ScalingStacks

Proof. [03I8]

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Proof.

We begin with an interpretation of the equation (5.1) in terms of complex geometric data. Notice in the Tian-Yau construction we have a preferred complex structure on XX induced from MM, which we denote by JJ. With respect to JJ we can write γ=γ1,0+γ0,1\gamma=\gamma^{1,0}+\gamma^{0,1} with γ1,0=γ0,1¯\gamma^{1,0}=\overline{\gamma^{0,1}}. Then by the Kähler identities we have

(5.3) d+​γ=0⟺{∂¯​γ0,1=0−1​(∂¯∗​γ0,1−∂∗γ1,0)=0d^{+}\gamma=0\Longleftrightarrow\begin{cases}\bar{\partial}\gamma^{0,1}=0\\ \sqrt{-1}(\bar{\partial}^{*}\gamma^{0,1}-\partial^{*}\gamma^{1,0})=0\end{cases}

and

(5.4) d∗​γ=0⟺∂¯∗​γ0,1+∂∗γ1,0=0.d^{*}\gamma=0\Longleftrightarrow\bar{\partial}^{*}\gamma^{0,1}+\partial^{*}\gamma^{1,0}=0.

Thus, equation (5.1) is equivalent to

(5.5) ∂¯​γ0,1=0,∂¯∗​γ0,1=0.\bar{\partial}\gamma^{0,1}=0,\ \bar{\partial}^{*}\gamma^{0,1}=0.

The theorem follows from Theorem 4.3 once we prove that there exists some small δ>0\delta>0 and a smooth function f=O⁡(eδ​z)f=O(e^{\delta z}) such that ∂¯​f=γ\bar{\partial}f=\gamma (note that Δ​f=∂¯∗​γ=0\Delta f=\bar{\partial}^{*}\gamma=0).

We next give a brief outline of the proof. In Step 1, we will construct a solution ff to ∂¯​f=γ\bar{\partial}f=\gamma such that f=O⁡(eϵ​z2)f=O(e^{\epsilon z^{2}}) for all ϵ>0\epsilon>0. This is done using a complex geometric argument which amounts to an application of Hörmander’s weighted L2L^{2} estimates for the ∂¯\bar{\partial}-operator. Interestingly it does not seem to be possible to obtain the required improvement f=O⁡(eδ​z)f=O(e^{\delta z}) using only this type of method, owing to the fact that the function zaz^{a} is plurisubharmonic on the Calabi model space (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}) if and only if a≥2a\geq 2.

To overcome this problem we use the elliptic theory on (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}) developed in Section 4. Thanks to the bound f=O⁡(eϵ​z2)f=O(e^{\epsilon z^{2}}) for all ϵ>0\epsilon>0 from Step 1 and the O⁡(e−(12−ϵ)​z2)O(e^{-(\frac{1}{2}-\epsilon)z^{2}}) complex structure asymptotics of Proposition 3.4, it follows that ∂¯𝒞​f=O⁡(eδ​z)\bar{\partial}_{\mathcal{C}}f=O(e^{\delta z}) on (𝒞,g𝒞)(\mathcal{C},g_{\mathcal{C}}). In particular, since Δ=tr⁡(−1​∂∂¯)\Delta={\rm tr}(\sqrt{-1}\partial\bar{\partial}), the Poisson equation estimates of Proposition 4.15 imply that ff can be decomposed into an O⁡(eδ​z)O(e^{\delta z}) part f1f_{1} and a g𝒞g_{\mathcal{C}}-harmonic part f2f_{2} which is O⁡(eϵ​z2)O(e^{\epsilon z^{2}}) for all ϵ>0\epsilon>0 (see Step 2 for details). Observe that it would not be possible to compare ΔT​Y​f\Delta_{TY}f and Δ𝒞​f\Delta_{\mathcal{C}}f directly because gT​Yg_{TY} and g𝒞g_{\mathcal{C}} are only asymptotic at rate O⁡(e−δ​z)O(e^{-\delta z}), which is too slow to beat the O⁡(eϵ​z2)O(e^{\epsilon z^{2}}) growth of ff from Step 1.

