}_{\boldsymbol{\phi},A} for A∈(−∞,0)⊂ℱexact=ℝ∖{0}A\in(-\infty,0)\subset{\mathbin{\cal F}}_{\rm exact}={\mathbin{\mathbb{R}}}\setminus\{0\}, immediately opening the neck again, in a similar way to §3.4?

The author expects that this is the correct thing to do if Et′E^{t^{\prime}} for t′∈(T−ϵ,T)t^{\prime}\in(T-\epsilon,T) has nontrivial holonomy around the ‘neck’. But in the trivial holonomy case, it would change the isomorphism class of (Lt,Et,bt)(L^{t},E^{t},b^{t}) in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), and so should be avoided according to the philosophy of §3.2.

3.6 Including singular Lagrangians in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M); LMCF for Lagrangians with stable conical singularities

The programme of §3.2 involves flows {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} with the LtL^{t} immersed Lagrangians which can be singular at the singular times t=T1,T2,…,t=T_{1},T_{2},\ldots, where we do not require (LTi,ETi,bTi)(L^{T_{i}},E^{T_{i}},b^{T_{i}}) to be objects of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M). In this section we argue that in dimension m⩾3m\geqslant 3, we must also allow the LtL^{t} to have certain kinds of ‘stable’ singularities for t≠Tit\neq T_{i}. To complete the programme, Lagrangian MCF must work for such singular Lagrangians, and we must include them as objects in the derived Fukaya category Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M).

In [32, 33, 34, 35, 36] the author studied compact SL mm-folds LL with isolated conical singularities in a Calabi–Yau mm-fold MM. That is, LL has singularities p1,…,pkp_{1},\ldots,p_{k} locally modelled on closed special Lagrangian cones C1,…,CkC_{1},\ldots,C_{k} in ℂm{\mathbin{\mathbb{C}}}^{m} which have isolated singularities at 0∈ℂm0\in{\mathbin{\mathbb{C}}}^{m}. As in [33], the deformation theory of LL involves an obstruction space 𝒪=𝒪1⊕⋯⊕𝒪k{\mathbin{\cal O}}={\mathbin{\cal O}}_{1}\oplus\cdots\oplus{\mathbin{\cal O}}_{k} which is the sum of contributions 𝒪i{\mathbin{\cal O}}_{i} from each singular point pip_{i}, depending only on the cone CiC_{i}. We call the singularities pip_{i} and the SL cones CiC_{i} stable [33, Def. 3.6] if the obstruction spaces 𝒪i{\mathbin{\cal O}}_{i} are zero. By [33, Cor. 6.11], if LL has only stable isolated conical singularities, then the moduli space ℳL{\mathbin{\cal M}}_{L} of SL deformations of LL is a smooth manifold.

Few examples of stable SL cones are known. The SL T2T^{2}-cone CC in ℂ3{\mathbin{\mathbb{C}}}^{3} in equation (2.4) of Example 2.7 was shown to be stable in [32, §3.2]. Ohnita [59] found four more examples of stable SL cones in dimensions 5, 8, 14, and 26. In dimension m=2m=2, any irreducible, immersed SL cone in ℂ2{\mathbin{\mathbb{C}}}^{2} is a Lagrangian plane ℝ2{\mathbin{\mathbb{R}}}^{2}, or a finite cover of ℝ2{\mathbin{\mathbb{R}}}^{2} branched at 0. Nontrivial branched covers of ℝ2{\mathbin{\mathbb{R}}}^{2} are unstable. So there are no singular stable SL cones in ℂ2{\mathbin{\mathbb{C}}}^{2}.

Principle 3.18.

(a) In the programme of §3.2, in dimension m⩾3,m\geqslant 3, for the Lagrangians LtL^{t} at nonsingular times t≠Tit\neq T_{i} we should allow Lagrangians with ‘stable special Lagrangian singularities’. These should include stable isolated conical singularities, as in [33], and probably also other classes of non-isolated or non-conical singularities.

For example, if m=k+lm=k+l with k,l>0k,l>0 and CC is a stable special Lagrangian cone in ℂk{\mathbin{\mathbb{C}}}^{k} as above, the author expects that Lagrangians LL with ll-dimensional singularities locally modelled on C×ℝlC\times{\mathbin{\mathbb{R}}}^{l} in ℂk×ℂl=ℂm{\mathbin{\mathbb{C}}}^{k}\times{\mathbin{\mathbb{C}}}^{l}={\mathbin{\mathbb{C}}}^{m} are ‘stable’.

In dimension m=3,m=3, Lagrangians with conical singularities modelled on the T2T^{2}-cone CC in (2.4) may be the only kind required. As mm increases, the singularities allowed will probably become more and more complicated.

(b) For each such class of stable singularities one should prove short time existence for Lagrangian MCF.

(c) One should extend the definitions of Lagrangian Floer cohomology, obstructions to H​F∗,HF^{*}, and Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) to include each such class of stable singularities.

For (b), the author’s PhD student Tapio Behrndt proved [9, Th. 5.12]:

Theorem 3.19.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, and LL a compact Lagrangian mm-fold in MM with isolated conical singularities modelled on stable SL cones in ℂm{\mathbin{\mathbb{C}}}^{m} (with any phase ei​ϕe^{i\phi}). Then for small ϵ>0\epsilon>0 there exists a unique smooth family {Lt:t∈[0,ϵ)}\{L^{t}:t\in[0,\epsilon)\} satisfying Lagrangian MCF with L0=L,L^{0}=L, where the LtL^{t} are compact Lagrangians in MM with stable isolated conical singularities.

Problem 3.20.

Extend the theories of Lagrangian Floer cohomology, obstructions to H​F∗,HF^{*}, and Fukaya categories Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) to include Lagrangians LL in MM with isolated conical singularities modelled on stable special Lagrangian cones CC in ℂm,{\mathbin{\mathbb{C}}}^{m}, such as the T2T^{2}-cone CC in ℂ3{\mathbin{\mathbb{C}}}^{3} in (2.4). The main technical issues will involve studying moduli spaces of JJ-holomorphic discs Σ\Sigma in MM whose boundaries ∂Σ\partial\Sigma lie in LL and pass through singular points of LL.

Problem 3.20 can be approached as an exercise in Symplectic Field Theory, as in Eliashberg et al. [16]: given LL with conical singularities at p1,…,pkp_{1},\ldots,p_{k} modelled on stable SL cones C1,…,Ck⊂ℂmC_{1},\ldots,C_{k}\subset{\mathbin{\mathbb{C}}}^{m}, we delete p1,…,pkp_{1},\ldots,p_{k} from L,ML,M, and treat M∖{p1,…,pk}M\setminus\{p_{1},\ldots,p_{k}\} as a noncompact symplectic manifold with concave cylindrical ends modelled on 𝒮2​m−1×(−∞,0){\mathbin{\cal S}}^{2m-1}\times(-\infty,0), and L∖{p1,…,pk}L\setminus\{p_{1},\ldots,p_{k}\} as a noncompact Lagrangian with cylindrical ends modelled on Σj×(−∞,0)\Sigma_{j}\times(-\infty,0) for j=1,…,kj=1,\ldots,k, where Σj=Cj∩𝒮2​m−1\Sigma_{j}=C_{j}\cap{\mathbin{\cal S}}^{2m-1} is the special Legendrian link of the cone CjC_{j}.

