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6. Energy [01AZ]

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6. Energy

Let ω\omega be a form as in §4 with {ω}n=1\{\omega\}^{n}=1. As in the complex case, it turns out that the non-Archimedean Monge-Ampère operator admits a primitive, i.e. a functional whose directional derivatives at a given φ\varphi are given by integration against MA⁡(φ)\MA(\varphi). Adapting [GZ07, BEGZ10] to our case we introduce and study this functional, as well as the resulting class of ω\omega-psh functions of finite energy. While such functions are unbounded in general, they behave from many points of view like bounded ω\omega-psh functions.

6.1. Energy of model functions

For any model function φ\varphi we set

(6.1) Eω​(φ)=1n+1​∑j=0n∫φ​(ω+d​dc​φ)j∧ωn−jE_{\omega}(\varphi)=\frac{1}{n+1}\sum_{j=0}^{n}\int\varphi(\omega+dd^{c}\varphi)^{j}\wedge\omega^{n-j}

and call Eω​(φ)E_{\omega}(\varphi) the energy of φ\varphi. It follows formally from an integration by parts argument, see Proposition 2.20 and [Tia00, Lemma 6.2] that if φ,ψ\varphi,\psi are any two model functions, then

(6.2) Eω​(ψ)−Eω​(φ)=1n+1​∑j=0n∫(ψ−φ)​(ω+d​dc​φ)j∧(ω+d​dc​ψ)n−j.E_{\omega}(\psi)-E_{\omega}(\varphi)=\frac{1}{n+1}\sum_{j=0}^{n}\int(\psi-\varphi)(\omega+dd^{c}\varphi)^{j}\wedge(\omega+dd^{c}\psi)^{n-j}.

Writing φt=(1−t)​φ+t​ψ\varphi_{t}=(1-t)\varphi+t\psi, and expanding Eω​(φt)−Eω​(φ)E_{\omega}(\varphi_{t})-E_{\omega}(\varphi) in tt leads to the following formulas for first and second derivatives of EωE_{\omega}:

(6.3) Eω′​(φ)⋅(ψ−φ)\displaystyle E^{\prime}_{\omega}(\varphi)\cdot(\psi-\varphi) =dd​t|t=0+​Eω​(φt)=∫(ψ−φ)​MA⁡(φ);\displaystyle=\frac{d}{dt}\bigg|_{t=0+}E_{\omega}(\varphi_{t})=\int(\psi-\varphi)\MA(\varphi);
(6.4) Eω′′​(φ)⋅(ψ−φ)\displaystyle E^{\prime\prime}_{\omega}(\varphi)\cdot(\psi-\varphi) =d2d​t2|t=0+​Eω​(φt)=n​∫(ψ−φ)​d​dc​(ψ−φ)​MA⁡(φ).\displaystyle=\frac{d^{2}}{dt^{2}}\bigg|_{t=0+}E_{\omega}(\varphi_{t})=n\,\int(\psi-\varphi)dd^{c}(\psi-\varphi)\MA(\varphi).
Proposition 6.1.

The restriction of EωE_{\omega} to the convex set PSH⁡(X,ω)∩𝒟⁡(X)\PSH(X,\omega)\cap\mathcal{D}(X) is concave, nondecreasing, and satisfies Eω​(φ+c)=Eω​(φ)+cE_{\omega}(\varphi+c)=E_{\omega}(\varphi)+c for any constant c∈𝐑c\in\mathbf{R}.

Proof.

Concavity follows from (6.4) and Proposition 2.21. Monotonicity is a consequence of (6.3), and the last equation follows from (6.2) since (ω+d​dc​φ)j∧ωn−j(\omega+dd^{c}\varphi)^{j}\wedge\omega^{n-j} is a probability measure for each jj thanks to Proposition 2.19 and the normalization {ω}n=1\{\omega\}^{n}=1. ∎

6.2. Energy of ω\omega-psh functions

For a general ω\omega-psh function φ\varphi we set

Eω(φ):=inf{Eω(ψ)∣ψ∈PSH(X,ω)∩𝒟(X),ψ≥φ}∈[−∞,+∞[.E_{\omega}(\varphi):=\inf\left\{E_{\omega}(\psi)\mid\psi\in\PSH(X,\omega)\cap\mathcal{D}(X),\psi\geq\varphi\right\}\in[-\infty,+\infty[.
Proposition 6.2.

