5 Nonarchimedean geometry [004I]
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5 Nonarchimedean geometry
Non-archimedean (NA) pluripotential theory is a close analogue of Kähler geometry. Impressionistically,
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NA geometry offers a natural language to describe the degeneration of complex manifolds into real simplicial/tropical objects.
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It systematically encodes the combinatorics of tropical geometry.
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Usual notions in Kähler geometry such as functions, line bundles, Kähler metrics, complex Monge-Ampère measures, have natural (albeit exotic looking) analogues in NA geometry.
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An analogue of the Calabi conjecture holds in the NA context: one can solve the NA Monge-Ampère equation.
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Under additional hypotheses, the NA Monge-Ampère measure agrees with the real Monge-Ampère measure.
We shall explain below that the basic concepts of NA pluripotential theory can be motivated from the heuristic principle that NA geometry is the limit of complex geometry in the hybrid topology. For some imprecise intuition, one may imagine non-archimedean geometry approximately as the SYZ base, and the hybric topology convergence roughly amounts to the collapse of an SYZ fibration to its base. Our persepctive is heavily influenced by Boucksom et al. [4][3][6][5].
5.1 Berkovich space, hybrid topology
We mentioned in section 3.2 that for a given polarized algebraic degeneration, the choice of snc models is highly non-unique. There are two viewpoints on extracting invariant information:
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In non-archimedean geometry, one looks simultaneously at the tower of all snc models, and take the formal limit of their dual complexes, known as the Berkovich space.
An insight of Berkovich is that by thinking of points as multiplicative seminorms, one obtains a kind of geometry analogous to complex manifolds. Let be equipped with its standard absolute value where is the valuation defined by the vanishing order. Its ultrametric property
gives the name ‘non-archimedean’ to the subject. Let be a smooth, geometrically connected, projective scheme over ; the main examples come from base changing an algebraic degeneration family over a punctured curve. Choose a finite cover of by affine open sets of the form , where is a finitely generated -algebra. The space is defined as the set of all multiplicative seminorms extending the absolute value of , endowed with the weakest topology so that the function is continuous for any . The Berkovich space is then obtained by gluing together ; the notation stands for ‘analytification’. As a topological space is compact and Hausdorff. In the CY case, the point-set description of is meant to encode information about the base of the SYZ fibration; there is also a natural structure sheaf which encodes information about the complex structure [49].
Let . The concept of models over is entirely analogous to the case over algebraic curves. The dual intersection complexes for snc models over can be compared with through two natural maps:
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There is a continuous embedding map . Writing , each divisor defines through the vanishing order , so that is a point in , called a divisorial point. More generally, given a point in the interior of a face corresponding to , we can associate a quasi-monomial valuation: expanding any local function around in Taylor series,
then the quasi-monomial valuation is
Thus gives rise to a point . We shall regard as a subset of . In particular, the essential skeleton embeds into .
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There is a continuous retraction map , which restricts to the identity on . Any point admits a center on . This is the unique scheme theoretic point such that for and for . Let be the maximal subset such that . Then corresponds to the quasi-monomial valuation with the same value for . Concretely, one should think the retraction map is about reading off logarithmic coordinates.
For another perspective, if is a blow up of , then there is a natural simplicial map , which is identity on . The retraction map can be viewed as a formal limit for very large .
Remark 9.
The retraction map depends on the choice of the model. There are examples where two models and define the same as a subset of , but the retraction maps are different [35, Appendix].
With these comparison maps, the Berkovich space is homeomorphic to the inverse limit of the dual intersection complexes of the snc models:
Conceptually, an snc model gives a finite approximation of the Berkovich space.
We now indicate how NA geometry is unified with complex geometry. Consider an algebraic degeneration over a punctured curve. Let denote the usual absolute value for complex numbers. Given a -point for , inside some affine chart of , we can define a multiplicative seminorm (not non-archimedean!)
| (13) |
As a sequence of points move towards , for any given meromorphic function on the base, which is the standard NA valuation on . Thus the points on are natural limits of the multiplicative seminorms defined by -points on . One can formalize this notion by introducing a hybrid topology on , so that takes the place of the central fibre [3, Appendix]. The functions then induce local continuous functions on .
The ‘hybrid’ space discussed in section 3.1 can be understood as a finite approximation. Given an snc model , and take a sequence of -points tending to , whose image under the retraction map is . Tautologically concentrate near , and in the local coordinates , we have , which is equivalent to . Formally, the topology on is the inverse limit of by taking all snc models.