Step 3 analyzes the g𝒞g_{\mathcal{C}}-harmonic part f2f_{2} of ff. It is clear from Section 4 that f2=O⁡(eC​z)f_{2}=O(e^{Cz}) for some large constant CC. The required improvement f2=O⁡(eδ​z)f_{2}=O(e^{\delta z}) comes from the first-order equation ∂¯𝒞​f2=O⁡(eδ​z)\bar{\partial}_{\mathcal{C}}f_{2}=O(e^{\delta z}) satisfied by f2f_{2} (in addition to Δg𝒞​f2=0\Delta_{g_{\mathcal{C}}}f_{2}=0). Technically this is done using separation of variables for the ∂¯𝒞\bar{\partial}_{\mathcal{C}}-operator but the underlying idea can be easily explained: being of O⁡(eC​z)O(e^{Cz}) rather than O⁡(eC​z2)O(e^{Cz^{2}}) growth, the leading terms of the harmonic function f2f_{2} must be S1S^{1}-invariant, but on S1S^{1}-invariant functions the ∂¯𝒞\bar{\partial}_{\mathcal{C}}-operator directly controls the radial derivative ∂∂z\frac{\partial}{\partial z}.

Step 4 concludes the proof by appealing to Theorem 4.3.

Step 1. In this step, we prove the following proposition.

Proposition 5.2.

There is a smooth function ff on XX with ∂¯​f=γ\bar{\partial}f=\gamma and |f|=O⁡(eϵ​z2)|f|=O(e^{\epsilon z^{2}}) for all ϵ>0\epsilon>0.

Remark 5.3.

We also have Δω​f=0\Delta_{\omega}f=0, but at this point we cannot apply Theorem 4.3 directly to conclude that ff is a constant since this would require stronger control, |f|=O⁡(eδ​z)|f|=O(e^{\delta z}).

Proof of Proposition 5.2.

We work on the compact manifold MM. Let SS be a holomorphic section of KM−1K_{M}^{-1} with S−1​(0)=DS^{-1}(0)=D, and let hh be a smooth hermitian metric on KM−1K_{M}^{-1} whose curvature form ωh\omega_{h} is a Kähler form on MM with positive Ricci curvature. By Theorem 3.3 near DD we have

(5.6) C−1​−1​∂∂¯​(−log⁡|S|h2)3/2≤ωT​Y≤C​−1​∂∂¯​(−log⁡|S|h2)3/2.C^{-1}\sqrt{-1}\partial\bar{\partial}(-{\log|S|^{2}_{h}})^{3/2}\leq\omega_{TY}\leq C\sqrt{-1}\partial\bar{\partial}(-{\log|S|^{2}_{h}})^{3/2}.

By a straightforward computation this implies that

(5.7) ωT​Y≤C​|S|h−2​ωh\omega_{TY}\leq C|S|_{h}^{-2}\omega_{h}

and hence, trivially,

(5.8) |γ|ωh≤C−1​|S|h−1|​γ|ωT​Y=O⁡(|S|h−1−ϵ)|\gamma|_{\omega_{h}}\leq C^{-1}|S|_{h}^{-1}|\gamma|_{\omega_{TY}}=O(|S|_{h}^{-1-\epsilon})

