ScalingStacks

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2. Reminders on ultrametric functional analysis

In this section, one recalls some facts about functional analysis concerning normed vector spaces and normed algebras over a complete non-Archimedean valued field, following [Ber], [BGR], [FvdP] and [Tem15]. Besides the well-known ones, results in §2.1.2, §2.2.4, §2.3.3 and §2.4 are most relevant to our construction.

Throughout the section, one fixes a field kk equipped with a non-Archimedean and non-trivial absolute value |⋅|\lvert\mathord{\cdot}\rvert and we assume that kk equipped with the topology defined by the absolute value is complete. Denote by k∘k^{\circ} the valuation ring of (k,|⋅|)(k,\lvert\mathord{\cdot}\rvert), by k∘⁣∘k^{\circ\circ} the maximal ideal of k∘k^{\circ}, and by k~\widetilde{k} the residual field k∘/k∘⁣∘k^{\circ}/k^{\circ\circ}. Denote by H⁡(k,|⋅|)H(k,\lvert\mathord{\cdot}\rvert) the ℚ\mathbb{Q}-vector subspace of ℝ\mathbb{R} generated by the set of numbers log⁡|k×|\log\lvert k^{\times}\rvert, and by α\alpha the quotient map of ℚ\mathbb{Q}-vector spaces ℝ→ℝ/H⁡(k,|⋅|)\mathbb{R}\to\mathbb{R}/H(k,\lvert\mathord{\cdot}\rvert). One says that nn real numbers {p1,…,pn}\{p_{1},\dots,p_{n}\} are ℚ\mathbb{Q}-independent in ℝ/H⁡(k,|⋅|)\mathbb{R}/H(k,\lvert\mathord{\cdot}\rvert) if the vectors {α⁡(p1),…,α⁡(pn)}\{\alpha(p_{1}),\dots,\alpha(p_{n})\} are ℚ\mathbb{Q}-linearly independent in ℝ/H⁡(k,|⋅|)\mathbb{R}/H(k,\lvert\mathord{\cdot}\rvert). Unless specified, all kk-algebras are supposed to be commutative unitary (with 0≠10\neq 1) and by convention all homomorphism of kk-algebras are supposed to preserve the units.

2.1. Seminormed vector spaces

2.1.1. Basic constructions

Let VV be a vector space over kk. By seminorm on VV, we refer to a map ∥⋅∥:V→ℝ≥0\lVert\mathord{\cdot}\rVert:V\rightarrow\mathbb{R}_{\geq 0} such that ∥a​x∥=|a|⋅∥x∥\lVert ax\rVert=\lvert a\rvert\cdot\lVert x\rVert for any (a,x)∈k×V(a,x)\in k\times V and that ∥x+y∥⩽∥x∥+∥y∥\lVert x+y\rVert\leqslant\lVert x\rVert+\lVert y\rVert for any (x,y)∈V×V(x,y)\in V\times V. The couple (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) is called a seminormed vector space over kk. If in addition ∥⋅∥\lVert\mathord{\cdot}\rVert takes positive values on V∖0V\setminus 0, we say that ∥⋅∥\lVert\mathord{\cdot}\rVert is a norm on VV and that (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) is a normed vector space. Denote by 𝔫⁡(∥⋅∥)\mathfrak{n}(\lVert\mathord{\cdot}\rVert) the inverse image of {0}\{0\} by ∥⋅∥\lVert\mathord{\cdot}\rVert. It can be shown that 𝔫⁡(∥⋅∥)\mathfrak{n}(\lVert\mathord{\cdot}\rVert) is a closed vector subspace of VV, called the null space of ∥⋅∥\lVert\mathord{\cdot}\rVert. Note that there exists a unique norm on V/𝔫⁡(∥⋅∥)V/\mathfrak{n}(\lVert\mathord{\cdot}\rVert), the composition of which with the projection map V→V/𝔫⁡(∥⋅∥)V\rightarrow V/\mathfrak{n}(\lVert\mathord{\cdot}\rVert) identifies with the seminorm ∥⋅∥\lVert\mathord{\cdot}\rVert. Call this norm the induced norm of ∥⋅∥\lVert\mathord{\cdot}\rVert.

Let (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) be a seminormed vector space over kk. If the strong triangle inequality holds for the seminorm ∥⋅∥\lVert\mathord{\cdot}\rVert, namely ∥x+y∥⩽max⁡(∥x∥,∥y∥)\lVert x+y\rVert\leqslant\max(\lVert x\rVert,\lVert y\rVert) for any (x,y)∈V×V(x,y)\in V\times V, we say that the seminorm is ultrametric. Note that if a seminorm is ultra-metric, then the inequality becomes an equality whenever ∥x∥≠∥y∥\lVert x\rVert\neq\lVert y\rVert.

We say that a seminormed (resp. normed) vector space (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) is complete, or ∥⋅∥\lVert\mathord{\cdot}\rVert is a complete seminorm (resp. complete norm) on VV, if any Cauchy sequence in VV with respect to the seminorm ∥⋅∥\lVert\mathord{\cdot}\rVert admits a limit. A complete normed vector space over kk is called a Banach space over kk. Any finite-dimensional normed space (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) is complete. ([Bou, 1.2.3 Theorem 2])

Let (V,∥⋅∥V)(V,\lVert\mathord{\cdot}\rVert_{V}) be a seminormed vector space over kk. Let V~c\widetilde{V}_{c} be the vector space of all Cauchy sequences in VV with respect to ∥⋅∥V\lVert\mathord{\cdot}\rVert_{V}. We define a seminorm ∥⋅∥c\lVert\mathord{\cdot}\rVert_{c} on V~c\widetilde{V}_{c} which sends any Cauchy sequence {vi}i∈ℕ\{v_{i}\}_{i\in\mathbb{N}} to limi→+∞∥vi∥V\lim_{i\rightarrow+\infty}\lVert v_{i}\rVert_{V}. Denote by VcV_{c} the quotient vector space Vc/𝔫⁡(∥⋅∥c)V_{c}/\mathfrak{n}(\lVert\mathord{\cdot}\rVert_{c}). Then the vector space VcV_{c} equipped with the norm induced by ∥⋅∥c\lVert\mathord{\cdot}\rVert_{c} forms a Banach space over kk, called the separated completion of (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert). Tautologically it can be shown that this Banach space is canonically isomorphic to the completion of V/𝔫⁡(∥⋅∥)V/\mathfrak{n}(\lVert\mathord{\cdot}\rVert) equipped with the quotient norm induced by the seminorm ∥⋅∥\lVert\mathord{\cdot}\rVert.

00H5

Definition 2.1. Let ∥⋅∥1\lVert\mathord{\cdot}\rVert_{1} and ∥⋅∥2\lVert\mathord{\cdot}\rVert_{2} be seminorms on VV. We say that ∥⋅∥1\lVert\mathord{\cdot}\rVert_{1} and ∥⋅∥2\lVert\mathord{\cdot}\rVert_{2} are equivalent if there exist two constants C1>0C_{1}>0 and C2>0C_{2}>0 such that C1​∥⋅∥1≤∥⋅∥2≤C2​∥⋅∥1C_{1}\lVert\mathord{\cdot}\rVert_{1}\leq\lVert\mathord{\cdot}\rVert_{2}\leq C_{2}\lVert\mathord{\cdot}\rVert_{1}. Note that this condition holds if and only if the seminorms ∥⋅∥1\lVert\mathord{\cdot}\rVert_{1} and ∥⋅∥2\lVert\mathord{\cdot}\rVert_{2} induce the same topology on the vector space VV ([Bou, Corollaire I.3.3.1])(note that the absolute value |⋅|\lvert\mathord{\cdot}\rvert is supposed to be non-trivial).

00H6

Definition 2.2. Let (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) be a seminormed vector space over kk. If WW is a vector subspace of VV, then map (x∈W)↦∥x∥(x\in W)\mapsto\lVert x\rVert defines a seminorm on WW, called the restriction of ∥⋅∥\lVert\mathord{\cdot}\rVert on WW. If QQ is a quotient vector space of VV and π:V→Q\pi:V\rightarrow Q is the quotient map, then the map (q∈Q)↦infx∈π−1​({q})∥x∥(q\in Q)\mapsto\inf_{x\in\pi^{-1}(\{q\})}\lVert x\rVert defines a seminorm on QQ, called the quotient of ∥⋅∥\lVert\mathord{\cdot}\rVert on QQ.

00H7

Definition 2.3. Let (V,∥⋅∥V)(V,\lVert\mathord{\cdot}\rVert_{V}) and (W,∥⋅∥W)(W,\lVert\mathord{\cdot}\rVert_{W}) be seminormed vector spaces over kk, and f:V→Wf:V\rightarrow W be a kk-linear map. We say that ff is bounded if there exists a constant C>0C>0 such that ∥f⁡(x)∥W≤C​∥x∥V\lVert f(x)\rVert_{W}\leq C\lVert x\rVert_{V} for any x∈Vx\in V. Note that this condition holds if and only if ff is continuous with respect to the topologies on VV and WW induced by the seminorms ∥⋅∥V\lVert\mathord{\cdot}\rVert_{V} and ∥⋅∥W\lVert\mathord{\cdot}\rVert_{W} respectively. We say that ff is admissible if it is bounded and if on the image of ff, the quotient seminorm of ∥⋅∥V\lVert\mathord{\cdot}\rVert_{V} and the restriction of ∥⋅∥W\lVert\mathord{\cdot}\rVert_{W} are equivalent.

We recall below several fundamental results in functional analysis and refer to [Bou, Theorem 1.3.3.1, Corollary 1.3.3.1, 1.3.3.2, 1.3.3.5] for more details.

00H8

Theorem 2.4. Let (V,∥⋅∥V)(V,\lVert\mathord{\cdot}\rVert_{V}) and (W,∥⋅∥W)(W,\lVert\mathord{\cdot}\rVert_{W}) be Banach spaces over kk, and f:V→Wf:V\rightarrow W be a kk-linear map.

  1. (1)

    The kk-linear map ff is bounded if and only if its graph in V×WV\times W is closed under the product topology.

  2. (2)

    Assume that ff is bounded and surjective, then ff is an open map. In particular, the quotient norm of ∥⋅∥V\lVert\mathord{\cdot}\rVert_{V} on WW is equivalent to ∥⋅∥W\lVert\mathord{\cdot}\rVert_{W}.

  3. (3)

    Assume that ff is bounded and injective, then f⁡(V)f(V) is closed in WW.

00H9

Theorem 2.5. Let VV be a vector space over kk and ∥⋅∥1\lVert\mathord{\cdot}\rVert_{1} and ∥⋅∥2\lVert\mathord{\cdot}\rVert_{2} be complete norms on VV. If there exists C>0C>0 such that ∥⋅∥2≤C​∥⋅∥1\lVert\mathord{\cdot}\rVert_{2}\leq C\lVert\mathord{\cdot}\rVert_{1}, then the norms ∥⋅∥1\lVert\mathord{\cdot}\rVert_{1} and ∥⋅∥2\lVert\mathord{\cdot}\rVert_{2} are equivalent.

Using this norm equivalence theorem for Banach spaces over kk, we have immediately the following

00HA

Corollary 2.6. Let (V,∥⋅∥V)(V,\lVert\mathord{\cdot}\rVert_{V}) and (W,∥⋅∥W)(W,\lVert\mathord{\cdot}\rVert_{W}) be Banach spaces over kk, and f:V→Wf:V\rightarrow W be a bounded kk-linear map with closed image. Then ff is admissible.