The reason we need to include Lagrangians with ‘stable singularities’ in the programme of §3.2 is that (the author expects) for m⩾3m\geqslant 3 there should exist examples of flows {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} in nonsingular Lagrangians with a finite time singularity at t=Tt=T, such that one can only continue the flow for t>Tt>T by using Lagrangians with stable singularities.

Example 2.8 described a continuous family of exact SL 3-folds NtN^{t} in ℂ3{\mathbin{\mathbb{C}}}^{3} for t∈(−ϵ,ϵ)t\in(-\epsilon,\epsilon), such that NtN^{t} is nonsingular for t<0t<0, and N0N^{0} has one (non-stable) singular point with tangent cone ℝ3∐ℝℝ3{\mathbin{\mathbb{R}}}^{3}\amalg_{\mathbin{\mathbb{R}}}{\mathbin{\mathbb{R}}}^{3}, and NtN^{t} for t>0t>0 has two singular points modelled on the stable SL T2T^{2}-cone of (2.4). By Principles 3.9(a) and 3.11, we should expect there to exist similar examples of Lagrangian MCF Lt:t∈(−ϵ,ϵ)L^{t}:t\in(-\epsilon,\epsilon) with surgeries, such that LtL^{t} is nonsingular for t<0t<0 with a finite time singularity at t=0t=0, and L0L^{0} has one singular point with tangent cone ℝ3∐ℝℝ3{\mathbin{\mathbb{R}}}^{3}\amalg_{\mathbin{\mathbb{R}}}{\mathbin{\mathbb{R}}}^{3}, and LtL^{t} has two stable singularities modelled on CC in (2.4).

Remark 3.21.

We temporarily write Dbℱ(M)nonsingD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm nonsing} for the derived Fukaya category of nonsingular immersed Lagrangians, and Dbℱ(M)singD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm sing} for the category including Lagrangians with ‘stable special Lagrangian singularities’. It seems likely that Dbℱ(M)singD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm sing} and Dbℱ(M)nonsingD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm nonsing} need not be equivalent categories. If so, Dbℱ(M)singD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm sing} may be preferable to Dbℱ(M)nonsingD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm nonsing}, in the sense of being better behaved, more natural, or the right category to use in Mirror Symmetry. To test this, we should start in dimension m=3m=3 by including Lagrangians with isolated singularities modelled on the T2T^{2}-cone CC in (2.4).

The following example was suggested to me by Ivan Smith. Harris [25] constructs a smooth family (Mt,ωt):t∈[0,ϵ)(M^{t},\omega^{t}):t\in[0,\epsilon) of symplectic Calabi–Yau 6-manifolds for small ϵ>0\epsilon>0, with the following properties:

  • (i)

    MtM^{t} is independent of tt, and is the result of adding a 2-handle to T∗𝒮3T^{*}{\mathbin{\cal S}}^{3}. There is an isomorphism H2(Mt,ℝ)≅ℝH^{2}(M^{t},{\mathbin{\mathbb{R}}})\cong{\mathbin{\mathbb{R}}} identifying [ωt][\omega^{t}] with tt. Thus (Mt,ωt)(M^{t},\omega^{t}) is an exact symplectic manifold if and only if t=0t=0.

  • (ii)

    For t>0t>0 there is a compact, embedded Lagrangian LtL^{t} in (Mt,ωt)(M^{t},\omega^{t}) diffeomorphic to 𝒮3{\mathbin{\cal S}}^{3}, depending smoothly on tt, with 0≠[Lt]∈H3(Mt;ℤ)≅ℤ0\neq[L^{t}]\in H_{3}(M^{t};{\mathbin{\mathbb{Z}}})\cong{\mathbin{\mathbb{Z}}}.

  • (iii)

    There are no Lagrangian 𝒮3{\mathbin{\cal S}}^{3}’s in (M0,ω0)(M^{0},\omega^{0}), and in fact, no compact, exact, embedded Lagrangians in (M0,ω0)(M^{0},\omega^{0}) at all.

  • (iv)

    As in [25, Rem. 3.7], L0=limt→0LtL^{0}=\lim_{t\rightarrow 0}L^{t} is a singular Lagrangian in M0M^{0}, which topologically looks like an 𝒮3{\mathbin{\cal S}}^{3} with an 𝒮1{\mathbin{\cal S}}^{1} collapsed to a point pp, so that topologically L0L^{0} is modelled on a T2T^{2}-cone near pp.

All this suggests that Dbℱ(Mt)nonsingD^{b}{\mathbin{\mathscr{F}}}(M^{t})_{\rm nonsing} is empty for t=0t=0, and nonempty for t>0t>0. This counts as pathological behaviour, discontinuous in tt, since the Dbℱ(Mt)nonsingD^{b}{\mathbin{\mathscr{F}}}(M^{t})_{\rm nonsing} for small t>0t>0 are not deformations of Dbℱ(M0)nonsingD^{b}{\mathbin{\mathscr{F}}}(M^{0})_{\rm nonsing} in a meaningful sense. Intuitively, one would expect objects to disappear under small deformations owing to obstructions, so that Dbℱ(Mt)nonsingD^{b}{\mathbin{\mathscr{F}}}(M^{t})_{\rm nonsing} for t>0t>0 should be smaller than Dbℱ(M0)nonsingD^{b}{\mathbin{\mathscr{F}}}(M^{0})_{\rm nonsing}.

It seems plausible that we can choose the LtL^{t} up to Hamiltonian isotopy so that L0L^{0} has one singular point pp locally modelled on CC in (2.4), and LtL^{t} for t>0t>0 is locally modelled near pp on L1A⁡(t)L_{1}^{A(t)} in (2.5), where A⁡(t)→0A(t)\rightarrow 0 as t→0t\rightarrow 0. If so, L0L^{0} may give an object in Dbℱ(M0)singD^{b}{\mathbin{\mathscr{F}}}(M^{0})_{\rm sing}, and the derived categories Dbℱ(Mt)singD^{b}{\mathbin{\mathscr{F}}}(M^{t})_{\rm sing} may depend continuously on t∈[0,ϵ)t\in[0,\epsilon). So in this example, Dbℱ(M)singD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm sing} may be better behaved than Dbℱ(M)nonsingD^{b}{\mathbin{\mathscr{F}}}(M)_{\rm nonsing} under deformations of (M,ω)(M,\omega).

3.7 Collapsing zero objects in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M)

Let (L,E)(L,E) be a nonempty Lagrangian brane in ℂm{\mathbin{\mathbb{C}}}^{m}, either embedded or immersed. Since LL is displaceable (Hamiltonian isotopic to a disjoint Lagrangian, by translations in ℂm{\mathbin{\mathbb{C}}}^{m}), there are two possibilities, either:

  • (A)

    (L,E)(L,E) has H​F∗HF^{*} obstructed; or

  • (B)

    (L,E)(L,E) has H​F∗HF^{*} unobstructed, and for every bounding cochain bb for (L,E)(L,E), (L,E,b)≅0(L,E,b)\cong 0 in Dbℱ(ℂm)D^{b}{\mathbin{\mathscr{F}}}({\mathbin{\mathbb{C}}}^{m}). Then we call (L,E,b)(L,E,b) a zero object.