The extension Eω:PSH(X,ω)→[−∞,+∞[E_{\omega}:\PSH(X,\omega)\to[-\infty,+\infty[\, is non-decreasing, concave, and satisfies Eω​(φ+c)=Eω​(φ)+cE_{\omega}(\varphi+c)=E_{\omega}(\varphi)+c for any c∈𝐑c\in\mathbf{R}. It is also upper semicontinuous, and continuous along decreasing nets

Proof.

That EωE_{\omega} is nondecreasing, concave and satisfies Eω​(φ+c)=Eω​(φ)+cE_{\omega}(\varphi+c)=E_{\omega}(\varphi)+c follows formally from Proposition 6.1 (using that PSH⁡(X,ω)∩𝒟⁡(X)\PSH(X,\omega)\cap\mathcal{D}(X) is convex and invariant under addition of a constant).

Upper semicontinuity is also a direct consequence of these algebraic properties of EωE_{\omega} and of Theorem 2.10. Indeed, pick φ0∈PSH⁡(X,ω)\varphi_{0}\in\PSH(X,\omega) and t∈𝐑t\in\mathbf{R} such that Eω​(φ0)<tE_{\omega}(\varphi_{0})<t. We need to show that Eω​(φ)<tE_{\omega}(\varphi)<t for φ\varphi in a neighborhood UU of φ0\varphi_{0} in PSH⁡(X,ω)\PSH(X,\omega). By definition, there exists ψ0∈PSH⁡(X,ω)∩𝒟⁡(X)\psi_{0}\in\PSH(X,\omega)\cap\mathcal{D}(X) such that ψ0≥φ0\psi_{0}\geq\varphi_{0} and Eω​(ψ0)<t−εE_{\omega}(\psi_{0})<t-\varepsilon for some ε>0\varepsilon>0. By Theorem 2.10, U:={φ∈PSH⁡(X,ω)∣supX(φ−ψ0)<ε}U:=\{\varphi\in\PSH(X,\omega)\mid\sup_{X}(\varphi-\psi_{0})<\varepsilon\} is an open neighborhood of φ0\varphi_{0} in PSH⁡(X,ω)\PSH(X,\omega). By (6.2) we have Eω​(φ)≤Eω​(ψ0)+ε<tE_{\omega}(\varphi)\leq E_{\omega}(\psi_{0})+\varepsilon<t for all φ∈U\varphi\in U, which proves upper semicontinuity.

Finally, being usc and nondecreasing, EωE_{\omega} is automatically continuous along decreasing nets. ∎

Proposition 6.3.

Formulas (6.1)-(6.4) are valid for bounded ω\omega-psh functions.

This follows from the continuity of EωE_{\omega} along decreasing nets and from Theorem 3.1.

6.3. Non-pluripolar Monge-Ampère measures

Let us introduce the class of ω\omega-psh functions with finite energy

ℰ1​(X,ω):={φ∈PSH⁡(X,ω)∣Eω​(φ)>−∞}.\mathcal{E}^{1}(X,\omega):=\left\{\varphi\in\PSH(X,\omega)\mid E_{\omega}(\varphi)>-\infty\right\}.

This is a convex set which contains all bounded ω\omega-psh functions.

In this section and its sequel, we explain how to extend the Monge-Ampère operator to ℰ1​(X,ω)\mathcal{E}^{1}(X,\omega) and prove that its basic properties continue to hold in this more general setting.

Consider an arbitrary ω\omega-psh function φ\varphi. In the sequel we shall use the notation

φ⟨t⟩:=max⁡{φ,−t}.\varphi^{\langle t\rangle}:=\max\{\varphi,-t\}.