00HB

Definition 2.7. Let (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) be a finite-dimensional normed vector space. The dual norm of ∥⋅∥∨\lVert\mathord{\cdot}\rVert^{\vee} on the dual vector space V∨V^{\vee} is defined by

∀ℓ∈V∨,∥ℓ∥∨:=supv∈V∖{0}|ℓ⁡(v)|∥v∥.\forall\ell\in V^{\vee},\ \lVert\ell\rVert^{\vee}:=\sup_{v\in V\setminus\{0\}}\frac{\lvert\ell(v)\rvert}{\lVert v\rVert}.
00HC

Remark 2.8. The norm ∥⋅∥∨\lVert\mathord{\cdot}\rVert^{\vee} is ultrametric, and ∥⋅∥∨⁣∨=∥⋅∥\lVert\mathord{\cdot}\rVert^{\vee\vee}=\lVert\mathord{\cdot}\rVert if and only if ∥⋅∥\lVert\mathord{\cdot}\rVert is ultrametric. ([CMor18, Section 2.2.3])

00HD

Definition 2.9. Let (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) be a normed vector space. Let (k′,|⋅|′)(k^{\prime},\lvert\mathord{\cdot}\rvert^{\prime}) be a complete valued field extension of (k,|⋅|)(k,\lvert\mathord{\cdot}\rvert). Set Vk′V_{k^{\prime}} to be V⊗kk′V\otimes_{k}k^{\prime}, which can be identified with Homk​(Homk​(V,k),k′)\mathrm{Hom}_{k}(\mathrm{Hom}_{k}(V,k),k^{\prime}). The norm

∀v′∈Vk′,∥v′∥k′:=sup{|(ℓ⊗1)​(v′)|′∥ℓ∥∨,ℓ∈V∨}\forall v^{\prime}\in V_{k^{\prime}},\ \lVert v^{\prime}\rVert_{k^{\prime}}:=\sup\Big\{\frac{\lvert(\ell\otimes 1)(v^{\prime})\rvert^{\prime}}{\lVert\ell\rVert^{\vee}},\ \ell\in V^{\vee}\Big\}

defined via this identification is called the scalar extension of ∥⋅∥\lVert\mathord{\cdot}\rVert.

00HE

Remark 2.10. If ∥⋅∥\lVert\mathord{\cdot}\rVert is ultrametric, then ∥⋅∥k′\lVert\mathord{\cdot}\rVert_{k^{\prime}} is the largest ultrametric norm on Vk′V_{k^{\prime}} extending ∥⋅∥\lVert\mathord{\cdot}\rVert. ([CMor18, Definition 2.4])

00HF

Lemma 2.11. Let f:V→Wf:V\rightarrow W be a surjective kk-linear map of finite-dimensional vector spaces, with dimk​W=1\mathrm{dim}_{k}W=1. Let ∥⋅∥V\lVert\mathord{\cdot}\rVert_{V} be a norm on VV and let ∥⋅∥W\lVert\mathord{\cdot}\rVert_{W} be its quotient norm for ff. Then the norm ∥⋅∥W,k′\lVert\mathord{\cdot}\rVert_{W,k^{\prime}} identifies with the quotient norm of ∥⋅∥V,k′\lVert\mathord{\cdot}\rVert_{V,k^{\prime}} induced by the surjective k′k^{\prime}-linear map f⊗idk′:Vk′→Wk′f\otimes\mathrm{id}_{k^{\prime}}:V_{k^{\prime}}\rightarrow W_{k^{\prime}}. ([CMor18, Lemma 2.5])

2.1.2. Orthogonal basis

00HG

Definition 2.12. Let (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) be a finite-dimensional normed vector space over kk. A basis {ei}i∈{1,…,n}\{e_{i}\}_{i\in\{1,\dots,n\}} of VV is called orthogonal (with respect to ∥⋅∥\lVert\mathord{\cdot}\rVert) if

∀(c1,…,cr)∈kn,‖∑i∈{1,…,n}ci​ei‖=maxi∈{1,…,n}⁡∥ci​ei∥\forall(c_{1},\dots,c_{r})\in k^{n},\quad\Big\|\sum_{i\in\{1,\dots,n\}}c_{i}e_{i}\Big\|=\max_{i\in\{1,\dots,n\}}\lVert c_{i}e_{i}\rVert

Moreover, it is said to be orthonormal if in addition ∥ei∥=1\lVert e_{i}\rVert=1 for all i∈{1,…,n}i\in\{1,\dots,n\}.

00HH

Lemma 2.13. Let (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert) be a finite-dimensional ultrametrically normed vector space over kk. If {vi}i∈{1,…,n}\{v_{i}\}_{i\in\{1,\dots,n\}} is a finite set of elements of VV such that {∥vi∥}i∈{1,…,n}\{\lVert v_{i}\rVert\}_{i\in\{1,\dots,n\}} are disctinct in ℝ+\mathbb{R}_{+}. Then ∥∑i∈{1,…,n}vi∥=maxi∈{1,…,n}⁡∥vi∥\lVert\sum_{i\in\{1,\dots,n\}}v_{i}\rVert=\max_{i\in\{1,\dots,n\}}\lVert v_{i}\rVert.

00HI

Proof. If n=2n=2, this is clear from the ultra-metric inequality. For general nn an induction argument shows the equality. ∎

00HJ

Corollary 2.14. Let (V,∥⋅∥V)(V,\lVert\mathord{\cdot}\rVert_{V}) be a finite-dimensional ultrametrically normed vector space over kk. Suppose that (k,|⋅|)(k,|\cdot|) is discretely valued. If {ei}i∈{1,…,n}\{e_{i}\}_{i\in\{1,\dots,n\}} is a basis of VV such that {log⁡∥ei∥}i∈{1,…,n}\{\log\lVert e_{i}\rVert\}_{i\in\{1,\dots,n\}} are ℚ\mathbb{Q}-independent in ℝ/H⁡(k,|⋅|)\mathbb{R}/H(k,\lvert\mathord{\cdot}\rvert), then {ei}i∈{1,…,n}\{e_{i}\}_{i\in\{1,\dots,n\}} is an orthogonal basis.

00HK

Proof. For any f=(f1,…,fn)∈(k×)nf=(f_{1},\dots,f_{n})\in(k^{\times})^{n}, the numbers {|fi|​∥ei∥}i∈{1,…,r}\{\lvert f_{i}\rvert\lVert e_{i}\rVert\}_{i\in\{1,\dots,r\}} are distinct, otherwise there exist i,j∈{1,…,n},i≠ji,j\in\{1,\dots,n\},i\neq j such that

log⁡∥ei∥−log⁡∥ej∥=log|fifj|∈log⁡|k×|\log\lVert e_{i}\rVert-\log\lVert e_{j}\rVert=\log\Big|\frac{f_{i}}{f_{j}}\Big|\in\log\lvert k^{\times}\rvert

which contradicts the assumption of ℚ\mathbb{Q}-independence. Hence

‖∑i∈{1,…,n}fi​ei‖=max0≤i≤n⁡∥fi​ei∥\Big\|\sum_{i\in\{1,\dots,n\}}f_{i}e_{i}\Big\|=\max_{0\leq i\leq n}\lVert f_{i}e_{i}\rVert

by Lemma 2.13. ∎

00HL

Proposition 2.15. Let (V,∥⋅∥V)(V,\lVert\mathord{\cdot}\rVert_{V}) be a finite-dimensional ultrametrically normed vector space over kk. Suppose that (k,|⋅|)(k,\lvert\mathord{\cdot}\rvert) is discretely valued. Then there exists an orthogonal basis for (V,∥⋅∥)(V,\lVert\mathord{\cdot}\rVert). ([BMPS, Proposition 2.5])

2.2. Banach algebra

2.2.1. Basic constructions

00HM

Definition 2.16. Let AA be a kk-algebra (the unit of which is denoted by 𝟏\mathbf{1}) and ∥⋅∥\lVert\mathord{\cdot}\rVert be a seminorm on AA (viewed as a vector space over kk).

  1. (1)

    The seminorm ∥⋅∥\lVert\mathord{\cdot}\rVert is said to be sub-multiplicative if for any (a,b)∈A×A(a,b)\in A\times A one has ∥a​b∥≤∥a∥⋅∥b∥\lVert ab\rVert\leq\lVert a\rVert\cdot\lVert b\rVert.

  2. (2)

    The seminorm ∥⋅∥\lVert\mathord{\cdot}\rVert is called power-multiplicative if ∥an∥=∥a∥n\lVert a^{n}\rVert=\lVert a\rVert^{n} for any a∈Aa\in A and any n∈ℕ∖{0}n\in\mathbb{N}\setminus\{0\}.

  3. (3)

    The seminorm ∥⋅∥\lVert\mathord{\cdot}\rVert is called multiplicative if ∥a​b∥=∥a∥⋅∥b∥\lVert ab\rVert=\lVert a\rVert\cdot\lVert b\rVert for any (a,b)∈A2(a,b)\in A^{2}.

A kk-algebra seminorm (resp. kk-algebra norm) on AA is defined to be a sub-multiplicative seminorm (resp. sub-multiplicative norm) ∥⋅∥\lVert\mathord{\cdot}\rVert on AA such that ∥𝟏∥=1\lVert\mathbf{1}\rVert=1. We denote by ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert an algebra seminorm. Any kk-algebra equipped with a complete kk-algebra norm is called a Banach kk-algebra.

We use calligraphic letters to denote Banach algebras and Banach modules (defined below) and use the corresponding capital letters to denote the underlying kk-algebra or the underlying module of a kk-algebra. For example, a Banach kk-algebra (A,⦀⋅⦀)(A,\vvvert\mathord{\cdot}\vvvert) is denoted by 𝒜\mathcal{A}. If A′A^{\prime} is a sub-kk-algebra of AA, then the restriction of ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert on A′A^{\prime} is a kk-algebra norm. If this norm is complete, we say that 𝒜′\mathcal{A}^{\prime} (A′A^{\prime} equipped with the restricted norm) is a Banach kk-sub-algebra of 𝒜\mathcal{A}. Similarly, if QQ is a quotient kk-algebra of AA, then the quotient of the norm ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert on QQ is a sub-multiplicative seminorm. If it is a complete norm, we say that 𝒬\mathcal{Q} (QQ equipped with the quotient norm) is a Banach quotient kk-algebra of 𝒜\mathcal{A}.

