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3. Continuity of plurisusbharmonic envelopes on curves [038I]

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3. Continuity of plurisusbharmonic envelopes on curves

In this section, KK is any field endowed with a non-trivial non-archimedean complete valuation v:K→ℝv\colon K\to\mathbb{R} with value group Γ⊂ℝ\Gamma\subset\mathbb{R}. In this section, we consider a smooth projective curve XX over KK. The goal is to prove the following result:

Theorem 3.1.

If θ\theta is closed (1,1)(1,1)-form on Xan{X^{{\mathrm{an}}}} with nef de Rham class {θ}\{\theta\} and if u∈C0​(Xan)u\in C^{0}({X^{{\mathrm{an}}}}), then Pθ​(u){P}_{\theta}(u) is a uniform limit of θ\theta-psh model functions and thus Pθ​(u){P}_{\theta}(u) is continuous on Xan{X^{{\mathrm{an}}}}.

3.2.

As a main tool in the proof, we need strictly semistable models of XX and their canonical skeletons. This construction is due to Berkovich in [Ber99]. We recall here only the case of a smooth projective curve XX over KK for which we can also refer to [Thu05].

A K∘{K^{\circ}}-model 𝒳\mathscr{X} of XX as in 2.1 is called strictly semistable if there is an open covering of 𝒳\mathscr{X} by open subsets 𝒰\mathcal{U} such that there are étale morphisms 𝒰→{Spec}⁡(K∘​[x,y]/(x​y−ρ𝒰))\mathcal{U}\to\Spec({K^{\circ}}[x,y]/(xy-\rho_{\mathcal{U}})) for some ρ𝒰∈K∘⁣∘\rho_{\mathcal{U}}\in K^{\circ\circ}. Applying the construction in [Thu05, §2.2] to the associated formal scheme 𝒳^\hat{\mathscr{X}}, we get a canonical skeleton S⁡(𝒳)⊆XanS(\mathscr{X})\subseteq X^{\mathrm{an}} with a proper strong deformation retraction τ:Xan→S⁡(𝒳)\tau\colon{X^{{\mathrm{an}}}}\to S(\mathscr{X}). The skeleton S⁡(𝒳)S(\mathscr{X}) carries a canonical structure of a metrized graph. We note that the generic fiber of the formal scheme 𝒰^\hat{\mathcal{U}} intersects S⁡(𝒳)S(\mathscr{X}) in an edge of length v⁡(ρ𝒰)v(\rho_{\mathcal{U}}). By using the reduction map, the vertices of S⁡(𝒳)S(\mathscr{X}) correspond to the irreducible components of the special fiber 𝒳s\mathscr{X}_{s} and the open edges of S⁡(𝒳)S(\mathscr{X}) correspond to the singular points of 𝒳s\mathscr{X}_{s}.

Remark 3.3.

By definition, a strictly semistable model 𝒳\mathscr{X} of XX is proper over K∘{K^{\circ}}. Using that XX is a curve, we will deduce that 𝒳\mathscr{X} is projective over K∘{K^{\circ}}. Indeed, the special fiber 𝒳s\mathscr{X}_{s} is a proper curve over the residue field and hence projective. It is easy to construct an effective Cartier divisor DD on 𝒳\mathscr{X} whose support intersects any irreducible component of 𝒳s\mathscr{X}_{s} in a single closed point. By [Liu06, Exercise 7.5.3], the restriction of DD to 𝒳s\mathscr{X}_{s} is ample. It follows from [EGAIV, Cor. 9.6.4] that DD is ample and hence 𝒳\mathscr{X} is projective.

Similarly, we can define strictly semistable formal models of Xan{X^{{\mathrm{an}}}}. Using that XX is a smooth projective curve, the algebraization theorem of Grothendieck [EGAIII, Thm. 5.4.5] and its generalizations to the non-noetherian setting [Abb11, Cor. 2.13.9], [FK88, Prop. I.10.3.2] show that formal completion induces an equivalence of categories between strictly semistable algebraic models of XX and strictly semistable formal models of Xan{X^{{\mathrm{an}}}}. Here, we need a similar argument as above to construct an effective formal Cartier divisor which restricts to an ample Cartier divisor on the special fiber.

Definition 3.4.

