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2.2. Complex differential geometry: the Hormänder technique [02AY]

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2.2. Complex differential geometry: the Hormänder technique

We begin by recalling that, under our hypotheses, there is a uniform Sobolev inequality

(2.2) ‖f‖L2​n/(n−1)≤C1​‖∇f‖L2+C2​‖f‖L2,\|f\|_{L^{2n/(n-1)}}\leq C_{1}\|\nabla f\|_{L^{2}}+C_{2}\|f\|_{L^{2}},

for functions ff on a manifold XX in the class 𝒦⁡(n,c,V){\mathcal{K}}(n,c,V), where C1,C2C_{1},C_{2} depend only on n,c,Vn,c,V [8]. Here of course we are referring to norms defined by the metric gg. When working with the line bundle LkL^{k} it will be convenient to use the norms defined by the rescaled metrics k​gkg (for integers k≥1k\geq 1). Thus lengths are scaled by k\sqrt{k} and volumes by knk^{n}. We will use the notation L2,♯L^{2,\sharp} etc. to denote norms defined by these rescaled metrics. Then the scaling weight gives

(2.3) ∥f∥L2​n/(n−1),♯≤C1∥∇f∥L2,♯+C2k−1/2∥f∥L2,♯.\|f\|_{L^{2n/(n-1),\sharp}}\leq C_{1}\|\nabla f\|_{L^{2,\sharp}}+C_{2}k^{-1/2}\|f\|_{L^{2,\sharp}}.

So the scaling only helps in the Sobolev inequality. Of course the Ricci tensor Ric♯{\rm Ric}^{\sharp} of the rescaled metric is bounded between −1/(2k)-1/(2k) and 1/k1/k.

Proposition 2.1.
  1. (1)

    There are constants K0,K1K_{0},K_{1}, depending only on n,c,Vn,c,V such that if XX is in 𝒦⁡(n,c,v){\mathcal{K}}(n,c,v) and ss is a holomorphic section of LkL^{k} (for any k>0k>0) we have

    ‖s‖L∞,♯≤K0​‖s‖L2,♯,‖∇s‖L∞,♯≤K1​‖s‖L2,♯..\|s\|_{L^{\infty,\sharp}}\leq K_{0}\|s\|_{L^{2,\sharp}}\ \ ,\|\nabla s\|_{L^{\infty,\sharp}}\leq K_{1}\|s\|_{L^{2,\sharp}}..
  2. (2)

    If XX is in 𝒦⁡(n,c,V){\mathcal{K}}(n,c,V) then for any k>0k>0 the Laplacian Δ∂¯\Delta_{\overline{\partial}} on Ω0,1​(Lk)\Omega^{0,1}(L^{k}) is invertible and Δ∂¯−1≤2\Delta_{\overline{\partial}}^{-1}\leq 2.

In the second item Δ∂¯=∂¯∗​∂¯+∂¯​∂¯∗\Delta_{\overline{\partial}}=\overline{\partial}^{*}\overline{\partial}+\overline{\partial}\overline{\partial}^{*}, with adjoints defined using the rescaled metric, and the statement is that for all ϕ\phi

(2.4) ⟨Δ∂¯−1​ϕ,ϕ⟩♯≤2​‖ϕ‖L2,♯2\langle\Delta_{\overline{\partial}}^{-1}\phi,\phi\rangle_{\sharp}\leq 2\|\phi\|^{2}_{L^{2,\sharp}}

This Proposition summarises results which are well-known to workers in the field and which all hinge on various formulae of Bochner-Weitzenbock type. We use the rescaled metrics throughout the discussion. First on C∞C^{\infty} sections ss of LkL^{k} we have

∇∗∇s=2∂¯∗∂¯s+s,\nabla^{*}\nabla s=2\overline{\partial}^{*}\overline{\partial}s+s,

so when ss is holomorphic ∇∗∇s=s\nabla^{*}\nabla s=s which implies that

(2.5) Δ​|s|≤|s|,\Delta|s|\leq|s|,

where the lack of differentiability of |s||s| at the zero set is handled in a standard way. (Note that we use the “geometers convention” for the sign of the Laplacian in this paper.) Now the bound on the L∞L^{\infty} norm follows from the Moser iteration argument applied to this differential inequality, using the uniform Sobolev inequality (see [22]).