00HN

Example 2.17. Let 𝒜\mathcal{A} be a Banach kk-algebra. The Tate kk-Banach algebra over 𝒜\mathcal{A} of multiradius 𝒓=(r1,…,rn)∈(ℝ+)N\boldsymbol{r}=(r_{1},\dots,r_{n})\in(\mathbb{R}_{+})^{N} is the algebra over kk

{∑J∈ℕnaJ𝑻J, aJ∈A and lim|J|→∞⦀aJ⦀⋅𝒓J=0}\Big\{\sum_{J\in\mathbb{N}^{n}}a_{J}\boldsymbol{T}^{J},\text{ }a_{J}\in A\text{ and }\lim_{|J|\to\infty}\vvvert a_{J}\vvvert\cdot\boldsymbol{r}^{J}=0\Big\}

(for J=(j1,…,jn)∈ℕnJ=(j_{1},\dots,j_{n})\in\mathbb{N}^{n}, we denote ∏i∈{1,…,n}Tiji\prod_{i\in\{1,\dots,n\}}T_{i}^{j_{i}} by 𝑻J\boldsymbol{T}^{J} and ∏i∈{1,…,n}riji\prod_{i\in\{1,\dots,n\}}r_{i}^{j_{i}} by 𝒓J\boldsymbol{r}^{J}) with a complete kk-algebra norm defined by

⦀∑J∈ℕnaJ𝑻J⦀𝒯𝒜​(𝒓):=supJ⦀aJ⦀⋅𝒓J\Big\vvvert\sum_{J\in\mathbb{N}^{n}}a_{J}\boldsymbol{T}^{J}\Big\vvvert_{\mathcal{T}_{\mathcal{A}}(\boldsymbol{r})}:=\sup_{J}\vvvert a_{J}\vvvert\cdot\boldsymbol{r}^{J}

This Banach algebra is denoted by 𝒜⁡{r1−1​T1,…,rn−1​Tn}\mathcal{A}\{r_{1}^{-1}T_{1},\dots,r_{n}^{-1}T_{n}\}, and is called an 𝒜\mathcal{A}-Tate algebra of multiradius 𝒓\boldsymbol{r}.

00HP

Definition 2.18. Let 𝒜1,𝒜2\mathcal{A}_{1},\mathcal{A}_{2} be two Banach kk-algebras, and ϕ:A1→A2\phi:A_{1}\to A_{2} be a homomorphism of kk-algebras. We say that ϕ\phi is a homomorphism of Banach kk-algebras if it is bounded as a kk-linear map. A homomorphism of Banach kk-algebra ϕ\phi is often denoted by ϕ:𝒜1→𝒜2\phi:\mathcal{A}_{1}\to\mathcal{A}_{2}. A homomorphism of Banach kk-algebra ϕ\phi is called an isomorphism of Banach kk-algebras if there exists a homomorphism of Banach kk-algebras ψ:𝒜2→𝒜1\psi:\mathcal{A}_{2}\to\mathcal{A}_{1} such that ϕ∘ψ=Id𝒜2\phi\circ\psi=\mathrm{Id}_{\mathcal{A}_{2}} and ψ∘ϕ=Id𝒜1\psi\circ\phi=\mathrm{Id}_{\mathcal{A}_{1}}.

2.2.2. Spectrum

Let 𝒜=(A,⦀⋅⦀)\mathcal{A}=(A,\vvvert\mathord{\cdot}\vvvert) be a Banach kk-algebra. Let ⦀⋅⦀′\vvvert\mathord{\cdot}\vvvert^{\prime} be a kk-algebra seminorm on AA. One says that ⦀⋅⦀′\vvvert\mathord{\cdot}\vvvert^{\prime} is bounded (with respect to 𝒜\mathcal{A}) if there exists C>0C>0 such that ⦀⋅⦀′≤C⦀⋅⦀\vvvert\mathord{\cdot}\vvvert^{\prime}\leq C\vvvert\mathord{\cdot}\vvvert. Its null-space is a closed ideal II of AA; the quotient kk-algebra norm of ⦀⋅⦀′\vvvert\mathord{\cdot}\vvvert^{\prime} on the quotient kk-algebra A/IA/I is bounded with respect to the quotient kk-algebra norm of ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert. ([Ber, Remark 1.2.2.i])

00HQ

Definition 2.19. Let 𝒜\mathcal{A} be a kk-Banach algebra. The Berkovich spectrum 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) is the following topological space: the points, denoted by zz, are bounded multiplicative kk-algebra seminorms ⦀⋅⦀z\vvvert\mathord{\cdot}\vvvert_{z} on 𝒜\mathcal{A}, and the topology is the weakest topology on this set of points, for which all ℝ≥0\mathbb{R}_{\geq 0}-valued functions of the form z↦⦀f⦀zz\mapsto\vvvert f\vvvert_{z} are continuous for any f∈Af\in A. This topology is called the canonical topology. For any subset VV of 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}), we denote by Inttop​(V)\text{Int}^{\mathrm{top}}(V) the topological interior of VV. This topological interior is to be compared with the notion of interior of an affinoid subdomain in an affinoid domain (see [Ber, Definition 2.5.7]), which we do not use in this article.

00HR

Remark 2.20. A basis for the canonical topology constituting of open sets is given by basic open sets, which are sets of the form

U⁡(f,p,q):={z∈𝔐⁡(𝒜):p<|f|z<q}U(f;p,q):=\{z\in\mathfrak{M}(\mathcal{A}):p<\lvert f\rvert_{z}<q\}

indexed by (p,q)∈ℝ2(p,q)\in\mathbb{R}^{2} and f∈𝒜f\in\mathcal{A}. A general open set is a union of finite intersections of basic open sets.

00HS

Proposition 2.21. Let 𝒜\mathcal{A} be a kk-Banach algebra. Then 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) is a non-empty compact Hausdorff topological space. ([Ber, Theorem 1.2.1])

For any point z∈𝔐⁡(A)z\in\mathfrak{M}(A), let 𝔭z\mathfrak{p}_{z} be the closed ideal 𝔫(⦀⋅⦀z)\mathfrak{n}(\vvvert\mathord{\cdot}\vvvert_{z}) of AA which is a prime ideal, and f⁡(z)f(z) be the image of ff in the quotient kk-algebra A/𝔭zA/\mathfrak{p}_{z}. The residual field at zz is defined to be the fraction field of A/𝔭zA/\mathfrak{p}_{z}, denoted by κ⁡(z)\kappa(z), it is equipped with a quotient norm |⋅|z\lvert\mathord{\cdot}\rvert_{z} of ⦀⋅⦀z\vvvert\mathord{\cdot}\vvvert_{z}, which becomes an absolute value on κ⁡(x)\kappa(x) extending |⋅|\lvert\mathord{\cdot}\rvert on kk. The completed residual field at zz is defined to be the completion of |⋅|z\lvert\mathord{\cdot}\rvert_{z} with respect to this quotient norm |⋅|z\lvert\mathord{\cdot}\rvert_{z}, denoted as κ^​(z)\widehat{\kappa}(z). The canonical homomorphism of kk-algebra from AA to (κ^​(z),|⋅|z)(\widehat{\kappa}(z),\lvert\mathord{\cdot}\rvert_{z}) is denoted by χz\chi_{z}. It is a homomorphism of Banach kk-algebras.

00HT

Definition 2.22. Let 𝒜\mathcal{A} be a Banach kk-algebra. A character χ\chi of 𝒜\mathcal{A} is a homomorphism of Banach kk-algebra from 𝒜\mathcal{A} to some complete valued field extension (K,|⋅|K)(K,\lvert\mathord{\cdot}\rvert_{K}) of (k,|⋅|k)(k,\lvert\mathord{\cdot}\rvert_{k}). Two characters χ1:𝒜→(K1,|⋅|K1)\chi_{1}:\mathcal{A}\to(K_{1},\lvert\mathord{\cdot}\rvert_{K_{1}}) and χ2:𝒜→(K2,|⋅|K2)\chi_{2}:\mathcal{A}\to(K_{2},\lvert\mathord{\cdot}\rvert_{K_{2}}) are said to be equivalent if there exist a character χ:𝒜→(K,|⋅|K)\chi:\mathcal{A}\to(K,\lvert\mathord{\cdot}\rvert_{K}) and valued field extensions ι1:K→K1\iota_{1}:K\to K_{1} and ι2:K→K2\iota_{2}:K\to K_{2} which preserve norms such that χ=i1∘χ1=i2∘χ2\chi=i_{1}\circ\chi_{1}=i_{2}\circ\chi_{2}. Let [χ][\chi] be the equivalence class of χ\chi.

00HU

Lemma 2.23. The set of points of 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) is in canonical bijection with the set of equivalence classes of characters on 𝒜\mathcal{A}. This bijection sends z∈𝔐⁡(𝒜)z\in\mathfrak{M}(\mathcal{A}) to [χz][\chi_{z}]. ([Ber, Remark 1.2.2.ii])

00HV

Definition 2.24. The Gelfand transform of 𝒜\mathcal{A} is the homomorphism of Banach kk-algebras

^:A→∏z∈𝔐⁡(𝒜)κ^​(z),f↦f^=(f⁡(z))z∈𝔐⁡(𝒜)\widehat{}:A\to\prod_{z\in\mathfrak{M}(\mathcal{A})}\hat{\kappa}(z),\quad f\mapsto\widehat{f}=(f(z))_{z\in\mathfrak{M}(\mathcal{A})}
00HW

Proposition 2.25. An element f∈𝒜f\in\mathcal{A} is invertible if and only if f⁡(z)≠0f(z)\neq 0 for any z∈𝔐⁡(𝒜)z\in\mathfrak{M}(\mathcal{A}). ([Ber, Corollary 1.2.4])

2.2.3. Continuous map

00HX

Proposition 2.26. Let ϕ:𝒜1→𝒜2\phi:\mathcal{A}_{1}\to\mathcal{A}_{2} be a homomorphism of Banach kk-algebras. It induces a continuous map ϕ⋆:𝔐⁡(𝒜2)→𝔐⁡(𝒜1)\phi^{\star}:\mathfrak{M}(\mathcal{A}_{2})\to\mathfrak{M}(\mathcal{A}_{1}) by sending an equivalent class of characters [χ][\chi] of 𝒜2\mathcal{A}_{2} to the class of characters [χ∘ψ][\chi\circ\psi] of 𝒜1\mathcal{A}_{1}. ([Ber, Remark 1.2.2 (iii)])

00HY

Lemma 2.27. If ϕ:𝒜1→𝒜2\phi:\mathcal{A}_{1}\to\mathcal{A}_{2} is a homomorphism of Banach kk-algebras with dense image, then ϕ⋆\phi^{\star} is an injective map whose image is closed.

00HZ

Proof. The map ϕ⋆\phi^{\star} is injective since for any two characters χ1,χ2:𝒜2→K\chi_{1},\chi_{2}:\mathcal{A}_{2}\to K, if χ1∘ϕ=χ2∘ϕ\chi_{1}\circ\phi=\chi_{2}\circ\phi, then the restriction of χ1\chi_{1} and χ2\chi_{2} on the image of ϕ\phi are equal, hence the two characters are equal by the density of image.

Let (z,|⋅|z)∈𝔐⁡(𝒜1)(z,\lvert\mathord{\cdot}\rvert_{z})\in\mathfrak{M}(\mathcal{A}_{1}) which is not in the image of ϕ⋆\phi^{\star}, then ker⁡(ϕ)⊈𝔭z\ker(\phi)\nsubseteq\mathfrak{p}_{z}: otherwise the character 𝒜1/ker⁡(ϕ)→κ^​(z)\mathcal{A}_{1}/\ker(\phi)\to\hat{\kappa}(z) extends to a character 𝒜2→κ^​(z)\mathcal{A}_{2}\to\hat{\kappa}(z) by the density of image of ϕ\phi. Now there exists f∈ker⁡(ϕ)∖𝔭zf\in\ker(\phi)\setminus\mathfrak{p}_{z}, so |f|z≠0|f|_{z}\neq 0. For small enough ϵ>0\epsilon>0, the basic open set U⁡(f,|f|z−ϵ,|f|z+ϵ)⊂𝔐⁡(𝒜1)U(f;|f|_{z}-\epsilon,|f|_{z}+\epsilon)\subset\mathfrak{M}(\mathcal{A}_{1}) is a neighbourhood of (z,|⋅|z)(z,\lvert\mathord{\cdot}\rvert_{z}) which is not contained in the image of ϕ⋆\phi^{\star}. So the image of ϕ⋆\phi^{\star} is a closed subset in 𝔐⁡(𝒜1)\mathfrak{M}(\mathcal{A}_{1}). ∎

2.2.4. Spectral seminorm

00I0

Definition 2.28. The spectral algebra seminorm ⦀⋅⦀sp\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}} of an algebra seminorm ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert on a kk-algebra AA is the one defined by

∀f∈𝒜,⦀f⦀sp:=limn→∞⦀fn⦀1n.\forall f\in\mathcal{A},\quad\vvvert f\vvvert_{\mathrm{sp}}:=\lim_{\begin{subarray}{c}n\to\infty\end{subarray}}\vvvert f^{n}\vvvert^{\frac{1}{n}}.