A function f:S⁡(𝒳)→ℝf\colon S(\mathscr{X})\to\mathbb{R} is called piecewise linear if there is a subdivision of S⁡(𝒳)S(\mathscr{X}) such that the restriction of ff to each edge of the subdivison is affine. We call such an ff integral Γ\Gamma-affine if there is a subdivision such that each edge ee has length in Γ\Gamma, such that f|ef|_{e} has integer slopes, and such that f⁡(v)∈Γf(v)\in\Gamma for each vertex vv of the subdivision.

Proposition 3.5.

Let 𝒳\mathscr{X} be a strictly semistable model of XX and let f:Xan→ℝf\colon{X^{{\mathrm{an}}}}\to\mathbb{R} be a function. Then the following properties hold:

  • (a)

    If ff is a ℤ\mathbb{Z}-model function, then f|S⁡(𝒳)f|_{S(\mathscr{X})} is a piecewise linear function which is integral Γ\Gamma-affine.

  • (b)

    The function ff is a ℤ\mathbb{Z}-model function determined on 𝒳\mathscr{X} if and only if f=F∘τf=F\circ\tau for some function F:S⁡(𝒳)→ℝF\colon S(\mathscr{X})\to\mathbb{R} which is affine on each edge of S⁡(𝒳)S(\mathscr{X}) with integer slopes and with f⁡(v)∈Γf(v)\in\Gamma for each vertex vv of S⁡(𝒳)S(\mathscr{X}).

  • (c)

    If GG is a piecewise linear function on S⁡(𝒳)S(\mathscr{X}) which is integral Γ\Gamma-affine, then G∘τG\circ\tau is a ℤ\mathbb{Z}-model function.

Proof.

In the GG-topology on Xan{X^{{\mathrm{an}}}} induced by the strictly KK-affinoid domains, a ℤ\mathbb{Z}-model function is given locally by −log⁡|γ|-\log|\gamma| for a rational function γ\gamma on XX. Hence (a) follows from [GRW16, Prop. 5.6]. Property (b) was proven in [GH15, Prop. B.7] for any dimension.

To prove (c), we choose a subdivision of S⁡(𝒳)S(\mathscr{X}) as in Definition 3.4 for GG. As in [BPR13, §3], this subdivison is the skeleton of a strictly semistable model 𝒳′\mathscr{X}^{\prime} dominating 𝒳\mathscr{X} and with the same retraction τ\tau. Then (c) follows from (b). ∎

3.6.

Now we consider a model function ff on Xan{X^{{\mathrm{an}}}}. Using the setting of Proposition 3.5 and (b), we see that f=F∘τf=F\circ\tau for a piecewise linear function FF on S⁡(𝒳)S(\mathscr{X}) such that m​FmF is integral Γ\Gamma-affine for some non-zero m∈ℕm\in\mathbb{N}. We also assume that θ\theta is a closed (1,1)(1,1)-form on Xan{X^{{\mathrm{an}}}} which is determined on our given strictly semistable model 𝒳\mathscr{X}.

We have the following useful characterization for ff to be θ\theta-psh in terms of slopes:

Proposition 3.7.

Under the hypotheses from 3.6, the model function ff is θ\theta-psh if and only if FF satisfies for all x∈Δ≔S⁡(𝒳)x\in\Delta\coloneqq S(\mathscr{X})

(3.1) ∑ν∈Tx​(Δ)wx​(ν)​λx,ν​(F)+deg⁡(θ|𝒞x)≥0,\displaystyle\sum_{\nu\in T_{x}(\Delta)}w_{x}(\nu)\lambda_{x,\nu}(F)+\deg(\theta|_{\mathcal{C}_{x}})\geq 0,

where ν\nu ranges over the set Tx​(Δ)T_{x}(\Delta) of outgoing tangent directions at xx. Here, λx,ν​(F)\lambda_{x,\nu}(F) denotes the slope of FF at xx along ν\nu and we have the weight wx(ν)≔[K~(pν):K~]w_{x}(\nu)\coloneqq[\tilde{K}(p_{\nu}):\tilde{K}] for the singularity pνp_{\nu} of 𝒳s\mathscr{X}_{s} corresponding to the edge of S⁡(𝒳)S(\mathscr{X}) at xx in the direction of ν\nu. Moreover, if xx is a vertex of S⁡(𝒳)S(\mathscr{X}), then 𝒞x\mathcal{C}_{x} denotes the corresponding irreducible component 𝒞x\mathcal{C}_{x} of 𝒳s\mathscr{X}_{s} and if xx is not a vertex, then deg⁡(θ|𝒞x)≔0\deg(\theta|_{\mathcal{C}_{x}})\coloneqq 0.