    In this case LL must also be exact, and strictly immersed (not embedded).

For the second part of (B), note that dilation in ℂm{\mathbin{\mathbb{C}}}^{m} induces an infinitesimal deformation of (L,E,b)(L,E,b), corresponding to a class in H​F1​((L,E,b),(L,E,b))HF^{1}\bigl((L,E,b),(L,E,b)\bigr). As (L,E,b)≅0(L,E,b)\cong 0, this deformation class is zero, so dilations of LL are Hamiltonian isotopies, and LL is exact. But by an argument of Gromov there are no nonempty, compact, exact, embedded Lagrangians in ℂm{\mathbin{\mathbb{C}}}^{m}, since then we would have H∗(L;Λnov)≅HF∗((L,𝔽×E,0),(L,𝔽×E,0))≅0H^{*}(L;\Lambda_{\rm nov})\cong HF^{*}\bigl((L,{\mathbin{\mathbb{F}}}\times E,0),(L,{\mathbin{\mathbb{F}}}\times E,0)\bigr)\cong 0.

Example 3.22.

Until recently it was believed there are no compact, graded, embedded Lagrangians in ℂm{\mathbin{\mathbb{C}}}^{m}. However, Ekholm, Eliashberg, Murphy and Smith [15, Cor. 1.6] found an example of a compact, graded, embedded Lagrangian 𝒮1×𝒮2{\mathbin{\cal S}}^{1}\times{\mathbin{\cal S}}^{2} in ℂ3{\mathbin{\mathbb{C}}}^{3}, and products give Lagrangian (𝒮1×𝒮2)n({\mathbin{\cal S}}^{1}\times{\mathbin{\cal S}}^{2})^{n}’s in ℂ3​n{\mathbin{\mathbb{C}}}^{3n}. These all have H​F∗HF^{*} obstructed, as they are not strictly immersed.

Example 3.23.

Writing 𝒮m={(x0,…,xm)∈ℝm+1:x02+⋯+xm2}{\mathbin{\cal S}}^{m}=\bigl\{(x_{0},\ldots,x_{m})\in{\mathbin{\mathbb{R}}}^{m+1}:x_{0}^{2}+\cdots+x_{m}^{2}\bigr\}, the Whitney sphere L=ι(𝒮m)L=\iota({\mathbin{\cal S}}^{m}) is the Lagrangian immersion ι:𝒮m→ℂm\iota:{\mathbin{\cal S}}^{m}\rightarrow{\mathbin{\mathbb{C}}}^{m} given by

ι:(x0,x1,…,xn)⟼11+x02​(x1​(1+i​x0),…,xn​(1+i​x0)).\iota:(x_{0},x_{1},\ldots,x_{n})\longmapsto\frac{1}{1+x_{0}^{2}}\,\bigl(x_{1}(1+ix_{0}),\ldots,x_{n}(1+ix_{0})\bigr).

It has the special property of having conformal Maslov form. It has one transverse self-intersection point at p=(0,…,0)=ι⁡(1,0,…,0)=ι⁡(−1,0,…,0)p=(0,\ldots,0)=\iota(1,0,\ldots,0)=\iota(-1,0,\ldots,0), with μL−,L+​(p)=−1\mu_{L_{-},L_{+}}(p)=-1, μL+,L−​(p)=m+1\mu_{L_{+},L_{-}}(p)=m+1. Thus if m>2m>2, Lemma 2.23 shows that LL has H​F∗HF^{*} unobstructed, so as in (B), (L,E,b)≅0(L,E,b)\cong 0 in Dbℱ(ℂm)D^{b}{\mathbin{\mathscr{F}}}({\mathbin{\mathbb{C}}}^{m}).

Ekholm Eliashberg, Murphy and Smith [15, §1] construct Lagrangian immersions ȷ:𝒮m→ℂm\jmath:{\mathbin{\cal S}}^{m}\rightarrow{\mathbin{\mathbb{C}}}^{m} for mm odd, with one transverse self-intersection point pp with μL+,L−​(p)=2\mu_{L_{+},L_{-}}(p)=2. If m⩾3m\geqslant 3 it has H​F∗HF^{*} obstructed, as in (A).

Next we consider graded, immersed Lagrangian MCF in an example in ℂ{\mathbin{\mathbb{C}}}.

Example 3.24.

Let LL be a graded, immersed Lagrangian in ℂ{\mathbin{\mathbb{C}}} shaped like an ∞\infty sign, not necessarily symmetric, bounding two ‘teardrop’ JJ-holomorphic curves Σ1,Σ2\Sigma_{1},\Sigma_{2}, as shown in Figure 3.4, and let E→LE\rightarrow L be a rank one 𝔽{\mathbin{\mathbb{F}}}-local system, which is classified by its holonomy Hol(∇E)[L]∈𝔽∗\mathop{\rm Hol}\nolimits(\nabla_{E})[L]\in{\mathbin{\mathbb{F}}}^{*} around LL.

Then (L,E)(L,E) has H​F∗HF^{*} obstructed if area(Σ1)≠area(Σ2)\mathop{\rm area}(\Sigma_{1})\neq\mathop{\rm area}(\Sigma_{2}). If area(Σ1)=area(Σ2)\mathop{\rm area}(\Sigma_{1})=\mathop{\rm area}(\Sigma_{2}), there is a unique choice of Hol(∇E)​[L]=±1\mathop{\rm Hol}\nolimits(\nabla_{E})[L]=\pm 1 which makes the obstructions to H​F∗HF^{*} due to Σ1,Σ2\Sigma_{1},\Sigma_{2} cancel, and then (L,E)(L,E) has H​F∗HF^{*} unobstructed.

∙\textstyle{\bullet}Σ1\textstyle{\Sigma_{1}}Σ2\textstyle{\Sigma_{2}}L\textstyle{L}

Figure 3.4: ‘∞\infty sign’ Lagrangian LL in ℂ{\mathbin{\mathbb{C}}}

Consider the immersed Lagrangian MCF (‘curve shortening flow’) {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} in ℂ{\mathbin{\mathbb{C}}} starting from L0=LL^{0}=L with first finite time singularity at t=Tt=T. The curve shortening flow is well understood, as in Abresch and Langer [1], Angenent [4, 5], Grayson [21], and others, and we can give a good description of the flow. The difference area(Σ1t)−area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})-\mathop{\rm area}(\Sigma_{2}^{t}) is constant during the flow, and both area(Σ1t),area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t}),\mathop{\rm area}(\Sigma_{2}^{t}) decrease until the smaller becomes zero at t=Tt=T.

∙\textstyle{\bullet}L0\textstyle{L^{0}}→\textstyle{\rightarrow}∙\textstyle{\bullet}Lt,t<T\textstyle{L^{t},\;t<T}↓\textstyle{\downarrow} possible LtL^{t}, t>Tt>T (non-graded)Type II blow up in these regions gives the ‘grim reaper’←\textstyle{\leftarrow}∙\textstyle{\bullet}LT\textstyle{L^{T}}finite timesingularity

Figure 3.5: Lagrangian MCF when area(Σ1t)>area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})>\mathop{\rm area}(\Sigma_{2}^{t})

In the case area(Σ1t)>area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})>\mathop{\rm area}(\Sigma_{2}^{t}), the flow is sketched in Figure 3.5. The loop bounding Σ2\Sigma_{2} shrinks to a point at t=Tt=T, and the curve develops a cusp singularity. A type II blow up of this singularity sees only the small, highly curved regions indicated, and yields the ‘grim reaper’ translating soliton from Figure 2.1. Note that in this case, the type II blow up only gives a rather incomplete picture of what is happening.