Note that the triangle inequality for ⦀⋅⦀sp\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}} follows from sub-multiplicativity of ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert. In general, ⦀⋅⦀sp\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}} is only a seminorm even if ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert is a norm.

00I1

Remark 2.29. The existence of limit is guaranteed by the (multiplicative) Fekete lemma for the sub-multiplicative sequence {⦀fn⦀}n∈ℕ\{\vvvert f^{n}\vvvert\}_{n\in\mathbb{N}}. The spectral seminorm is sub-multiplicative, and is bounded by the original seminorm ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert. Moreover, it is power-multiplicative by construction.

00I2

Proposition 2.30. Let 𝒜\mathcal{A} be a kk-Banach algebra. For any f∈Af\in A, one has ([Ber, Theorem 1.3.1])

⦀f⦀sp=maxz∈𝔐⁡(A)|f|z\vvvert f\vvvert_{\mathrm{sp}}=\max_{z\in\mathfrak{M}(A)}|f|_{z}
00I3

Definition 2.31. Let 𝒜\mathcal{A} be a Banach kk-algebra. The radical of 𝒜\mathcal{A} is the null-space of its spectral seminorm 𝔫(⦀⋅⦀sp)\mathfrak{n}(\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}}). A Banach kk-algebra with radical equal to {0}\{0\} is called semi-simple. Elements in the radical are said to be quasi-nilpotent (or topological nilpotent).

00I4

Remark 2.32. The radical of 𝒜\mathcal{A} contains the nil-radical of AA; in other words, nilpotent elemtents are quasi-nilpotent. If 𝒜\mathcal{A} is semi-simple, then AA is reduced. The converse may not be true.

Let 𝒜=(A,⦀⋅⦀)\mathcal{A}=(A,\vvvert\mathord{\cdot}\vvvert) be a kk-Banach algebra. The spectral seminorm ⦀⋅⦀sp\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}} defines a quotient norm on the quotient kk-algebra 𝒜/rad​(𝒜)\mathcal{A}/\text{rad}(\mathcal{A}), still denoted by ⦀⋅⦀sp\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}}. The quotient norm ⦀⋅⦀sp\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}} is bounded by the quotient norm of ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert. The uniformization 𝒜u\mathcal{A}^{u} of 𝒜\mathcal{A} is defined to be the Banach kk-algebra of separated completion of (𝒜/rad(𝒜),⦀⋅⦀sp)(\mathcal{A}/\text{rad}(\mathcal{A}),\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}}). Conversely, if ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert is a power-multiplicative Banach algebra norm on AA with radical {0}\{0\}, then it is said to be uniform.

Obviously, ⦀⋅⦀sp\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}} is bounded by ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert. It is important to note that the converse may not be true in general. In other words, ⦀⋅⦀sp\vvvert\cdot\vvvert_{\mathrm{sp}} may not be complete on 𝒜/rad​(𝒜)\mathcal{A}/\text{rad}(\mathcal{A}). Yet one still has the following statement

00I5

Proposition 2.33. 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) is canonically homeomorphic to 𝔐⁡(𝒜u)\mathfrak{M}(\mathcal{A}^{u}). ([Ber, Corollary 1.3.3, 1.3.4])

2.2.5. Banach module

One can also consider seminorms on modules over Banach algebra. Let 𝒜\mathcal{A} be a Banach kk-algebra. A (semi)normed 𝒜\mathcal{A}-module is defined to be an AA-module MM with a (semi)norm ∥⋅∥\lVert\mathord{\cdot}\rVert such that (M,∥⋅∥)(M,\lVert\mathord{\cdot}\rVert) is a (semi)normed vector space over kk (denoted by ℳ\mathcal{M}), and that the multiplication is bounded, in the sense that there exists C>0C>0 such that

∀a∈𝒜,∀m∈M,∥a⋅m∥≤C⦀a⦀⋅∥m∥\forall a\in\mathcal{A},\ \forall m\in M,\quad\lVert a\cdot m\rVert\leq C\vvvert a\vvvert\cdot\lVert m\rVert

One calls a Banach 𝒜\mathcal{A}-module a normed 𝒜\mathcal{A}-module (M,∥⋅∥)(M,\lVert\mathord{\cdot}\rVert) whose norm is complete.

Let ℳ1=(M1,∥⋅∥1)\mathcal{M}_{1}=(M_{1},\lVert\mathord{\cdot}\rVert_{1}), ℳ2=(M2,∥⋅∥2)\mathcal{M}_{2}=(M_{2},\lVert\mathord{\cdot}\rVert_{2}) be Banach 𝒜\mathcal{A}-modules and ϕ:M1→M2\phi:M_{1}\to M_{2} be a homomorphism of AA-modules. It is called bounded if there exists C>0C>0 such that ∥ϕ⁡(m1)∥2≤C​∥m1∥1\lVert\phi(m_{1})\rVert_{2}\leq C\lVert m_{1}\rVert_{1} for any m1∈M1m_{1}\in M_{1}. In this case ϕ\phi is said to be a homomorphism of Banach 𝒜\mathcal{A}-modules, and is denoted by ϕ:ℳ1→ℳ2\phi:\mathcal{M}_{1}\rightarrow\mathcal{M}_{2}. In addition, the homomorphism ϕ\phi of Banach 𝒜\mathcal{A}-modules is called admissible if it is admissible as linear map between normed-vector spaces over kk.

00I6

Definition 2.34. Let ℳ\mathcal{M} be a Banach 𝒜\mathcal{A}-module. It is called a Banach finite 𝒜\mathcal{A}-module if there exists l∈ℕ+l\in\mathbb{N}_{+} and a surjective homomorphism of Banach 𝒜\mathcal{A}-modules 𝒜⊕l→ℳ\mathcal{A}^{\oplus l}\to\mathcal{M} where 𝒜⊕l\mathcal{A}^{\oplus l} is the Banach 𝒜\mathcal{A}-module corresponding to the AA-module A⊕lA^{\oplus l} equipped with the norm (a1,…,al)↦max⦀ai⦀(a_{1},\dots,a_{l})\mapsto\max\vvvert a_{i}\vvvert. (Note that such a homomorphism is necessarily admissible.)

00I7

Proposition 2.35. Let 𝒜\mathcal{A} be a Banach kk-algebra and ℳ\mathcal{M} be a Banach 𝒜\mathcal{A}-module. If AA is Noetherian as a kk-algebra and MM is finitely generated as AA-module, then any 𝒜\mathcal{A}-sub-module of ℳ\mathcal{M} is closed, and ℳ\mathcal{M} is a Banach finite 𝒜\mathcal{A}-module. ([FvdP, Lemma 1.2.3]

00I8

Definition 2.36. Let ϕ:𝒜1→𝒜2\phi:\mathcal{A}_{1}\to\mathcal{A}_{2} be a homomorphism between Banach kk-algebras. It is called Banach finite if 𝒜2\mathcal{A}_{2} is a Banach finite 𝒜1\mathcal{A}_{1}-module. In this case 𝒜2\mathcal{A}_{2} is called a Banach finite 𝒜1\mathcal{A}_{1}-algebra.

00I9

Remark 2.37. If a kk-Banach algebra homomorphism ϕ\phi is finite as homomorphism of kk-algebra, and 𝒜1\mathcal{A}_{1} is Noetherian, then ϕ\phi is automatically Banach finite: there is a surjective 𝒜1\mathcal{A}_{1}-module homomorphism p:𝒜1⊕n→𝒜2p:\mathcal{A}_{1}^{\oplus n}\to\mathcal{A}_{2}, by Proposition 2.35 ker⁡(p)\ker(p) is closed. Then pp is continuous hence is admissible by Corollary 2.5. So 𝒜2\mathcal{A}_{2} is a Banach finite 𝒜1\mathcal{A}_{1}-module.

2.3. Affinoid algebras

Affinoid algebras is a special kind of kk-Banach algebras possessing good finiteness properties. These features allows one to endow a locally ringed space structure on their Berkovich spectra, namely the affinoid spaces. As a consequence, the Banach algebra norm of an affinoid algebra is equivalent to its spectral seminorm whenever the later is actually a norm.

2.3.1. Basic constructions

Affinoid algebras are kk-Banach algebras that are quotient algebras of Tate algebras. Among them are strict affinoid algebras which have good finiteness properties such as Noetherianity. Some good properties pass to general affinoid algebra by a technique enlarging the base valued field which makes the affinoid algebra strict.

00IA

Definition 2.38. For a multi-radius 𝒓=(r1,…,rn)∈ℝn\boldsymbol{r}=(r_{1},\dots,r_{n})\in\mathbb{R}^{n}, the algebra

k{r1−1T1,…,rn−1Tn}={f=∑J∈ℕn∞aJ𝑻J:aJ∈k,|aJ|𝒓J→0 as |J|→∞}k\{r_{1}^{-1}T_{1},\dots,r_{n}^{-1}T_{n}\}=\{f=\sum_{J\in\mathbb{N}^{n}}^{\infty}a_{J}\boldsymbol{T}^{J}:a_{J}\in k,\lvert a_{J}\rvert\boldsymbol{r}^{J}\to 0\text{ as }|J|\to\infty\}

is called the Tate algebra over kk with multi-radius 𝒓\boldsymbol{r}. Denote it by 𝒯n​(𝒓)\mathcal{T}_{n}(\boldsymbol{r}). It is a kk-Banach algebra with respect to the Gauss norm of multi-radius 𝐫\boldsymbol{r} defined by

⦀f⦀𝒯n​(𝒓)=maxJ|aJ|𝒓J\vvvert f\vvvert_{\mathcal{T}_{n}(\boldsymbol{r})}=\max_{J}\lvert a_{J}\rvert\boldsymbol{r}^{J}

One can define Tate algebra over other complete ultra-metric valued fields.

00IB

Remark 2.39. This Gauss norm is obviously sub-multiplicative. It is in fact multiplicative by an argument as in the proof of Gauss Lemma.

00IC

Definition 2.40. A kk-Banach algebra 𝒜\mathcal{A} is called an affinoid algebra if there exists an admissible surjective homomorphism from some Tate algebra k​{𝒓−1​𝑻}k\{\boldsymbol{r}^{-1}\boldsymbol{T}\} to 𝒜\mathcal{A}. The Banach algebra norm on an affinoid algebra 𝒜\mathcal{A} is called an affinoid algebra norm. If one can take 𝒓\boldsymbol{r} with ri=1r_{i}=1 for all i∈{1,…,n}i\in\{1,\dots,n\}, then 𝒜\mathcal{A} is called a strict affinoid algebra. One may define affinoid algebra similarly over other complete ultrametric valued field.

