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7. Uniform convergence to the envelope of the zero function [039L]

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7. Uniform convergence to the envelope of the zero function

Let KK be a complete discretely valued field of positive characteristic p>0p>0. Let XX be a smooth projective variety over KK, LL an ample line bundle on XX, and (𝒳,β„’)(\mathscr{X},\mathscr{L}) a model of (X,L)(X,L) over K∘K^{\circ}. For mβˆˆβ„•>0m\in\mathbb{N}_{>0} let π”žm\mathfrak{a}_{m} denote the mm-th base ideal of β„’\mathscr{L} as in (2.3).

Assumption 7.1.

There exist a normal affine variety BB over a perfect field kk, a codimension one point b∈B(1)b\in B^{(1)}, a projective regular integral scheme 𝒳B\mathscr{X}_{B} over BB, and line bundles β„’B\mathscr{L}_{B} and π’œB\mathcal{A}_{B} over 𝒳B\mathscr{X}_{B} such that there exist

  1. (i)

    a flat morphism h:{Spec}⁑Kβˆ˜β†’{Spec}⁑π’ͺB,bβ†’Bh\colon\Spec K^{\circ}\to\Spec\mathcal{O}_{B,b}\to B,

  2. (ii)

    an isomorphism 𝒳BβŠ—B{Spec}⁑Kβˆ˜β†’βˆΌπ’³\mathscr{X}_{B}\otimes_{B}\Spec K^{\circ}\stackrel{{\scriptstyle\sim}}{{\to}}\mathscr{X},

  3. (iii)

    an isomorphism hβˆ—β€‹β„’Bβ†’βˆΌβ„’h^{*}\mathscr{L}_{B}\stackrel{{\scriptstyle\sim}}{{\to}}\mathscr{L} over the isomorphism in (ii),

  4. (iv)

    and an isomorphism π’œB|𝒳B,Ξ·β†’βˆΌβ„’B|𝒳B,Ξ·\mathcal{A}_{B}|_{\mathscr{X}_{B,\eta}}\stackrel{{\scriptstyle\sim}}{{\to}}\mathscr{L}_{B}|_{\mathscr{X}_{B,\eta}} where Ξ·\eta is the generic point of BB and the line bundle π’œB\mathcal{A}_{B} on 𝒳B\mathscr{X}_{B} is ample.

Usually we read all the isomorphisms above as identifications.

Note that all relevant information in Assumption 7.1 is over the discrete valuation ring π’ͺB,b\mathcal{O}_{B,b}. The next remark makes this statement precise and gives an equivalent local way to formulate this assumption.

Remark 7.2.

Suppose that 𝒳\mathscr{X} and β„’\mathscr{L} are defined over a subring RR of K∘{K^{\circ}} by a line bundle β„’R\mathscr{L}_{R} on a projective regular integral scheme 𝒳R\mathscr{X}_{R} over RR. We assume furthermore that RR is a discrete valuation ring which is defined geometrically by a dd-dimensional normal variety BB over a field kk, i.e. there exist b∈B(1)b\in B^{(1)} and an isomorphism h:Rβ†’βˆΌπ’ͺB,bh\colon R\stackrel{{\scriptstyle\sim}}{{\to}}\mathcal{O}_{B,b}. We read the isomorphism hh as an identification. Then Assumption 7.1 is equivalent to the existence of data (R,k,B,b,h,𝒳R,β„’R)(R,k,B,b,h,\mathscr{X}_{R},\mathscr{L}_{R}) as above assuming furthermore that the field kk is perfect and the restriction of β„’R\mathscr{L}_{R} to the generic fiber 𝒳R,Ξ·\mathscr{X}_{R,\eta} over RR extends to an ample line bundle π’œR\mathcal{A}_{R} on 𝒳R\mathscr{X}_{R}.