The first derivative bound is obtained in a similar way. Changing notation slightly, for a holomorphic section ss with ∂¯​s=0\overline{\partial}s=0 we write ∇s=∂s\nabla s=\partial s where

∂:Ωp,q​(Lk)→Ωp+1,q​(Lk)\partial:\Omega^{p,q}(L^{k})\rightarrow\Omega^{p+1,q}(L^{k})

is defined using the connection. Since ∂2=0\partial^{2}=0 we have

Δ∂​∂s=∂Δ∂​s,\Delta_{\partial}\partial s=\partial\Delta_{\partial}s,

where Δ∂=∂∗∂+∂∂∗\Delta_{\partial}=\partial^{*}\partial+\partial\partial^{*}. Then for a holomorphic section ss , Δ∂s=∇∗∇s=s\Delta_{\partial}s=\nabla^{*}\nabla s=s and

Δ∂​(∂s)=∂s.\Delta_{\partial}(\partial s)=\partial s.

Now the Bochner-Weitzenbock formula comparing Δ∂\Delta_{\partial} and ∇∗∇\nabla^{*}\nabla on Ω1,0​(Lk)\Omega^{1,0}(L^{k}) has the form

Δ∂=∇∗∇−1+Ric♯,\Delta_{\partial}=\nabla^{*}\nabla-1+{\rm Ric}^{\sharp},

so

(∇∗∇(∂s),∂s)≤52|∂s|2.(\nabla^{*}\nabla(\partial s),\partial s)\leq\frac{5}{2}|\partial s|^{2}.

It follows that

Δ​|∂s|≤52​|∂s|,\Delta|\partial s|\leq\frac{5}{2}|\partial s|,

and the Moser argument applies as before. Notice that, with some labour, the constants K0,K1K_{0},K_{1} could be computed explicitly in terms of n,c,Vn,c,V.

For the second item in the Proposition we need a Bochner-Weizenbock formula on Ω0,1​(Lk)\Omega^{0,1}(L^{k}) i.e. sections of the bundle T¯∗⊗Lk\overline{T}^{*}\otimes L^{k}. We decompose the covariant derivative on this bundle into (0,1) and (1,0) parts: ∇=∇′+∇′′\nabla=\nabla^{\prime}+\nabla^{\prime\prime}. Then the formula we want is

(2.6) Δ∂¯=(∇′′)∗​∇′′+Ric♯+1\Delta_{\overline{\partial}}=(\nabla^{\prime\prime})^{*}\nabla^{\prime\prime}+{\rm Ric}^{\sharp}+1

Given this we have, in the operator sense, Δ∂¯≥1/2\Delta_{\overline{\partial}}\geq 1/2 since Ric♯≥−1/2{\rm Ric}^{\sharp}\geq-1/2 from which the invertibility and bound on the inverse follow immediately. An efficient way to derive (2.6) is to make the identification

Ω0,1​(Lk)=Ωn,1​(K∗⊗Lk),\Omega^{0,1}(L^{k})=\Omega^{n,1}(K^{*}\otimes L^{k}),

under which ∇′′\nabla^{\prime\prime} becomes identified with

∂∗:Ωn,1​(KX∗⊗Lk)→Ωn−1,1​(KX∗⊗Lk).\partial^{*}:\Omega^{n,1}(K_{X}^{*}\otimes L^{k})\rightarrow\Omega^{n-1,1}(K_{X}^{*}\otimes L^{k}).

The formula (2.6) then becomes a special case of the Kodaira-Nakano formula ([13] p.154), using the fact that the Ricci form is the curvature of KX∗K_{X}^{*}.

With this background in place we move on to recall a version of the “Hörmander” construction of holomorphic sections. Suppose we have the following data

  • •

    A (non-compact) manifold UU, a base point u∗∈Uu_{*}\in U and an open neighbourhood D⊂⊂UD\subset\subset U of u0u_{0}.

