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Appendix A Orthogonality [01CM]

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Appendix A Orthogonality

Recall that given ΞΈβˆˆπ’΅1,1​(X)\theta\in\mathcal{Z}^{1,1}(X) with ample de Rham class {ΞΈ}∈N1​(X)\{\theta\}\in N^{1}(X) and f∈C0​(X)f\in C^{0}(X) we say that (ΞΈ,f)(\theta,f) satisfies the orthogonality property if

(A.1) ∫X(Pθ​(f)βˆ’f)​(ΞΈ+d​dc​Pθ​(f))n=0\int_{X}\left(P_{\theta}(f)-f\right)\left(\theta+dd^{c}P_{\theta}(f)\right)^{n}=0

holds. It is convenient in what follows not to require that ΞΈ\theta be semipositive, as opposed to the main body of the text.

Lemma A.1.

Fix α∈N1​(X)\alpha\in N^{1}(X) any ample class. Then the following assertions are equivalent:

  1. (1)

    For any form ΞΈ\theta such that {ΞΈ}=Ξ±\{\theta\}=\alpha and any continuous function ff, the pair (ΞΈ,f)(\theta,f) satisfies the orthogonality property.

  2. (2)

    For any form ΞΈ\theta such that {ΞΈ}=Ξ±\{\theta\}=\alpha and any model function ff, the pair (ΞΈ,f)(\theta,f) satisfies the orthogonality property.

  3. (3)

    For any form ΞΈ\theta such that {ΞΈ}=Ξ±\{\theta\}=\alpha, the pair (ΞΈ,0)(\theta,0) satisfies the orthogonality property.

When any of these properties hold, we simply say that the class Ξ±\alpha (or ΞΈ\theta) satisfies the orthogonality property.

Proof.

It is clear that (1)β‡’(2)β‡’(3)(1)\Rightarrow(2)\Rightarrow(3). The implication (3)β‡’(2)(3)\Rightarrow(2) follows from the equality Pθ​(f)βˆ’f=PΞΈ+d​dc​f​(0)P_{\theta}(f)-f=P_{\theta+dd^{c}f}(0). It remains to prove (2)β‡’(1)(2)\Rightarrow(1). We may write a given f∈C0​(X)f\in C^{0}(X) as a uniform limit on XX of model functions fjf_{j}, and Pθ​(fj)β†’Pθ​(f)P_{\theta}(f_{j})\to P_{\theta}(f) uniformly on XX thanks to the Lipschitz property of PΞΈP_{\theta}, see PropositionΒ 2.15. By Theorem 3.1 we thus have

(ΞΈ+d​dc​Pθ​(fj))nβ†’(ΞΈ+d​dc​Pθ​(f))n\left(\theta+dd^{c}P_{\theta}(f_{j})\right)^{n}\to\left(\theta+dd^{c}P_{\theta}(f)\right)^{n}

in the weak topology of measures. Since Pθ​(fj)βˆ’fjβ†’Pθ​(f)βˆ’fP_{\theta}(f_{j})-f_{j}\to P_{\theta}(f)-f uniformly on XX and the measures (ΞΈ+d​dc​Pθ​(fj))n(\theta+dd^{c}P_{\theta}(f_{j}))^{n} have uniformly bounded (in fact, constant) mass, it follows that

∫(Pθ​(f)βˆ’f)​(ΞΈ+d​dc​Pθ​(f))n=limj∫(Pθ​(fj)βˆ’fj)​(ΞΈ+d​dc​Pθ​(fj))n=0.\int\left(P_{\theta}(f)-f\right)\left(\theta+dd^{c}\ P_{\theta}(f)\right)^{n}=\lim_{j}\int\left(P_{\theta}(f_{j})-f_{j}\right)\left(\theta+dd^{c}\ P_{\theta}(f_{j})\right)^{n}=0.