One direction of the equivalence is clear by base change from BB to {Spec}⁑π’ͺB,b\Spec\mathcal{O}_{B,b}. On the other hand, replacing BB by an open affine neighbourhood of bb, it is clear by [EGAIV, Cor.Β 9.6.4] that π’œR\mathcal{A}_{R} extends to an ample line bundle π’œB\mathcal{A}_{B} on a projective integral scheme 𝒳B\mathscr{X}_{B} over BB and that β„’R\mathscr{L}_{R} extends to a line bundle β„’B\mathscr{L}_{B} on 𝒳B\mathscr{X}_{B}. Since the regular locus of 𝒳B\mathscr{X}_{B} is open [GW10, Cor.Β 12.52] and since the fiber of 𝒳B\mathscr{X}_{B} over bb is contained in the regular locus, we may assume that 𝒳B\mathscr{X}_{B} is also regular by shrinking BB again.

Theorem 7.3.

Let ΞΈ\theta be defined by the line bundle β„’\mathscr{L}. If the pair (𝒳,β„’)(\mathscr{X},\mathscr{L}) satisfies Assumption 7.1, then (mβˆ’1​log⁑|π”žm|)mβˆˆβ„•>0({m}^{-1}\log|\mathfrak{a}_{m}|)_{m\in\mathbb{N}_{>0}} is a sequence of ΞΈ\theta-psh model functions which converges uniformly on XanX^{\mathrm{an}} to Pθ​(0){P}_{\theta}(0).

If the field KK has equicharacteristic zero, this result was proven by Boucksom, Favre, and Jonsson [BFJ16a, Thm.Β 8.5] without Assumption 7.1. We will follow their strategy of proof replacing the use of multiplier ideals by the use of test ideals. The required results about test ideals are gathered in Section 4.

Proof.

We start with the observation that we have

(7.1) Γ⁑(𝒳B,β„’BβŠ—m)β‰ 0\Gamma(\mathscr{X}_{B},\mathscr{L}_{B}^{\otimes m})\neq 0

for some m>0m>0. In fact we have

Γ⁑(𝒳B,β„’BβŠ—m)βŠ—RKβŸΆβˆΌΞ“β‘(X,LβŠ—m)β‰ 0\Gamma(\mathscr{X}_{B},\mathscr{L}_{B}^{\otimes m})\otimes_{R}K\stackrel{{\scriptstyle\sim}}{{\longrightarrow}}\Gamma(X,L^{\otimes m})\neq 0

by flat base change and the ampleness of LL for some m>0m>0.

We have a cartesian diagram

𝒳\textstyle{\mathscr{X}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}g\scriptstyle{g}𝒳B\textstyle{\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\mathscr{X}_{B}}{Spec}⁑K∘\textstyle{\Spec K^{\circ}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}h\scriptstyle{h}B\textstyle{B\ignorespaces\ignorespaces\ignorespaces\ignorespaces}{Spec}⁑k.\textstyle{\Spec k.}

We observe that 𝒳B\mathscr{X}_{B} is a smooth variety over the perfect field kk and write

π”žB,m=Im​(H0​(𝒳B,β„’BβŠ—m)βŠ—kβ„’BβŠ—βˆ’mβ†’π’ͺ𝒳B){\mathfrak{a}}_{B,m}=\mbox{Im}\bigl(H^{0}({{\mathscr{X}}}_{B},{\mathscr{L}}_{B}^{\otimes m})\otimes_{k}{\mathscr{L}}_{B}^{\otimes-m}\to{\mathcal{O}}_{{{\mathscr{X}}}_{B}}\bigr)

for the mm-th base ideal of β„’B\mathscr{L}_{B}. Consider the ideal gβˆ’1​(π”žB,m)β‹…π’ͺ𝒳g^{-1}({\mathfrak{a}}_{B,m})\cdot{\mathcal{O}}_{{\mathscr{X}}} in π’ͺ𝒳{\mathcal{O}}_{{{\mathscr{X}}}} generated by gβˆ’1​(π”žB,m)g^{-1}({\mathfrak{a}}_{B,m}). We have gβˆ’1​(π”žB,m)β‹…π’ͺ𝒳=gβˆ—β€‹π”žB,mg^{-1}({\mathfrak{a}}_{B,m})\cdot{\mathcal{O}}_{{\mathscr{X}}}=g^{*}{\mathfrak{a}}_{B,m} as gg is flat. Sections of π”žm{\mathfrak{a}}_{m} are locally of the form sβ‹…tβˆ’1s\cdot t^{-1} where sβˆˆΞ“β‘(𝒳,β„’βŠ—m)s\in\Gamma({{\mathscr{X}}},{\mathscr{L}}^{\otimes m}) is a global section and tt is a local section of β„’βŠ—m{\mathscr{L}}^{\otimes m}. Flat base change [Har77, Prop.Β III.9.3] gives

