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4. Capacity and quasicontinuity [01AC]

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4. Capacity and quasicontinuity

Let ω∈𝒵1,1​(X)\omega\in\mathcal{Z}^{1,1}(X) be a closed (1,1)(1,1)-form with ample de Rham class {ω}∈N1​(X)\{\omega\}\in N^{1}(X). It is convenient to assume that {ω}n=1\{\omega\}^{n}=1, a harmless assumption by homogeneity. Let us further assume from now on that ω\omega is semipositive, that is, 𝐑⊂PSH⁡(X,ω)\mathbf{R}\subset\PSH(X,\omega).

In this section, we introduce a capacity that will be used to measure the size of subsets of XX. It is the analogue of the Monge-Ampère capacity introduced in [BT82] and adapted to the case of compact Kähler manifolds in [GZ05].

The Monge-Ampere operator of course also depends on the choice of ω\omega but we write

MA⁡(φ1,…,φn):=(ω+d​dc​φ1)∧⋯∧(ω+d​dc​φn)\MA(\varphi_{1},\dots,\varphi_{n}):=(\omega+dd^{c}\varphi_{1})\wedge\dots\wedge(\omega+dd^{c}\varphi_{n})

as well as MA⁡(φ):=MA⁡(φ,…,φ)=(ω+d​dc​φ)n\MA(\varphi):=\MA(\varphi,\dots,\varphi)=(\omega+dd^{c}\varphi)^{n} to simplify some of the formulas below.

Definition 4.1.

For any Borel set E⊆XE\subseteq X, set

Capω(E)=sup{∫EMA(φ)∣φ∈PSH(X,ω),−1≤φ≤0}.\Capa_{\omega}(E)=\sup\left\{\int_{E}\MA(\varphi)\mid\varphi\in\PSH(X,\omega),\,-1\leq\varphi\leq 0\right\}.

By Proposition 2.19 we have 0≤Capω⁡(E)≤{ω}n0\leq\Capa_{\omega}(E)\leq\{\omega\}^{n}. Note that if E1,E2,…E_{1},E_{2},\dots are Borel sets, then Capω⁡(⋃Ej)≤∑jCapω⁡(Ej)\Capa_{\omega}(\bigcup E_{j})\leq\sum_{j}\Capa_{\omega}(E_{j}).

The Monge-Ampère operator and the capacity of course depend on the choice of ω\omega, but we drop this dependence for notational simplicity.

Lemma 4.2.

If x∈Xx\in X is a divisorial point, then Capω⁡{x}>0\Capa_{\omega}\{x\}>0. As a consequence, every nonempty open subset of XX has strictly positive capacity.

Proof.

The second statement follows from the first since divisorial points are dense in XX, see §2.1. To prove the first statement, pick an SNC model 𝒳\mathcal{X} of XX such that x=xEx=x_{E} is associated to an irreducible component EωE_{\omega} of the special fiber. By [BFJ11, Proposition 5.2] there exists u∈𝒟⁡(X)u\in\mathcal{D}(X) determined on 𝒳\mathcal{X} such that −1≤u≤0-1\leq u\leq 0 and ω+d​dc​u\omega+dd^{c}u is determined by an ample class in N1​(𝒳/S)N^{1}(\mathcal{X}/S). Then Capω⁡{x}≥MA⁡(u)​{x}=bE​((ω+d​dc​u)|E)n>0\Capa_{\omega}\{x\}\geq\MA(u)\{x\}=b_{E}((\omega+dd^{c}u)|_{E})^{n}>0, see §2.7. ∎

The next two propositions are the main results of this section.

Proposition 4.3.

If φ\varphi is a bounded ω\omega-psh function then for each ε>0\varepsilon>0 there exists an open subset G⊆XG\subseteq X with Capω⁡(G)<ε\Capa_{\omega}(G)<\varepsilon and a decreasing sequence (φm)m=1∞(\varphi_{m})_{m=1}^{\infty} of ω\omega-psh model functions that converges uniformly to φ\varphi on GcG^{c}. In particular, φ\varphi is continuous on GcG^{c}.

Definition 4.4.

A function h:X→𝐑h:X\to\mathbf{R} is said to be quasicontinuous iff it is continuous outside sets of arbitrarily small capacity.

The previous result can be thus rephrased by saying that bounded ω\omega-psh functions are quasicontinuous.

Using the same technique we shall replace nets by sequences in the regularization result for ω\omega-psh functions (Theorem 2.11). While not crucial, this result is psychologically satisfying and does simplify the proof of Corollary 7.3 below.

Proposition 4.5.

Any ω\omega-psh function φ\varphi is the limit of a decreasing sequence (φm)m=1∞(\varphi_{m})_{m=1}^{\infty} of ω\omega-psh model functions.

The rest of this section is devoted to the proof of these two propositions. First we state and prove two estimates on special Monge-Ampère integrals.