Note that for s>t≥1s>t\geq 1, {φ>−t}={φ⟨s⟩>−t}\{\varphi>-t\}=\{\varphi^{\langle s\rangle}>-t\} and max⁡{φ⟨s⟩,−t}=φ⟨t⟩\max\{\varphi^{\langle s\rangle},-t\}=\varphi^{\langle t\rangle}; hence Theorem 5.1 implies

𝟏{φ>−t}MA(φ⟨s⟩)=𝟏{φ⟨s⟩>−t}MA(φ⟨s⟩)=𝟏{φ⟨s⟩>−t}MA(φ⟨t⟩)=𝟏{φ>−t}MA(φ⟨t⟩).\one_{\{\varphi>-t\}}\MA(\varphi^{\langle s\rangle})=\one_{\{\varphi^{\langle s\rangle}>-t\}}\MA(\varphi^{\langle s\rangle})=\one_{\{\varphi^{\langle s\rangle}>-t\}}\MA(\varphi^{\langle t\rangle})=\one_{\{\varphi>-t\}}\MA(\varphi^{\langle t\rangle}).

This equation allows us to introduce

Definition 6.4.

[BT87, GZ07] The non-pluripolar Monge-Ampère measure MA⁡(φ)\MA(\varphi) of any ω\omega-psh function φ\varphi is the increasing limit of the measures 𝟏{φ>−t}MA(φ⟨t⟩)\one_{\{\varphi>-t\}}\MA(\varphi^{\langle t\rangle}) as t→∞t\to\infty.

Here the limit exists in a very strong sense: we have

(6.5) limt→∞𝟏{φ>−t}MA(φ⟨t⟩)(E)=MA(φ)(E)\lim_{t\to\infty}\one_{\{\varphi>-t\}}\MA(\varphi^{\langle t\rangle})(E)=\MA(\varphi)(E)

for any Borel set EE.

Remark 6.5.

The terminology ”non-pluripolar” comes from the fact that MA⁡(φ)\MA(\varphi) does not put mass on pluripolar sets. This in turn follows from Proposition 3.7 applied to the bounded ω\omega-psh function φ⟨t⟩\varphi^{\langle t\rangle} and from (6.5).

The measure MA⁡(φ)\MA(\varphi) is always defined and supported on the set {φ>−∞}\{\varphi>-\infty\}, but its total mass may be strictly less than one.

Definition 6.6.

A ω\omega-psh function φ\varphi has full Monge-Ampère mass when MA⁡(φ)\MA(\varphi) is a probability measure.

This is the case iff MA(φ⟨t⟩){φ≤−t}→0\MA(\varphi^{\langle t\rangle})\{\varphi\leq-t\}\to 0 as t→∞t\to\infty, and implies that MA⁡(φ⟨t⟩)\MA(\varphi^{\langle t\rangle}) converges weakly to MA⁡(φ)\MA(\varphi).

Lemma 6.7.

If φ∈ℰ1​(X,ω)\varphi\in\mathcal{E}^{1}(X,\omega), then MA(φ⟨t⟩){φ≤−t}=o(t−1)\MA(\varphi^{\langle t\rangle})\{\varphi\leq-t\}=o(t^{-1}) as t→∞t\to\infty; hence φ\varphi has full Monge-Ampère mass.

Proof.

We may assume φ≤0\varphi\leq 0. Set μt:=MA⁡(φ⟨t⟩)\mu_{t}:=\MA(\varphi^{\langle t\rangle}). Since (6.2) applies to bounded ω\omega-psh functions by Proposition 6.3, we get

Eω(φ⟨t/2⟩)−Eω(φ⟨t⟩)≥1n+1∫(φ⟨t/2⟩−φ⟨t⟩)μt=1n+1∫0t/2μt{φ⟨t/2⟩−φ⟨t⟩≥s}ds≥1n+1∫0t/2μt{φ⟨t/2⟩−φ⟨t⟩≥t/2}ds=t2​(n+1)μt{φ≤−t},E_{\omega}(\varphi^{\langle t/2\rangle})-E_{\omega}(\varphi^{\langle t\rangle})\geq\frac{1}{n+1}\int(\varphi^{\langle t/2\rangle}-\varphi^{\langle t\rangle})\mu_{t}=\frac{1}{n+1}\int_{0}^{t/2}\mu_{t}\left\{\varphi^{\langle t/2\rangle}-\varphi^{\langle t\rangle}\geq s\right\}\,ds\\ \geq\frac{1}{n+1}\int_{0}^{t/2}\mu_{t}\left\{\varphi^{\langle t/2\rangle}-\varphi^{\langle t\rangle}\geq t/2\right\}\,ds=\frac{t}{2(n+1)}\mu_{t}\left\{\varphi\leq-t\right\},