H0​(𝒳,β„’βŠ—m)=H0​(𝒳B,β„’BβŠ—m)βŠ—RK∘.H^{0}(\mathscr{X},\mathscr{L}^{\otimes m})=H^{0}(\mathscr{X}_{B},\mathscr{L}_{B}^{\otimes m})\otimes_{R}K^{\circ}.

Hence the formation of base ideals is compatible with base change, i.e.Β we have

(7.2) π”žm=gβˆ’1​(π”žB,m)β‹…π’ͺ𝒳=gβˆ—β€‹π”žB,m{\mathfrak{a}}_{m}=g^{-1}({\mathfrak{a}}_{B,m})\cdot{\mathcal{O}}_{{\mathscr{X}}}=g^{*}{\mathfrak{a}}_{B,m}

for all mβˆˆβ„•>0m\in\mathbb{N}_{>0}.

The family π”žB,βˆ™=(π”žB,m)m>0{\mathfrak{a}}_{B,\bullet}=({\mathfrak{a}}_{B,m})_{m>0} defines a graded sequence of ideals in the sense of Section 4. Let π”ŸB,m:=τ⁑(π”žB,βˆ™m){\mathfrak{b}}_{B,m}:=\tau({\mathfrak{a}}_{B,\bullet}^{m}) denote the associated asymptotic test ideal of exponent mm. Motivated by (7.2) we define

π”Ÿm:=gβˆ’1β€‹π”ŸB,mβ‹…π’ͺ𝒳=gβˆ—β€‹π”ŸB,m{\mathfrak{b}}_{m}:=g^{-1}{\mathfrak{b}}_{B,m}\cdot{\mathcal{O}}_{{{\mathscr{X}}}}=g^{*}{\mathfrak{b}}_{B,m}

as the ideal in π’ͺ𝒳{{\mathcal{O}}_{{\mathscr{X}}}} generated by π”ŸB,m.{\mathfrak{b}}_{B,m}. These ideals have the following properties:

  1. (a)

    We have π”žmβŠ‚π”Ÿm\mathfrak{a}_{m}\subset\mathfrak{b}_{m} for all mβˆˆβ„•>0m\in\mathbb{N}_{>0}.

  2. (b)

    We have π”Ÿm​lβŠ‚π”Ÿml\mathfrak{b}_{ml}\subset\mathfrak{b}_{m}^{l} for all l,mβˆˆβ„•>0l,m\in\mathbb{N}_{>0}.

  3. (c)

    There is m0β‰₯0m_{0}\geq 0 such that π’œβŠ—m0βŠ—β„’βŠ—mβŠ—π”Ÿm\mathcal{A}^{\otimes m_{0}}\otimes\mathscr{L}^{\otimes m}\otimes\mathfrak{b}_{m} is globally generated for all m>0m>0.

Properties (a) and (b) follow from the corresponding properties of π”žB,m\mathfrak{a}_{B,m} and π”ŸB,m\mathfrak{b}_{B,m} mentioned in (4.5), (4.6), and (4.7) if we observe (7.2).

Property (c) is a consequence of the generalization of Mustaţă’s uniform generation property given in Theorem 4.6. Write β„’B=π’ͺ⁑(D){\mathscr{L}}_{B}={\mathcal{O}}(D) for some divisor DD on 𝒳B{{\mathscr{X}}}_{B} and choose a divisor HH on 𝒳B{{\mathscr{X}}}_{B} such that π’ͺ⁑(H){\mathcal{O}}(H) is ample and globally generated. Fix d>dim𝒳Bd>\dim{{\mathscr{X}}}_{B} and a canonical divisor K𝒳B/kK_{{{\mathscr{X}}}_{B}/k} on the smooth kk-variety 𝒳B{{\mathscr{X}}}_{B}. As π’œB\mathcal{A}_{B} is ample we find some m0βˆˆβ„•m_{0}\in\mathbb{N} such that π’œBβŠ—m0βŠ—π’ͺ⁑(βˆ’KX/kβˆ’d​H)\mathcal{A}_{B}^{\otimes m_{0}}\otimes\mathcal{O}(-K_{X/k}-dH) is globally generated. Given mβˆˆβ„•>0m\in\mathbb{N}_{>0} we put E:=m​DE:=mD. Since β„’B\mathscr{L}_{B} satisfies (7.1), for any mβˆˆβ„•>0m\in\mathbb{N}_{>0} we may use E:=m​DE:=mD and Ξ»:=m\lambda:=m in Theorem 4.6 to see that the sheaf