  • •

    A C∞C^{\infty} Hermitian line bundle Λ→U\Lambda\rightarrow U.

  • •

    A complex structure JJ and Kähler metric gg on UU with Kähler form Ω\Omega.

  • •

    A connection AA on Λ\Lambda having curvature −i​Ω-i\Omega.

We use this connection to define a ∂¯\overline{\partial}-operator on sections of Λ\Lambda, and hence a holomorphic structure.

We define a “Property (H)” which this data might have. Fix any p>2​np>2n.

Property (H):

There is a number C>0C>0 and a compactly supported section σ\sigma of Λ→U\Lambda\rightarrow U such that the following hold.

H1: ‖σ‖L2<(2​π)n/2;\|\sigma\|_{L^{2}}<(2\pi)^{n/2};

H2: |σ⁡(u∗)|>3/4;|\sigma(u_{*})|>3/4;

H3: For any smooth section τ\tau of Λ\Lambda over a neighbourhood of D¯\overline{D} we have

|τ⁡(u∗)|≤C⁡(‖∂¯​τ‖Lp​(D)+‖τ‖L2​(D));|\tau(u_{*})|\leq C\left(\|\overline{\partial}\tau\|_{L^{p}(D)}+\|\tau\|_{L^{2}(D)}\right);

H4: ‖∂¯​σ‖L2<min⁡(1/(8​2​C),(2​π)n/2/10​2);\|\overline{\partial}\sigma\|_{L^{2}}<\min(1/(8\sqrt{2}C),(2\pi)^{n/2}/10\sqrt{2});

H5: ‖∂¯​σ‖Lp​(D)<1/(8​C).\|\overline{\partial}\sigma\|_{L^{p}(D)}<1/(8C).

Many of the specific numbers here are arbitrary but it is convenient to fix some definite numbers.

We have

Lemma 2.2.

Property (H) is open with respect to variations in (g,J,A)(g,J,A) (for fixed (U,D,u∗,Λ)(U,D,u_{*},\Lambda)) and the topology of convergence in C0C^{0} on compact subsets of UU.

Notice first that for any choice of data there is some constant CC for which the bound in (H3) holds. This follows from the elliptic estimate

(2.7) ‖τ‖L1p​(D0)≤C3​(‖∂¯​τ‖Lp​(D)+‖τ‖L2​(D0)),\|\tau\|_{L^{p}_{1}(D_{0})}\leq C_{3}\left(\|\overline{\partial}\tau\|_{L^{p}(D)}+\|\tau\|_{L^{2}(D_{0})}\right),

and the Sobolev inequality

|τ⁡(u∗)|≤C4​‖τ‖L1p​(D0).|\tau(u_{*})|\leq C_{4}\|\tau\|_{L^{p}_{1}(D_{0})}.

Here D0⊂DD_{0}\subset D is some interior domain containing u∗u_{*}. We can write the ∂¯\overline{\partial}-operator on functions for a perturbed complex structure as ∂¯+μ∂\overline{\partial}+\mu\partial where μ\mu is a “Beltrami differential”. Similarly if the variation of the connection is given by a 11-form aa then the perturbed ∂¯\overline{\partial}-operator on sections can be written as

(∂¯+μ∂)+(a′′+μa′),(\overline{\partial}+\mu\partial)+(a^{\prime\prime}+\mu a^{\prime}),

where a=a′+a′′a=a^{\prime}+a^{\prime\prime} is the decomposition into type. It follows that if μ\mu and aa are small in C0C^{0} then the perturbation of the ∂¯\overline{\partial} operator is small in the L1p→LpL^{p}_{1}\rightarrow L^{p} operator norm and it is then clear that the inequality in the third item holds for the perturbed operator, with a slightly larger constant CC. For the perturbed structure we use the same section σ\sigma, so the first and second item is automatic. Then it is also clear that, for sufficiently small perturbations, the bounds in the fourth and fifth item (with a slightly larger constant CC) are also preserved, since we impose strict inequality.