where μt=MA⁡(φ⟨t⟩)\mu_{t}=\MA(\varphi^{\langle t\rangle}). Since limt→∞Eω​(φ⟨t/2⟩)=limt→∞Eω​(φ⟨t⟩)=Eω​(φ)\lim_{t\to\infty}E_{\omega}(\varphi^{\langle t/2\rangle})=\lim_{t\to\infty}E_{\omega}(\varphi^{\langle t\rangle})=E_{\omega}(\varphi) by the continuity of EωE_{\omega} along decreasing sequences, the proof is complete. ∎

Lemma 6.8.

If 0≥φ∈ℰ1​(X,ω)0\geq\varphi\in\mathcal{E}^{1}(X,\omega) and f∈𝒟⁡(X)f\in\mathcal{D}(X), then

|∫f​MA⁡(φ⟨t⟩)−∫f​MA⁡(φ)|≤2​(n+1)t​|Eω​(φ)|​supX|f|\left|\int f\MA(\varphi^{\langle t\rangle})-\int f\MA(\varphi)\right|\leq\frac{2(n+1)}{t}|E_{\omega}(\varphi)|\sup_{X}|f|

for any t>0t>0.

Proof.

We may assume supX|f|=1\sup_{X}|f|=1. Pick s≥ts\geq t. The probability measures μt:=MA⁡(φ⟨t⟩)\mu_{t}:=\MA(\varphi^{\langle t\rangle}) and μs\mu_{s} agree on {φ>−t}\{\varphi>-t\}. Hence

|∫fμt−∫fμs|≤(μt+μs){φ≤−t}≤1t(∫−φ⟨t⟩μt+∫−φ⟨s⟩μs)≤n+1t​(|Eω​(φ⟨t⟩)|+|Eω​(φ⟨s⟩)|)≤2​(n+1)t​|Eω​(φ)|.\left|\int f\mu_{t}-\int f\mu_{s}\right|\leq(\mu_{t}+\mu_{s})\{\varphi\leq-t\}\leq\frac{1}{t}\left(\int-\varphi^{\langle t\rangle}\mu_{t}+\int-\varphi^{\langle s\rangle}\mu_{s}\right)\\ \leq\frac{n+1}{t}(|E_{\omega}(\varphi^{\langle t\rangle})|+|E_{\omega}(\varphi^{\langle s\rangle})|)\leq\frac{2(n+1)}{t}|E_{\omega}(\varphi)|.

The result follows by letting s→∞s\to\infty. ∎

Proposition 6.9.

If φ∈ℰ1​(X,ω)\varphi\in\mathcal{E}^{1}(X,\omega) and (φj)j(\varphi_{j})_{j} is a decreasing net of ω\omega-psh functions converging to φ\varphi, then φj∈ℰ1​(X,ω)\varphi_{j}\in\mathcal{E}^{1}(X,\omega) for all jj and MA⁡(φj)→MA⁡(φ)\MA(\varphi_{j})\to\MA(\varphi) as j→∞j\to\infty in the weak sense of measures.

Proof.

Given f∈𝒟⁡(X)f\in\mathcal{D}(X), we have by definition that ∫f​MA⁡(φ⟨t⟩)→∫f​MA⁡(φ)\int f\MA(\varphi^{\langle t\rangle})\to\int f\MA(\varphi) as t→∞t\to\infty and ∫f​MA⁡(φj⟨t⟩)→∫f​MA⁡(φj)\int f\MA(\varphi^{\langle t\rangle}_{j})\to\int f\MA(\varphi_{j}) as t→∞t\to\infty for every jj. Moreover, Lemma 6.8 shows that the latter convergence is uniform in jj. Since for each tt we have ∫f​MA⁡(φj⟨t⟩)→∫f​MA⁡(φ⟨t⟩)\int f\MA(\varphi^{\langle t\rangle}_{j})\to\int f\MA(\varphi^{\langle t\rangle}) as j→∞j\to\infty by Theorem 3.1, the result follows. ∎

Lemma 6.10.