π’ͺ⁑(K𝒳B/k+d​H)βŠ—β„’BβŠ—mβŠ—π”ŸB,m\displaystyle\mathcal{O}(K_{{{\mathscr{X}}}_{B}/k}+dH)\otimes\mathscr{L}_{B}^{\otimes m}\otimes\mathfrak{b}_{B,m}

is globally generated. As a consequence, our choice of m0m_{0} implies that π’œBβŠ—m0βŠ—β„’BβŠ—mβŠ—π”ŸB,m\mathcal{A}_{B}^{\otimes m_{0}}\otimes\mathscr{L}_{B}^{\otimes m}\otimes\mathfrak{b}_{B,m} is globally generated. Base change to K∘K^{\circ} proves (c).

Now we follow the proof of [BFJ16a, Thm.Β 8.5]. Step 1 of loc.Β cit.Β holds not only on quasi-monomial points of Xan{X^{{\mathrm{an}}}}, but pointwise on the whole Xan{X^{{\mathrm{an}}}} using Proposition 2.10 and our different definition of Pθ​(0)P_{\theta}(0). Then Step 2 of loc.Β cit.Β works in our setting using properties (a), (b), and (c) above. The only difference is that all inequalities hold immediately on Xan{X^{{\mathrm{an}}}} and not only on the quasi-monomial points of Xan{X^{{\mathrm{an}}}}. ∎

Corollary 7.4.

Let XX be a smooth nn-dimensional projective variety over KK with a closed (1,1)(1,1)-form ΞΈ\theta. Let β„’\mathscr{L} be a line bundle on a K∘{K^{\circ}}-model 𝒳\mathscr{X} of XX defining ΞΈ\theta and with L=β„’|XL=\mathscr{L}|_{X} ample. We assume that (𝒳,β„’)(\mathscr{X},\mathscr{L}) is the base change of (𝒳R,β„’R)(\mathscr{X}_{R},\mathscr{L}_{R}) for a line bundle β„’R\mathscr{L}_{R} of a projective integral scheme 𝒳R\mathscr{X}_{R} over a subring RR of K∘{K^{\circ}} and that RR is a discrete valuation ring defined geometrically by a dd-dimensional normal variety BB over a perfect field kk (as in Remark 7.2). If resolution of singularities holds over kk in dimension d+nd+n, then Pθ​(0){P}_{\theta}(0) is a uniform limit of ΞΈ\theta-psh model functions and hence Pθ​(0){P}_{\theta}(0) is continuous on Xan{X^{{\mathrm{an}}}}.

Proof.

It follows from our assumptions that XX is base change of the generic fiber 𝒳R,Ξ·\mathscr{X}_{R,\eta} of 𝒳R/R\mathscr{X}_{R}/R to KK. Since XX is smooth, we conclude that 𝒳R,Ξ·\mathscr{X}_{R,\eta} is smooth as well [EGAIV, Cor.Β 17.7.3]. By Proposition 2.9(vii), it is enough to prove the claim for any positive multiple of ΞΈ\theta. Using this and Lemma 7.5 below, we see that by passing to dominant models, we may assume that 𝒳R\mathscr{X}_{R} is regular and that the restriction of β„’R\mathscr{L}_{R} to 𝒳R,Ξ·\mathscr{X}_{R,\eta} extends to an ample line bundle on 𝒳R\mathscr{X}_{R}. By Remark 7.2, these conditions are equivalent to Assumption 7.1 and hence the claim follows from Theorem 7.3. ∎

Lemma 7.5.