Proof.

If we pass to the completion ℂK\mathbb{C}_{K} of an algebraic closure of KK, there is a strictly semistable model 𝒳′\mathscr{X}^{\prime} dominating 𝒳\mathscr{X} such that ff is determined on 𝒳\mathscr{X}. This is proven in [BL85, §7]. We note that the property θ\theta-psh holds if and only if the corresponding property holds after base change to ℂK\mathbb{C}_{K}. This is a consequence of the projection formula in algebraic intersection theory. Since the degree is invariant under base change, it follows from [Thu05, Prop. 2.2.21] that the left hand side of (3.1) is invariant under base change as well. We conclude that we may assume that KK is algebraically closed and that 𝒳=𝒳′\mathscr{X}=\mathscr{X}^{\prime}, i.e. ff is determined on 𝒳\mathscr{X}. Then (3.1) follows from the slope formula of Katz, Rabinoff, and Zureick-Brown [KRZB16, Thm. 2.6]. ∎

Proposition 3.8.

Let 𝒳\mathscr{X} be a strictly semistable model of XX with canonical retraction τ:𝒳→S⁡(𝒳)\tau\colon\mathscr{X}\to S(\mathscr{X}). Let θ∈𝒵1,1​(X)\theta\in\mathcal{Z}^{1,1}(X) be determined on 𝒳\mathscr{X} and let φ:Xan→ℝ\varphi\colon X^{{\mathrm{an}}}\to\mathbb{R} be an arbitrary θ\theta-psh model function. Then φ∘τ:Xan→ℝ\varphi\circ\tau\colon X^{{\mathrm{an}}}\to\mathbb{R} is a θ\theta-psh model function with φ≤φ∘τ\varphi\leq\varphi\circ\tau.

Proof.

It follows from Proposition 3.5 that φ∘τ\varphi\circ\tau is a model function. To check that φ∘τ\varphi\circ\tau is θ\theta-psh, we may assume KK algebraically closed as we have seen in the proof of Proposition 3.7. Moreover, we have seen that there is a strictly semistable model 𝒳′\mathscr{X}^{\prime} of XX dominating 𝒳\mathscr{X} such that ff is determined on 𝒳′\mathscr{X}^{\prime}. Then

Δ≔S⁡(𝒳)⊂Δ′≔S⁡(𝒳′)\displaystyle\Delta\coloneqq S(\mathscr{X})\subset\Delta^{\prime}\coloneqq S(\mathscr{X}^{\prime})

and φ∘τ\varphi\circ\tau is constant along edges of Δ′\Delta^{\prime} which are not contained in Δ\Delta. By Proposition 3.5, there is a piecewise linear function F′F^{\prime} on Δ′\Delta^{\prime} with φ=F′∘τ′\varphi=F^{\prime}\circ\tau^{\prime} for the canonical retraction τ′:Xan→Δ′\tau^{\prime}\colon{X^{{\mathrm{an}}}}\to\Delta^{\prime} such that m​F′mF^{\prime} is integral Γ\Gamma-affine for a non-zero m∈ℕm\in\mathbb{N}. Moreover, the function F′F^{\prime} is affine on the edges of Δ′\Delta^{\prime}. Let FF be the restriction of F′F^{\prime} to Δ\Delta. The same arguments as in [BFJ16a, Prop. 5.7] show that the θ\theta-psh function φ\varphi is a uniform limit of functions of the form 1m​log⁡|𝔞|\frac{1}{m}\log|\mathfrak{a}| with non-zero m∈ℕm\in\mathbb{N} and with a vertical fractional ideal sheaf 𝔞\mathfrak{a} on 𝒳\mathscr{X}. By [Ber99, Thm. 5.2(ii)], we deduce that φ≤φ∘τ\varphi\leq\varphi\circ\tau. Using the terminology introduced in Proposition 3.7, for all x∈Δx\in\Delta and v∈Tx​(Δ′)v\in T_{x}(\Delta^{\prime}) we obtain λx,ν​(F′)=λx,ν​(F)\lambda_{x,\nu}(F^{\prime})=\lambda_{x,\nu}(F) if v∈Tx​(Δ′)v\in T_{x}(\Delta^{\prime}) and λx,ν​(F′)≤0\lambda_{x,\nu}(F^{\prime})\leq 0 if ν∈Tx​(Δ′)∖Tx​(Δ)\nu\in T_{x}(\Delta^{\prime})\setminus T_{x}(\Delta). This implies

