5. Structure of three dimensional tangent cones [02CC]
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5. Structure of three dimensional tangent cones
In this section we make a more detailed study of the structure of the tangent cones occurring in the previous sections, in particular we prove
Theorem 5.1.
In complex dimension three, the link of any tangent cone of the Gromov-Hausdorff limit is a five dimensional Sasaki-Einstein orbifold.
As before we write , where is the smooth part and the singular part. We view as the radius one link in . For any , any tangent cone of at splits at least one line, so by general theory(see for example [5]) must have the form for some . Moreover, depends only on . So the tangent cone of at is .
Lemma 5.2.
is geodesically convex in .
Proof.
For any two points , in , it is a general fact that a minimizing geodesic in connecting and must be of the form where is a geodesic in , and is a universal function of and determined by elementary trigonometry. By recent result of Colding-Naber [7] we know is geodesically convex in , so the lemma follows. ∎
As usual there is a Reeb field on , which is holomorphic, Killing, of unit length, and tangent to . For any we denote by the integral curve . For sufficiently small, defines a geodesic segment in .
Lemma 5.3.
For any , if are both defined on some interval , then is independent of .
Proof.
By Lemma 5.2 for any , the minimizing geodesic connecting and lies in . So there is an so that the curve is in for . Clearly the length of is independent of . Thus is a decreasing function. Replace by one sees that is also an increasing function. Thus is constant.
∎
Proposition 5.4.
generates a one parameter group of isometric actions on .
Proof.
Fix any point in , choose a convex embedded ball in . We claim for all . For otherwise there is a such that for but is non-empty. Choose a point in this intersection. Let be the radial geodesic connecting and , and let . Then , and . Consider the pointed sequence . By assumption we know as tends to infinity by passing to a subsequence this converges to a tangent cone . Then the rescaled balls converge to a ball in and . But is isometric to a ball in so have uniformly bounded geometry and thus converges to a flat ball . Moreover by Lemma 5.3 the distance between any two points in is realized by the length of a geodesic within . Clearly this can not happen on .
By the claim the isometric action is well defined on for all . Then we can extend the action to an isometric action on : given we pick a Cauchy sequence converging to ; for any , is also a Cauchy sequence in , so there is a unique limit . We define . Clearly is distance preserving. Moreover preserves both and . ∎
We denote by the above one parameter group action. Then we have
Lemma 5.5.
There is no point in fixed by .
Proof.
If is a fixed point, then clearly . Choose a tangent cone at . The action of induces a one parameter group of isometric actions on , which fixes the origin. On the other hand on the smooth part of the corresponding infinitesimal action is given by a Killing field of constant length. Clearly such a Killing field can not have zeroes. Contradiction. ∎
Now we are ready to conclude that
Proposition 5.6.
is a disjoint union of finite many periodic orbits of .
Proof.
Fix any . Since it is not a fixed point of , we can choose a neighborhood such that any path-connected component of the intersection of an orbit of with is compact. Let be one path-connected component of in . We claim for sufficiently small, . If not, then there is a sequence converging to . We can choose on the path-connected component of the orbit of in which has least distance to . Then . For sufficiently large we have . Now consider the rescaled pointed sequence . As , by passing to a subsequence, this converges to . Moreover, converges to , and converges to which has distance to . But is singular for all , so is also singular. Contradiction. Then the Proposition follows from the claim and an obvious compactness argument. ∎
Now we pick a point in . Choose a neighborhood of such that consists of exactly one component. Then one can take a local quotient of by , and obtain a four dimensional (incomplete) metric ball (say radius is ) with an isolated singularity . Moreover, the tangent cones at are all isometric to for a unique . The metric on the smooth part is Kähler-Einstein. We write , and . Denote by the standard ball of radius in , and .
Theorem 5.7.
There is a diffeomorphism such that extends to a smooth orbifold Riemannian metric on .
Given this theorem then it is not hard to prove Theorem 5.1. So on the local quotient we have an orbifold chart with Kähler metric . We pull back the coordinate to . Let be the contact form associated to the Sasaki structure on the smooth part . Then the -form is closed. Clearly , so for some function . Then it is easy to see that , in the coordinate . This gives rise to an orbifold chart for . The compatibility condition between the orbifold charts follows easily from the local action .
Theorem 5.7 is certainly well-known, due to Anderson [1], Bando-Kasue-Nakajima [2], and Tian [21]. We include a proof here for the convenience of readers.
For simplicity of notation we assume is trivial, and the proof is the same for a general . For any , we denote and .