For a connection AA on a line bundle LL write A⊗kA^{\otimes k} for the induced connection on LkL^{k}. The following proposition—basically well-known—will provide the core of our proof of Theorem 1.

Proposition 2.3.

Suppose (X,g,J,L,A)(X,g,J,L,A) is in 𝒦⁡(n,c,V){\mathcal{K}}(n,c,V) and (U,D,u∗)(U,D,u_{*}) are as above. Suppose that χ:U→X\chi:U\rightarrow X is an open embedding and the data

χ∗​(J),χ∗​(k​g),χ∗​(Lk),χ∗​(A⊗k)\chi^{*}(J),\chi^{*}(kg),\chi^{*}(L^{k}),\chi^{*}(A^{\otimes k})

has Property (H). Then there is a holomorphic section ss of Lk→XL^{k}\rightarrow X with L2,♯L^{2,\sharp} norm at most (11/10)​(2​π)n/2(11/10)(2\pi)^{n/2} and with |s⁡(x)|≥1/4|s(x)|\geq 1/4 at all points xx a distance (in the scaled metric) less than (4​K1)−1(4K_{1})^{-1} from χ⁡(u∗)\chi(u_{*}).

To prove this we transport the section σ\sigma using the maps χ,χ^\chi,\hat{\chi} and regard it as a smooth section of LkL^{k} over XX, extending by zero. The norms we considered over UU match up with the ♯\sharp-norms over XX. We write s=σ−τs=\sigma-\tau where τ=∂¯∗​Δ∂¯−1​∂¯​σ\tau=\overline{\partial}^{*}\Delta_{\overline{\partial}}^{-1}\overline{\partial}\sigma. By simple Hodge Theory we have ∂¯​s=0\overline{\partial}s=0. Now

‖τ‖L2,♯=⟨Δ∂¯−1​∂¯​σ,∂¯​∂¯∗​Δ∂¯−1​∂¯​σ⟩=⟨Δ∂¯−1​∂¯​σ,∂¯​σ⟩,\|\tau\|_{L^{2,\sharp}}=\langle\Delta_{\overline{\partial}}^{-1}\overline{\partial}\sigma,\overline{\partial}\ \overline{\partial}^{*}\Delta_{\overline{\partial}}^{-1}\overline{\partial}\sigma\rangle=\langle\Delta_{\overline{\partial}}^{-1}\overline{\partial}\sigma,\overline{\partial}\sigma\rangle,

since ∂¯​∂¯​σ=0\overline{\partial}\ \overline{\partial}\sigma=0. Thus

(2.8) ‖τ‖L2,♯≤2​‖∂¯​σ‖L2,♯≤min⁡((8​C)−1,110​(2​π)n/2).\|\tau\|_{L^{2,\sharp}}\leq\sqrt{2}\|\overline{\partial}\sigma\|_{L^{2,\sharp}}\leq\min((8C)^{-1},\frac{1}{10}(2\pi)^{n/2}).

Hence in particular

‖s‖L2,♯≤‖σ‖L2,♯+‖τ‖L2,♯≤1110​2​πn/2.\|s\|_{L^{2,\sharp}}\leq\|\sigma\|_{L^{2,\sharp}}+\|\tau\|_{L^{2,\sharp}}\leq\frac{11}{10}2\pi^{n/2}.

Now work over the image χ⁡(D)\chi(D). Applying item (H3) to the section τ\tau and using (H4), (H5) we get |τ⁡(χ⁡(u∗))|≤1/4|\tau(\chi(u_{*}))|\leq 1/4, so |s⁡(χ⁡(u∗))|≥1/2|s(\chi(u_{*}))|\geq 1/2. By the derivative bound, |s||s| exceeds 1/41/4 at points a distance less than (4​K1)−1(4K_{1})^{-1} from χ⁡(u∗)\chi(u_{*}).

To sum up we have the following.

Proposition 2.4.