Following Angenent [5], one can continue the flow for t>Tt>T after a surgery at t=Tt=T eliminating the self-intersection point, as in the last picture of Figure 3.5, but then the LtL^{t} for t>Tt>T are non-graded. From the point of view of this paper, this is the wrong thing to do, and only works as dimension m=1m=1 is so simple. A better answer is that after the singularity at t=T,t=T, one cannot continue the flow in graded Lagrangian MCF for t>Tt>T. This does not contradict the programme of §3.2, as the initial Lagrangian LL in Figure 3.4 has H​F∗HF^{*} obstructed in this case. We will discuss this phenomenon further in §3.8.

∙\textstyle{\bullet}L0\textstyle{L^{0}}→\textstyle{\rightarrow}∙\textstyle{\bullet}Lt1,<t1<t2<T\textstyle{L^{t_{1}},\;0\!<\!t_{1}\!<\!t_{2}\!<\!T}↓\textstyle{\downarrow} ∙\textstyle{\bullet}←\textstyle{\leftarrow}∙\textstyle{\bullet}Lt2,<t1<t2<T\textstyle{L^{t_{2}},\;0\!<\!t_{1}\!<\!t_{2}\!<\!T}LT\textstyle{L^{T}}finite timesingularity Type II blow up in these regions gives the ‘grim reaper’

Figure 3.6: Lagrangian MCF when area(Σ1t)=area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})=\mathop{\rm area}(\Sigma_{2}^{t})

In the case area(Σ1t)=area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})=\mathop{\rm area}(\Sigma_{2}^{t}), the flow is sketched in Figure 3.6. The whole ∞\infty sign shrinks to a point at t=Tt=T. It is not a type I singularity modelled on a Lagrangian MCF shrinker, since this cannot happen in graded Lagrangian MCF as in §2.3. The curve does not rescale homothetically, but as in Figure 3.6 the curve shrinks faster in the vertical than in the horizontal directions. Type II blow ups at either end of the ∞\infty sign yield a ‘grim reaper’ translating soliton, as in Figure 2.1, as indicated. So, in this case of an immersed curve in ℂ{\mathbin{\mathbb{C}}} with H​F∗HF^{*} unobstructed, the whole curve collapses to a point in finite time under Lagrangian MCF.

More generally, for Lagrangian MCF {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} of compact, immersed, graded Lagrangians LtL^{t} in ℂm{\mathbin{\mathbb{C}}}^{m} with H​F∗HF^{*} unobstructed, I expect that the typical behaviour is for the whole of LtL^{t} to collapse to a point at time t=Tt=T (though possibly undergoing other surgeries along the way, as in §3.4–§3.6).

Similarly, for immersed Lagrangian MCF {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} with H​F∗HF^{*} unobstructed in a Calabi–Yau mm-fold (M,J,g,Ω)(M,J,g,\Omega), connected components L1tL^{t}_{1} of Lt=L1t∐L2tL^{t}=L^{t}_{1}\amalg L^{t}_{2} in small open balls in MM may collapse to a point in finite time t=Tt=T. When this happens, in the programme of §3.2, the correct thing to do is to delete the collapsed component L1tL^{t}_{1}, and continue flowing the remaining components L2tL^{t}_{2} when t>Tt>T. As (L1t,E1t,b1t)(L^{t}_{1},E^{t}_{1},b^{t}_{1}) is a zero object in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), deleting it does not change the isomorphism class in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M). We state this as:

Principle 3.25.

The following behaviour, called ‘collapsing a zero object’, is a possible model for finite time singularities in the programme of §3.2.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, and extend Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) to include immersed Lagrangians, as in [2]. Suppose {(Lt,Et):t∈(T−ϵ,T+ϵ)}\{(L^{t},E^{t}):t\in(T-\epsilon,T+\epsilon)\} for ϵ>0\epsilon>0 small is a family of Lagrangian branes in MM with H​F∗HF^{*} unobstructed, and {bt:t∈(T−ϵ,T+ϵ)}\{b^{t}:t\in(T-\epsilon,T+\epsilon)\} a corresponding family of bounding cochains, satisfying the following conditions:

  • (i)

    The (Lt,Et,bt)(L^{t},E^{t},b^{t}) for t∈(T−ϵ,T+ϵ)t\in(T-\epsilon,T+\epsilon) are all isomorphic in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M).

  • (ii)

    When t<T,t<T, Lt,EtL^{t},E^{t} depend smoothly on t∈(T−ϵ,T),t\in(T-\epsilon,T), and {(Lt,Et):t∈(T−ϵ,T)}\{(L^{t},E^{t}):t\in(T-\epsilon,T)\} satisfies Lagrangian MCF, with a finite time singularity at t=T,t=T, with one singular point p∈Mp\in M.

    Similarly, when t⩾T,t\geqslant T, Lt,EtL^{t},E^{t} depend smoothly on t∈[T,T+ϵ),t\in[T,T+\epsilon), and {(Lt,Et):t∈[T,T+ϵ)}\{(L^{t},E^{t}):t\in[T,T+\epsilon)\} satisfies Lagrangian MCF.

  • (iii)

    For t∈(T−ϵ,T)t\in(T-\epsilon,T) there is a decomposition (Lt,Et,bt)=(L1t,E1t,b1t)∐(L2t,E2t,b2t),(L^{t},E^{t},b^{t})=(L^{t}_{1},E^{t}_{1},b^{t}_{1})\amalg(L^{t}_{2},E^{t}_{2},b^{t}_{2}), with L1t,L2tL^{t}_{1},L^{t}_{2} open and closed in LtL^{t}. There exists a continuous δ:(T−ϵ,T)→(0,∞)\delta:(T-\epsilon,T)\rightarrow(0,\infty) with δ⁡(t)→0\delta(t)\rightarrow 0 as t→Tt\rightarrow T such that L1t⊆Bδ⁡(t)​(p)L^{t}_{1}\subseteq B_{\delta(t)}(p) for all t∈(T−ϵ,T),t\in(T-\epsilon,T), where Bδ⁡(t)​(p)B_{\delta(t)}(p) is the open ball of radius δ⁡(t)\delta(t) about pp in MM. That is, the whole of L1tL^{t}_{1} converges uniformly to p∈Mp\in M as t→Tt\rightarrow T.

  • (iv)

    (L1t,E1t,b1t)≅0(L^{t}_{1},E^{t}_{1},b^{t}_{1})\cong 0 in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) for t∈(T−ϵ,T),t\in(T-\epsilon,T), so that (Lt,Et,bt)≅(L2t,E2t,b2t)(L^{t},E^{t},b^{t})\cong(L^{t}_{2},E^{t}_{2},b^{t}_{2}) in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M).