Let RR be a discrete valuation ring which is defined geometrically by a dd-dimensional normal variety BB over the field kk (as in Remark 7.2). Let 𝒳R\mathscr{X}_{R} be a projective integral scheme over RR with nn-dimensional regular generic fiber X′≔𝒳R,Ξ·X^{\prime}\coloneqq\mathscr{X}_{R,\eta}. We assume that resolution of singularities holds over kk in dimension d+nd+n. Then for any ample line bundle Lβ€²L^{\prime} on Xβ€²X^{\prime}, there exists mβˆˆβ„•>0m\in\mathbb{N}_{>0} and an ample extension β„’Rβ€²\mathscr{L}_{R}^{\prime} of (Lβ€²)βŠ—m(L^{\prime})^{\otimes m} to a regular RR-model 𝒳Rβ€²\mathscr{X}_{R}^{\prime} of Xβ€²X^{\prime} with a projective morphism 𝒳R′→𝒳R\mathscr{X}_{R}^{\prime}\to\mathscr{X}_{R} over RR extending the identity on Xβ€²X^{\prime}.

Proof.

The proof proceeds in three steps. First, we use a result of LΓΌtkebohmert about vertical blowing ups to show that Lβ€²L^{\prime} may be assumed to extend to an ample line bundle β„‹\mathscr{H} on 𝒳R\mathscr{X}_{R}. In a second step, we show that 𝒳R\mathscr{X}_{R} may be also assumed to be semi-factorial by a theorem of PΓ©pin. In a third step, we use resolution of singularities to construct our desired regular model 𝒳Rβ€²\mathscr{X}_{R}^{\prime}.

Step 1: Replacing Lβ€²L^{\prime} by a positive tensor power, we may assume that Lβ€²L^{\prime} has an ample extension β„‹R\mathscr{H}_{R} to a projective RR-model 𝒴R{\mathscr{Y}}_{R}. There is a blow up Ο€:𝒡R→𝒴R\pi:\mathscr{Z}_{R}\to{\mathscr{Y}}_{R} in an ideal sheaf π’₯\mathcal{J} supported in the special fiber of 𝒴R{\mathscr{Y}}_{R} such that the identity on Xβ€²X^{\prime} extends to a morphism 𝒡R→𝒳R\mathscr{Z}_{R}\to\mathscr{X}_{R} [LΓΌ93, Lemma 2.2]. Then Ο€βˆ’1​(π’₯)=π’ͺ𝒡R/𝒴R​(1)\pi^{-1}(\mathcal{J})=\mathcal{O}_{\mathscr{Z}_{R}/{\mathscr{Y}}_{R}}(1) and hence there is β„“βˆˆβ„•>0\ell\in\mathbb{N}_{>0} such that Ο€βˆ—β€‹(β„‹βŠ—β„“)βŠ—π’ͺ𝒡R/𝒴R​(1)\pi^{*}(\mathscr{H}^{\otimes\ell})\otimes\mathcal{O}_{\mathscr{Z}_{R}/{\mathscr{Y}}_{R}}(1) is ample [Har77, Prop.Β II.7.10]. We conclude that by replacing 𝒳R\mathscr{X}_{R} by 𝒡R\mathscr{Z}_{R} and by passing to a positive tensor power of Lβ€²L^{\prime}, we may assume that Lβ€²L^{\prime} has an ample extension β„‹R\mathscr{H}_{R} to 𝒳R\mathscr{X}_{R}. This completes the first step.

Step 2: By a result of PΓ©pin [PΓ©13, Thm.Β 3.1], there is a a blowing-up morphism Ο€β€²:𝒡R′→𝒳R\pi^{\prime}\colon\mathscr{Z}_{R}^{\prime}\to\mathscr{X}_{R} centered in the special fiber of 𝒳R\mathscr{X}_{R} such that 𝒡Rβ€²\mathscr{Z}_{R}^{\prime} is semi-factorial. The latter means that every line bundle on the generic fiber 𝒡R,Ξ·β€²\mathscr{Z}_{R,\eta}^{\prime} of 𝒡Rβ€²\mathscr{Z}_{R}^{\prime} over RR extends to a line bundle on 𝒡Rβ€²\mathscr{Z}_{R}^{\prime}. Similarly as in the first step, we may assume that a positive tensor power of Lβ€²L^{\prime} extends to an ample line bundle on 𝒡Rβ€²\mathscr{Z}_{R}^{\prime}. Replacing 𝒳R\mathscr{X}_{R} by 𝒡Rβ€²\mathscr{Z}_{R}^{\prime} and Lβ€²L^{\prime} by this positive tensor power, we get the second step.