If φ,ψ∈ℰ1​(X,ω)\varphi,\psi\in\mathcal{E}^{1}(X,\omega) and φ,ψ≤0\varphi,\psi\leq 0, then we have the estimate

−∞<E⁡(φ+ψ2)≤2−(n+1)n+1​∫(−ψ)​MA⁡(φ).-\infty<E\left(\frac{\varphi+\psi}{2}\right)\leq\frac{2^{-(n+1)}}{n+1}\int(-\psi)\MA(\varphi).
Proof.

Pick s,t>0s,t>0. Since (6.1) holds for bounded ω\omega-psh functions, we see using (3.1) that

−∞<E⁡(φ+ψ2)≤E⁡(φ⟨t⟩+ψ⟨s⟩2)≤2−(n+1)n+1​∫ψ⟨s⟩​MA⁡(φ⟨t⟩).-\infty<E\left(\frac{\varphi+\psi}{2}\right)\leq E\left(\frac{\varphi^{\langle t\rangle}+\psi^{\langle s\rangle}}{2}\right)\leq\frac{2^{-(n+1)}}{n+1}\int\psi^{\langle s\rangle}\MA(\varphi^{\langle t\rangle}).

Since ψ⟨s⟩\psi^{\langle s\rangle} decreases to ψ\psi at any point of XX, the right hand side converges to

2−(n+1)n+1∫ψMA(φ⟨t⟩)≤2−(n+1)n+1∫{φ>−t}ψMA(φ⟨t⟩)=2−(n+1)n+1∫{φ>−t}ψMA(φ)\frac{2^{-(n+1)}}{n+1}\int\psi\MA(\varphi^{\langle t\rangle})\leq\frac{2^{-(n+1)}}{n+1}\int_{\{\varphi>-t\}}\psi\MA(\varphi^{\langle t\rangle})=\frac{2^{-(n+1)}}{n+1}\int_{\{\varphi>-t\}}\psi\MA(\varphi)

by monotone convergence. We obtain the desired estimate by letting t→∞t\to\infty. ∎

6.4. Locality and the comparison principle

Proposition 6.11.

For any φ,ψ∈ℰ1​(X,ω)\varphi,\psi\in\mathcal{E}^{1}(X,\omega), we have

(6.6) 𝟏{φ>ψ}MA(max{φ,ψ})=𝟏{φ>ψ}MA(φ),\one_{\{\varphi>\psi\}}\MA(\max\{\varphi,\psi\})=\one_{\{\varphi>\psi\}}\MA(\varphi),

and the comparison principle holds:

(6.7) ∫{φ<ψ}MA(ψ)≤∫{φ<ψ}MA(φ).\int_{\{\varphi<\psi\}}\MA(\psi)\leq\int_{\{\varphi<\psi\}}\MA(\varphi).
Proof.

To prove (6.6), first assume ψ=−t\psi=-t, where t≥1t\geq 1. Pick s≥ts\geq t so that φ⟨t⟩=max⁡{φs,−t}\varphi^{\langle t\rangle}=\max\{\varphi_{s},-t\}, {φ>−t}={φs>−t}\{\varphi>-t\}=\{\varphi_{s}>-t\}, and

𝟏{φ>−t}MA(φ⟨t⟩)=𝟏{φs>−t}MA(φ⟨t⟩)=𝟏{φs>−t}MA(φs)=𝟏{φ>−t}⋅𝟏{φ>−s}MA(φs),\one_{\{\varphi>-t\}}\MA(\varphi^{\langle t\rangle})=\one_{\{\varphi_{s}>-t\}}\MA(\varphi^{\langle t\rangle})=\one_{\{\varphi_{s}>-t\}}\MA(\varphi_{s})=\one_{\{\varphi>-t\}}\cdot\one_{\{\varphi>-s\}}\MA(\varphi_{s}),

where the second equality follows from Theorem 5.1. As s→∞s\to\infty, 𝟏{φ>−s}MA(φs)(E)→MA(φ)(E)\one_{\{\varphi>-s\}}\MA(\varphi_{s})(E)\to\MA(\varphi)(E) for any Borel set EE, so the right hand side of the equation above converges to 𝟏{φ>−t}MA(φ)\one_{\{\varphi>-t\}}\MA(\varphi).