Let us prove the final assertion. Pick ΞΈβ€²βˆˆπ’΅1,1​(X)\theta^{\prime}\in\mathcal{Z}^{1,1}(X) such that {ΞΈβ€²}={ΞΈ}\{\theta^{\prime}\}=\{\theta\} in N1​(X)N^{1}(X). By the analogue of the d​dcdd^{c}-lemma proved in [BFJ11, Theorem 4.3] there exists gβˆˆπ’Ÿβ‘(X)g\in\mathcal{D}(X) such that ΞΈβ€²=ΞΈ+d​dc​g\theta^{\prime}=\theta+dd^{c}g. Observe that a function Ο†\varphi is ΞΈβ€²\theta^{\prime}-psh iff Ο†+g\varphi+g is ΞΈ\theta-psh. As a consequence we get Pθ′​(f)βˆ’f=Pθ​(f+g)βˆ’(f+g)P_{\theta^{\prime}}(f)-f=P_{\theta}(f+g)-(f+g), hence

∫(Pθ′​(f)βˆ’f)​(ΞΈβ€²+d​dc​Pθ′​(f))n=∫(Pθ​(f+g)βˆ’(f+g))​(ΞΈ+d​dc​Pθ​(f+g))n\int\left(P_{\theta^{\prime}}(f)-f\right)\left(\theta^{\prime}+dd^{c}P_{\theta^{\prime}}(f)\right)^{n}=\int\left(P_{\theta}(f+g)-(f+g)\right)\left(\theta+dd^{c}P_{\theta}(f+g)\right)^{n}

for all f∈C0​(X)f\in C^{0}(X). ∎

Lemma A.2.

The set of classes in N1​(X)N^{1}(X) satisfying the orthogonality property is a closed subset of the ample cone.

Proof.

Pick any regular model 𝒳\mathcal{X}. Then the linear map N1​(𝒳/S)β†’N1​(X)N^{1}(\mathcal{X}/S)\to N^{1}(X) is surjective hence open. It is thus enough to prove the following claim: let ΞΈπ’³βˆˆN1​(𝒳/S)\theta_{\mathcal{X}}\in N^{1}(\mathcal{X}/S) have ample image in N1​(X)N^{1}(X), and assume that θ𝒳\theta_{\mathcal{X}} is the limit of a sequence ΞΈm,π’³βˆˆN1​(𝒳/S)\theta_{m,\mathcal{X}}\in N^{1}(\mathcal{X}/S). If the corresponding forms ΞΈmβˆˆπ’΅1,1​(X)\theta_{m}\in\mathcal{Z}^{1,1}(X) all satisfy the orthogonality property, then so does ΞΈ\theta.

Let f∈C0​(X)f\in C^{0}(X). By Proposition 2.15 we have PΞΈm​(f)β†’Pθ​(f)P_{\theta_{m}}(f)\to P_{\theta}(f) uniformly on XX. We claim that

(ΞΈm+d​dc​PΞΈm​(f))nβ†’(ΞΈ+d​dc​Pθ​(f))n(\theta_{m}+dd^{c}P_{\theta_{m}}(f))^{n}\to(\theta+dd^{c}P_{\theta}(f))^{n}

with uniformly bounded mass. Since (PΞΈm​(f)βˆ’f)β†’(Pθ​(f)βˆ’f)(P_{\theta_{m}}(f)-f)\to(P_{\theta}(f)-f) uniformly on XX, we have as before

∫(Pθ​(f)βˆ’f)​(ΞΈ+d​dc​Pθ​(f))n=limm∫(PΞΈm​(f)βˆ’f)​(ΞΈ+d​dc​PΞΈm​(f))n=0\int\left(P_{\theta}(f)-f\right)\left(\theta+dd^{c}\ P_{\theta}(f)\right)^{n}=\lim_{m}\int\left(P_{\theta_{m}}(f)-f\right)\left(\theta+dd^{c}\ P_{\theta_{m}}(f)\right)^{n}=0

which concludes the proof.