for any ϵ>0\epsilon>0. Define α=γ⊗S\alpha=\gamma\otimes S. This is a section of ΛM0,1⊗KM−1\Lambda_{M}^{0,1}\otimes K_{M}^{-1} which lies in Lωhp​(M,ΛM0,1⊗KM−1)L^{p}_{\omega_{h}}(M,\Lambda^{0,1}_{M}\otimes K_{M}^{-1}) for all p≥1p\geq 1. Since ∂¯​γ=0\bar{\partial}\gamma=0, one can directly check that ∂¯​α=0\bar{\partial}\alpha=0 in the distributional sense. Now notice that H1​(M,KM−1)=H1​(M,KM⊗L)=0H^{1}(M,K_{M}^{-1})=H^{1}(M,K_{M}\otimes L)=0 by the Kodaira vanishing theorem applied to the ample line bundle L=KM−2L=K_{M}^{-2}. Thus, we can define β=∂¯∗​Δ∂¯−1​α\beta=\bar{\partial}^{*}\Delta_{\bar{\partial}}^{-1}\alpha with respect to ωh\omega_{h}. It follows from elliptic regularity that β∈Wωh1,p​(M,KM−1)\beta\in W^{1,p}_{\omega_{h}}(M,K_{M}^{-1}) for all p≥1p\geq 1, so that β∈Cωhα​(M,KM−1)\beta\in C^{\alpha}_{\omega_{h}}(M,K_{M}^{-1}) for all α<1\alpha<1. Moreover by local regularity we know β\beta is smooth outside DD and ∂¯​β=α\bar{\partial}\beta=\alpha. Let f=β⊗S−1f=\beta\otimes S^{-1}, then on XX we have ∂¯​f=γ\bar{\partial}f=\gamma. The immediate estimate we get is that for some constant C>0C>0,

(5.9) f=O⁡(|S|h−1)=O⁡(eC​z2).f=O(|S|_{h}^{-1})=O(e^{Cz^{2}}).

The lemma below allows us to improve (5.9) to the growth order eϵ​z2e^{\epsilon z^{2}} for any ϵ>0\epsilon>0. The key point is that the estimate (5.7) can be improved to almost O⁡(1)O(1) in directions tangential to DD.

Lemma 5.4.

Denote β0:=β|D\beta_{0}:=\beta|_{D}, then ∂¯​β0=0\bar{\partial}\beta_{0}=0, i.e. β0\beta_{0} is a holomorphic section of KM−1|DK_{M}^{-1}|_{D}.

Proof.

We choose a finite cover D=⋃k=1N0OkD=\bigcup_{k=1}^{N_{0}}O_{k} such that for each kk there exists a local holomorphic coordinate system (z,w)(z,w) on some domain Uk⊂MU_{k}\subset M such that Uk∩D=Ok={w=0}U_{k}\cap D=O_{k}=\{w=0\}. We will show that ∂¯​β0=0\bar{\partial}\beta_{0}=0 in every Ok⊂DO_{k}\subset D in the distributional sense. Let ψ\psi be a smooth section of ΛD0,1⊗(KM−1|D)\Lambda^{0,1}_{D}\otimes(K_{M}^{-1}|_{D}) with compact support in OkO_{k}. It suffices to show that ⟨β0,∂¯∗​ψ⟩Ok=0\langle\beta_{0},\bar{\partial}^{*}\psi\rangle_{O_{k}}=0. To this end, write ψ⁡(z)=σ⁡(z)​d​z¯⊗(d​z∧d​w)−1\psi(z)=\sigma(z)d\overline{z}\otimes(dz\wedge dw)^{-1} for some smooth function σ∈C0∞​(Ok,ℂ)\sigma\in C^{\infty}_{0}(O_{k},\mathbb{C}) and use this to define the trivial extension ψ^​(z,w)=σ⁡(z)​d​z¯⊗(d​z∧d​w)−1\hat{\psi}(z,w)=\sigma(z)d\overline{z}\otimes(dz\wedge dw)^{-1} for all (z,w)∈Uk(z,w)\in U_{k}. Denote by Ok​(τ)O_{k}(\tau) the slice {w=τ}\{w=\tau\} in UkU_{k}, which is a complex submanifold of MM, and equip Ok​(τ)O_{k}(\tau) with the restriction of the Kähler metric ωh\omega_{h} from MM. Notice that ψ^\hat{\psi} restricts to a smooth section of ΛOk​(τ)0,1⊗(KM−1|Ok​(τ))\Lambda_{O_{k}(\tau)}^{0,1}\otimes(K_{M}^{-1}|_{O_{k}(\tau)}) with compact support in Ok​(τ)O_{k}(\tau). Since ∂¯​β=α\bar{\partial}\beta=\alpha and β∈W1,p∩Cα\beta\in W^{1,p}\cap C^{\alpha} for any p≥1p\geq 1, it follows that