00ID

Remark 2.41. An affinoid algebra norm and the quotient algebra norm of Gauss algebra norm by the defining admissible surjective homomorphism are just equivalent but not necessarily equal.

One can construct new affinoid algebras out of old ones by various algebraic operations.

00IE

Example 2.42. The quotient Banach algebra of an affinoid algebra is an affinoid algebra.

00IF

Proposition 2.43. Let 𝒞\mathcal{C} be a kk-Banach algebra which is finite over an affinoid algebra 𝒜\mathcal{A}, then 𝒞\mathcal{C} itself is an affinoid algebra. If 𝒜\mathcal{A} is strict, then 𝒞\mathcal{C} is strict.

00IG

Proof. Let {ci}i∈{1,…,m}⊂𝒞\{c_{i}\}_{i\in\{1,\dots,m\}}\subset\mathcal{C} be a finite set of generators of 𝒞\mathcal{C} over 𝒜\mathcal{A}, then consider an 𝒜\mathcal{A}-Tate algebra 𝒜​{𝒓−1​𝑻}\mathcal{A}\{\boldsymbol{r}^{-1}\boldsymbol{T}\} where ri≥⦀ci⦀𝒞r_{i}\geq\vvvert c_{i}\vvvert_{\mathcal{C}}. There is a surjective kk-algebra homomorphism defined by

γ:𝒜{𝒓−1𝑻}→𝒞, Ti↦ci\gamma:\mathcal{A}\{\boldsymbol{r}^{-1}\boldsymbol{T}\}\to\mathcal{C},\text{ }T_{i}\mapsto c_{i}

which is bounded as there exists C>0C>0 such that

⦀γ(∑JaJ𝑻J)⦀𝒞≤maxJ∈ℕm⦀aJ𝒄J⦀𝒞≤CmaxJ∈ℕm⦀aJ⦀𝒜⋅𝒓J\vvvert\gamma(\sum_{J}a_{J}\boldsymbol{T}^{J})\vvvert_{\mathcal{C}}\leq\max_{J\in\mathbb{N}^{m}}\vvvert a_{J}\boldsymbol{c}^{J}\vvvert_{\mathcal{C}}\leq C\max_{J\in\mathbb{N}^{m}}\vvvert a_{J}\vvvert_{\mathcal{A}}\cdot\boldsymbol{r}^{J}

By Corollary 2.5, γ\gamma is admissible, the norm ⦀⋅⦀𝒞\vvvert\mathord{\cdot}\vvvert_{\mathcal{C}} is equivalent to the quotient norm of the 𝒜\mathcal{A}-Tate norm. Hence 𝒞\mathcal{C} is an affinoid algebra. The strictness is obtained by choosing ri∈|k×|r_{i}\in\lvert k^{\times}\rvert (see Lemma 2.47). ∎

00IH

Proposition 2.44. Let ℬ\mathcal{B} be a Banach kk-algebra. Suppose that there exists a finitely generated kk-algebra AA which is dense in ℬ\mathcal{B}, then there exists an affinoid algebra 𝒜\mathcal{A} in which AA is a dense kk-sub-algebra and a homomorphism of Banach kk-algebras 𝒜→ℬ\mathcal{A}\rightarrow\mathcal{B} which extends the identiy homomorphism on AA.

00II

Proof. Let {ai}i∈{1,…,m}\{a_{i}\}_{i\in\{1,\dots,m\}} be a set of generators of AA. For each i∈{1,…,m}i\in\{1,\dots,m\}, let rir_{i} denote ⦀ai⦀ℬ\vvvert a_{i}\vvvert_{\mathcal{B}} and let 𝒓\boldsymbol{r} denote the multi-radius consisting of {ri}i∈{1,…,m}\{r_{i}\}_{i\in\{1,\dots,m\}}. Consider the Tate algebra 𝒯𝒓\mathcal{T}_{\boldsymbol{r}} and the homomorphism of kk-algebras

k⁡[T1,…,Tm]→ℬ,Ti↦aik[T_{1},\dots,T_{m}]\rightarrow\mathcal{B},\quad T_{i}\mapsto a_{i}

By the ultra-metricity of ⦀⋅⦀ℬ\vvvert\mathord{\cdot}\vvvert_{\mathcal{B}} and the definition of 𝒓\boldsymbol{r}, one has

∀n∈ℕ,∀J∈ℕm,∀fJ∈k,⦀∑J∈ℕmfJ⋅𝒂J⦀ℬ≤⦀∑J∈ℕmfJ⋅𝒂J⦀𝒯𝒓\forall n\in\mathbb{N},\forall J\in\mathbb{N}^{m},\forall f_{J}\in k,\vvvert\sum_{J\in\mathbb{N}^{m}}f_{J}\cdot\boldsymbol{a}^{J}\vvvert_{\mathcal{B}}\leq\vvvert\sum_{J\in\mathbb{N}^{m}}f_{J}\cdot\boldsymbol{a}^{J}\vvvert_{\mathcal{T}_{\boldsymbol{r}}}

so by a density argument one can extend it to a homomorphism of Banach kk-algebras

𝒯𝒓→ℬ,Ti↦fi\mathcal{T}_{\boldsymbol{r}}\rightarrow\mathcal{B},\quad T_{i}\mapsto f_{i}

Let ℐ\mathscr{I} be the kernel ideal of this homomorphism. To conclude it suffices to take 𝒜\mathcal{A} as 𝒯𝒓/ℐ\mathcal{T}_{\boldsymbol{r}}/\mathscr{I}. ∎

00IJ

Proposition 2.45. Let (B,⦀⋅⦀)(B,\vvvert\mathord{\cdot}\vvvert) be a normed algebra and let ℬ\mathcal{B} be its separated completion. Let AA be a sub-kk-algebra of BB, equipped with the restriction algebra norm of ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert, and let 𝒜\mathcal{A} be the separated completion of (A,⦀⋅⦀)(A,\vvvert\mathord{\cdot}\vvvert). Assume that 𝒜\mathcal{A} is an affinoid algebra. If BB is integral and is finite over AA, then ℬ\mathcal{B} is Banach finite over 𝒜\mathcal{A}. Therefore ℬ\mathcal{B} is an affinoid algebra.

00IK

Proof. By assumption, there exists j∈ℕj\in\mathbb{N} and a homomorphism of kk-algebras and elements {ei}i∈{1,…,j}⊆B\{e_{i}\}_{i\in\{1,\dots,j\}}\subseteq B such that

F:⨁i∈{1,…,j}A→B,1i↦eiF:\bigoplus_{i\in\{1,\dots,j\}}A\rightarrow B,1_{i}\mapsto e_{i}

Moreover, FF is bounded

⦀∑i∈{1,…,j}ai⋅ei⦀≤maxi∈{1,…,j}⦀ai⋅ei⦀≤maxi∈{1,…,j}⦀ei⦀⋅maxi∈{1,…,j}⦀ai⦀\vvvert\sum_{i\in\{1,\dots,j\}}a_{i}\cdot e_{i}\vvvert\leq\max_{i\in\{1,\dots,j\}}\vvvert a_{i}\cdot e_{i}\vvvert\leq\max_{i\in\{1,\dots,j\}}\vvvert e_{i}\vvvert\cdot\max_{i\in\{1,\dots,j\}}\vvvert a_{i}\vvvert

So FF extends to a homomorphism of Banach 𝒜\mathcal{A}-modules

ℱ:⨁i∈{1,…,j}𝒜→ℬ,1i↦ei\mathcal{F}:\bigoplus_{i\in\{1,\dots,j\}}\mathcal{A}\rightarrow\mathcal{B},1_{i}\mapsto e_{i}

Let ℬ−\mathcal{B}^{-} be the image of ℱ\mathcal{F}, it is a Banach finite 𝒜\mathcal{A}-module with the quotient norm ∥⋅∥ℱ\lVert\mathord{\cdot}\rVert_{\mathcal{F}} induced by ℱ\mathcal{F}. As ℬ−\mathcal{B}^{-} is Banach finite over 𝒜\mathcal{A}, it is an affinoid algebra with an affinoid algebra spectral norm ⦀⋅⦀−\vvvert\mathord{\cdot}\vvvert^{-}, which is equivalent to ∥⋅∥ℱ\lVert\mathord{\cdot}\rVert_{\mathcal{F}}. Now on ℬ−\mathcal{B}^{-}, ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert is bounded with respect to ⦀⋅⦀−\vvvert\mathord{\cdot}\vvvert^{-} by the continuity of ℱ\mathcal{F}. To show the reverse, note that ℬ−\mathcal{B}^{-} is dense in ℬ\mathcal{B}, so by Theorem 2.30 one has for any b∈ℬ−b\in\mathcal{B}^{-}

⦀b⦀−=maxz∈𝔐⁡(ℬ−)|b(z)|=maxz∈𝔐⁡(ℬ)|b(z)|=⦀b⦀sp≤⦀b⦀\vvvert b\vvvert^{-}=\max_{z\in\mathfrak{M}(\mathcal{B}^{-})}\lvert b(z)\rvert=\max_{z\in\mathfrak{M}(\mathcal{B})}\lvert b(z)\rvert=\vvvert b\vvvert_{\mathrm{sp}}\leq\vvvert b\vvvert

Therefore ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert and ⦀⋅⦀−\vvvert\mathord{\cdot}\vvvert^{-} are equivalent norms on ℬ−\mathcal{B}^{-}, so ℬ−\mathcal{B}^{-} is closed in ℬ\mathcal{B}, hence coincides with it. ∎

To make an affinoid algebra strict, one can enlarge the base field.

00IL

Lemma 2.46. Let 𝒓=(r1,…,rn)\boldsymbol{r}=(r_{1},\dots,r_{n}) be a multi-radius such {α⁡(log⁡ri)}i∈{1,…,n}\{\alpha(\log r_{i})\}_{i\in\{1,\dots,n\}} are ℚ\mathbb{Q}-linearly independent. Then the kk-affinoid algebra

K𝒓:=k⁡{𝒓−1​𝑻,𝒓​𝑻−1}=k⁡{𝒓−1​𝑻,𝒓​𝑺}/(T1​S1−1,…,Tn​Sn−1)K_{\boldsymbol{r}}:=k\{\boldsymbol{r}^{-1}\boldsymbol{T},\boldsymbol{r}\boldsymbol{T}^{-1}\}=k\{\boldsymbol{r}^{-1}\boldsymbol{T},\boldsymbol{r}\boldsymbol{S}\}/(T_{1}S_{1}-1,\dots,T_{n}S_{n}-1)

is a field. ([Ber, Definition 2.1.1])

00IM

Lemma 2.47. Let 𝒯n​(𝒓)\mathcal{T}_{n}(\boldsymbol{r}) be a kk-Tate alegbra. It is strict if and only if ri∈|k×|r_{i}\in\sqrt{\lvert k^{\times}\rvert} for all ii. ([Ber, Corollary 2.1.6])

00IN

Corollary 2.48. Let 𝒯n​(r¯)\mathcal{T}_{n}(\underline{r}) be a kk-Tate alegbra. Let I⊆{1,…,n}I\subseteq\{1,\dots,n\} be a subset of indices such that {α⁡(log⁡ri)}i∈I\{\alpha(\log r_{i})\}_{i\in I} are ℚ\mathbb{Q}-linearly independent and |I||I| is maximal for this independence property. Let 𝒓I=(ri1,…,ri1)\boldsymbol{r}_{I}=(r_{i_{1}},\dots,r_{i_{1}}), then K𝒓I​⊗^k​𝒯n​(𝒓)K_{\boldsymbol{r}_{I}}\widehat{\otimes}_{k}\mathcal{T}_{n}(\boldsymbol{r}) is a strict K𝒓IK_{\boldsymbol{r}_{I}}-Tate algebra.