To prove the claim, pick any model function gβˆˆπ’Ÿβ‘(X)g\in\mathcal{D}(X), and fix Ξ΅>0\varepsilon>0. By CorollaryΒ 2.12, we can find a ΞΈ\theta-psh model function Ο†\varphi such that sup|Ο†βˆ’Pθ​(f)|≀Ρ\sup|\varphi-P_{\theta}(f)|\leq\varepsilon. We then have

Im:=|∫g​(ΞΈm+d​dc​PΞΈm​(f))nβˆ’βˆ«g​(ΞΈ+d​dc​Pθ​(f))n|≀|∫g​(ΞΈm+d​dc​PΞΈm​(f))nβˆ’βˆ«g​(ΞΈm+d​dc​φ)n|+|∫g​(ΞΈm+d​dc​φ)nβˆ’βˆ«g​(ΞΈ+d​dc​φ)n|+|∫g​(ΞΈ+d​dc​φ)nβˆ’βˆ«g​(ΞΈ+d​dc​Pθ​(f))n|I_{m}:=\left|\int g\,(\theta_{m}+dd^{c}P_{\theta_{m}}(f))^{n}-\int g\,(\theta+dd^{c}P_{\theta}(f))^{n}\right|\leq\\ \left|\int g\,(\theta_{m}+dd^{c}P_{\theta_{m}}(f))^{n}-\int g\,(\theta_{m}+dd^{c}\varphi)^{n}\right|+\left|\int g\,(\theta_{m}+dd^{c}\varphi)^{n}-\int g\,(\theta+dd^{c}\varphi)^{n}\right|+\\ \left|\int g\,(\theta+dd^{c}\varphi)^{n}-\int g\,(\theta+dd^{c}P_{\theta}(f))^{n}\right|

Using integration by parts, the last term can be bounded as follows.

|∫g​(ΞΈ+d​dc​φ)nβˆ’βˆ«g​(ΞΈ+d​dc​Pθ​(f))n|=|∫(Ο†βˆ’Pθ​(f))​d​dc​gβˆ§βˆ‘i=0nβˆ’1(ΞΈ+d​dc​φ)i∧(ΞΈ+d​dc​Pθ​(f))nβˆ’iβˆ’1|≀C​Ρ\left|\int g\,(\theta+dd^{c}\varphi)^{n}-\int g\,(\theta+dd^{c}P_{\theta}(f))^{n}\right|=\\ \left|\int(\varphi-P_{\theta}(f))\,dd^{c}g\wedge\sum_{i=0}^{n-1}(\theta+dd^{c}\varphi)^{i}\wedge(\theta+dd^{c}P_{\theta}(f))^{n-i-1}\right|\leq C\varepsilon

where Ο‰\omega is a fixed form such that (Ο‰+d​dc​g)(\omega+dd^{c}g) is semipositive, and C=2​{Ο‰}​{ΞΈ}nβˆ’1C=2\{\omega\}\,\{\theta\}^{n-1}. In a similar way, the first term is bounded from above by

|∫g​(ΞΈm+d​dc​PΞΈm​(f))nβˆ’βˆ«g​(ΞΈm+d​dc​φ)n|≀C​sup|PΞΈm​(f)βˆ’Ο†|≀2​C​Ρ,\left|\int g\,(\theta_{m}+dd^{c}P_{\theta_{m}}(f))^{n}-\int g\,(\theta_{m}+dd^{c}\varphi)^{n}\right|\leq C\,\sup|P_{\theta_{m}}(f)-\varphi|\leq 2C\varepsilon~,

for mm large enough. Finally gg and Ο†\varphi being model functions, the second term tends to zero as mβ†’βˆžm\to\infty, and we get lim supmIm≀3​C​Ρ\limsup_{m}I_{m}\leq 3C\varepsilon. We conclude by letting Ξ΅β†’0\varepsilon\to 0. ∎

We next translate the orthogonality property into a more geometric condition. Let β„’\mathcal{L} be a line bundle on a model 𝒳\mathcal{X} and assume that L:=β„’|XL:=\mathcal{L}|_{X} is ample. For each m∈𝐍m\in\mathbf{N} let π”žm\mathfrak{a}_{m} be the base-ideal of m​ℒm\mathcal{L}, i.e. the image of the evaluation map

H0​(𝒳,m​ℒ)βŠ—π’ͺ𝒳​(βˆ’m​ℒ)β†’π’ͺ𝒳.H^{0}(\mathcal{X},m\mathcal{L})\otimes\mathcal{O}_{\mathcal{X}}(-m\mathcal{L})\to\mathcal{O}_{\mathcal{X}}.