  • (v)

    The family {(L2t,E2t,b2t):t∈(T−ϵ,T)}∐{(Lt,Et,bt):t∈[T,T+ϵ)}\{(L^{t}_{2},E^{t}_{2},b^{t}_{2}):t\in(T-\epsilon,T)\}\amalg\{(L^{t},E^{t},b^{t}):t\in[T,T+\epsilon)\} is smooth in t∈(T−ϵ,T+ϵ)t\in(T-\epsilon,T+\epsilon).

Rather than taking LT=L2TL^{T}=L^{T}_{2} to be a nonsingular immersed Lagrangian at t=T,t=T, we could instead write LT={p}∐L2T,L^{T}=\{p\}\amalg L^{T}_{2}, where {p}=limt→TL1t\{p\}=\lim_{t\rightarrow T}L^{t}_{1} is regarded as an extreme example of a singular Lagrangian in MM.

Recall that a graded Lagrangian LL is almost calibrated if it has phase variation less than π\pi. The almost calibrated condition is preserved by Lagrangian MCF. The next lemma implies that ‘collapsing zero objects’ does not happen in almost calibrated Lagrangian MCF.

Lemma 3.26.

Suppose LL is a compact, immersed, graded Lagrangian in ℂm,{\mathbin{\mathbb{C}}}^{m}, or in a small open ball Bδ​(p)B_{\delta}(p) in a Calabi–Yau mm-fold (M,J,g,Ω)(M,J,g,\Omega). Then LL has phase variation greater than π\pi. That is, LL is not almost calibrated.

To prove the lemma, assume for a contradiction that the phase function θL\theta_{L} of LL maps θL:L→[ϕ−π2,ϕ+π2]\theta_{L}:L\rightarrow[\phi-\frac{\pi}{2},\phi+\frac{\pi}{2}], consider ∫L(cos⁡ϕ​ReΩ−sin⁡ϕ​ImΩ)\int_{L}(\cos\phi\mathop{\rm Re}\Omega-\sin\phi\mathop{\rm Im}\Omega), and note that the homology class [L][L] in Hm(ℂm,ℤ)H_{m}({\mathbin{\mathbb{C}}}^{m},{\mathbin{\mathbb{Z}}}) or Hm​(M,ℤ)H_{m}(M,{\mathbin{\mathbb{Z}}}) is zero.

Problem 3.27.

Find global geometric models for how such ‘collapsing a zero object’ finite time singularities occur in MCF for compact, immersed, graded Lagrangians LtL^{t} in ℂm{\mathbin{\mathbb{C}}}^{m} with H​F∗HF^{*} unobstructed.

Even for m=1m=1 there may be something new to say.

Example 3.28.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold for m⩾2m\geqslant 2, LL a compact Lagrangian in MM, and p∈Lp\in L. In [57], Neves defines another Lagrangian L~\tilde{L} in MM, which is Hamiltonian isotopic to LL and coincides with LL except in a small open neighbourhood of pp. Here L,L~L,\tilde{L} are locally SO(m)\mathop{\rm SO}\nolimits(m) surfaces of revolution on the curves in sketched in Figure 3.7. (Actually Neves restricts to m=2m=2, but the same ideas should work for all m⩾2m\geqslant 2.)

∙\textstyle{\bullet}p\textstyle{p}∙\textstyle{\bullet}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}L\textstyle{L}L~\textstyle{\tilde{L}}

Figure 3.7: Neves’ Lagrangian with a finite time singularity under LMCF

Neves’ main result [57, Th. A] is that Lagrangian MCF starting from L~\tilde{L} develops finite time singularities. This is important, as it shows that finite time singularities in Lagrangian MCF are unavoidable in many situations (although note that L~\tilde{L} has phase variation greater than π\pi, so this does not show that almost calibrated Lagrangian MCF has finite time singularities).

LT1\textstyle{L^{T_{1}}}∙\textstyle{\bullet}∙\textstyle{\bullet}L1T1\textstyle{L^{T_{1}}_{1}}∙\textstyle{\bullet}L2T1\textstyle{L^{T_{1}}_{2}}=\textstyle{=}∐\textstyle{\amalg}

Figure 3.8: First singular time t=T1t=T_{1} of Lagrangian MCF from L~\tilde{L}

What actually happens in Lagrangian MCF starting from L~\tilde{L}? Neves’ proof does not tell us, as he assumes for a contradiction that no finite time singularity occurs. The author expects a Lagrangian MCF with surgeries {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} in MM with L0=L~L^{0}=\tilde{L}, with two singular times 0<T1<T2<T0<T_{1}<T_{2}<T. For t∈[0,T1),t\in[0,T_{1}), LtL^{t} looks much like L~\tilde{L}, but as t→T1t\rightarrow T_{1} in [0,T1)[0,T_{1}), the region marked with crosses ‘×\times’ in Figure 3.7 undergoes a ‘neck pinch’. At t=T1t=T_{1}, as sketched in Figure 3.8, LT1L^{T_{1}} decomposes as L1T1∐L2T1L^{T_{1}}_{1}\amalg L^{T_{1}}_{2}, where L1T1L^{T_{1}}_{1} is a small immersed 𝒮m{\mathbin{\cal S}}^{m} near pp with one transverse self-intersection point with μL+,L−​(p)=m+1\mu_{L_{+},L_{-}}(p)=m+1, a ‘Whitney sphere’ as in Example 3.23, and L2T1L^{T_{1}}_{2} looks quite like the original LL.

Then as tt increases from T1T_{1} to T2T_{2}, the component L1tL^{t}_{1} should shrink to a point, until at the second singular time t=T2t=T_{2} it undergoes ‘collapsing a zero object’ as in Principle 3.25. Meanwhile, the Lagrangian MCF of L2tL^{t}_{2} looks quite like that of the original LL, and continues for t>T2t>T_{2}. Thus, at least conjecturally, Neves’ examples [57] are not counterexamples to the programme of §3.2.

3.8 What goes wrong in LMCF of obstructed Lagrangians

The programme of §3.2 claims that if (M,J,g,Ω)(M,J,g,\Omega) is a Calabi–Yau mm-fold and LL a compact, immersed, graded Lagrangian in MM with H​F∗HF^{*} unobstructed, then graded Lagrangian MCF with surgeries {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} with L0=LL^{0}=L should exist for all time. But if LL has H​F∗HF^{*} obstructed, the author expects that Lagrangian MCF {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} can develop finite time singularities at t=Tt=T such that one cannot continue the flow for t>Tt>T, even after a surgery.

In dimension m=1m=1, we met an example of this in Example 3.24: if LL is the ‘∞\infty sign’ Lagrangian in ℂ{\mathbin{\mathbb{C}}} from Figure 3.4 with area(Σ1)≠area(Σ2)\mathop{\rm area}(\Sigma_{1})\neq\mathop{\rm area}(\Sigma_{2}), then Lagrangian MCF starting from LL has a finite time singularity after which one cannot continue in graded Lagrangian MCF (though in this case one can continue in non-graded Lagrangian MCF after a surgery).