Step 3: We may assume that BB is affine. Using R=π’ͺB,bR=\mathcal{O}_{B,b} for some b∈B(1)b\in B^{(1)}, it is clear that 𝒳R\mathscr{X}_{R} extends to a projective integral scheme 𝒳B\mathscr{X}_{B} over BB. By using resolution of singularities over kk in dimension d+nd+n, there is a regular integral scheme 𝒳Bβ€²\mathscr{X}_{B}^{\prime} and a projective morphism Ο†B:𝒳B′→𝒳B\varphi_{B}\colon\mathscr{X}_{B}^{\prime}\to\mathscr{X}_{B} which is an isomorphism over the regular locus of 𝒳B\mathscr{X}_{B}. Since Xβ€²X^{\prime} is contained in the regular locus of 𝒳B\mathscr{X}_{B}, we conclude that Ο†B\varphi_{B} maps the generic fiber 𝒳B,Ξ·β€²\mathscr{X}_{B,\eta}^{\prime} of 𝒳Bβ€²\mathscr{X}_{B}^{\prime} over BB isomorphically onto Xβ€²=𝒳B,Ξ·X^{\prime}=\mathscr{X}_{B,\eta}. As usual, we read this isomorphism as an identification. Then we get an induced projective morphism

Ο†R:𝒳R′≔𝒳Bβ€²Γ—B{Spec}⁑(R)βŸΆπ’³R\varphi_{R}:\mathscr{X}_{R}^{\prime}\coloneqq\mathscr{X}_{B}^{\prime}\times_{B}{\Spec(R)}\longrightarrow\mathscr{X}_{R}

extending the identity on Xβ€²X^{\prime}. The same argument as in the first step gives mβˆˆβ„•>0m\in\mathbb{N}_{>0} such that

β„’R′≔φRβˆ—β€‹(β„‹RβŠ—m)βŠ—π’ͺ𝒳Rβ€²/𝒳R​(1)\mathscr{L}_{R}^{\prime}\coloneqq\varphi_{R}^{*}(\mathscr{H}_{R}^{\otimes m})\otimes\mathcal{O}_{\mathscr{X}_{R}^{\prime}/\mathscr{X}_{R}}(1)

is an ample line bundle on 𝒳Rβ€²\mathscr{X}_{R}^{\prime}. Let FF be the restriction of π’ͺ𝒳Rβ€²/𝒳R​(1)\mathcal{O}_{\mathscr{X}_{R}^{\prime}/\mathscr{X}_{R}}(1) to 𝒳R,Ξ·β€²=𝒳R,Ξ·=Xβ€²\mathscr{X}_{R,\eta}^{\prime}=\mathscr{X}_{R,\eta}=X^{\prime}. Then β„’Rβ€²\mathscr{L}_{R}^{\prime} is a model of (Lβ€²)βŠ—mβŠ—F(L^{\prime})^{\otimes m}\otimes F. To prove the lemma, we have to ensure that FF may be assumed to be π’ͺXβ€²\mathcal{O}_{X^{\prime}}. To do so, we use that 𝒳R\mathscr{X}_{R} is semi-factorial to extend FF to a line bundle β„±B\mathscr{F}_{B} on 𝒳R\mathscr{X}_{R}. Then we may replace π’ͺ𝒳Rβ€²/𝒳R​(1)\mathcal{O}_{\mathscr{X}_{R}^{\prime}/\mathscr{X}_{R}}(1) by π’ͺ𝒳Rβ€²/𝒳R​(1)βŠ—Ο†Rβˆ—β€‹(β„±βˆ’1)\mathcal{O}_{\mathscr{X}_{R}^{\prime}/\mathscr{X}_{R}}(1)\otimes\varphi_{R}^{*}(\mathscr{F}^{-1}) to deduce the claim. ∎

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