Note that the ideal sheaf π”žm\mathfrak{a}_{m} is vertical (i.e. cosupported on 𝒳0\mathcal{X}_{0}) for m≫1m\gg 1, thanks to the ampleness condition on the generic fiber. Let ρm:𝒳m→𝒳\rho_{m}:\mathcal{X}_{m}\to\mathcal{X} be the normalized blow-up of 𝒳\mathcal{X} along π”žm\mathfrak{a}_{m}, so that the base-scheme FmF_{m} of ρmβˆ—β€‹(m​ℒ)\rho_{m}^{*}(m\mathcal{L}) is now a vertical Cartier divisor satisfying

π”žmβ‹…π’ͺ𝒳m=π’ͺ𝒳m​(βˆ’Fm).\mathfrak{a}_{m}\cdot\mathcal{O}_{\mathcal{X}_{m}}=\mathcal{O}_{\mathcal{X}_{m}}(-F_{m}).

Finally, let β„³m:=ρmβˆ—β€‹(m​ℒ)βˆ’Fm\mathcal{M}_{m}:=\rho_{m}^{*}(m\mathcal{L})-F_{m} be the base-point free part. The resulting decomposition

(A.2) ρmβˆ—β€‹β„’=1m​ℳm+1m​Fm\rho_{m}^{*}\mathcal{L}=\tfrac{1}{m}\mathcal{M}_{m}+\tfrac{1}{m}F_{m}

is sometimes called an approximate Zariski decomposition.

Lemma A.3.

With the previous notation let ΞΈβˆˆπ’΅1,1​(X)\theta\in\mathcal{Z}^{1,1}(X) be the curvature form of the model metric induced by β„’\mathcal{L}. Then (ΞΈ,0)(\theta,0) satisfies (A.1) iff the approximate Zariski decompositions (A.2) are asymptotically orthogonal, in the sense that

(A.3) limmβ†’βˆž(1m​ℳm)nβ‹…(1m​Fm)=0.\lim_{m\to\infty}\left(\tfrac{1}{m}\mathcal{M}_{m}\right)^{n}\cdot\left(\tfrac{1}{m}F_{m}\right)=0.
Proof.

For all m≫1m\gg 1 set Ο†m:=1m​log⁑|π”žm|=1m​φFm\varphi_{m}:=\tfrac{1}{m}\log|\mathfrak{a}_{m}|=\tfrac{1}{m}\varphi_{F_{m}}. This is a ΞΈ\theta-psh model function, and [BFJ11, Theorem 8.5] states that Ο†mβ†’Pθ​(0)\varphi_{m}\to P_{\theta}(0) uniformly on XX. Unravelling the definitions, we find

βˆ’(1mβ„³m)nβ‹…(1mFm)=βˆ«Ο†m(ΞΈ+ddcΟ†m)n.-\left(\tfrac{1}{m}\mathcal{M}_{m}\right)^{n}\cdot\left(\tfrac{1}{m}F_{m}\right)=\int\varphi_{m}\,(\theta+dd^{c}\varphi_{m})^{n}.

By Theorem 3.1 the right-hand side converges to ∫Pθ​(0)​(ΞΈ+d​dc​Pθ​(0))n\int P_{\theta}(0)\left(\theta+dd^{c}P_{\theta}(0)\right)^{n}, which proves the result. ∎

Recall that XX is said to be algebraizable if there exists a (one-variable) function field FF admitting KK as a completion and a smooth projective FF-scheme YY such that X=YKX=Y_{K}.

Theorem A.4.

Let XX be an algebraizable smooth projective KK-variety. Then all ample classes in N1​(X)N^{1}(X) have the orthogonality property.

Proof of TheoremΒ A.4.

Let us fix an ample class α∈N1​(X)\alpha\in N^{1}(X). By Lemma A.2 we may assume α∈N1​(X)𝐐\alpha\in N^{1}(X)_{\mathbf{Q}}.

Since XX is algebraizable, we can find a smooth projective curve BB over the residue field kk such that F=k⁑(B)F=k(B); a closed point 0∈B0\in B and a regular parameter t∈π’ͺB,0t\in\mathcal{O}_{B,0} inducing an isomorphism S≃Spec⁑π’ͺ^B,0S\simeq\spec\widehat{\mathcal{O}}_{B,0}; and a smooth projective variety YY over FF such that X=YKX=Y_{K}.