5.2 Model functions, metrics, positivity
We now discuss functions, line bundles, and metrics on [6]. Given a model over and a Cartier divisor supported on the central fibre , we can associate a continuous function on by setting
The association extends by -linearity. Functions obtained in the -span using all such choices of models and divisors are called model functions on , which form a dense subset of . The restrictions of such functions to dual intersection complexes are piecewise affine.
To understand the complex geometric meaning, we think of models base changed from snc models over an algebraic curve . The divisor prescribes a class of functions on the total space of the snc model with analytic singularities:
where is a local defining function of . When we consider the rescaling of the restrictions to
only the singular term is relevant in the limit , and converge to in the hybrid topology.
We think about line bundles on via the GAGA principle: the line bundles on correspond to the line bundles on the scheme . A continuous metric on assigns to each local section a nonnegative continuous local function on open subsets of , compatible with the sheaf structure, such that , and if is a local frame of . Given a continuous metric, any other continuous metric on is of the form for some , analogous to the usual relation between Hermitian metrics and Kähler potentials. As such is referred to as a potential function.
Given a model for , a model of is a line bundle with . To this data we can associate a unique metric on with the following property: if is a nowhere vanishing local section of on an open set , then on . This is well defined because any two such sections differ by the multiplication of an invertible function, whose NA absolute value equals the constant one. One can extend this construction to -line bundles, and the metrics arising this way are called model metrics. They are dense within the continuous metrics.
To see the complex geometric interpretation, we imagine a line bundle on some snc models over an algebraic curve. Equip with any smooth Hermitian metric . Given a local section of , the prescription compatible with (13) is to consider the local functions on
Taking the limit as , we precisely get the model metric. Notice the ambiguity in the choice of the Hermitian metric is obliterated in the limit.
A paramount notion in Kähler geometry is the positivity of the metric, usually phrased in terms of psh properties of the potential. The above discussion suggests that in the NA setting, namely , such a notion should be expressible as a numerical property of the line bundle.
Definition 5.1.
[4, Thm. 2.17] (Semipositivity I) Let be a model metric on , associated to a -line bundle on a model of . Then
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the metric is a semipositive model metric iff is nef, namely for any projective curve contained in ;
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a continuous metric is semipositive iff it is the uniform limit of some sequence of semipositive model metrics on .
Remark 10.
The advantage of ‘nef’ instead of ‘ample’ is that if we blow up the model further, the pullback of the model line bundle will stay nef, but ampleness will be lost.
In Kähler geometry the definition of psh function is local in the complex charts. Since the dual intersection complexes are simplicial objects, one would expect the NA analogous notion to be related to convex functions. This intuition is partially valid:
Proposition 5.2.
[6, Prop 5.9] Let be an snc model for , and be a model line bundle for , with associated closed (1,1)-form . Then the restriction of any continuous -psh function to any face of is convex.
The picture is that general -psh functions define convex functions on the faces of , and among them the -psh model functions give piecewise affine approximations with finer and finer grids.
5.3 Approximation by Fubini-Study metrics
A fundamental result in Kähler geometry is that any Kähler metric in an integral class can be approximated by Fubini-Study metrics associated with projective embeddings. While the usual Fubini-Study metric depends on a choice of a Hermitian inner product on the -vector space of global sections, the NA analgoue depends on a NA norm on the -vector space for , with the ultrametric property . In our case one can select a -basis for , such that
The NA Fubini-Study metric on can be defined as
Concretely in the orthogonal basis, written in a local trivialisation,
| (14) |
A NA analogue of the Fubini-Study approximation theorem gives an alternative view on semipositive metrics:
Proposition 5.3.
(Semipositivity II) [18] Assume is ample. Then a continuous metric on is semipositive iff it can be written as a uniform limit of Fubini-Study metrics.
Remark 11.
In the approximation theorem we may assume to be finite Laurent polynomials.
For the complex geometric interpretation, we assume as usual is the base change of an algebraic degeneration family , with an ample polarisation line bundle . For any given NA Fubini-Study metric (14), we can associate a family of Fubini-Study metrics on :
| (15) |
Here make sense for finite because they are selected as finite Laurent polynomials in . As , the Fubini-Study metrics converge to the NA analogue, or more precisely converges to (14) in the hybrid topology on .