Lemma 4.6.

The Monge-Ampère measure of any bounded ω\omega-psh is linearly bounded by the capacity. More precisely, if uu is an ω\omega-psh function such that −M≤u≤0-M\leq u\leq 0, where M≥1M\geq 1, then

MA⁡(u)≤Mn​Capω\MA(u)\leq M^{n}\Capa_{\omega}

on Borel sets.

Proof.

Given a Borel set E⊂XE\subset X we have

∫EMA⁡(u)=∫E(ω+d​dc​u)n≤∫E(M​ω+d​dc​u)n=Mn​∫E(ω+d​dc​uM)n≤Mn​Capω⁡(E).\int_{E}\MA(u)=\int_{E}(\omega+dd^{c}u)^{n}\leq\int_{E}(M\omega+dd^{c}u)^{n}=M^{n}\int_{E}(\omega+dd^{c}\frac{u}{M})^{n}\leq M^{n}\Capa_{\omega}(E).

Here the first inequality follows by writing M​ω+d​dc​u=(M−1)​ω+ω+d​dc​uM\omega+dd^{c}u=(M-1)\omega+\omega+dd^{c}u and expanding the Monge-Ampère measure by multilinearity. ∎

Lemma 4.7.

Suppose φ\varphi, ψ\psi and φ1,…,φn\varphi_{1},\dots,\varphi_{n} are bounded ω\omega-psh functions such that −M≤φ≤ψ≤0-M\leq\varphi\leq\psi\leq 0 and −M≤ui≤0-M\leq u_{i}\leq 0, where M≥1M\geq 1. Then

0≤∫(ψ−φ)​MA⁡(φ1,…,φn)≤4​M​(∫(ψ−φ)​MA⁡(φ2))12n.0\leq\int(\psi-\varphi)\MA(\varphi_{1},\dots,\varphi_{n})\leq 4M\left(\int(\psi-\varphi)\MA(\frac{\varphi}{2})\right)^{\frac{1}{2^{n}}}.
Proof.

After regularizing we may assume that all functions involved are model functions. Write, symbolically, T=(ω+d​dc​φ2)∧⋯∧(ω+d​dc​φn)T=(\omega+dd^{c}\varphi_{2})\wedge\dots\wedge(\omega+dd^{c}\varphi_{n}). Then

∫(ψ−φ)​MA⁡(φ1,…,φn)=∫(ψ−φ)​ω∧T+∫(ψ−φ)​d​dc​φ1∧T.\int(\psi-\varphi)\MA(\varphi_{1},\dots,\varphi_{n})=\int(\psi-\varphi)\omega\wedge T+\int(\psi-\varphi)\,dd^{c}\varphi_{1}\wedge T.

Since 0≤∫(ψ−φ)​ω∧T≤M0\leq\int(\psi-\varphi)\omega\wedge T\leq M, the first term in the right-hand side satisfies

∫(ψ−φ)​ω∧T≤M12​(∫(ψ−φ)​ω∧T)12.\int(\psi-\varphi)\omega\wedge T\leq M^{\frac{1}{2}}\left(\int(\psi-\varphi)\omega\wedge T\right)^{\frac{1}{2}}.

By the Cauchy-Schwarz inequality (Corollary 3.3), the second term is bounded by

(∫(ψ−φ)​d​dc​(φ−ψ)∧T)12​(∫(−φ1)​d​dc​φ1∧T)12\left(\int(\psi-\varphi)\,dd^{c}(\varphi-\psi)\wedge T\right)^{\frac{1}{2}}\left(\int(-\varphi_{1})\,dd^{c}\varphi_{1}\wedge T\right)^{\frac{1}{2}}

By the assumption that −M≤u1≤0-M\leq u_{1}\leq 0 and ∫ωn=1\int\omega^{n}=1 we have

0≤∫(−φ1)​d​dc​φ1∧T=∫φ1​ω∧T−∫φ1​(ω+d​dc​φ1)∧T≤M.0\leq\int(-\varphi_{1})\,dd^{c}\varphi_{1}\wedge T=\int\varphi_{1}\omega\wedge T-\int\varphi_{1}(\omega+dd^{c}\varphi_{1})\wedge T\leq M.

Similarly,

0≤∫(ψ−φ)​d​dc​(φ−ψ)∧T\displaystyle 0\leq\int(\psi-\varphi)\,dd^{c}(\varphi-\psi)\wedge T =∫(ψ−φ)​(ω+d​dc​φ)∧T−∫(ψ−φ)​(ω+d​dc​ψ)∧T\displaystyle=\int(\psi-\varphi)(\omega+dd^{c}\varphi)\wedge T-\int(\psi-\varphi)(\omega+dd^{c}\psi)\wedge T
≤∫(ψ−φ)​(ω+d​dc​φ)∧T.\displaystyle\leq\int(\psi-\varphi)(\omega+dd^{c}\varphi)\wedge T.

