3. Continuity of plurisusbharmonic envelopes on curves [038I]
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3. Continuity of plurisusbharmonic envelopes on curves
In this section, is any field endowed with a non-trivial non-archimedean complete valuation with value group . In this section, we consider a smooth projective curve over . The goal is to prove the following result:
Theorem 3.1.
If is closed -form on with nef de Rham class and if , then is a uniform limit of -psh model functions and thus is continuous on .
3.2.
As a main tool in the proof, we need strictly semistable models of and their canonical skeletons. This construction is due to Berkovich in [Ber99]. We recall here only the case of a smooth projective curve over for which we can also refer to [Thu05].
A -model of as in 2.1 is called strictly semistable if there is an open covering of by open subsets such that there are étale morphisms for some . Applying the construction in [Thu05, §2.2] to the associated formal scheme , we get a canonical skeleton with a proper strong deformation retraction . The skeleton carries a canonical structure of a metrized graph. We note that the generic fiber of the formal scheme intersects in an edge of length . By using the reduction map, the vertices of correspond to the irreducible components of the special fiber and the open edges of correspond to the singular points of .
Remark 3.3.
By definition, a strictly semistable model of is proper over . Using that is a curve, we will deduce that is projective over . Indeed, the special fiber is a proper curve over the residue field and hence projective. It is easy to construct an effective Cartier divisor on whose support intersects any irreducible component of in a single closed point. By [Liu06, Exercise 7.5.3], the restriction of to is ample. It follows from [EGAIV, Cor. 9.6.4] that is ample and hence is projective.
Similarly, we can define strictly semistable formal models of . Using that is a smooth projective curve, the algebraization theorem of Grothendieck [EGAIII, Thm. 5.4.5] and its generalizations to the non-noetherian setting [Abb11, Cor. 2.13.9], [FK88, Prop. I.10.3.2] show that formal completion induces an equivalence of categories between strictly semistable algebraic models of and strictly semistable formal models of . Here, we need a similar argument as above to construct an effective formal Cartier divisor which restricts to an ample Cartier divisor on the special fiber.
Definition 3.4.
A function is called piecewise linear if there is a subdivision of such that the restriction of to each edge of the subdivison is affine. We call such an integral -affine if there is a subdivision such that each edge has length in , such that has integer slopes, and such that for each vertex of the subdivision.
Proposition 3.5.
Let be a strictly semistable model of and let be a function. Then the following properties hold:
- (a)
If is a -model function, then is a piecewise linear function which is integral -affine.
- (b)
The function is a -model function determined on if and only if for some function which is affine on each edge of with integer slopes and with for each vertex of .
- (c)
If is a piecewise linear function on which is integral -affine, then is a -model function.
Proof.
3.6.
Now we consider a model function on . Using the setting of Proposition 3.5 and (b), we see that for a piecewise linear function on such that is integral -affine for some non-zero . We also assume that is a closed -form on which is determined on our given strictly semistable model .
We have the following useful characterization for to be -psh in terms of slopes:
Proposition 3.7.
Under the hypotheses from 3.6, the model function is -psh if and only if satisfies for all
| (3.1) |
where ranges over the set of outgoing tangent directions at . Here, denotes the slope of at along and we have the weight for the singularity of corresponding to the edge of at in the direction of . Moreover, if is a vertex of , then denotes the corresponding irreducible component of and if is not a vertex, then .
Proof.
If we pass to the completion of an algebraic closure of , there is a strictly semistable model dominating such that is determined on . This is proven in [BL85, §7]. We note that the property -psh holds if and only if the corresponding property holds after base change to . This is a consequence of the projection formula in algebraic intersection theory. Since the degree is invariant under base change, it follows from [Thu05, Prop. 2.2.21] that the left hand side of (3.1) is invariant under base change as well. We conclude that we may assume that is algebraically closed and that , i.e. is determined on . Then (3.1) follows from the slope formula of Katz, Rabinoff, and Zureick-Brown [KRZB16, Thm. 2.6]. ∎
Proposition 3.8.
Let be a strictly semistable model of with canonical retraction . Let be determined on and let be an arbitrary -psh model function. Then is a -psh model function with .
Proof.
It follows from Proposition 3.5 that is a model function. To check that is -psh, we may assume algebraically closed as we have seen in the proof of Proposition 3.7. Moreover, we have seen that there is a strictly semistable model of dominating such that is determined on . Then
and is constant along edges of which are not contained in . By Proposition 3.5, there is a piecewise linear function on with for the canonical retraction such that is integral -affine for a non-zero . Moreover, the function is affine on the edges of . Let be the restriction of to . The same arguments as in [BFJ16a, Prop. 5.7] show that the -psh function is a uniform limit of functions of the form with non-zero and with a vertical fractional ideal sheaf on . By [Ber99, Thm. 5.2(ii)], we deduce that . Using the terminology introduced in Proposition 3.7, for all and we obtain if and if . This implies
Here this first inequality comes from Proposition 3.7, since is -psh. Applying Proposition 3.7 again, we conclude that is -psh. ∎
Remark 3.9.
Proposition 3.8 does not hold for higher dimensional varieties. We refer to the Appendix for a toric counter example in dimension 2 by Jose Burgos and Martín Sombra.
The following special case of model functions is crucial for the proof of Theorem 3.1. Especially for model functions, we can say much more about the envelope.
Proposition 3.10.
Let be a closed -form with nef de Rham class on the smooth projective curve over and let be a model function. We assume that and are determined on the strictly semistable model of . Let be the canonical retraction to the skeleton. Then the following properties hold:
- (i)
There is which is affine on each edge and with .