(5.10) ⟨β0,∂¯∗​ψ⟩Ok=limτ→0⟨β,∂¯∗​ψ^⟩Ok​(τ)=limτ→0⟨∂¯​β,ψ^⟩Ok​(τ)=limτ→0⟨α,ψ^⟩Ok​(τ).\displaystyle\langle\beta_{0},\bar{\partial}^{*}{\psi}\rangle_{O_{k}}=\lim\limits_{\tau\to 0}\langle\beta,\bar{\partial}^{*}\hat{\psi}\rangle_{O_{k}(\tau)}=\lim\limits_{\tau\to 0}\langle\bar{\partial}\beta,\hat{\psi}\rangle_{O_{k}(\tau)}=\lim\limits_{\tau\to 0}\langle\alpha,\hat{\psi}\rangle_{O_{k}(\tau)}.

Notice that

(5.11) |γ(∂z¯)|≤|γ|ωT​Y|∂z¯|ωT​Y≤|γ|ωT​Y(−log|S|h2)14=O(|S|h−ϵ).|\gamma(\partial_{\bar{z}})|\leq|\gamma|_{\omega_{TY}}|\partial_{\bar{z}}|_{\omega_{TY}}\leq|\gamma|_{\omega_{TY}}(-\log|S|^{2}_{h})^{\frac{1}{4}}=O(|S|_{h}^{-\epsilon}).

Since α=γ⊗S\alpha=\gamma\otimes S, it then follows that |α(∂z¯)|=O(|S|h1−ϵ)→0|\alpha(\partial_{\bar{z}})|=O(|S|_{h}^{1-\epsilon})\rightarrow 0 uniformly as w→0w\rightarrow 0. Using (5.10), it follows that

(5.12) ⟨β0,∂¯∗​ψ⟩Ok=0,\langle\beta_{0},\bar{\partial}^{*}{\psi}\rangle_{O_{k}}=0,

as desired. By standard elliptic regularity, β0\beta_{0} is a holomorphic section. ∎

Since MM is Fano we have H1​(M,𝒪M)=0H^{1}(M,\mathcal{O}_{M})=0 so by a standard exact sequence ([GH94, p.139]) the restriction map H0​(M,KM−1)→H0​(D,KM−1|D)H^{0}(M,K_{M}^{-1})\rightarrow H^{0}(D,K_{M}^{-1}|_{D}) is surjective. This means we can find some β1\beta_{1} ∈\in H0​(M,KM−1)H^{0}(M,K_{M}^{-1}) such that β1|D=β0|D\beta_{1}|_{D}=\beta_{0}|_{D}. Let f=(β−β1)⊗S−1f=(\beta-\beta_{1})\otimes S^{-1}. Then we still have ∂¯​f=γ\bar{\partial}f=\gamma on XX but now since β−β1=0\beta-\beta_{1}=0 on DD and β∈Cωhα​(M,ℂ)\beta\in C^{\alpha}_{\omega_{h}}(M,\mathbb{C}) for all α<1\alpha<1, we finally obtain Proposition 5.2.∎

Step 2. Let f=u+−1​vf=u+\sqrt{-1}v be the smooth function constructed by Proposition 5.2 with ΔωT​Y​u=ΔωT​Y​v=0\Delta_{\omega_{TY}}u=\Delta_{\omega_{TY}}v=0. In this step, we reduce the problem to a question on the Calabi model space through the diffeomorphism Φ:(𝒞∖K′,ωC,JC)→(X∖K,ωT​Y,JT​Y)\Phi:(\mathcal{C}\setminus K^{\prime},\omega_{C},J_{C})\rightarrow(X\setminus K,\omega_{TY},J_{TY}) chosen in Proposition 3.4. The main point is to obtain the decomposition u=u1+u2u=u_{1}+u_{2} and v=v1+v2v=v_{1}+v_{2} such that u1=O⁡(eδ​z)u_{1}=O(e^{\delta z}), v1=O⁡(eδ​z)v_{1}=O(e^{\delta z}) and Δω𝒞​u2=Δω𝒞​v2=0\Delta_{\omega_{\mathcal{C}}}u_{2}=\Delta_{\omega_{\mathcal{C}}}v_{2}=0. The growth estimates for u2u_{2} and v2v_{2} will be shown in Step 3.