By Lemma A.5 below we may then choose an ample 𝐐\mathbf{Q}-line bundle L∈Pic⁑(Y)𝐐L\in\Pic(Y)_{\mathbf{Q}} mapping to Ξ±\alpha in N𝐐1​(X)N^{1}_{\mathbf{Q}}(X). We can also find a normal, flat and projective BB-scheme π”œ\mathfrak{Y} having YY as its generic fiber and such that L∈Pic⁑(Y)𝐐L\in\Pic(Y)_{\mathbf{Q}} extends to π”βˆˆPic⁑(π”œ)𝐐\mathfrak{L}\in\Pic(\mathfrak{Y})_{\mathbf{Q}}. The latter is therefore ample on the generic fiber of the structure morphism Ο€:π”œβ†’B\pi:\mathfrak{Y}\to B, hence in particular Ο€\pi-big. Since the natural morphism 𝒳:=π”œΓ—BSβ†’π”œ\mathcal{X}:=\mathfrak{Y}\times_{B}S\to\mathfrak{Y} is regular, 𝒳\mathcal{X} is normal, as well as flat and projective over SS, hence a model of XX according to our definition. The 𝐐\mathbf{Q}-line bundle 𝔏\mathfrak{L} induces β„’βˆˆPic⁑(𝒳)𝐐\mathcal{L}\in\Pic(\mathcal{X})_{\mathbf{Q}}.

The curvature form ΞΈβˆˆπ’΅1,1​(X)\theta\in\mathcal{Z}^{1,1}(X) of the model metric defined by β„’\mathcal{L} has Ξ±\alpha as its de Rham class. Our goal is to show that (A.1) holds for each fβˆˆπ’Ÿβ‘(X)f\in\mathcal{D}(X). We may in fact assume that f=0f=0. Indeed let 𝒳′\mathcal{X}^{\prime} be a determination of ff, which may be taken to dominate π”œ\mathfrak{Y}. The model 𝒳′\mathcal{X}^{\prime} is then the blow-up of 𝒳\mathcal{X} along a vertical ideal sheaf π”ž\mathfrak{a}. Since (tm)βŠ‚π”ž(t^{m})\subset\mathfrak{a} for some m∈𝐍m\in\mathbf{N}, π”ž\mathfrak{a} comes from an ideal sheaf on π”œ\mathfrak{Y}, and the blow-up π”œβ€²\mathfrak{Y}^{\prime} of π”œ\mathfrak{Y} along this ideal satisfies π”œβ€²Γ—BS=𝒳′\mathfrak{Y}^{\prime}\times_{B}S=\mathcal{X}^{\prime} since blow-ups commute with flat base change. Replacing π”œ\mathfrak{Y} with π”œβ€²\mathfrak{Y}^{\prime}, we may thus assume that 𝒳\mathcal{X} is a determination of ff, so that there exists a vertical 𝐐\mathbf{Q}-divisor E∈Div0⁑(𝒳)E\in\Div_{0}(\mathcal{X}) such that f=fEf=f_{E}. Since EE is vertical, it also comes from π”œ\mathfrak{Y}. Replacing 𝔏\mathfrak{L} with 𝔏+E\mathfrak{L}+E reduces us as desired to the case f=0f=0.

After perhaps passing to a multiple, we may further assume that π”βˆˆPic⁑(π”œ)\mathfrak{L}\in\Pic(\mathfrak{Y}). According to Lemma A.3, we are to show that the approximate Zariski decompositions of β„’\mathcal{L} are asymptotically orthogonal.