- (ii)
If and if , then is a -psh model function which is determined on .
Proof.
Step 1. By Proposition 2.9(iv), we have
Hence replacing by and by , we can assume that by Proposition 3.5(b).
Step 2. Let denote the skeleton of . By Propositions 3.5 and 3.8, we get that
| (3.2) |
for the set of non-positive piecewise linear functions on such that is integral -affine for some and such that is -psh. Note that the piecewise linear functions are not assumed to be affine on the edges of . Since is a smooth projective curve and the de Rham class is nef, it is clear that is non-empty. We introduce the function defined by
By (3.2), we get that . Hence we can reduce (i) to prove that is affine on each edge of .
Step 3. For , let be the function which is affine on the edges of and which agrees with on the set of vertices of . As , we deduce immediately . Since is -psh, Proposition 3.7 shows that is convex on each edge of and hence .
By passing from to , the slopes do not decrease in the vertices and using that is -psh, it follows from Proposition 3.7 that is -psh as well.
The slopes of the function might be non-rational. However, we can approximate the slopes of in a rational way at any vertex and thus for any we find a piecewise linear function on such that
- (i)
agrees with on .
- (ii)
has rational slopes.
- (iii)
is convex on the edges of .
- (iv)
.
- (v)
We claim that . It follows from (ii) that is integral -affine for some . Since and agree on , it is clear from (i) and (iii) that . To show that is -psh, we use the slope criterion from Proposition 3.7. Note that (3.1) is fulfilled in the interior of each edge of by (iii). In a vertex of , the inequality (3.1) is satisfied by using the corresponding inequality for , (i) and (iv). This proves . As a consequence we find
| (3.3) |
Step 4. We claim . First note that since the of convex functions in convex, is convex on each edge of , thus .
We pick an . For any , there is with . It follows from [GM16, Prop. 3.12] that the maximum of two -psh model functions is again a -psh model function. Using 2.5, we conclude that is closed under the operation . Thus is in -distance to at every vertex of and hence at every point of . As can be chosen arbitrarily small, (3.3) yields and hence we get Step 4. Note that Step 4 proves (i).
Step 5. In the case , we have for . Indeed, we note that in this special case the edges have rational lengths and takes rational values at . We deduce from Proposition 3.5 that is a model function. Let be the set of such that is affine on every edge of . For we thus have which shows via (3.3) that we might restrict the to in the definition of . Recall that is the set of vertices of . Since the edge lengths of are rational, the map defined by identifies with the rational points of a rational polyhedron in defined by the linear inequalities of Proposition 3.7. Note that by affineness on the edges, we need to check the slope inequalities only at the vertices. If a rational linear form is bounded from above on a rational polyhedron , then achieves its maximum in a rational point. Hence there exists such that
| (3.4) |
We claim that . Considering , we get by Step 4 and hence . Hence , and . But by (3.4) we deduce that for we have . Since functions in are determined by their values on , we have . Hence , whence . It follows that is a -psh function proving (ii). ∎
Proof of Theorem 3.1.
By Proposition 2.9 (viii) it is enough to prove the continuity of . By the semistable reduction theorem [BL85, §7], there is a finite field extension such that has a strictly semistable model with determined on , where is the canonical map. It follows from Proposition 3.10 that is continuous. We know from Lemma 2.11 that
By [Ber90, Prop. 1.3.5], the topological space of is the quotient of by the automorphism group of . We conclude that is continuous. ∎
In the following, we consider an ample line bundle on the projective smooth curve over .
Recall that we have defined the semipositive envelope of a continuous metric on in (1.2).
Corollary 3.11.
Assume that . Let be a model metric on . Then is a semipositive model metric on .
Proof.
By definition, we have for , hence the claim follows from Proposition 3.10. ∎
From now on, we assume that is discretely valued. The goal is to prove some rationality results for the non-archimedean volumes on the line bundle of the smooth projective curve over . Non-archimedean volumes with respect to continuous metrics on are analogues of volumes in algebraic geometry. We refer to [BGJKM16, Def. 4.1.2] for the precise definition. By the Riemann–Roch theorem, in the special case of curves. We will show a similar result about non-archimedean volumes.
Corollary 3.12.
Let be a field endowed with a complete discrete valuation with value group . Let and be two model metrics on the line bundle of the smooth projective curve over . Then .
Proof.
If , then it is clear from the definition that . So we may assume that is ample. We need the energy with respect to continuous semipositive metrics on introduced in [BGJKM16, Def. 2.4.4]. By Corollary 3.11, the envelopes and are semipositive model metrics on . In particular, they are continuous and hence it follows from [BGJKM16, Cor. 6.2.2] that
In the case of semipositive model metrics associated to line bundles on a -model , our assumption yields that the energy is defined as a -linear combination of intersection numbers of the line bundles on proving the claim. ∎
Remark 3.13.
When , there are varieties with line bundles such that is irrational (see [ELMN05, Example 2.2] or [Laz04, Example 2.3.8]). Hence with our definition and normalization of non-archimedean volumes, we get for a model metric that which produces irrational non-archimedean volumes. The following natural questions remain open:
- (i)
What happens in dimension two? Are non-archimedean volumes rational? Note that by Zariski decomposition, is rational then (see for instance [Laz04, Cor. 2.3.22]).
- (ii)
If we normalize our non-archimedean volumes by , can we find an example of some model metrics and with irrational ? The idea is to avoid the trivial example above.