0\displaystyle 0 ≤∑ν∈Tx​(Δ′)wx​(ν)​λx,ν​(F′)+deg⁡(θ|𝒞x)≤∑ν∈Tx​(Δ)wx​(ν)​λx,ν​(F)+deg⁡(θ|𝒞x)\displaystyle\leq\sum_{\nu\in T_{x}(\Delta^{\prime})}w_{x}(\nu)\lambda_{x,\nu}(F^{\prime})+\deg(\theta|_{\mathcal{C}_{x}})\leq\sum_{\nu\in T_{x}(\Delta)}w_{x}(\nu)\lambda_{x,\nu}(F)+\deg(\theta|_{\mathcal{C}_{x}})

Here this first inequality comes from Proposition 3.7, since φ\varphi is θ\theta-psh. Applying Proposition 3.7 again, we conclude that φ∘τ=F∘τ\varphi\circ\tau=F\circ\tau is θ\theta-psh. ∎

Remark 3.9.

Proposition 3.8 does not hold for higher dimensional varieties. We refer to the Appendix for a toric counter example in dimension 2 by Jose Burgos and Martín Sombra.

The following special case of model functions is crucial for the proof of Theorem 3.1. Especially for model functions, we can say much more about the envelope.

Proposition 3.10.

Let θ\theta be a closed (1,1)(1,1)-form with nef de Rham class {θ}\{\theta\} on the smooth projective curve XX over KK and let f:Xan→ℝf\colon X^{{\mathrm{an}}}\to\mathbb{R} be a model function. We assume that θ\theta and ff are determined on the strictly semistable model 𝒳\mathscr{X} of XX. Let τ:Xan→S⁡(𝒳)\tau\colon{X^{{\mathrm{an}}}}\to S(\mathscr{X}) be the canonical retraction to the skeleton. Then the following properties hold:

  1. (i)

    There is F:S⁡(𝒳)→ℝF\colon S(\mathscr{X})\to\mathbb{R} which is affine on each edge and with Pθ​(f)=F∘τ{P}_{\theta}(f)=F\circ\tau.

  2. (ii)

    If Γ⊂ℚ\Gamma\subset\mathbb{Q} and if θ∈𝒵1,1​(X)ℚ\theta\in\mathcal{Z}^{1,1}(X)_{\mathbb{Q}}, then Pθ​(f){P}_{\theta}(f) is a θ\theta-psh model function which is determined on 𝒳\mathscr{X}.

Proof.

Step 1. By Proposition 2.9(iv), we have

Pθ​(f)=Pθ+d​dc​f​(0)+f.\displaystyle{P}_{\theta}(f)={P}_{\theta+dd^{c}f}(0)+f.

Hence replacing θ\theta by θ+d​dc​f\theta+dd^{c}f and ff by 00, we can assume that f=0f=0 by Proposition 3.5(b).

Step 2. Let Δ≔S⁡(𝒳)\Delta\coloneqq S(\mathscr{X}) denote the skeleton of 𝒳\mathscr{X}. By Propositions 3.5 and 3.8, we get that

(3.2) Pθ​(0)=supF∈𝒜F∘τ{P}_{\theta}(0)=\sup_{F\in\mathcal{A}}F\circ\tau

for the set 𝒜\mathcal{A} of non-positive piecewise linear functions FF on Δ\Delta such that m​FmF is integral Γ\Gamma-affine for some m∈ℕ>0m\in\mathbb{N}_{>0} and such that F∘τF\circ\tau is θ\theta-psh. Note that the piecewise linear functions are not assumed to be affine on the edges of Δ\Delta. Since XX is a smooth projective curve and the de Rham class {θ}\{\theta\} is nef, it is clear that 𝒜\mathcal{A} is non-empty. We introduce the function F0:Δ→ℝF_{0}\colon\Delta\to\mathbb{R} defined by

F0:=supF∈𝒜F.\displaystyle F_{0}:=\sup_{F\in\mathcal{A}}F.

By (3.2), we get that Pθ​(0)=F0∘τ{P}_{\theta}(0)=F_{0}\circ\tau. Hence we can reduce (i) to prove that F0F_{0} is affine on each edge of Δ\Delta.