We now discuss the nature of these terminal singularities of H​F∗HF^{*}-obstructed Lagrangian MCF. I expect they should be impossible in H​F∗HF^{*}-unobstructed flow, and so the obstructions should be present locally as the singularity forms. As in §2.5–§2.6, obstructions to H​F∗HF^{*} for a Lagrangian LL or brane (L,E)(L,E) are caused by ‘bad’ JJ-holomorphic discs Σ\Sigma in MM with boundary in LL, of two kinds:

  • (i)

    For LL embedded, moduli spaces ℳ¯1A{\mathbin{\smash{\,\,\overline{\!\!\mathcal{M}\!}\,}}}_{1}^{A} of JJ-holomorphic discs Σ\Sigma with area A>0A>0 and one boundary marked point, whose virtual classes [[ℳ¯1A]]virt\bigl[\bigl[{\mathbin{\smash{\,\,\overline{\!\!\mathcal{M}\!}\,}}}_{1}^{A}\bigr]{}_{\rm virt}\bigr] are nonzero in Hm−2​(L,ℚ)H_{m-2}(L,{\mathbin{\mathbb{Q}}}). (This is oversimplified.)

  • (ii)

    For LL immersed, Σ\Sigma of type (i), and also ‘teardrop-shaped’ JJ-holomorphic discs Σ\Sigma of the form shown in Figure 2.3, with one corner at q∈Mq\in M, and with μL+,L−​(q)=2\mu_{L_{+},L_{-}}(q)=2, where L±L_{\pm} are the local sheets of LL intersecting at qq.

Thus an obvious guess is that the singularities we are interested in occur when such a ‘bad’ Σ\Sigma shrinks to a point, and area(Σ)→0\mathop{\rm area}(\Sigma)\rightarrow 0. As LL is graded, Σ\Sigma of type (i) have constant area under Lagrangian MCF, so they are not relevant. For Σ\Sigma of type (ii), as for (3.7) under Lagrangian MCF we have

dd​tarea(Σ)=−∫∂ΣdθL=θL−(q)−θL+(q),\frac{{\rm d}}{{\rm d}t}\mathop{\rm area}(\Sigma)=-\int_{\partial\Sigma}{\rm d}\theta_{L}=\theta_{L_{-}}(q)-\theta_{L_{+}}(q),

so area(Σ)\mathop{\rm area}(\Sigma) will decrease under Lagrangian MCF if θL+​(q)>θL−​(q)\theta_{L_{+}}(q)>\theta_{L_{-}}(q).

Therefore we propose:

Principle 3.29.

In contrast to §3.2, Lagrangian MCF {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} of compact, immersed, graded Lagrangians LL or branes (L,E)(L,E) with H​F∗HF^{*} obstructed in a Calabi–Yau mm-fold may develop finite time singularities at t=T,t=T, such that one cannot continue the flow for t>Tt>T in graded LMCF, even after a surgery.

A typical way in which this occurs is that for t∈(T−ϵ,T),t\in(T-\epsilon,T), there exists a ‘teardrop’ JJ-holomorphic curve Σt\Sigma^{t} with boundary in LtL^{t} of the form shown in Figure 2.3, and area(Σt)→0\mathop{\rm area}(\Sigma^{t})\rightarrow 0 as t→T,t\rightarrow T, where Σt\Sigma^{t} causes LtL^{t} to have H​F∗HF^{*} obstructed if area(Σt)\mathop{\rm area}(\Sigma^{t}) is small enough.

In dimension m⩾2,m\geqslant 2, this should be possible for L0L^{0} with arbitrarily small phase variation.

Note that this is exactly what happens in Example 3.24 in dimension m=1m=1.

Remark 3.30.

We are restricting to graded Lagrangians, so as above, discs Σ\Sigma of type (i) have constant area under the flow, and cannot cause singularities.

We could generalize the programme of §3.2 to oriented Lagrangians rather than graded Lagrangians, so that H​F∗​((L,E,b),(L′,E′,b′))HF^{*}\bigl((L,E,b),(L^{\prime},E^{\prime},b^{\prime})\bigr) is ℤ2{\mathbin{\mathbb{Z}}}_{2}-graded rather than ℤ{\mathbin{\mathbb{Z}}}-graded. In this case, curves of type (i) can cause singularities. For non-graded LL, the area of curves Σ\Sigma of type (i) change under Lagrangian MCF by

dd​tarea(Σt)=−μL⋅[∂Σt],\frac{{\rm d}}{{\rm d}t}\mathop{\rm area}(\Sigma^{t})=-\mu_{L}\cdot[\partial\Sigma^{t}], (3.11)

where μL∈H1​(L,ℝ)\mu_{L}\in H^{1}(L,{\mathbin{\mathbb{R}}}) is the Maslov class from §2.1, and [∂Σt]∈H1​(L,ℝ)[\partial\Sigma^{t}]\in H_{1}(L,{\mathbin{\mathbb{R}}}). As the r.h.s. of (3.11) is independent of tt, if μL⋅[∂Σ0]>0\mu_{L}\cdot[\partial\Sigma^{0}]>0 then unless other singularities happen first, the area of Σt\Sigma^{t} shrinks to zero at time T=area(Σ0)/(μL⋅[∂Σ0])T=\mathop{\rm area}(\Sigma^{0})/(\mu_{L}\cdot[\partial\Sigma^{0}]). So in the non-graded analogue of Principle 3.29, we should also include shrinking of type (i) discs Σ\Sigma. Groh, Schwarz, Smoczyk and Zehmisch [22] used this idea to study singularities of Lagrangian MCF for monotone Lagrangians in ℂm{\mathbin{\mathbb{C}}}^{m}.

Example 3.31.

Wolfson [72] constructed an example of a Calabi–Yau 2-fold (M,J,g,Ω)(M,J,g,\Omega) (a K​3K3 surface) with the following properties:

  • (i)

    There exists α∈H2​(M,ℤ)\alpha\in H_{2}(M,{\mathbin{\mathbb{Z}}}) with α⋅α=−4\alpha\cdot\alpha=-4, such that every compact, immersed Lagrangian LL in MM has [L]∈ℤ⋅α⊂H2(M,ℤ)[L]\in{\mathbin{\mathbb{Z}}}\cdot\alpha\subset H_{2}(M,{\mathbin{\mathbb{Z}}}).

  • (ii)

    There exists an immersed Lagrangian two-sphere LL in MM with [L]=α[L]=\alpha.

  • (iii)

    There does not exist a compact, immersed SL 2-fold L′L^{\prime} in MM with homology class α\alpha (even if one allows branch point singularities in L′L^{\prime}).

Here (iii) is proved as follows: L′L^{\prime} must be connected, as we cannot split α=β+γ\alpha=\beta+\gamma for β≠0≠γ\beta\neq 0\neq\gamma homology classes represented by SL 2-folds. Suppose L′L^{\prime} has genus gg, and for simplicity has kk transverse self-intersection points. An easy calculation shows that [L′]⋅[L′]=2​g+2​k−2⩾−2[L^{\prime}]\cdot[L^{\prime}]=2g+2k-2\geqslant-2. But [L′]=α[L^{\prime}]=\alpha and α⋅α=−4\alpha\cdot\alpha=-4.

So we can ask: what happens to Lagrangian MCF {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} in MM with L0=LL^{0}=L? I expect that LL has H​F∗HF^{*} obstructed, and that a finite time singularity develops at t=Tt=T after which one cannot continue the (graded) flow, as in Principle 3.29. As evidence for this, note that if Lagrangian MCF with surgeries {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} existed for all time, one would expect L′=limt→∞LtL^{\prime}=\lim_{t\rightarrow\infty}L^{t} to be an SL 2-fold in homology class α\alpha, which is excluded by (iii).