Since any tangent cone at is isometric to , by general results of Anderson, Colding, there is a such that for sufficient small there is an embedding such that and , where is a monotone function that goes to as tends to . Here and from now on, the norm of a quantity defined on an annulus in is always taken with respect to the Euclidean metric. Then we readily see that for all , there is a deformation retract from to , and is homeomorphic to . The proof of Theorem 5.7 is divided into four steps:
Step I( chart):
To construct a chart so that is continuous we need to glue together the above almost Euclidean annuli in a controllable way. This is elementary and we begin with the following lemma
Lemma 5.8.
For sufficiently small, there is a constant which goes to zero as tends to zero, such that for any smooth map with , there is an isometry of such that .
Proof.
Assume the statement fails, then there is a constant , a sequence , and maps with , but for any isometry we have . Then converges to a map in , such that . So is an isometry of . Since converges to zero as goes to infinity. We arrive at a contradiction. ∎
Lemma 5.9.
Suppose two maps , satisfy that for and some , and on . Then there is a constant with , a rotation , and a map , with on , on , and on .
Proof.
By the obvious scaling invariance we may assume . Let . Since is small, we may assume is contained in . Then there is a constant independent of such that the map satisfies , and . By Lemma 5.8 there is an isometry of such that on . We write for a rotation and a translation . Then it is easy to see that with , and contains . Choose a cut-off function on with for and for . Using the map we get a corresponding cut-off function on , still denoted by . Then for a constant independent of . Clearly when and when . Define sending to . Then for sufficiently small we have on and on , and with . Define . Then meets the required properties. ∎
Proposition 5.10.
There is a diffeomorphism such that extends to a metric tensor over .
Proof.
Since the problem is local, we may assume for all that the above map exists and is as small as we like. For simplicity we denote , and . Now we first define on . Inductively suppose is defined on satisfying on for some rotation , then we apply Lemma 5.9 to the two maps and with and , and obtain a map defined on satisfying (2). Then we define to be on . By Lemma 5.9 we see that all the ’s match together to a map from to , and we can modify slightly near so that the image is exactly . It is easy to see that , and extends to a continuous metric tensor over . ∎
Step II(Curvature bound):
Now we may assume is a metric on .
Lemma 5.11.
We have
Proof.
Let be the connection induced by the Levi-Civita connection of on . The Einstein condition implies is self-dual and anti-self-dual with respect to . Thus
By the tangent cone condition we can easily find a smooth family of spheres in with the property that as tends to zero, converges smoothly to the round sphere in , and the restriction to of the connection converges to the trivial flat connection. Then for any
where is the Chern-Simons invariant of a connection over a three manifold , defined modulo . By assumption, as . So we choose small enough so that for any we have modulo . So is in modulo , and on the other hand it clearly depends continuously on , so the integral is uniformly bounded for all . One can similarly deal with . Together this implies is finite.
∎
Proposition 5.12.
For any , is uniformly bounded in .
Proof.
Since the metric is equivalent to the flat metric , the Sobolev space is the same with respect to both metrics, and the Moser iteration works for the operator . Here again we use the geometers’ convention for the sign. By Bochner formula there is a constant such that
which is on the borderline of applying Moser iteration. Due to Bando-Kasue-Nakajima [2] (Corollary 4.10), there is an improved Kato’s inquality, namely, there are and , such that
Let and . Then we can apply [19](Lemma 2.1) with and to conclude that is in . By Sobolev embedding we see . Also that implies that the inequality holds weakly on the whole ball . Then we can apply the standard Moser iteration to conclude is uniformly bounded. Now consider . For any with , the rescaled ball has uniformly bounded geometry, so standard elliptic regularity for the Einstein equation then implies that for some constant . Thus . By Bochner formula again there is a constant such that
Let , and apply [19](Lemma 2.1) with , and , we get . Thus the inequality holds weakly on and by Moser iteration is uniformly bounded. Then similarly one can prove the bound for higher covariant derivatives of the curvature tensor. ∎
Step III( chart):
To construct a coordinate chart so that is , we shall use Rauch comparison theorem, following [2]. The following lemma is a direct consequence of the tangent cone condition(by using the maps ):
Lemma 5.13.
There is a sequence and a sequence of smooth embeddings from to with the properties
- (1)
where .
- (2)
, where is the standard round metric on .
- (3)
where is the shape operator.
Proposition 5.14.
There is a diffeomorphism such that extends to a metric tensor on .
Proof.