Denote by π”žm\mathfrak{a}_{m} the base-ideal of m​ℒm\mathcal{L} on 𝒳\mathcal{X}, and let π”ŸmβŠ‚π’ͺπ”œ\mathfrak{b}_{m}\subset\mathcal{O}_{\mathfrak{Y}} be the relative base-ideal of m​𝔏m\mathfrak{L} on π”œ/B\mathfrak{Y}/B. By flat base change we have π”žm=π”Ÿmβ‹…π’ͺ𝒳\mathfrak{a}_{m}=\mathfrak{b}_{m}\cdot\mathcal{O}_{\mathcal{X}}. Let ρm:π”œmβ†’π”œ\rho_{m}:\mathfrak{Y}_{m}\to\mathfrak{Y} be the normalized blow-up of π”œ\mathfrak{Y}, and let GmG_{m} be the effective Cartier divisor of π”œm\mathfrak{Y}_{m} such that π’ͺπ”œm​(βˆ’Gm)=π”Ÿmβ‹…π’ͺπ”œm\mathcal{O}_{\mathfrak{Y}_{m}}(-G_{m})=\mathfrak{b}_{m}\cdot\mathcal{O}_{\mathfrak{Y}_{m}}. Note that GmG_{m} is supported on finitely many fibers over BB for m≫1m\gg 1, since m​𝔏m\mathfrak{L} is Ο€\pi-ample. Observe also that GmG_{m} pulls back to the similarly defined divisor FmF_{m} on 𝒳m:=π”œmΓ—BS\mathcal{X}_{m}:=\mathfrak{Y}_{m}\times_{B}S. Finally set 𝔐m:=ρmβˆ—β€‹(m​𝔏)βˆ’Gm\mathfrak{M}_{m}:=\rho_{m}^{*}(m\mathfrak{L})-G_{m}, which pulls back to β„³m\mathcal{M}_{m} on 𝒳m\mathcal{X}_{m}. Once again by flat base change, it is enough to show that

limmβ†’βˆž(1m​𝔐m)nβ‹…(1m​Gm)=0.\lim_{m\to\infty}\left(\tfrac{1}{m}\mathfrak{M}_{m}\right)^{n}\cdot\left(\tfrac{1}{m}G_{m}\right)=0.

We are going to prove this by reducing to the absolute case of a big line bundle 𝔇\mathfrak{D} on π”œ\mathfrak{Y}. By LemmaΒ A.6 below we may choose an ample line bundle H∈Pic⁑(B)H\in\Pic(B) such that the sheaves

π’ͺB​(m​H)βŠ—Ο€βˆ—β€‹π’ͺπ”œβ€‹(m​𝔏)\mathcal{O}_{B}(mH)\otimes\pi_{*}\mathcal{O}_{\mathfrak{Y}}(m\mathfrak{L})

are globally generated over BB for all m≫1m\gg 1 sufficiently divisible. Since 𝔏\mathfrak{L} is Ο€\pi-big, we may assume (after perhaps replacing HH with a large enough multiple) that 𝔇:=𝔏+Ο€βˆ—β€‹H\mathfrak{D}:=\mathfrak{L}+\pi^{*}H is a big line bundle on the projective kk-variety π”œ\mathfrak{Y}.

The relative base-ideal π”Ÿm\mathfrak{b}_{m} of m​𝔏m\mathfrak{L} coincides with the relative base-ideal of m​𝔇m\mathfrak{D} since m​𝔏m\mathfrak{L} and m​𝔇m\mathfrak{D} are Ο€\pi-linearly equivalent by construction. The fact that

π’ͺB​(m​H)βŠ—Ο€βˆ—β€‹π’ͺπ”œβ€‹(m​𝔏)=Ο€βˆ—β€‹π’ͺπ”œβ€‹(m​𝔇)\mathcal{O}_{B}(mH)\otimes\pi_{*}\mathcal{O}_{\mathfrak{Y}}(m\mathfrak{L})=\pi_{*}\mathcal{O}_{\mathfrak{Y}}(m\mathfrak{D})

is globally generated therefore shows that π”Ÿm\mathfrak{b}_{m} is also the (absolute) base-ideal of m​𝔇m\mathfrak{D}. As a consequence we get that 𝔓m:=ρmβˆ—β€‹(m​𝔇)βˆ’Gm\mathfrak{P}_{m}:=\rho_{m}^{*}(m\mathfrak{D})-G_{m} is the (absolute) base-point free part of m​𝔇m\mathfrak{D}, and we infer from [BDPP04, Theorem 4.1] that (1m​𝔓m)nβ‹…(1m​Gm)β†’0\left(\tfrac{1}{m}\mathfrak{P}_{m}\right)^{n}\cdot\left(\tfrac{1}{m}G_{m}\right)\to 0. But 𝔓m=𝔐m+(Ο€βˆ˜Οm)βˆ—β€‹(m​H)\mathfrak{P}_{m}=\mathfrak{M}_{m}+(\pi\circ\rho_{m})^{*}(mH) implies 𝔐mnβ‹…Gm=𝔓mnβ‹…Gm\mathfrak{M}_{m}^{n}\cdot G_{m}=\mathfrak{P}_{m}^{n}\cdot G_{m} since GmG_{m} is supported on finitely many fibers over BB, and the result follows.