Now consider φ,ψ∈ℰ1​(X,ω)\varphi,\psi\in\mathcal{E}^{1}(X,\omega) and set u=max⁡{φ,ψ}∈ℰ1​(X,ω)u=\max\{\varphi,\psi\}\in\mathcal{E}^{1}(X,\omega). Then

  • •

    𝟏{φ⟨t⟩>ψ⟨t⟩}MA(u)=𝟏{φ⟨t⟩>ψ⟨t⟩}MA(u⟨t⟩)\one_{\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}}\MA(u)=\one_{\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}}\MA(u^{\langle t\rangle}) since {φ⟨t⟩>ψ⟨t⟩}⊆{u>−t}\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}\subseteq\{u>-t\};

  • •

    𝟏{φ⟨t⟩>ψ⟨t⟩}MA(u⟨t⟩)=𝟏{φ⟨t⟩>ψ⟨t⟩}MA(φ⟨t⟩)\one_{\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}}\MA(u^{\langle t\rangle})=\one_{\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}}\MA(\varphi^{\langle t\rangle}) by (5.1) applied to φ⟨t⟩\varphi^{\langle t\rangle} and ψ\psi, noticing the inclusion {φ⟨t⟩>ψ⟨t⟩}⊆{φ⟨t⟩>ψ}\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}\subseteq\{\varphi^{\langle t\rangle}>\psi\};

  • •

    𝟏{φ⟨t⟩>ψ⟨t⟩}MA(φ⟨t⟩)=𝟏{φ⟨t⟩>ψ⟨t⟩}MA(φ)\one_{\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}}\MA(\varphi^{\langle t\rangle})=\one_{\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}}\MA(\varphi) by the previous step and the inclusion {φ⟨t⟩>ψ⟨t⟩}⊆{φ⟨t⟩>−t}\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}\subseteq\{\varphi^{\langle t\rangle}>-t\}.

To summarize, we get

(6.8) 𝟏{φ⟨t⟩>ψ⟨t⟩}MA(u)=𝟏{φ⟨t⟩>ψ⟨t⟩}MA(φ).\one_{\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}}\MA(u)=\one_{\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}}\MA(\varphi).

Now

𝟏{φ⟨t⟩>ψ⟨t⟩}MA(u)\displaystyle\one_{\{\varphi^{\langle t\rangle}>\psi^{\langle t\rangle}\}}\MA(u) =𝟏{φ>−t≥ψ}MA(u)+𝟏{φ>ψ>−t}MA(u)\displaystyle=\one_{\{\varphi>-t\geq\psi\}}\MA(u)+\one_{\{\varphi>\psi>-t\}}\MA(u)

As t→∞t\to\infty the first term tends to 00 since MA⁡(u)\MA(u) puts no mass on the pluripolar set {ψ=−∞}\{\psi=-\infty\} (see Remark 6.5), and the second term converges to 𝟏{φ>ψ>−∞}MA(u)=𝟏{φ>ψ}MA(u)\one_{\{\varphi>\psi>-\infty\}}\MA(u)=\one_{\{\varphi>\psi\}}\MA(u).

Thus the left-hand side of (6.8) tends to 𝟏{φ>ψ}MA(u)\one_{\{\varphi>\psi\}}\MA(u) as t→∞t\to\infty. Similarly, the right-hand side tends to 𝟏{φ>ψ}MA(φ)\one_{\{\varphi>\psi\}}\MA(\varphi). Finally the comparison principle follows exactly as in the proof of Corollary 5.3. The proof is complete. ∎

6.5. Differentiability

Proposition 6.12.