We define , sending to , where is the outward normal vector at . Consider a Jacobi field along a geodesic . Then since the curvature of is uniformly bounded, by Rauch comparison theorem there are constants and independent of and such that for . For simplicity of notation we may assume . So for large enough has no critical points in . Indeed is a diffeomorphism. For otherwise there would be a geodesic loop which is perpendicular to when and . It is then easy to see this could not happen for sufficiently large , by passing to a tangent cone.
Now we write . First we notice that . Now we derive estimates for . Given a unit tangent vector at . Let be the Jacobi field along with and . Then . Clearly and . Let be an orthonormal frame of parallel vector fields along , such that . Under the decomposition we have
where . From the above discussion we have for . So it is easy to see that there is a constant such that
Thus
Now take a unit tangent vector at , we vary so that at , and extend to a unit tangent vector field in a neighborhood of in . We may also view as a tangent vector field on . Now we differentiate the Jacobi field equation, and similar arguments as above yield
for a constant . This implies that there is a constant such that Similarly one can get bounds on higher derivatives of . The point is that for a fixed as goes to infinity we know converges in to a limit on . Then we can let and obtain a limit with the property that , and
for some constant . This implies that extends to a metric on . ∎
Step IV( chart):
Now we may assume is a metric on . Notice the metric is also Kähler, and compatible almost complex structure is in . Thus by the integrability theorem [16], modifying by a diffeomorphism, we may assume is the standard complex structure near the origin. So in a small ball the Kähler form of is of the form for a real valued function with regularity . The Kähler-Einstein equation on has the form
where is a pluri-harmonic function on and is the standard Kähler form on . By Hartogs theorem extends smoothly to . Then the standard elliptic regularity implies that and hence is smooth on . This finishes the proof of Theorem 5.7.
5.1. Further discussion
We can use this detailed description of the link , in the three-dimensional case to get a more precise understanding of the “topological obstruction” of Section 3.2.2. A representation defines a covering of and it is clear that the metric completion of this is again an orbifold with a metric of Ricci curvature . It is clear then that the usual proof of Myers Theorem extends to show that is compact, so the representation maps to a finite group. Thus is also finite and the torus in the discussion of 3.2.2 is in this case trivial. (Of course the set can be assumed to be homotopy equivalent to ). Moreover it is also clear that the usual proof of the Bishop Theorem extends to this case to show that the volume of cannot exceed that of . Hence the order of the cover, is bounded by where is the volume ratio, and hence by . Let be the least integer such that all integers less than or equal to divide . Then we see that the power of any such representation must be trivial. Thus if, from the beginning of the discussion in Section 3, we consider powers we never encounter the topological obstruction. The point here of course is that is determined in a simple explicit way by which in turn, in the Fano case, is known explicitly. In many practical cases of interest is not too large.
We expect that in fact the same will be true in higher dimensions (with the same ). Of course we do not expect that the singularities will always be of orbifold type, but it seems likely that the Bishop theorem can still be extended to the metric completion of a covering, as above. There is a slightly weaker statement which should be easier to prove. Let be a point in the singular set of a -dimensional link . Let be a sufficiently small ball about and the regular set. Suppose that we have found a number such that for all such points (in all tangent cones of all limits of manifolds in ) the homology group has order bounded by . Let be a representation of as above. Then in the covering defined by the pre-image of is a disjoint union of copies of . In this situation it is straightforward to apply recent results of Colding and Naber [7] to show that the regular set in the metric completion is geodesically convex, and then to extend the Bishop argument to this case. Then we see that if, from the beginning of the discussion in Section 3, we consider powers then we never encounter the topological obstruction. Arguing by induction on dimension it seems likely that in fact the number will have the property stated above so, for this weaker statement, we would consider powers . But, in fact it seems to us most likely that these higher powers of are not required.
In this direction we make the following conjecture, which (if true) would be a substantial sharpening of Theorem 1.1.
Conjecture 5.15.
For any and there is a number such that if then for any in we have
with as above.
To put this in context, recall that for a fixed the standard asymptotics is as . This essentially follows from the fact that on we have . The conjectural lower bound here is a uniform version of this over , provided we work over multiples of . On the other hand the corresponding upper bound——almost certainly fails, because at the vertex of a cone we have where is the volume ratio. This is why we believe that the plausible upper bound should include the extra factor . In a similar way, if in fact we do encounter the topological obstruction of 3.2.2 in some limit space, then it seems it would not be true that there is a lower bound on for all sufficiently large , since the twisting of the line bundle will force to be small as we approach the singularity. This phenomenon—that near to a singularity gets larger or smaller depending on divisibility—is similar to the orbifold situation considered by Ross and Thomas in [17].