The idea of the proof of Step 2 is as follows. First, we will estimate Δω𝒞​u\Delta_{\omega_{\mathcal{C}}}u and Δω𝒞​v\Delta_{\omega_{\mathcal{C}}}v and all of their derivatives. Specifically, we will prove that they have slow exponential growth rates (as shown in (5.23)). Then applying Proposition 4.15, we can construct solutions to the Poisson equations

(5.13) Δω𝒞​u1=Δω𝒞​u,Δω𝒞​v1=Δω𝒞​v,\displaystyle\Delta_{\omega_{\mathcal{C}}}u_{1}=\Delta_{\omega_{\mathcal{C}}}u,\ \Delta_{\omega_{\mathcal{C}}}v_{1}=\Delta_{\omega_{\mathcal{C}}}v,

such that u1=O⁡(eδ​z)u_{1}=O(e^{\delta z}) and v1=O⁡(eδ​z)v_{1}=O(e^{\delta z}) This completes the desired decomposition of uu and vv.

To obtain the derivative estimates for Δω𝒞​u\Delta_{\omega_{\mathcal{C}}}u and Δω𝒞​v\Delta_{\omega_{\mathcal{C}}}v, we will prove the derivative estimates for d​u+J𝒞​d​vdu+J_{\mathcal{C}}dv. To start with, by the assumption on γ\gamma and the first order equation given by Step 1,

(5.14) d​u+JT​Y​d​v=R​e​(γ)=O⁡(eC​δh​z).du+J_{TY}dv=Re(\gamma)=O(e^{C\delta_{h}z}).

Applying the asymptotic estimate for JT​YJ_{TY} in Proposition 3.4, we can convert the above growth control to the corresponding estimate for d​u+J𝒞​d​vdu+J_{\mathcal{C}}dv.

In fact, applying Item (b) of Proposition 3.4, for any ϵ>0\epsilon>0 and for any k∈ℕk\in\mathbb{N},

(5.15) |∇g𝒞k(Φ∗​JT​Y−J𝒞)|g𝒞=O⁡(e(−12+ϵ)​z2).|\nabla_{g_{\mathcal{C}}}^{k}(\Phi^{*}J_{TY}-J_{\mathcal{C}})|_{g_{\mathcal{C}}}=O(e^{(-\frac{1}{2}+\epsilon)z^{2}}).

We also need derivative estimates for uu and vv with respect to the model metric ω𝒞\omega_{\mathcal{C}}. Notice that by Step 1, f=u+−1​v=O⁡(eϵ​z2)f=u+\sqrt{-1}v=O(e^{\epsilon z^{2}}) for any ϵ>0\epsilon>0, which implies that

(5.16) |u|+|v|\displaystyle|u|+|v| ≤2​|f|=O⁡(eϵ​r4/3)=O⁡(eϵ​z2),\displaystyle\leq 2|f|=O(e^{\epsilon r^{4/3}})=O(e^{\epsilon z^{2}}),

where zz is the natural coordinate on 𝒞\mathcal{C}. Since uu and vv satisfy ΔωT​Y​u=ΔωT​Y​v=0,\Delta_{\omega_{TY}}u=\Delta_{\omega_{TY}}v=0, by applying the same Wk,pW^{k,p}-estimate as in the proof of Theorem 4.3, we have for all ϵ>0\epsilon>0 and k≥1k\geq 1,

(5.17) |∇ku|ωT​Y=O⁡(eϵ​z2),|∇kv|ωT​Y=O⁡(eϵ​z2).|\nabla^{k}u|_{\omega_{TY}}=O(e^{\epsilon z^{2}}),\ |\nabla^{k}v|_{\omega_{TY}}=O(e^{\epsilon z^{2}}).