Putting this together, and using the concavity of the square root, we get

∫(ψ−φ)​MA⁡(φ1,…,φn)≤M12​((∫(ψ−φ)​ω∧T)12+(∫(ψ−φ)​(ω+d​dc​φ)∧T)12)≤2​M12​(∫(ψ−φ)​(ω+d​dc​φ2)∧T)12.\int(\psi-\varphi)\MA(\varphi_{1},\dots,\varphi_{n})\leq\\ M^{\frac{1}{2}}\left(\left(\int(\psi-\varphi)\omega\wedge T\right)^{\frac{1}{2}}+\left(\int(\psi-\varphi)(\omega+dd^{c}\varphi)\wedge T\right)^{\frac{1}{2}}\right)\\ \leq 2M^{\frac{1}{2}}\left(\int(\psi-\varphi)(\omega+dd^{c}\frac{\varphi}{2})\wedge T\right)^{\frac{1}{2}}.

The lemma follows (with the constant 4​M/(2​M)12n<4​M4M/(2M)^{\frac{1}{2^{n}}}<4M) by repeating this argument n−1n-1 times, successively replacing φ2,…,φn\varphi_{2},\dots,\varphi_{n} by φ/2\varphi/2. ∎

Proof of Proposition 4.3.

Let (φj)j(\varphi_{j})_{j} be a decreasing net of ω\omega-psh model functions converging to φ\varphi. We may assume that −M≤φj≤0-M\leq\varphi_{j}\leq 0 for all jj, where M≥1M\geq 1. For any ω\omega-psh function ψ\psi with −1≤ψ≤0-1\leq\psi\leq 0 it follows from Lemma 4.7 that

0≤∫(φj−φ)​MA⁡(ψ)≤4​M​(∫(φj−φ)​MA⁡(φ2))12n0\leq\int(\varphi_{j}-\varphi)\MA(\psi)\leq 4M\left(\int(\varphi_{j}-\varphi)\MA(\frac{\varphi}{2})\right)^{\frac{1}{2^{n}}}

and the right hand side tends to zero as j→∞j\to\infty by Theorem 3.1. It therefore follows from the definition of the capacity and from Chebyshev’s inequality that for each integer m≥1m\geq 1 there exists jmj_{m} such that the open set Gm:={φjm−φ>1m}G_{m}:=\{\varphi_{j_{m}}-\varphi>\frac{1}{m}\} has capacity 2−m​ε2^{-m}\varepsilon. We can then set G:=⋃mGmG:=\bigcup_{m}G_{m} and φm:=φjm\varphi_{m}:=\varphi_{j_{m}}. ∎

Proof of Proposition 4.5.

As above let (φj)j(\varphi_{j})_{j} be a decreasing net of ω\omega-psh model functions converging to φ\varphi. After adding a constant we may assume that φj≤0\varphi_{j}\leq 0 for all jj. For each integer m≥1m\geq 1, the net (max⁡{φj,−m})j(\max\{\varphi_{j},-m\})_{j} decreases to the bounded ω\omega-psh function max⁡{φ,−m}\max\{\varphi,-m\}. We can therefore choose jmj_{m} such that

(4.1) 0≤∫(max⁡{φjm,−m}−max⁡{φ,−m})​MA⁡(max⁡{φ,−m}2)≤(2​m)−2n+1.0\leq\int\left(\max\{\varphi_{j_{m}},-m\}-\max\{\varphi,-m\}\right)\MA\left(\frac{\max\{\varphi,-m\}}{2}\right)\leq(2m)^{-2^{n+1}}.

We may further assume jm+1≥jmj_{m+1}\geq j_{m} for all mm. Set φm:=φjm\varphi_{m}:=\varphi_{j_{m}}. We claim that the decreasing sequence (φm)m=1∞(\varphi_{m})_{m=1}^{\infty} converges to φ\varphi. By Theorem 2.10 it suffices to test this at any divisorial point x∈Xx\in X. We have 0≥φ⁡(x)>−∞0\geq\varphi(x)>-\infty and φm​(x)≥φ⁡(x)≥−m\varphi_{m}(x)\geq\varphi(x)\geq-m for m≥−φ⁡(x)≥0m\geq-\varphi(x)\geq 0. By (4.1), Lemma 4.7 and the definition of capacity we get

0≤(φm​(x)−φ⁡(x))​Capω​{x}≤1m0\leq(\varphi_{m}(x)-\varphi(x))\Capa_{\omega}\{x\}\leq\frac{1}{m}

for m≥|φ⁡(x)|m\geq|\varphi(x)|. Now Capω⁡{x}>0\Capa_{\omega}\{x\}>0 by Lemma 4.2, thus φm​(x)\varphi_{m}(x) converges to φ⁡(x)\varphi(x), which concludes the proof. ∎

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