Step 3. For F∈𝒜F\in\mathcal{A}, let L⁡(F):Δ→ℝL(F)\colon\Delta\to\mathbb{R} be the function which is affine on the edges of Δ\Delta and which agrees with FF on the set VV of vertices of Δ\Delta. As F≤0F\leq 0, we deduce immediately L⁡(F)≤0L(F)\leq 0. Since F∘τF\circ\tau is θ\theta-psh, Proposition 3.7 shows that FF is convex on each edge of Δ\Delta and hence F≤L⁡(F)F\leq L(F).

By passing from FF to L⁡(F)L(F), the slopes do not decrease in the vertices and using that F∘τF\circ\tau is θ\theta-psh, it follows from Proposition 3.7 that L⁡(F)∘τL(F)\circ\tau is θ\theta-psh as well.

The slopes of the function L⁡(F)L(F) might be non-rational. However, we can approximate the slopes of L⁡(F)L(F) in a rational way at any vertex and thus for any ε>0\varepsilon>0 we find a piecewise linear function Lε​(F)L_{\varepsilon}(F) on Δ\Delta such that

  1. (i)

    Lε​(F)L_{\varepsilon}(F) agrees with FF on VV.

  2. (ii)

    Lε​(F)L_{\varepsilon}(F) has rational slopes.

  3. (iii)

    Lε​(F)L_{\varepsilon}(F) is convex on the edges of Δ\Delta.

  4. (iv)

    Lε​(F)≥FL_{\varepsilon}(F)\geq F.

  5. (v)

    sup|Lε​(F)−L⁡(F)|<ε\sup|L_{\varepsilon}(F)-L(F)|<\varepsilon

We claim that Lε​(F)∈𝒜L_{\varepsilon}(F)\in\mathcal{A}. It follows from (ii) that m​Lε​(F)mL_{\varepsilon}(F) is integral Γ\Gamma-affine for some m∈ℕ>0m\in\mathbb{N}_{>0}. Since FF and L⁡(F)L(F) agree on VV, it is clear from (i) and (iii) that Lε​(F)≤L⁡(F)≤0L_{\varepsilon}(F)\leq L(F)\leq 0. To show that Lε​(F)∘τL_{\varepsilon}(F)\circ\tau is θ\theta-psh, we use the slope criterion from Proposition 3.7. Note that (3.1) is fulfilled in the interior of each edge of Δ\Delta by (iii). In a vertex of Δ\Delta, the inequality (3.1) is satisfied by using the corresponding inequality for FF, (i) and (iv). This proves Lε​(F)∈𝒜L_{\varepsilon}(F)\in\mathcal{A}. As a consequence we find

(3.3) F0=supF∈𝒜F=supF∈𝒜Lε​(F)=supF∈𝒜L⁡(F).\displaystyle F_{0}=\sup_{F\in\mathcal{A}}F=\sup_{F\in\mathcal{A}}L_{\varepsilon}(F)=\sup_{F\in\mathcal{A}}L(F).

Step 4. We claim F0=L⁡(F0)F_{0}=L(F_{0}). First note that since the max\max of convex functions in convex, F0F_{0} is convex on each edge of Δ\Delta, thus F0≤L⁡(F0)F_{0}\leq L(F_{0}).

We pick an ε>0\varepsilon>0. For any v∈Vv\in V, there is fv∈𝒜f_{v}\in\mathcal{A} with fv​(v)>L⁡(F0)​(v)−εf_{v}(v)>L(F_{0})(v)-\varepsilon. It follows from [GM16, Prop. 3.12] that the maximum of two θ\theta-psh model functions is again a θ\theta-psh model function. Using 2.5, we conclude that 𝒜\mathcal{A} is closed under the operation max\max. Thus L⁡(max⁡{fv∣v∈V})∈𝒜L(\max\{f_{v}\mid v\in V\})\in\mathcal{A} is in ε\varepsilon-distance to L⁡(F0)L(F_{0}) at every vertex of Δ\Delta and hence at every point of Δ\Delta. As ε>0\varepsilon>0 can be chosen arbitrarily small, (3.3) yields L⁡(F0)≤F0L(F_{0})\leq F_{0} and hence we get Step 4. Note that Step 4 proves (i).