Since the asymptotic order of harmonic functions uu and vv is dominated by eϵ​z2e^{\epsilon z^{2}} and the asymptotic order of the metric ωT​Y\omega_{TY} is e−δ¯​ze^{-\underline{\delta}z}, so in terms of the model metric we have

(5.18) |∇ku|ω𝒞≤C​eϵ​z22,|∇kv|ω𝒞≤C​eϵ​z22.|\nabla^{k}u|_{\omega_{\mathcal{C}}}\leq Ce^{\frac{\epsilon z^{2}}{2}},\ |\nabla^{k}v|_{\omega_{\mathcal{C}}}\leq Ce^{\frac{\epsilon z^{2}}{2}}.

Now we apply the assumption |γ|ωT​Y=O⁡(eC​δh​z)|\gamma|_{\omega_{TY}}=O(e^{C\delta_{h}z}) and the above elliptic regularity to (5.14), we get for k∈ℕk\in\mathbb{N},

|∇k(d​u+J𝒞​d​v)|ω𝒞\displaystyle|\nabla^{k}(du+J_{\mathcal{C}}dv)|_{\omega_{\mathcal{C}}} =|∇k(d​u+JT​Y​d​v)+∇k((J𝒞−Φ∗​JT​Y)​d​v)|ω𝒞\displaystyle=\Big|\nabla^{k}(du+J_{TY}dv)+\nabla^{k}\Big((J_{\mathcal{C}}-\Phi^{*}J_{TY})dv\Big)\Big|_{\omega_{\mathcal{C}}}
(5.19) =O⁡(eCk​δh​z)+O⁡(e−z24)=O⁡(eCk​δh​z).\displaystyle=O(e^{C_{k}\delta_{h}z})+O(e^{-\frac{z^{2}}{4}})=O(e^{C_{k}\delta_{h}z}).

Now we proceed to prove the derivative estimates for Δω𝒞​u\Delta_{\omega_{\mathcal{C}}}u and Δω𝒞​v\Delta_{\omega_{\mathcal{C}}}v by making use of the system

(5.20) d​u+JT​Y​d​v=R​e​(γ).du+J_{TY}dv=Re(\gamma).

The advantage of the above equation is that ΔωT​Y=Trω𝒞⁡(d​JT​Y​d)\Delta_{\omega_{TY}}=\Tr_{\omega_{\mathcal{C}}}(dJ_{TY}d) so that the behavior ΔωT​Y\Delta_{\omega_{TY}} will follow from the asymptotics of JT​YJ_{TY}. In fact, taking the differential of (5.20),

(5.21) d​JT​Y​d​u=d​JT​Y​R​e​(γ),d​JT​Y​d​v=d​R​e​(γ).dJ_{TY}du=dJ_{TY}Re(\gamma),\ dJ_{TY}dv=dRe(\gamma).

Then using Item (a)(a) of Proposition 3.4, similar to the above we have for all k∈ℤ+k\in\mathbb{Z}_{+}

(5.22) |∇kd​J𝒞​d​u|=O⁡(eCk​δh​z),|∇kd​J𝒞​d​v|=O⁡(eCk​δh​z).|\nabla^{k}dJ_{\mathcal{C}}du|=O(e^{C_{k}\delta_{h}z}),\ |\nabla^{k}dJ_{\mathcal{C}}dv|=O(e^{C_{k}\delta_{h}z}).

Taking the trace, then we obtain

(5.23) |∇kΔω𝒞​u|=O⁡(eCk​δh​z),|∇kΔω𝒞​v|=O⁡(eCk​δh​z).|\nabla^{k}\Delta_{\omega_{\mathcal{C}}}u|=O(e^{C_{k}\delta_{h}z}),\ |\nabla^{k}\Delta_{\omega_{\mathcal{C}}}v|=O(e^{C_{k}\delta_{h}z}).