∎

Lemma A.5.

Let YY be smooth proper scheme over a field FF, and let K/FK/F be an arbitrary field extension. Then the natural morphism N1​(Y)𝐐→N1​(YK)𝐐N^{1}(Y)_{\mathbf{Q}}\to N^{1}(Y_{K})_{\mathbf{Q}} is an isomorphism preserving ample classes.

Here we write N1​(Y)𝐐N^{1}(Y)_{\mathbf{Q}} for the 𝐐\mathbf{Q}-vector space defined as the quotient of Pic⁑(Y)\Pic(Y) by the subspace spanned by numerically trivial line bundles, i.e. line bundles of degree 00 over all curves proper over FF. Similarly, the NΓ©ron-Severi group NS⁑(Y)\NS(Y) is the quotient of Pic⁑(Y)\Pic(Y) modulo algebraically trivial line bundles, i.e. NS⁑(Y)=Pic⁑(Y)/Pic0⁑(Y)\NS(Y)=\Pic(Y)/\Pic^{0}(Y), so that NS⁑(Y)\NS(Y) is the group of components of Pic⁑(Y)\Pic(Y).

When FF is algebraically closed, then we have N1​(Y)𝐐=NS⁑(Y)𝐐N^{1}(Y)_{\mathbf{Q}}=\NS(Y)_{\mathbf{Q}} by [Mat57].

Proof.

Let KΒ―/FΒ―\overline{K}/\overline{F} be algebraic closures. The groups of components of the Picard groups Pic⁑(YFΒ―)\Pic(Y_{\overline{F}}) and Pic⁑(YKΒ―)\Pic(Y_{\overline{K}}) are then isomorphic, so we have an isomorphism N1​(YFΒ―)𝐐≃N1​(YKΒ―)𝐐N^{1}(Y_{\overline{F}})_{\mathbf{Q}}\simeq N^{1}(Y_{\overline{K}})_{\mathbf{Q}} by the result of [Mat57] recalled above (compare [MP11, Proposition 3.1]). This isomorphism is furthermore compatible with ample classes by the Nakai-Moishezon criterion for ampleness.

It is enough to show the surjectivity of N1​(Y)𝐐→N1​(YK)𝐐N^{1}(Y)_{\mathbf{Q}}\to N^{1}\left(Y_{K}\right)_{\mathbf{Q}}. Let β∈N1​(YK)𝐐\beta\in N^{1}(Y_{K})_{\mathbf{Q}}. By the previous result, we find L∈Pic⁑(YFΒ―)𝐐L\in\Pic(Y_{\overline{F}})_{\mathbf{Q}} mapping to the lift of Ξ²\beta in N1​(YKΒ―)𝐐N^{1}(Y_{\overline{K}})_{\mathbf{Q}}. Since YFΒ―Y_{\overline{F}} is in particular reduced, LL can be represented by some D¯∈Div⁑(YFΒ―)𝐐\bar{D}\in\Div(Y_{\overline{F}})_{\mathbf{Q}}. The average of the Galois orbit of DΒ―\bar{D} is then Gal⁑(FΒ―/F)\mathrm{Gal}(\bar{F}/F)-invariant, hence descends to D∈Div⁑(Y)𝐐D\in\Div(Y)_{\mathbf{Q}} by [Car58, Proposition 11, Β§4.6]. By construction, the image of DD under the composition

Div⁑(Y)𝐐→N1​(YK)𝐐→N1​(YKΒ―)𝐐\Div(Y)_{\mathbf{Q}}\to N^{1}(Y_{K})_{\mathbf{Q}}\to N^{1}(Y_{\overline{K}})_{\mathbf{Q}}

coincides with the image of Ξ²\beta. But N1​(YK)𝐐→N1​(YKΒ―)𝐐N^{1}(Y_{K})_{\mathbf{Q}}\to N^{1}(Y_{\overline{K}})_{\mathbf{Q}} is injective by the projection formula, and the result follows. ∎

Lemma A.6.