Step 5. In the case Γ⊂ℚ\Gamma\subset\mathbb{Q}, we have L⁡(F)∈𝒜L(F)\in\mathcal{A} for F∈𝒜F\in\mathcal{A}. Indeed, we note that in this special case the edges have rational lengths and FF takes rational values at VV. We deduce from Proposition 3.5 that L⁡(F)∘τL(F)\circ\tau is a model function. Let ℬ\mathcal{B} be the set of F∈𝒜F\in\mathcal{A} such that FF is affine on every edge of Δ\Delta. For F∈𝒜F\in\mathcal{A} we thus have L⁡(F)∈ℬL(F)\in\mathcal{B} which shows via (3.3) that we might restrict the sup\sup to ℬ\mathcal{B} in the definition of F0F_{0}. Recall that VV is the set of vertices of Δ\Delta. Since the edge lengths of Δ\Delta are rational, the map Ψ:ℬ→ℝV\Psi\colon\mathcal{B}\to\mathbb{R}^{V} defined by Ψ⁡(F)=(F⁡(v))v∈V\Psi(F)=(F(v))_{v\in V} identifies ℬ\mathcal{B} with the rational points of a rational polyhedron in ℝV\mathbb{R}^{V} defined by the linear inequalities of Proposition 3.7. Note that by affineness on the edges, we need to check the slope inequalities only at the vertices. If a rational linear form φ\varphi is bounded from above on a rational polyhedron PP, then φ|P\varphi|_{P} achieves its maximum in a rational point. Hence there exists G∈ℬG\in\mathcal{B} such that

(3.4) ∑v∈VG⁡(v)=maxF∈ℬ⁡(∑v∈VF⁡(v)).\displaystyle\sum_{v\in V}G(v)=\max_{F\in\mathcal{B}}\left(\sum_{v\in V}F(v)\right).

We claim that G=F0G=F_{0}. Considering F∈ℬF\in\mathcal{B}, we get max⁡(G,F)∈𝒜\max(G,F)\in\mathcal{A} by Step 4 and hence H′≔L⁡(max⁡(G,F))∈ℬH^{\prime}\coloneqq L(\max(G,F))\in\mathcal{B}. Hence H′≥GH^{\prime}\geq G, H′≥FH^{\prime}\geq F and H′∈ℬH^{\prime}\in\mathcal{B}. But by (3.4) we deduce that for v∈Vv\in V we have H′​(v)=G​(v)H^{\prime}(v)=G(v). Since functions in ℬ\mathcal{B} are determined by their values on VV, we have H′=GH^{\prime}=G. Hence G≥FG\geq F, whence G=F0G=F_{0}. It follows that Pθ​(0)=F0∘τ=G∘τP_{\theta}(0)=F_{0}\circ\tau=G\circ\tau is a θ\theta-psh function proving (ii). ∎

Proof of Theorem 3.1.

By Proposition 2.9 (viii) it is enough to prove the continuity of Pθ​(u){P}_{\theta}(u). By the semistable reduction theorem [BL85, §7], there is a finite field extension K′/KK^{\prime}/K such that X′≔X⊗KK′X^{\prime}\coloneqq X\otimes_{K}K^{\prime} has a strictly semistable model 𝒳′\mathscr{X}^{\prime} with θ′≔q∗​θ\theta^{\prime}\coloneqq q^{*}\theta determined on 𝒳′\mathscr{X}^{\prime}, where q:X′→Xq\colon X^{\prime}\to X is the canonical map. It follows from Proposition 3.10 that Pθ′​(u∘q){P}_{\theta^{\prime}}(u\circ q) is continuous. We know from Lemma 2.11 that

Pθ′​(u∘q)=q∗​(Pθ​(u)).\displaystyle{P}_{\theta^{\prime}}(u\circ q)=q^{*}({P}_{\theta}(u)).

By [Ber90, Prop. 1.3.5], the topological space of Xan{X^{{\mathrm{an}}}} is the quotient of (X′)an(X^{\prime})^{\rm an} by the automorphism group of K′/KK^{\prime}/K. We conclude that Pθ​(u){P}_{\theta}(u) is continuous. ∎

In the following, we consider an ample line bundle LL on the projective smooth curve XX over KK.

Recall that we have defined the semipositive envelope P(∥∥){P}(\|\ \|) of a continuous metric ∥⁣∥{\|\ \|} on LanL^{{\mathrm{an}}} in (1.2).

Corollary 3.11.

Assume that Γ⊂ℚ\Gamma\subset\mathbb{Q}. Let ∥⁣∥\|\ \| be a model metric on LL. Then P(∥∥){P}(\|\ \|) is a semipositive model metric on LL.

Proof.