00IP

Corollary 2.49. For any kk-affinoid algebra 𝒜\mathcal{A}, there exists a multi-radius 𝒓I=(ri)i∈I\boldsymbol{r}_{I}=(r_{i})_{i\in I} such that {α⁡(log⁡ri)}i∈I\{\alpha(\log r_{i})\}_{i\in I} are ℚ\mathbb{Q}-linearly independent and K𝒓I​⊗^k​𝒜K_{\boldsymbol{r}_{I}}\widehat{\otimes}_{k}\mathcal{A} is a K𝒓IK_{\boldsymbol{r}_{I}}-strict affinoid algebra. ([Ber, Proposition 2.1.2])

2.3.2. Algebraic structures: Noetherianity

Let 𝒜\mathcal{A} be a Banach kk-algebra, one denotes by 𝒜∘\mathcal{A}^{\circ} the k∘k^{\circ}-algebra {f∈𝒜 | ⦀f⦀𝒜,sp≤1}\{f\in\mathcal{A}\text{ }|\text{ }\vvvert f\vvvert_{\mathcal{A},\text{sp}}\leq 1\}, and by 𝒜∘⁣∘\mathcal{A}^{\circ\circ} the ideal of 𝒜∘\mathcal{A}^{\circ} constituting of elements ⦀f⦀𝒜,sp<1\vvvert f\vvvert_{\mathcal{A},\text{sp}}<1. The k~\widetilde{k}-algebra 𝒜∘/𝒜∘⁣∘\mathcal{A}^{\circ}/\mathcal{A}^{\circ\circ} is called the reduction of 𝒜\mathcal{A}. It can be shown that 𝒯n~\widetilde{\mathcal{T}_{n}} is isomorphic to k~​[T1,…,Tn]\widetilde{k}[T_{1},\dots,T_{n}]. ([BGR, Proposition 5.1.2.2])

00IQ

Definition 2.50. An element f∈𝒯nf\in\mathcal{T}_{n} with ⦀f⦀𝒯n=1\vvvert f\vvvert_{\mathcal{T}_{n}}=1 is said to be regular in znz_{n} of degree dd if its reduction f¯=λ​(zn)d+∑0≤i≤d−1ci​(zn)d−i\bar{f}=\lambda(z_{n})^{d}+\sum_{0\leq i\leq d-1}c_{i}(z_{n})^{d-i} in 𝒯n¯\bar{\mathcal{T}_{n}} where λ∈k×\lambda\in k^{\times} and ci∈k¯​[z1,…,zn−1]c_{i}\in\bar{k}[z_{1},\dots,z_{n-1}].

00IR

Proposition 2.51. [Weierstrass division] Let 𝒯n\mathcal{T}_{n} be the kk-Tate algebra of multiradius r¯=1¯\underline{r}=\underline{1}, then

  1. (1)

    Let f∈𝒯nf\in\mathcal{T}_{n} be an distinguished element in znz_{n} of degree dd, and g∈𝒯ng\in\mathcal{T}_{n} be any element. Then there exist unique r∈𝒯n−1​[zn]r\in\mathcal{T}_{n-1}[z_{n}] of degree less than dd in znz_{n} and q∈𝒯nq\in\mathcal{T}_{n} such that g=q⋅f+rg=q\cdot f+r. Moreover ⦀g⦀𝒯n=max{⦀q⦀𝒯n,⦀r⦀𝒯n}\vvvert g\vvvert_{\mathcal{T}_{n}}=\max\{\vvvert q\vvvert_{\mathcal{T}_{n}},\vvvert r\vvvert_{\mathcal{T}_{n}}\}

  2. (2)

    Let f∈𝒯nf\in\mathcal{T}_{n} with ⦀f⦀𝒯n=1\vvvert f\vvvert_{\mathcal{T}_{n}}=1. Then there exists a kk-algebra automorphism τ\tau of 𝒯n\mathcal{T}_{n} such that τ⁡(f)\tau(f) is regular in znz_{n}.

([BGR, Theorem 5.2.1.2], [FvdP, Theorem 3.1.1])

00IS

Proposition 2.52. The Tate algebra 𝒯n\mathcal{T}_{n} is Noetherian. All of its ideals are closed. ([BGR, Theorem 5.2.6.1, Corollary 5.2.7.2], [FvdP, Theorem 3.2.1])

00IT

Corollary 2.53. Any strict affinoid algebra is Noetherian. All of its ideals are closed ([BGR, Proposition 6.1.1.3], [FvdP, Theorem 3.2.1]). Any affinoid algebra is Noetherian. All of its ideals are closed ([Ber, Propositon 2.1.3]).

00IU

Proposition 2.54. [Noether normalization] For strict affinoid algebra 𝒜\mathcal{A}, there exists an injective finite and admissible Banach algebra homomorphism 𝒯d→𝒜\mathcal{T}_{d}\to\mathcal{A} for some d>0d>0. Moreover, dd equals the Krull dimension of 𝒜\mathcal{A}. ([BGR, Theorem 6.1.2.1], [FvdP, Theorem 3.2.1])

00IV

Corollary 2.55. Let 𝔪\mathfrak{m} be a maximal ideal of strict affinoid algebra 𝒜\mathcal{A}, then 𝒜/𝔪\mathcal{A}/\mathfrak{m} is a finite extension of kk.

2.3.3. Topological structures: the spectral norm

The Gauss norm on Tate algebra is equal to its spectral norm. For a general strict redueced affinoid algebra, the Banach algebra norm is equivalent to its spectral seminorm, thanks to the compatibility of Banach algebra norms with algebraic structures.

One studies the spectral norm of the Tate algebra case by direct calculation.

00IW

Proposition 2.56. For any f∈𝒯nf\in\mathcal{T}_{n}, there exists z∈Max⁡(𝒯n)z\in\mathrm{Max}(\mathcal{T}_{n}) such that |f(z)|z=⦀f⦀𝒯n\lvert f(z)\rvert_{z}=\vvvert f\vvvert_{\mathcal{T}_{n}} ([BGR, Proposition 5.1.4.3]). On 𝒯n\mathcal{T}_{n}, the three norms are equal: ⦀⋅⦀𝒯n=⦀⋅⦀𝒯n,sp=⦀⋅⦀𝒯n,spM\vvvert\mathord{\cdot}\vvvert_{\mathcal{T}_{n}}=\vvvert\mathord{\cdot}\vvvert_{\mathcal{T}_{n},\text{sp}}=\vvvert\mathord{\cdot}\vvvert_{\mathcal{T}_{n},\mathrm{spM}}.

One then uses Noether normalization to investigate the spectral seminorm of general affinoid algebra.

00IX

Proposition 2.57. Let 𝒜\mathcal{A} be a reduced strict affinoid algebra. Then its spectral norm ⦀⋅⦀𝒜,sp\vvvert\mathord{\cdot}\vvvert_{\mathcal{A},\text{sp}} is a complete norm on 𝒜\mathcal{A}. It is equivalent to the Banach algebra norm ⦀⋅⦀𝒜\vvvert\mathord{\cdot}\vvvert_{\mathcal{A}}. ([FvdP, Theorem 3.4.9], [BGR, Theorem 6.2.4.1])

00IY

Corollary 2.58. Let 𝒜\mathcal{A} be a reduced general affinoid algebra. Then there exists C>0C>0 such that ⦀f⦀≤C⦀f⦀sp\vvvert f\vvvert\leq C\vvvert f\vvvert_{\mathrm{sp}} for all f∈𝒜f\in\mathcal{A}. In particular, ⦀⋅⦀sp\vvvert\mathord{\cdot}\vvvert_{\mathrm{sp}} is complete on 𝒜\mathcal{A} , and is equivalent to ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert. ([Ber, Proposition 2.1.4.ii])

00IZ

Remark 2.59. The constant CC here does not depend on f∈𝒜f\in\mathcal{A}, it is uniform.

2.3.4. Affinoid space as locally ringed space

The Berkovich spectrum of affinoid algebras are called affinoid spaces. It is possible to put locally ringed space structures on them. The construction of structural sheaf goes first with a Grothendieck topology generated by closed compact subsets of affinoid domains, then passes to the canonical topology by a limit process approximating an open set by these compact sets.

Affinoid domains and structural algebra
00J0

Definition 2.60. Let 𝒜\mathcal{A} be an affinoid algebra. An affinoid domain is a closed subset VV of 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}), which is homeomorphic to (ιV)⋆​(𝔐⁡(𝒜V))(\iota_{V})^{\star}(\mathfrak{M}(\mathcal{A}_{V})) for some affinoid algebra 𝒜V\mathcal{A}_{V} and Banach algebra homomorphism ιV:𝒜→𝒜V\iota_{V}:\mathcal{A}\to\mathcal{A}_{V}, and satisfies the universal mapping property: for any Banach algebra homomorphism ϕ:𝒜→𝒞\phi:\mathcal{A}\to\mathcal{C} between affinoid algebras with ϕ⋆​(𝔐⁡(𝒞))⊆V\phi^{\star}(\mathfrak{M}(\mathcal{C}))\subseteq V, there exists a unique Banach algebra homomorphism ψ:𝒜V→𝒞\psi:\mathcal{A}_{V}\to\mathcal{C} with ϕ=ψ∘ιV\phi=\psi\circ\iota_{V}

00J1

Lemma 2.61. Let VV be an affinoid domain in 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}). Then VV is homeomorphic to 𝔐⁡(𝒜V)\mathfrak{M}(\mathcal{A}_{V}). Moreover 𝒜V\mathcal{A}_{V} is a flat 𝒜\mathcal{A}-algebra. ([Ber, Proposition 2.2.4])

00J2

Example 2.62. Given f=(f1,…,fm)f=(f_{1},\dots,f_{m}) and g=(g1,…,gn)g=(g_{1},\dots,g_{n}) tuples of elements of 𝒜\mathcal{A}, p=(p1,…,pm)∈(ℝ+∗)mp=(p_{1},\dots,p_{m})\in(\mathbb{R}_{+}^{*})^{m} and q=(q1,…,qn)∈(ℝ+∗)nq=(q_{1},\dots,q_{n})\in(\mathbb{R}_{+}^{*})^{n}, the closed subset

V=𝔐(𝒜)(p−1f,qg−1):={z∈𝔐(𝒜),|fi(z)|z≤pi, |gj(z)|z≥qj}V=\mathfrak{M}(\mathcal{A})(p^{-1}f,qg^{-1}):=\{z\in\mathfrak{M}(\mathcal{A}),|f_{i}(z)|_{z}\leq p_{i},\text{ }|g_{j}(z)|_{z}\geq q_{j}\}

is an affinoid domain. The corresponding homomorphism of affinoid algebras is

𝒜→𝒜V=𝒜⁡{p1−1​T1,…,pm−1​Tm,q1​S1,…,qn​Sn}/(Ti−fi,gj​Sj−1)\mathcal{A}\to\mathcal{A}_{V}=\mathcal{A}\{p_{1}^{-1}T_{1},\dots,p_{m}^{-1}T_{m},q_{1}S_{1},\dots,q_{n}S_{n}\}/(T_{i}-f_{i},g_{j}S_{j}-1)

Such domains are called Laurent domains. If n=0n=0, they are called Weierstrass domains.