Suppose that U,D,u∗,ΛU,D,u_{*},\Lambda are as above and data g0,J0,A0g_{0},J_{0},A_{0} has Property (H). Then there is some ψ>0\psi>0 with the following effect. Suppose that 𝑂𝑃𝐸𝑁X,gX,JX,L,AX)X,g_{X},J_{X},L,A_{X}) is in 𝒦⁡(n,c,V){\mathcal{K}}(n,c,V). If we can find k>0k>0, an open embedding χ:U→X\chi:U\rightarrow X and a bundle isomorphism χ^:Λ→χ∗​(Lk)\hat{\chi}:\Lambda\rightarrow\chi^{*}(L^{k}) such that

‖χ∗​(J)−J0‖U,‖χ∗​(k​g)−g0‖U,‖χ∗​(A⊗k)−A‖U≤ψ,\|\chi^{*}(J)-J_{0}\|_{U},\|\chi^{*}(kg)-g_{0}\|_{U},\|\chi^{*}(A^{\otimes k})-A\|_{U}\leq\psi,

then there is a holomorphic section ss of Lk→XL^{k}\rightarrow X with L2,♯L^{2,\sharp} norm at most (11/10)​(2​π)n(11/10)(2\pi)^{n} and with |s⁡(x)|≥1/4|s(x)|\geq 1/4 at all points xx a distance (in the scaled metric) less than (4​K1)−1(4K_{1})^{-1} from χ⁡(u∗)\chi(u_{*})

This is just a direct combination of Lemma 2.2 and Proposition 2.3. (Here we use the notation ∥∥U\|\ \|_{U} to indicate the C0C^{0}-norm over UU.)

To illustrate this, take the case when UU is the ball of radius R>2R>2 in ℂn\mbox{${\mathbb{C}}$}^{n} with the standard flat metric and standard Kähler form Ω0\Omega_{0}. Let Λ\Lambda be the trivial holomorphic line bundle with metric exp(−|z|2/2)\exp(-|z|^{2}/2) so the trivialising section, σ0\sigma_{0} say, has norm exp(−|z|2/4)\exp(-|z|^{2}/4) and the induced connection A0A_{0} has curvature −i​Ω0-i\Omega_{0} as required. Let u∗u_{*} be the origin and DD be the unit ball. Let βR\beta_{R} be a standard cut-off function of |z||z|, equal to 11 when |z|≤R/2|z|\leq R/2 and vanishing when |z|≥9​R/10|z|\geq 9R/10. Define σ=βR​σ0\sigma=\beta_{R}\sigma_{0}. Then we have ∂¯​σ=(∂¯​β0)​σ0\overline{\partial}\sigma=(\overline{\partial}\beta_{0})\sigma_{0}. The L2L^{2} norm of σ\sigma is slightly less than (2​π)n(2\pi)^{n} and |σ⁡(0)|=1|\sigma(0)|=1. The section σ\sigma is holomorphic over DD, so we get (H4) and there certainly is some constant CC as in item (H3) of Property (H), independent of RR. It is clear that, because of the exponential decay, we can fix RR so that item (H5) is satisfied. So we have a set of data satisfying Property (H). Now let xx be a point in some X in 𝒦⁡(n,c,V){\mathcal{K}}(n,c,V). Since the ball is simply connected U⁡(1)U(1) connections over it are determined up to isomorphism by their curvature tensors. It is then clear that, when kk is sufficiently large, we can find a map χ\chi with χ⁡(0)=x\chi(0)=x and such that the pull back of k​gX,JX,AX⊗kkg_{X},J_{X},A_{X}^{\otimes k} differs by an arbitrarily small amount from the model g0,J0,A0g_{0},J_{0},A_{0}. Then we construct a holomorphic section of Lk→XL^{k}\rightarrow X, of controlled L2L^{2} norm and of a definite positive size on a definite neighbourhood of xx.

Remark 2.5.

There are many possible variants of our ÒProperty HÓ which will end up having the same effect. In particular one can avoid the LpL^{p} theory. In the context we work in, we have a first derivative bound as in Prop. 2.1 (1), and it is easy to show using this that the L2L^{2} norm of τ\tau controls |τ⁡(χ⁡(u∗))||\tau(\chi(u_{*}))|.

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