By definition, we have P(∥∥)=∥∥e−Pθ​(0){P}(\|\ \|)=\|\ \|e^{-{P}_{\theta}(0)} for θ≔c1(L,∥∥)\theta\coloneqq c_{1}(L,\|\ \|), hence the claim follows from Proposition 3.10. ∎

From now on, we assume that KK is discretely valued. The goal is to prove some rationality results for the non-archimedean volumes on the line bundle LL of the smooth projective curve XX over KK. Non-archimedean volumes vol(L,∥∥1,∥∥2)\vol(L,{\|\ \|}_{1},{\|\ \|}_{2}) with respect to continuous metrics ∥∥1,∥∥2{\|\ \|}_{1},{\|\ \|}_{2} on LanL^{{\mathrm{an}}} are analogues of volumes vol⁡(L)\vol(L) in algebraic geometry. We refer to [BGJKM16, Def. 4.1.2] for the precise definition. By the Riemann–Roch theorem, vol⁡(L)∈ℚ\vol(L)\in\mathbb{Q} in the special case of curves. We will show a similar result about non-archimedean volumes.

Corollary 3.12.

Let KK be a field endowed with a complete discrete valuation with value group Γ⊂ℚ\Gamma\subset\mathbb{Q}. Let ∥∥1\|\ \|_{1} and ∥∥2\|\ \|_{2} be two model metrics on the line bundle LL of the smooth projective curve XX over KK. Then vol(L,∥∥1,∥∥2)∈ℚ\vol(L,\|\ \|_{1},\|\ \|_{2})\in\mathbb{Q}.

Proof.

If deg⁡(L)≤0\deg(L)\leq 0, then it is clear from the definition that vol(L,∥∥1,∥∥2)=0\vol(L,\|\ \|_{1},\|\ \|_{2})=0. So we may assume that LL is ample. We need the energy E(L,∥∥1,∥∥2)E(L,{\|\ \|}_{1},{\|\ \|}_{2}) with respect to continuous semipositive metrics ∥∥1,∥∥2{\|\ \|}_{1},{\|\ \|}_{2} on LanL^{{\mathrm{an}}} introduced in [BGJKM16, Def. 2.4.4]. By Corollary 3.11, the envelopes P(∥∥1){P}({\|\ \|}_{1}) and P(∥∥2){P}({\|\ \|}_{2}) are semipositive model metrics on LanL^{{\mathrm{an}}}. In particular, they are continuous and hence it follows from [BGJKM16, Cor. 6.2.2] that

vol(L,∥∥1,∥∥2)=E(L,P(∥∥1),P(∥∥2)).\displaystyle\vol(L,{\|\ \|}_{1},{\|\ \|}_{2})=E(L,{P}({\|\ \|}_{1}),{P}({\|\ \|}_{2})).

In the case of semipositive model metrics associated to line bundles ℒ1,ℒ2\mathscr{L}_{1},\mathscr{L}_{2} on a K∘{K^{\circ}}-model 𝒳\mathscr{X}, our assumption Γ⊂ℚ\Gamma\subset\mathbb{Q} yields that the energy is defined as a ℚ\mathbb{Q}-linear combination of intersection numbers of the line bundles ℒ1,ℒ2\mathscr{L}_{1},\mathscr{L}_{2} on 𝒳\mathscr{X} proving the claim. ∎

Remark 3.13.

When dim(X)≥3\dim(X)\geq 3, there are varieties with line bundles LL such that vol⁡(L)\vol(L) is irrational (see [ELMN05, Example 2.2] or [Laz04, Example 2.3.8]). Hence with our definition and normalization of non-archimedean volumes, we get for a model metric ∥⁣∥\|\ \| that vol(L,∥∥,eλ∥∥)=vol(L)λ\vol(L,\|\ \|,e^{\lambda}\|\ \|)=\vol(L)\lambda which produces irrational non-archimedean volumes. The following natural questions remain open:

  1. (i)

    What happens in dimension two? Are non-archimedean volumes rational? Note that by Zariski decomposition, vol⁡(L)\vol(L) is rational then (see for instance [Laz04, Cor. 2.3.22]).

  2. (ii)

    If we normalize our non-archimedean volumes by vol⁡(L)\vol(L), can we find an example of some model metrics ∥⁣∥\|\ \| and ∥∥′\|\ \|^{\prime} with irrational vol(L,∥∥,∥∥′)\vol(L,\|\ \|,\|\ \|^{\prime})? The idea is to avoid the trivial example above.

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