00J3

Lemma 2.63. A finite intersection of affinoid domains is an affinoid domain. ([Ber, Remark 2.2.2.iv])

00J4

Corollary 2.64. Any point z∈𝔐⁡(𝒜)z\in\mathfrak{M}(\mathcal{A}) has a fundamental system of (closed) neighbourhoods consisting of affinoid domains. ([Ber, Proposition 2.2.3])

Special domains and acyclicity of structural presheaf
00J5

Definition 2.65. A special domain VV in 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) is a finite union of affinoid domains ViV_{i} in 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}).

00J6

Definition 2.66. The Grothendieck topology on 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) is the one with special domains as admissible open sets and finite covering as admissible coverings. One notes 𝔐​(𝒜)G\mathfrak{M}(\mathcal{A})_{G} for the space with this G-topology.

00J7

Definition 2.67. Let 𝔙\mathfrak{V} be an admissible covering of 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) by affinoid domains {Vi}i∈I\{V_{i}\}_{i\in I}, where II is a finite set. Then for a Banach finite 𝒜\mathcal{A}-module ℳ\mathcal{M}, the Cech complex of ℳ\mathcal{M} with respect to ViV_{i} is defined to be the complex of Banach 𝒜\mathcal{A}-modules

C∙(ℳ,𝔙): 0→ℳ→∏i∈Iℳi→∏i,j∈Iℳi,j→…C^{\centerdot}(\mathcal{M},\mathfrak{V}):\text{ }0\to\mathcal{M}\to\prod_{i\in I}\mathcal{M}_{i}\to\prod_{i,j\in I}\mathcal{M}_{i,j}\to\dots

One would like to have acyclicity of the complex C∙​(ℳ,𝔙)C^{\centerdot}(\mathcal{M},\mathfrak{V}) in order to follow standard construction of a structural sheaf on 𝔐​(𝒜)G\mathfrak{M}(\mathcal{A})_{G}.

00J8

Theorem 2.68. Let 𝒜\mathcal{A} be a strict affinoid algebra and 𝔙\mathfrak{V} an admissible covering by strict affinoid domains for 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}). Then C∙​(𝒜,𝔙)C^{\centerdot}(\mathcal{A},\mathfrak{V}) is acyclic. ([BGR, Proposition 8.2.2.5])

00J9

Corollary 2.69. For general affinoid domain 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) with general affinoid domains covering 𝔙\mathfrak{V}, the complex C∙​(𝒜,𝔙)C^{\centerdot}(\mathcal{A},\mathfrak{V}) is acyclic. So is C∙​(M,𝔙)C^{\centerdot}(M,\mathfrak{V}) for finite Banach 𝒜\mathcal{A}-module MM. ([Ber, Proposition 2.2.5])

00JA

Definition 2.70. Let VV be any special domain in 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}). Fix a way of writing VV as ⋃i∈IVi\bigcup_{i\in I}V_{i} where II is a finite set and Vi=𝔐⁡(𝒜Vi)V_{i}=\mathfrak{M}(\mathcal{A}_{V_{i}}) are affinoid algebras, let

𝒜V:=ker⁡(∏i∈I𝒜Vi→∏i,j∈I𝒜Vi∩Vj)\mathcal{A}_{V}:=\ker(\prod_{i\in I}\mathcal{A}_{V_{i}}\to\prod_{i,j\in I}\mathcal{A}_{V_{i}\cap V_{j}})

be the kk-Banach algebra with sub-norm. The structural pre-sheaf of affinoid algebras 𝒪𝔐​(𝒜)G\mathscr{O}_{\mathfrak{M}(\mathcal{A})_{G}} on 𝔐​(𝒜)G\mathfrak{M}(\mathcal{A})_{G} (with respect to the G-topology) is the one assigning VV the kk-Banach algebra 𝒜V\mathcal{A}_{V}. It is a sheaf thanks to Corollary 2.69.

00JB

Remark 2.71. The kk-Banach algebra 𝒪𝔐​(𝒜)G​(V)\mathscr{O}_{\mathfrak{M}(\mathcal{A})_{G}}(V) does not depend on the way of being a union of affinoid domains.

00JC

Definition 2.72. For any open subset UU of 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}), let 𝒪𝔐⁡(𝒜)\mathscr{O}_{\mathfrak{M}(\mathcal{A})} be the pre-sheaf of kk-algebras (with respect to the canonical topology) which assigns UU the limit

𝒪𝔐⁡(𝒜)​(U):=lim←V⊂U,V special domain⁡𝒜V\mathscr{O}_{\mathfrak{M}(\mathcal{A})}(U):=\varprojlim_{V\subset U,\text{V special domain}}\mathcal{A}_{V}

It is also a sheaf thanks to the compactness of special domains under canonical topology. This is called the structural sheaf of 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}).

00JD

Proposition 2.73. 𝒪𝔐⁡(𝒜)\mathscr{O}_{\mathfrak{M}(\mathcal{A})} is a sheaf of local rings. The topological space 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) has a structure of locally ringed space given by the sheaf 𝒪𝔐⁡(𝒜)\mathscr{O}_{\mathfrak{M}(\mathcal{A})}. ([Ber, Section 2.3])

2.4. Spectral calculus

Gelfand-Shilov theory allows one to do multi-variable spectral calculus for (commutative) Banach algebras over ℂ\mathbb{C}. In particular, one can localize a homomorphism between Banach algebras onto a neighbourhood of its spectrum. Similar theory, as develloped in [Ber, Chapter 7], exists in the non-Archimedean base field setting.

2.4.1. Holomorphic envelop

The holomorphic convexity of spectrum of a homomorphism of Banach kk-algebra depends on the dense-ness of its image. In case where the spectrum of a homomorphism is not holomorphic convex, one can add variables to the source algebra so that spectrum of extended homomorphism is holomorphically convex.

00JE

Definition 2.74. Let 𝒜\mathcal{A} and ℬ\mathcal{B} be Banach kk-algebras, and ϕ:𝒜→ℬ\phi:\mathcal{A}\to\mathcal{B} be a homomorphism of Banach algebras. The spectrum of homomorphism ϕ\phi is the image of 𝔐⁡(ℬ)\mathfrak{M}(\mathcal{B}) in 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) under ϕ⋆\phi^{\star}. Denote it by Σϕ\Sigma_{\phi}

00JF

Definition 2.75. Let 𝒜\mathcal{A} be a Banach kk-algebra. Let Ω\Omega be a compact subset of 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}). The holomorphic convex envelop of Ω\Omega in 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) is the subset

Ωh:={z∈𝔐(𝒜)|∀f∈𝒜,|f|z≤supz′∈Ω|f|z′}\Omega^{\mathrm{h}}:=\{z\in\mathfrak{M}(\mathcal{A})\ |\ \forall f\in\mathcal{A},\lvert f\rvert_{z}\leq\sup_{z^{\prime}\in\Omega}\lvert f\rvert_{z^{\prime}}\}

The subset Ω\Omega is said to be holomorphically convex if Ωh=Ω\Omega^{\mathrm{h}}=\Omega.

00JG

Lemma 2.76. The intersection of all Weierstrass neighbourhoods of Ω\Omega in 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) coincide with Ωh\Omega^{\mathrm{h}}. ([Ber, Proposition 2.6.1])

00JH

Proposition 2.77. Let 𝒜\mathcal{A} be a kk-affinoid algebra, ℬ\mathcal{B} be a Banach kk-algebra. Let ϕ:𝒜→ℬ\phi:\mathcal{A}\to\mathcal{B} be a homomorphism of Banach kk-algebras. Let ℬ′\mathcal{B}^{\prime} be the closed sub-algebra generated by the image of ϕ\phi of 𝒜\mathcal{A} in ℬ\mathcal{B} and let ϕ′:𝒜→ℬ′\phi^{\prime}:\mathcal{A}\to\mathcal{B}^{\prime} be the restricted homomorphism. Then (Σϕ)h=Σϕ′(\Sigma_{\phi})^{\mathrm{h}}=\Sigma_{\phi^{\prime}}. ([Ber, Proposition 7.3.1])

00JI

Corollary 2.78. Let ϕ:𝒜→ℬ\phi:\mathcal{A}\to\mathcal{B} be a homomorphism of Banach algebras from an affinoid algebra to a Banach algebra with dense image. Then Σϕ\Sigma_{\phi} is holomorphically convex.

One has the following analogue of Arens-Calderon theorem, which holomorphically convexifies the spectrum of a homomorphism of Banach kk-algebras by adding variables on the source algebra.

00JJ

Proposition 2.79. Let 𝒜\mathcal{A} be a kk-affinoid algebra, ℬ\mathcal{B} be a Banach kk-algebra. Let ϕ:𝒜→ℬ\phi:\mathcal{A}\to\mathcal{B} be a homomorphism of Banach kk-algebras. Then for any open neighbourhood UU in 𝔐⁡(𝒜)\mathfrak{M}(\mathcal{A}) of the spectrum Σϕ\Sigma_{\phi}, there exists a homomorphism of Banach algebras extending ϕ\phi

ϕ~:𝒜~:=𝒜⁡{r1−1​T1,…,rn−1​Tn}→ℬ\widetilde{\phi}:\widetilde{\mathcal{A}}:=\mathcal{A}\{r_{1}^{-1}T_{1},\dots,r_{n}^{-1}T_{n}\}\to\mathcal{B}

such that pr⁡((Σϕ)h)⊆U\mathrm{pr}((\Sigma_{\phi})^{\mathrm{h}})\subseteq U, where pr:𝔐⁡(𝒜~)→𝔐⁡(𝒜)\mathrm{pr}:\mathfrak{M}(\widetilde{\mathcal{A}})\to\mathfrak{M}(\mathcal{A}) is the canonical map of projection. ([Ber, Proposition 7.3.3])

2.4.2. Holomorphic functional calculus

It is easy to localize the homomorphism to holomorphic convex neighbourhood of its spectrum. For a spectrum of homomorphism which is not holomorphically convex, one uses Proposition 2.79 to localize the homomorphism to any neighbourhood of it.

00JK

Lemma 2.80. Let ϕ:𝒜→ℬ\phi:\mathcal{A}\to\mathcal{B} be a Banach algebra homomorphism from an affinoid algebra 𝒜\mathcal{A} to a Banach algebra ℬ\mathcal{B}. Then for any Laurent domain neighbourhood VV of Σϕ\Sigma_{\phi}, ϕ\phi extends to a unique Banach algebra homomorphism ϕV:𝒜V→ℬ\phi_{V}:\mathcal{A}_{V}\to\mathcal{B}. ([Ber, Corollary 2.5.16])

00JL

Theorem 2.81. Let ϕ:𝒜→ℬ\phi:\mathcal{A}\to\mathcal{B} be a homomorphism of Banach algebras from an affinoid algebra to a Banach algebra. Let V⊆𝔐⁡(𝒜)V\subseteq\mathfrak{M}(\mathcal{A}) be any special domain containing Σϕ\Sigma_{\phi}. Then there exists a Banach algebra homomorphism

θϕ:Γ⁡(V,𝒪𝔐⁡(𝒜))→ℬ\theta_{\phi}:\Gamma(V,\mathscr{O}_{\mathfrak{M}(\mathcal{A})})\to\mathcal{B}

satisfying ϕ=θϕ∘ιV\phi=\theta_{\phi}\circ\iota_{V}, where ιV:𝒜→𝒜V=Γ⁡(V,𝒪𝔐⁡(𝒜))\iota_{V}:\mathcal{A}\to\mathcal{A}_{V}=\Gamma(V,\mathscr{O}_{\mathfrak{M}(\mathcal{A})}) is the Banach algebra homomorphism corresponding to the inclusion V⊆𝔐⁡(𝒜)V\subseteq\mathfrak{M}(\mathcal{A}). ([Ber, Theorem 7.3.4])

00JM

Remark 2.82. One can verify that the resulting Banach algebra homomorphism does not depend on the choice of ϕ~\widetilde{\phi}.