Wolfson uses his example to prove something different. Schoen and Wolfson [61] show that by minimizing volume amongst (not necessarily graded) compact, immersed, oriented Lagrangians LL in a Calabi–Yau 2-fold in a fixed homology class α\alpha and taking a limit, one can construct a singular Lagrangian L′L^{\prime} with minimal volume in homology class α\alpha, such that L′L^{\prime} is Hamiltonian stationary and has finitely many singular points of two kinds:

  • (a)

    Branch points, like those of Riemann surfaces, and

  • (b)

    Singularities modelled on certain Lagrangian cones Cp,p+1C_{p,p+1} in ℂ2{\mathbin{\mathbb{C}}}^{2} for p⩾1.p\geqslant 1. These Cp,p+1C_{p,p+1} are Hamiltonian stationary, but not Maslov zero, or graded.

If there are only singular points of type (a), then L′L^{\prime} is special Lagrangian. Wolfson deduces [72, Th. 3.3] that in his example, the minimizer L′L^{\prime} must have singular points of type (b). But then L′L^{\prime} is not graded, so it is not a possible limit limt→∞Lt\lim_{t\rightarrow\infty}L^{t} for graded Lagrangian MCF.

The next example gives a heuristic description of how the author expects the finite time singularities in Principle 3.29 may form geometrically.

Example 3.32.

Example 2.16 described a family of Lagrangian MCF translators LL in ℂm{\mathbin{\mathbb{C}}}^{m} given in equation (2.10), asymptotic to the union of two Lagrangian planes Π0,Πϕ≅ℝm\Pi_{0},\Pi_{\boldsymbol{\phi}}\cong{\mathbin{\mathbb{R}}}^{m} intersecting in ℝ{\mathbin{\mathbb{R}}}. We have sketched LL in Figure 3.9 (not easy to draw in only two dimensions).

⟶\textstyle{\longrightarrow}direction oftranslationintersection of LL with zmz_{m}-axisJJ-holomorphic curve Σ\SigmaΠ~0\textstyle{\tilde{\Pi}_{0}}Π~ϕ\textstyle{\tilde{\Pi}_{\boldsymbol{\phi}}}L\textstyle{L}

Figure 3.9: Joyce–Lee–Tsui Lagrangian MCF translator from Example 2.16

We indicate the intersection of LL with the zmz_{m}-axis, the curve

L∩\displaystyle L\,\cap\, {(0,…,0,zm):zm∈ℂ}={(0,…,0,\displaystyle\bigl\{(0,\ldots,0,z_{m}):z_{m}\in{\mathbin{\mathbb{C}}}\bigr\}=\bigl\{\bigl(0,\ldots,0,
12y2−iα∑j=1m−1ψj(y)−iαarg(y+iP(y)−1/2)):y∈ℝ},\displaystyle{\textstyle\frac{1}{2}}y^{2}-\textstyle\frac{i}{\alpha}\sum_{j=1}^{m-1}\psi_{j}(y)-\textstyle\frac{i}{\alpha}\arg(y+iP(y)^{-1/2})\bigr):y\in{\mathbin{\mathbb{R}}}\bigr\},

which bounds a noncompact JJ-holomorphic curve Σ\Sigma in the zmz_{m}-axis as shown.

We will try and describe a type II singularity of Lagrangian MCF {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} with a singularity at x∈Mx\in M modelled on these LMCF translators LL, using Principle 3.9(b). Identifying MM with TxM≅ℂmT_{x}M\cong{\mathbin{\mathbb{C}}}^{m} near x∈Mx\in M, each LtL^{t} should to ‘first order’ approximate an LMCF translator LL from Example 2.16, and as t→Tt\rightarrow T these LMCF translators should slowly shrink homothetically, as well as translate. What interests us is the ‘second order’ changes to LL which cause this shrinking.

Far to the right in Figure 3.9, the LMCF translator LL approximates two non-intersecting affine Lagrangian planes Π~0,Π~ϕ\tilde{\Pi}_{0},\tilde{\Pi}_{\boldsymbol{\phi}} in ℂm{\mathbin{\mathbb{C}}}^{m} from (2.11), just as far to the right in Figure 2.1, the ‘grim reaper’ approximates two non-intersecting parallel lines in ℂ{\mathbin{\mathbb{C}}}. I suggest that to ‘second order’ in LtL^{t}, the two planes Π~0,Π~ϕ\tilde{\Pi}_{0},\tilde{\Pi}_{\boldsymbol{\phi}} should be bent towards each other by a small angle, introducing a new immersed self-intersection point, and so that the noncompact JJ-holomorphic curve Σ\Sigma becomes a compact ‘teardrop’ as in Figure 2.3, which makes H​F∗HF^{*} obstructed. This modification L~\tilde{L} of LL is sketched in Figure 3.10.

∙\textstyle{\bullet}⟶\textstyle{\longrightarrow}direction oftranslationintersection of L~\tilde{L} with zmz_{m}-axisJJ-holomorphic curve Σ\SigmaΠ~0\textstyle{\tilde{\Pi}_{0}}Π~ϕ\textstyle{\tilde{\Pi}_{\boldsymbol{\phi}}}L~\textstyle{\tilde{L}}

Figure 3.10: Modification L~\tilde{L} of Joyce–Lee–Tsui LMCF translator

I expect that this ‘bending’ of Π~0,Π~ϕ\tilde{\Pi}_{0},\tilde{\Pi}_{\boldsymbol{\phi}} towards one another is both the ‘outside influence’ in Principle 3.9(b) which makes LL shrink and causes the finite time singularity, and also the cause of the self-intersection point, the ‘teardrop’ curve Σ\Sigma, and the obstructions to H​F∗HF^{*}.

Conjecture 3.33.

In dimension m⩾2,m\geqslant 2, Example 3.32 describes a possible finite time singularity of graded, immersed Lagrangian MCF with H​F∗HF^{*} obstructed, after which one cannot continue the flow in graded Lagrangian MCF.

Such finite time singularities admit type II blow ups, as in Theorem 2.12, which are Lagrangian MCF translators from Example 2.16.

This is a generic singularity of Lagrangian MCF, that is, if Lagrangian MCF starting from L0L^{0} develops such a singularity, then so does Lagrangian MCF starting from any sufficiently small Hamiltonian perturbation L~0\tilde{L}^{0} of L0L^{0}.

All this is possible for Lagrangians with arbitrarily small phase variation.

3.9 A Thomas–Yau type conjecture

Finally we state our second main conjecture, about the programme of §3.2, which summarizes the discussion of §3.2–§3.7. We call it a ‘Thomas–Yau type conjecture’, as it aims to update the conjectures of Thomas and Yau [69, 70].

Our focus here is mostly on the unique long-time existence of immersed Lagrangian MCF with surgeries, although proving the conjecture would go some way to proving Conjecture 3.2 on Bridgeland stability conditions. To simplify the possible finite time singularities, we take LL generic in its Hamiltonian isotopy class. To minimize the singular Lagrangians to be included in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), we do not require (LTi,ETi,bTi)(L^{T_{i}},E^{T_{i}},b^{T_{i}}) or limT→∞(Lt,Et,bt)\lim_{T\rightarrow\infty}(L^{t},E^{t},b^{t}) to be objects in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M).