Applying the linear theory for Δω𝒞\Delta_{\omega_{\mathcal{C}}} in Proposition 4.15, if δh≪δ¯\delta_{h}\ll\underline{\delta}, then we choose two solutions u1u_{1} and v1v_{1} provided by Proposition 4.15

(5.24) Δω𝒞​u1=Δω𝒞​u​and​Δω𝒞​v1=Δω𝒞​v\Delta_{\omega_{\mathcal{C}}}u_{1}=\Delta_{\omega_{\mathcal{C}}}u\ \text{and}\ \Delta_{\omega_{\mathcal{C}}}v_{1}=\Delta_{\omega_{\mathcal{C}}}v

such that u1u_{1}, v1v_{1} satisfy

(5.25) |∇ku1|ω𝒞=O⁡(eCk​δh​z),|∇kv1|ω𝒞=O⁡(eCk​δh​z).|\nabla^{k}u_{1}|_{\omega_{\mathcal{C}}}=O(e^{C_{k}\delta_{h}z}),\ |\nabla^{k}v_{1}|_{\omega_{\mathcal{C}}}=O(e^{C_{k}\delta_{h}z}).

So we have finished the proof of the decomposition u=u1+u2u=u_{1}+u_{2} and v=v1+v2v=v_{1}+v_{2} such that

(5.26) Δω𝒞​u2=Δω𝒞​v2=0.\Delta_{\omega_{\mathcal{C}}}u_{2}=\Delta_{\omega_{\mathcal{C}}}v_{2}=0.

We also obtain that

(5.27) |d​u2+J𝒞​d​v2|ω𝒞=O⁡(eC​δh​z)|du_{2}+J_{\mathcal{C}}dv_{2}|_{\omega_{\mathcal{C}}}=O(e^{C\delta_{h}z})

and

(5.28) |u2|=O⁡(eϵ​z2),|v2|=O⁡(eϵ​z2).|u_{2}|=O(e^{\epsilon z^{2}}),\ |v_{2}|=O(e^{\epsilon z^{2}}).

Step 3. Now we estimate the harmonic functions u2u_{2} and v2v_{2} with respect to the model metric ω𝒞\omega_{\mathcal{C}} using separation of variables. The goal is to improve the growth order of u2u_{2} and v2v_{2} from O⁡(eϵ​z2)O(e^{\epsilon z^{2}}) for all ϵ>0\epsilon>0 to O⁡(z)O(z), using the fact that they also satisfy a first-order equation.

Proposition 5.5.

We have

(5.29) |u2|=O⁡(z),|v2|=O⁡(z).\displaystyle|u_{2}|=O(z),\ |v_{2}|=O(z).
Remark 5.6.

The operator (u,v)↦d​u+J𝒞​d​v(u,v)\mapsto du+J_{\mathcal{C}}dv has a kernel which consists of pairs (u,v)(u,v) such that u+−1​vu+\sqrt{-1}v is holomorphic. In our case this is eliminated since we have the growth control (5.28). Notice that the smallest growth rate of a non-constant holomorphic function on 𝒞\mathcal{C} is e12​z2.e^{\frac{1}{2}z^{2}}.

Proof of Proposition 5.5.

We denote

ψ=d​u2+J𝒞​d​v2=O⁡(eC​δh​z),\psi=du_{2}+J_{\mathcal{C}}dv_{2}=O(e^{C\delta_{h}z}),

Then we have the following expansion as in Section 4.1: let {Λk}k=1\{\Lambda_{k}\}_{k=1} be the spectrum of Y3Y^{3} and {φk}k=1∞\{\varphi_{k}\}_{k=1}^{\infty} are the corresponding eigenfunctions on YY with ℒ∂θ​φk=−1​jk​φk\mathcal{L}_{\partial_{\theta}}\varphi_{k}=\sqrt{-1}j_{k}\varphi_{k},

(5.30) u2=∑kfk​(z)​φk​(zα,θ),v2=∑kgk​(z)​φk​(zα,θ),u_{2}=\sum\limits_{k}f_{k}(z)\varphi_{k}(z_{\alpha},\theta),\ v_{2}=\sum\limits_{k}g_{k}(z)\varphi_{k}(z_{\alpha},\theta),

which implies that

(5.31) d​u2=∑k(fk′​(z)⋅φk⋅d​z+fk​(z)⋅d​φk),d​v2=∑k(gk′​(z)​φk⋅d​z+gk​(z)⋅d​φk).du_{2}=\sum\limits_{k}(f_{k}^{\prime}(z)\cdot\varphi_{k}\cdot dz+f_{k}(z)\cdot d\varphi_{k}),\ dv_{2}=\sum\limits_{k}(g_{k}^{\prime}(z)\varphi_{k}\cdot dz+g_{k}(z)\cdot d\varphi_{k}).