For any φ,ψ∈ℰ1​(X,ω)\varphi,\psi\in\mathcal{E}^{1}(X,\omega), the function t↦Eω​((1−t)​φ+t​ψ)t\mapsto E_{\omega}((1-t)\varphi+t\psi) is differentiable on [0,1][0,1], and we have

(6.9) Eω′​(φ)⋅(ψ−φ):=dd​t|t=0+​Eω​((1−t)​φ+t​ψ)=∫(ψ−φ)​MA⁡(φ)E^{\prime}_{\omega}(\varphi)\cdot(\psi-\varphi):=\frac{d}{dt}\bigg|_{t=0+}E_{\omega}((1-t)\varphi+t\psi)=\int(\psi-\varphi)\MA(\varphi)

for any φ,ψ∈ℰ1​(X,ω)\varphi,\psi\in\mathcal{E}^{1}(X,\omega).

Proof.

Set h⁡(t):=hφ,ψ​(t):=Eω​((1−t)​φ+t​ψ)h(t):=h_{\varphi,\psi}(t):=E_{\omega}((1-t)\varphi+t\psi) for 0≤t≤10\leq t\leq 1. Note that hh is a polynomial of degree at most nn when φ\varphi and ψ\psi are model functions. By continuity of the energy along decreasing nets, the same is true in general. In particular, hh is differentiable on [0,1][0,1].

Pick any decreasing sequence (ψj)j=1∞(\psi_{j})_{j=1}^{\infty} of ω\omega-psh model functions converging to ψ\psi. Note that hφ⟨s⟩,ψj→hφ,ψh_{\varphi^{\langle s\rangle},\psi_{j}}\to h_{\varphi,\psi} as polynomials when s→∞s\to\infty and j→∞j\to\infty, hence dd​t|t=0+​hφ⟨s⟩,ψj→h′​(0+)\frac{d}{dt}\big|_{t=0+}h_{\varphi^{\langle s\rangle},\psi_{j}}\to h^{\prime}(0+). Since (6.9) holds true for bounded functions by Proposition 6.3, it suffices to show

limj→∞lims→∞∫(ψj−φ⟨s⟩)​MA⁡(φ⟨s⟩)=∫(ψ−φ)​MA⁡(φ).\lim_{j\to\infty}\lim_{s\to\infty}\int(\psi_{j}-\varphi^{\langle s\rangle})\MA(\varphi^{\langle s\rangle})=\int(\psi-\varphi)\MA(\varphi).

First, we have

∫φ⟨s⟩​MA⁡(φ⟨s⟩)\displaystyle\int\varphi^{\langle s\rangle}\,\MA(\varphi^{\langle s\rangle}) =∫{φ≤−s}(−s)MA(φ⟨s⟩)+∫{φ>−s}φMA(φ⟨s⟩)\displaystyle=\int_{\{\varphi\leq-s\}}(-s)\,\MA(\varphi^{\langle s\rangle})+\int_{\{\varphi>-s\}}\varphi\MA(\varphi^{\langle s\rangle})
=∫{φ≤−s}(−s)MA(φ⟨s⟩)+∫{φ>−s}φMA(φ)\displaystyle=\int_{\{\varphi\leq-s\}}(-s)\,\MA(\varphi^{\langle s\rangle})+\int_{\{\varphi>-s\}}\varphi\MA(\varphi)

by (6.6). By Lemma 6.7 the first term of the right hand side tends to 00, and the second term converges to ∫φ​MA⁡(φ)\int\varphi\MA(\varphi) since MA⁡(φ)\MA(\varphi) puts no mass on {φ=−∞}\{\varphi=-\infty\}.

Second, for fixed jj we have lims→∞∫ψj​MA⁡(φ⟨s⟩)=∫ψj​MA⁡(φ)\lim_{s\to\infty}\int\psi_{j}\MA(\varphi^{\langle s\rangle})=\int\psi_{j}\MA(\varphi) since ψj\psi_{j} is continuous.

Finally, Lemma 2.23 yields limj→∞∫ψj​MA⁡(φ)=∫ψ​MA⁡(φ)\lim_{j\to\infty}\int\psi_{j}\MA(\varphi)=\int\psi\MA(\varphi), completing the proof. ∎

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