Conjecture 3.34.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, either compact or suitably convex at infinity, and Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) an enlarged version of the derived Fukaya category of Lagrangian branes in MM from [20], including classes of immersed or singular Lagrangians, depending on the dimension mm:

  • (i)

    When m=1,m=1, Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) can be the usual derived Fukaya category of nonsingular, embedded Lagrangian branes.

  • (ii)

    When m⩾2,m\geqslant 2, Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) must include immersed Lagrangians, as in Akaho and Joyce [2] and §2.6. For m=2,m=2, these are all of Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M).

  • (iii)

    When m⩾3,m\geqslant 3, Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) must also include singular Lagrangians with stable special Lagrangian singularities, as in §3.6. When m=3,m=3, these include Lagrangians with isolated conical singularities in the sense of [32, 33, 34, 35, 36] modelled on the special Lagrangian T2T^{2}-cone from (2.4), and this may be the only kind of stable singularity when m=3m=3. When m⩾4,m\geqslant 4, stable singularities may be more complicated, and need not be isolated.

Let (L,E)(L,E) be a Lagrangian brane in MM with H​F∗HF^{*} unobstructed, and suppose LL is generic in its Hamiltonian isotopy class. Let bb be a bounding cochain for (L,E)(L,E). Then there is a unique family {(Lt,Et,bt):t∈[0,∞)}\bigl\{(L^{t},E^{t},b^{t}):t\in[0,\infty)\bigr\} satisfying:

  • (a)

    (L0,E0,b0)=(L,E,b)(L^{0},E^{0},b^{0})=(L,E,b).

  • (b)

    There is a finite series of singular times 0<T1<T2<⋯<TN0<T_{1}<T_{2}<\cdots<T_{N} such that if t∈[0,∞)∖{T1,…,TN}t\in[0,\infty)\setminus\{T_{1},\ldots,T_{N}\} then (Lt,Et,bt)(L^{t},E^{t},b^{t}) is an object in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) isomorphic to (L,E,b),(L,E,b), with LtL^{t} a (possibly immersed or singular) compact, graded Lagrangian in (M,ω),(M,\omega), with H​F∗HF^{*} unobstructed.

  • (c)

    The family {Lt:t∈[0,∞)∖{T1,…,TN}}\bigl\{L^{t}:t\in[0,\infty)\setminus\{T_{1},\ldots,T_{N}\}\bigr\} satisfies Lagrangian mean curvature flow, and {Et:t∈[0,∞)∖{T1,…,TN}}\bigl\{E^{t}:t\in[0,\infty)\setminus\{T_{1},\ldots,T_{N}\}\bigr\} is locally constant in tt. The bounding cochains btb^{t} also change by a kind of ‘parallel transport’ for t∈[0,∞)∖{T1,T2,…}t\in[0,\infty)\setminus\{T_{1},T_{2},\ldots\} as in §2.5–§2.6, to ensure that the isomorphism class of (Lt,Et,bt)(L^{t},E^{t},b^{t}) in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) remains constant.

  • (d)

    At each singular time T1,…,TN,T_{1},\ldots,T_{N}, the flow undergoes a surgery, which may involve a finite time singularity of Lagrangian MCF, and a change in the topology of LtL^{t}. The kinds of surgery allowed include ‘opening a neck’ as in §3.4 when m⩾1,m\geqslant 1, ‘neck pinches’ as in §3.5 when m⩾2,m\geqslant 2, transitions to and from Lagrangians with ‘stable special Lagrangian singularities’ as in §3.6 when m⩾3,m\geqslant 3, and ‘collapsing zero objects’ as in §3.7 for m⩾1m\geqslant 1 (the latter is excluded for almost calibrated Lagrangians).

    We do not require (LTi,ETi,bTi)(L^{T_{i}},E^{T_{i}},b^{T_{i}}) to be an object in Dbℱ(M),D^{b}{\mathbin{\mathscr{F}}}(M), as the singularities of LTiL^{T_{i}} may be too bad, and if so, bTib^{T_{i}} is meaningless.

  • (e)

    The family {Lt:t∈[0,∞)}\{L^{t}:t\in[0,\infty)\} is continuous as graded Lagrangian integral currents in MM in Geometric Measure Theory.

    In graded Lagrangian integral currents, we have limt→∞Lt=L1+⋯+Ln\lim_{t\rightarrow\infty}L^{t}=L_{1}+\cdots+L_{n} for some n⩾0,n\geqslant 0, where 0≠Lj0\neq L_{j} for j=1,…,nj=1,\ldots,n is a nonzero, compactly-supported, graded, special Lagrangian integral current with phase ei​π​ϕje^{i\pi\phi_{j}} and grading θLj=π​ϕj,\theta_{L_{j}}=\pi\phi_{j}, with ϕ1>⋯>ϕn\phi_{1}>\cdots>\phi_{n}.

    For the Bridgeland stability condition (Z,𝒫)(Z,{\mathbin{\cal P}}) on Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) discussed in Conjecture 3.2, if n=1n=1 then (L,E,b)∈𝒫(ϕ1),(L,E,b)\in{\mathbin{\cal P}}(\phi_{1}), and otherwise (L,E,b)∉𝒫(ϕ)(L,E,b)\notin{\mathbin{\cal P}}(\phi) for any ϕ∈ℝ\phi\in{\mathbin{\mathbb{R}}}.

Remark 3.35.

(i) The most feasible case of the conjecture is that of Lagrangian MCF in dimension m=2m=2, starting from an almost calibrated Lagrangian LL generic in its Hamiltonian isotopy class.

(ii) Assuming the initial object (L,E,b)(L,E,b) is semistable or stable in the sense of Conjectures 3.2 and 3.5 means in part (e) that the limit limt→∞Lt=L1\lim_{t\rightarrow\infty}L^{t}=L_{1} is only one (singular) special Lagrangian, rather than a finite union L1∪⋯∪LnL_{1}\cup\cdots\cup L_{n} of special Lagrangians with different phases, but otherwise it does not simplify things: we still expect nontrivial finite time singularities, and surgeries.

(iii) It is an interesting question whether there are useful extra assumptions on LL which limit the kinds of singularities occurring at the singular times T1,T2,….T_{1},T_{2},\ldots. For example, if LL is generic in its Hamiltonian isotopy class then only singularities of ‘index zero’ appear, as in Remark 3.8(iii), and if LL is almost calibrated, then as in §3.7 ‘collapsing zero objects’ cannot happen. Thomas and Yau give conditions [70, (7.1) or (7.2)] preventing ‘neck pinches’ in §3.5 dividing LL into two pieces L1∐L2L_{1}\amalg L_{2} from happening, although I expect other singularities can.

There are some very special situations in which Lagrangian MCF is known to exist for all time without singularities, such as the Lagrangian TmT^{m}-graphs in T2​mT^{2m} studied by Smoczyk and Wang [68], or Lagrangian MCF starting from a small perturbation of a smooth special Lagrangian. But apart from these, I do not know of any useful, nontrivial conditions on LL under which I expect the flow to exist for all time without singularities, as hoped for in [70, Conj. 7.3].

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.