On 𝒞\mathcal{C} by the definition in Section 4.1, we have J𝒞​(z​d​z)=d​θJ_{\mathcal{C}}(zdz)=d\theta, so we have

(5.32) ∑k(fk′​(z)−−1​jk⋅z⋅gk​(z))​φk=ψ(∂z)∑k(z−1⋅gk′​(z)+−1​jk⋅fk​(z))​φk=ψ(∂θ).\displaystyle\begin{split}\sum\limits_{k}\big(f_{k}^{\prime}(z)-\sqrt{-1}j_{k}\cdot z\cdot g_{k}(z)\big)\varphi_{k}&=\psi(\partial_{z})\\ \sum\limits_{k}\big(z^{-1}\cdot g_{k}^{\prime}(z)+\sqrt{-1}j_{k}\cdot f_{k}(z)\big)\varphi_{k}&=\psi(\partial_{\theta}).\end{split}

This implies that for each kk,

(5.33) fk′​(z)−−1​jk⋅z⋅gk​(z)=O⁡(eC​δh​z)z−1⋅gk′​(z)+−1​jk⋅fk​(z)=O⁡(eC​δh​z).\begin{split}f_{k}^{\prime}(z)-\sqrt{-1}j_{k}\cdot z\cdot g_{k}(z)=O(e^{C\delta_{h}z})\\ z^{-1}\cdot g_{k}^{\prime}(z)+\sqrt{-1}j_{k}\cdot f_{k}(z)=O(e^{C\delta_{h}z}).\end{split}

There are three different cases.

If jk≠0j_{k}\neq 0, then we can write fkf_{k} and gkg_{k} are given by a linear combination of one growing solution ℱk\mathcal{F}_{k} and one decaying solution 𝒰k\mathcal{U}_{k}. Using the analysis in Section 4 we know that the asymptotic order of ℱk\mathcal{F}_{k} is ejk​z22e^{\frac{j_{k}z^{2}}{2}} (see Lemma 4.7). The control (5.28) then implies both fkf_{k} and gkg_{k} can only be a multiple of the decaying solution 𝒰k=O⁡(e−jk​z22)\mathcal{U}_{k}=O(e^{-\frac{j_{k}z^{2}}{2}}).

If jk=0j_{k}=0 and λk≠0\lambda_{k}\neq 0, then fkf_{k} and gkg_{k} are given by linear combinations of the exponential functions of the form eλk​ze^{\sqrt{\lambda_{k}}z} and e−λk​ze^{-\sqrt{\lambda_{k}}z}. Let δ¯>0\underline{\delta}>0 be the positive constant given in Proposition 4.10, we use (5.33) and the fact that ψ=O⁡(eC​δh​z)\psi=O(e^{C\delta_{h}z}) to conclude that, if C​δh<δ¯C\delta_{h}<\underline{\delta}, then both fkf_{k} and gkg_{k} must be proportional to the decaying solutions.

If jk=0j_{k}=0 and φk\varphi_{k} is constant, then fkf_{k} and gkg_{k} are linear functions in zz. Now since u2u_{2} and v2v_{2} are harmonic functions on 𝒞\mathcal{C}, by Lemma 4.11, we conclude that

(5.34) |u2|=O⁡(z),|v2|=O⁡(z).|u_{2}|=O(z),\ |v_{2}|=O(z).

This completes the proof of Proposition 5.5.∎

Step 4. We now complete the proof of Theorem 5.1. By Proposition 5.5 and (5.25),

(5.35) |u|=O⁡(eC​δh​z),|v|=O⁡(eC​δh​z).|u|=O(e^{C\delta_{h}z}),\ |v|=O(e^{C\delta_{h}z}).

If we further choose C​δh≤ℓ0C\delta_{h}\leq\ell_{0}, where ℓ0\ell_{0} is the constant of Theorem 4.3, we conclude that uu and vv must be constant, hence γ=0\gamma=0. ∎

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.