2.5. Analytification of scheme of finite type

There is a construction of Berkovich spectrum for a kk-algebra similar to the one for kk-Banach algebra, giving rise to analytification of kk-schemes of locally finite type, as developped in [Ber, Section 3.4].

2.5.1. Local situation

For affine varieties, the topological space of its analytification is defined in the same way as the spectrum of Banach algebra, except that boundedness requirement of seminorms are dropped. They enjoy similar basic properties as the spectrum of Banach algebra. Proofs are of same spirit hence are omitted.

00JN

Definition 2.83. Let Z=Spec⁡(AZ)Z=\spec(A_{Z}) be an affine kk-scheme of finite type, where AZA_{Z} is a kk-algebra of finite type. Its Berkovich analytification Za​nZ^{an} is the topological space constituting of all multiplicative seminorms ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert on AZA_{Z} as points and with the canonical topology (the weakest topology making every function ⦀⋅⦀→⦀f⦀\vvvert\mathord{\cdot}\vvvert\to\vvvert f\vvvert continuous for each f∈AZf\in A_{Z}). ([Ber, Remark 3.4.2])

00JP

Definition 2.84. A character on AZA_{Z} is a homomorphism of kk-algebra from AZA_{Z} to some valued field extension (K,|⋅|K)(K,\lvert\mathord{\cdot}\rvert_{K}) over (k,|⋅|k)(k,\lvert\mathord{\cdot}\rvert_{k}). Two characters χ1:AZ→K1\chi_{1}:A_{Z}\to K_{1} and χ1:AZ→K1\chi_{1}:A_{Z}\to K_{1} are called equivalent if there exists a kk-algebra homomorphism χ3:AZ→K3\chi_{3}:A_{Z}\to K_{3} and norm preserving kk-algebra homomorphisms i1:K1→K3i_{1}:K_{1}\to K_{3} and i2:K2→K3i_{2}:K_{2}\to K_{3} satisfying χ3=i1∘χ1=i2∘χ2\chi_{3}=i_{1}\circ\chi_{1}=i_{2}\circ\chi_{2}.

00JQ

Lemma 2.85. There is a bijective map from the set of points of Za​nZ^{an} to the set of equivalent classes of characters on AZA_{Z}.

00JR

Proposition 2.86. Let ϕ:AZ→AW\phi:A_{Z}\to A_{W} be a homomorphism of kk-algebras of finite type where Z=Spec⁡(AZ)Z=\spec(A_{Z}) and W=Spec⁡(AW)W=\spec(A_{W}). Then there is an induced continuous map ϕ⋆:Wa​n→Za​n\phi^{\star}:W^{an}\to Z^{an}, which sends a multiplicative seminorm |⋅|w|\cdot|_{w} to |ϕ⁡(⋅)|w|\phi(\cdot)|_{w}.

00JS

Proposition 2.87. If ϕ\phi is surjective, then ϕ⋆\phi^{\star} is injective and is a closed map; if ϕ\phi is finite, then ϕ⋆\phi^{\star} is surjective. ( [Ber, Proposition 3.46 (6)(7)])

00JT

Proposition 2.88. Let Z=Spec⁡(AZ)Z=\spec(A_{Z}) be an affine kk-variety, ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert an algebra norm on AZA_{Z} and 𝒜Z\mathcal{A}_{Z} be the kk-Banach algebra obtained by completing AZA_{Z} with respect to ⦀⋅⦀\vvvert\mathord{\cdot}\vvvert. Then the canonical homomorphism of kk-algebras from AZA_{Z} to 𝒜Z\mathcal{A}_{Z} induces a continuous map which embeds the Berkovich spectrum 𝔐⁡(𝒜Z)\mathfrak{M}(\mathcal{A}_{Z}) into Za​nZ^{an} as a compact subspace (and is closed since ZanZ^{\mathrm{an}} is Hausdorff), and the Berkovich topology coincides with the induced topology from Za​nZ^{an}.

00JU

Proof. For any z∈𝔐⁡(𝒜Z)z\in\mathfrak{M}(\mathcal{A}_{Z}), the multiplicative algebra seminorm (or the corresponding character) χz\chi_{z} on 𝒜Z\mathcal{A}_{Z} corresponds to a unique multiplicative algebra seminorm on AZA_{Z} by restriction. Since AZA_{Z} is dense in 𝒜Z\mathcal{A}_{Z}, the family of open sets {U(f;p,q), f∈AZ, p,q∈ℝ}\{U(f;p,q),\text{ }f\in A_{Z},\text{ }p,q\in\mathbb{R}\} form a basis for topology on 𝔐⁡(𝒜Z)\mathfrak{M}(\mathcal{A}_{Z}), hence the inherited topology coincides with the originial topology. So the embedding is continuous, and the image of 𝔐⁡(𝒜Z)\mathfrak{M}(\mathcal{A}_{Z}) is compact in Za​nZ^{an}. Since the topology on Za​nZ^{an} is Hausdorff, the image of 𝔐⁡(𝒜Z)\mathfrak{M}(\mathcal{A}_{Z}) is closed. ∎

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Definition 2.89. An analytic function on open set U⊆(Spec⁡AZ)a​nU\subseteq(\spec A_{Z})^{an} is a map h:U→∐z∈Uκ^​(z)h:U\to\coprod_{z\in U}\hat{\kappa}(z) which is a local uniform limit of rational functions: every z∈Uz\in U has an open neighbourhood U′⊆UU^{\prime}\subseteq U such that for every ϵ>0\epsilon>0, there exists fU′,gU′∈AZf_{U^{\prime}},g_{U^{\prime}}\in A_{Z} with |h⁡(z)−fU′​(z)gU′​(z)|<ϵ|h(z)-\frac{f_{U^{\prime}}(z)}{g_{U^{\prime}}(z)}|<\epsilon and g⁡(z)≠0g(z)\neq 0 for all z∈U′z\in U^{\prime}. Denote by ℛan​(U)\mathcal{R}^{\mathrm{an}}(U) the kk-algebra of all analytic functions on UU.

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Definition 2.90. The structural sheaf 𝒪Zan\mathscr{O}_{Z^{\mathrm{an}}} on ZanZ^{\mathrm{an}} is the one assigning ℛan​(U)\mathcal{R}^{\mathrm{an}}(U) to an open set UU.

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Proposition 2.91. 𝒪Zan\mathscr{O}_{Z^{\mathrm{an}}} is a sheaf of local rings. The pair (Zan,𝒪Zan)(Z^{\mathrm{an}},\mathscr{O}_{Z^{\mathrm{an}}}) gives rise to a locally ringed space.

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Proposition 2.92. If 𝒜Z\mathcal{A}_{Z} is an affinoid algebra 𝒜Z\mathcal{A}_{Z}, then there is a morphism of locally ringed space

(𝔐⁡(𝒜Z,𝒪𝔐⁡(𝒜Z))→(Za​n,𝒪Za​n)CLOSE(\mathfrak{M}(\mathcal{A}_{Z},\mathscr{O}_{\mathfrak{M}(\mathcal{A}_{Z})})\to(Z^{an},\mathscr{O}_{Z^{an}})
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Proof. The map of topological spaces is given in Proposition 2.88. For the ring homomorphism, it suffices to construct a kk-algebra homomorphism 𝒪Za​n​(U)→𝒜V\mathscr{O}_{Z^{an}}(U)\to\mathcal{A}_{V} for any open set U⊆𝔐⁡(𝒜)U\subseteq\mathfrak{M}(\mathcal{A}) and any affinoid domain V⊆UV\subseteq U. Moreover, it suffices to consider UU and VV of basic form

U=U⁡(p¯−1​f¯,q¯​g¯−1),V=𝔐⁡(𝒜Z​((p¯−ϵ¯)−1​f¯,(q¯+ϵ¯)​g¯−1))​ , ​ϵ>0U=U(\underline{p}^{-1}\underline{f},\underline{q}\underline{g}^{-1}),\quad V=\mathfrak{M}(\mathcal{A}_{Z}((\underline{p}-\underline{\epsilon})^{-1}\underline{f},(\underline{q}+\underline{\epsilon})\underline{g}^{-1}))\text{ , }\epsilon>0

There is a homomorphism of kk-algebras ℛan​(U)→𝒜Z​((p¯−ϵ¯)−1​f¯,(q¯+ϵ¯)​g¯−1)\mathcal{R}^{\mathrm{an}}(U)\to\mathcal{A}_{Z}((\underline{p}-\underline{\epsilon})^{-1}\underline{f},(\underline{q}+\underline{\epsilon})\underline{g}^{-1}) sending f~g~\frac{\tilde{f}}{\tilde{g}} for f~,g~∈AZ\tilde{f},\tilde{g}\in A_{Z} to itself, the later being an element of 𝒜V\mathcal{A}_{V} since 1g~∈𝒜V\frac{1}{\tilde{g}}\in\mathcal{A}_{V} by Lemma 2.25. As uniform limits of sequence in ℛan​(U)\mathcal{R}^{\mathrm{an}}(U) remains to be uniform limits, this homomorphism extends to a kk-algebra homomorphism 𝒪Za​n​(U)→𝒜V\mathscr{O}_{Z^{an}}(U)\to\mathcal{A}_{V}. ∎

2.5.2. Global situation

One can analytify a scheme of finite type defined over kk by glueing local constructions.

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Definition 2.93. Let XX be a finite type scheme over Spec⁡k\spec k, and write XX as ⋃Xi\bigcup X_{i} where Xi=Spec⁡AXiX_{i}=\spec A_{X_{i}} are affine charts. The Berkovich analytification of (X,𝒪X)(X,\mathscr{O}_{X}) is the locally ringed space obtained by gluing the Berkovich analytification ((Xi)a​n,𝒪(Xi)a​n)((X_{i})^{an},\mathscr{O}_{(X_{i})^{an}}) of each (Xi,𝒪Xi)(X_{i},\mathscr{O}_{X_{i}}).

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Proposition 2.94. Let ϕ:X→Y\phi:X\rightarrow Y be a morphism of schemes of locally finite type over Spec⁡k\spec k. Then it induces a continuous map ϕan:Xan→Yan\phi^{\mathrm{an}}:X^{\mathrm{an}}\rightarrow Y^{\mathrm{an}}. And ϕ\phi is (1) separated, (2) injective, (3) surjective, (4) an open immersion and (5) an isomorphism if and only if ϕan\phi^{\mathrm{an}} has the same property. ([Ber, Proposition 3.4.6])

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Theorem 2.95. If XX is proper, then XanX^{\mathrm{an}} is Hausdorff and compact. ([Ber, Theorem 3.4.8])

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