Let Ο€:π”œβ†’B\pi:\mathfrak{Y}\to B be a projective and flat morphism, with BB a smooth projective curve over kk. If π”βˆˆPic⁑(π”œ)\mathfrak{L}\in\Pic(\mathfrak{Y}) is ample on the generic fiber of Ο€\pi, then there exists an ample line bundle HH on BB such that π’ͺB​(m​H)βŠ—Ο€βˆ—β€‹π’ͺ𝔛​(m​𝔏)\mathcal{O}_{B}(mH)\otimes\pi_{*}\mathcal{O}_{\mathfrak{X}}(m\mathfrak{L}) is globally generated for all mm sufficiently large and divisible.

Proof.

Set β„±m:=Ο€βˆ—β€‹π’ͺ𝒳​(m​𝔏)\mathcal{F}_{m}:=\pi_{*}\mathcal{O}_{\mathcal{X}}(m\mathfrak{L}), and pick a very ample line bundle HH on BB. By the Castelnuovo-Mumford criterionΒ [Laz04, Theorem 1.8.5] it is enough to show the existence of m0∈𝐍m_{0}\in\mathbf{N} such that

(A.4) H1​(B,π’ͺB​(m​m0​H)βŠ—β„±m)=0H^{1}\left(B,\mathcal{O}_{B}(mm_{0}H)\otimes\mathcal{F}_{m}\right)=0

for all mm large and divisible.

Since 𝔏\mathfrak{L} is ample over the generic point of BB, the π’ͺB\mathcal{O}_{B}-algebra ⨁mβ‰₯0β„±m\bigoplus_{m\geq 0}\mathcal{F}_{m} is finitely generated at the generic point of BB. After perhaps replacing 𝔏\mathfrak{L} by d​𝔏d\mathfrak{L} for some d∈𝐍d\in\mathbf{N}, we may further assume that the generators have degree 11, so that β„±m/β„±1m\mathcal{F}_{m}/\mathcal{F}_{1}^{m} has zero-dimensional support for all mβ‰₯1m\geq 1. As a consequence, the map

H1​(B,π’ͺB​(m​m0​H)βŠ—β„±1m)β†’H1​(B,π’ͺB​(m​m0​H)βŠ—β„±m)H^{1}\left(B,\mathcal{O}_{B}(mm_{0}H)\otimes\mathcal{F}_{1}^{m}\right)\to H^{1}\left(B,\mathcal{O}_{B}(mm_{0}H)\otimes\mathcal{F}_{m}\right)

is surjective for all mβ‰₯1m\geq 1. Upon replacing 𝔛\mathfrak{X} with ProjB⁑(⨁mβ‰₯0β„±1m)\Proj_{B}\left(\bigoplus_{m\geq 0}\mathcal{F}_{1}^{m}\right) we are thus reduced to proving (A.4) when 𝔏\mathfrak{L} is Ο€\pi-ample, i.e. ample on all fibers of Ο€\pi. In that case we have Rqβ€‹Ο€βˆ—β€‹π’ͺ𝔛​(m​𝔏)=0R^{q}\pi_{*}\mathcal{O}_{\mathfrak{X}}(m\mathfrak{L})=0 for m≫1m\gg 1 and q>0q>0 by Serre vanishing, and the degeneration of the Leray spectral sequence yields

H1​(B,π’ͺB​(m​m0​H)βŠ—β„±m)≃H1​(𝔛,π’ͺ𝔛​(m⁑(𝔏+m0β€‹Ο€βˆ—β€‹H))CLOSE,H^{1}\left(B,\mathcal{O}_{B}(mm_{0}H)\otimes\mathcal{F}_{m}\right)\simeq H^{1}\left(\mathfrak{X},\mathcal{O}_{\mathfrak{X}}(m(\mathfrak{L}+m_{0}\pi^{*}H)\right),

which vanishes for all m≫1m\gg 1 if we choose m0m_{0} such that 𝔏+m0β€‹Ο€βˆ—β€‹H\mathfrak{L}+m_{0}\pi^{*}H is ample on π”œ\mathfrak{Y}. ∎

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.