5.4 NA Monge-Ampère measure
The NA Monge-Ampère measure [11] is defined through intersection theory in a somewhat counterintuitive manner. As a motivation, we consider the complex analytic setting of an snc model over an algebraic curve, equipped with a Hermitian line bundle with curvature form in the class . Then defines a family of -forms on , such that equals the intersection number . The question is to describe the limit of these -forms, when we view as converging to the dual intersection complex (cf. section 3.1).
We write . Recall that the regions on corresponding to the faces in the dual intersection complex are from the algebraic perspective only small neighbourhoods of . Thus the limit of can only be supported at the vertices of , which correspond to the components . The amount of delta masses concentrated at the vertices are
where appears due to the multiplicity of the sheets. Reassuringly,
gives the correct total mass.
Back to the NA setting, given a model -line bundle for , we write , and denote the divisorial points associated to as . We can then define the NA Monge-Ampère measure for the model metric as the following signed atomic measure supported at :
This definition is compatible with pullback of line bundles by the projection formula, and ensures the total mass is the intersection number . If is furthermore semipositive, then the intersection numbers are non-negative, so is a measure.
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In the complex analytic world, one first define the complex MA for smooth potentials. A general continuous semipositive potential in a Kähler class is the uniform limit of smooth potentials, and its complex MA measure is then determined by the weak continuity under -convergence.
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In the NA world, one first define the NA MA measure for the model metrics. A general continuous semipositive metric on is the uniform limit of a sequence of continuous semipositive model metrics [6, Cor. 8.8], and its NA MA measure can be defined as the unique limiting Radon measure of the NA MA measures for the sequence [4, Cor. 3.5].
Their main difference lies in the highly nonlocal appearance of the NA MA measure. The recent result of Vilsmeier [76] offers a more concrete perspective:
Proposition 5.4.
(NA MA-real MA comparison) Let be a semistable snc model of , and be an -dimensional open face of . Recall the retraction map . Let be the potential of a semipositive metric , and suppose on , then on the pushforward of the NA MA measure
equals the real MA measure of the convex function up to a factor .
The rigorous proof of this comparison uses intersection theory, and the following is a heuristic explanation. Consider an snc model over an algbebraic curve as in the motivation, and assume furthermore that it is semistable. Recall our heuristic dictionary that a metric on should encode a family of Hermitian metrics on , such that in the hybrid topology, and the NA MA measure of should be the limit of the measures associated to the curvature forms of . We now focus on the neighbourhood of an -dimensional open face , where we have local coordinates with , and . In the local picture we identify metrics with potentials, so , and after ignoring -fluctuation effects . Imposing more smoothness assumptions, the curvature form of is approximately
The NA MA measure should agree with the limiting pushforward measure
which equals the real MA measure up to the factor .
Remark 12.
In this heuristic calculation, the assumption for to factor through the retraction map allows us to replace the hybrid space by its finite approximation .
5.5 NA Calabi conjecture
The central result of NA pluripotential theory is the solution to the NA analogue of the Calabi conjecture. A good survey is [5].
Theorem 5.5.
[4] Let be a smooth projective K-scheme arising from the base change of an algebraic degeneration family. Let be an ample line bundle on , and be a Radon probability measure supported on the dual intersection complex of some snc model of . Then there is a unique continuous semipositive metric on , such that
Their strategy uses a variational method. There is a concave energy functional on the space of continuous semipositive metrics on (equivalently viewed as continuous -psh potentials ), whose first variation is given by the NA MA measure. One seeks a maximizer of the functional
by first enlarging the space of to a function space which is compact modulo the addition of a real constant; this is analogous to the -compactness of in the Kähler setting. The notions of the NA MA measure and the energy functional extend naturally to the energy class functions inside , much like in the complex pluripotential theory setting. One then shows the maximizer is in fact a critical point, namely a weak solution to the NA MA equation. This is subtle since small perturbations of functions in may fall outside of the class by losing positivity. One proves the continuity of the weak solution using analogues of Kolodziej’s estimates. The uniqueness of the solution again relies on the concavity of .
While this strategy shares a very similar logical structure with the complex analytic setting, the technical foundations are built upon intersection theory and vanishing theorems in birational geometry, instead of differential operators.
The main case of interest to us is when arises from a large complex structure limit. Then NA pluripotential theory provides a unique solution to
| (16) |
where is the Lebesgue measure supported on the essential skeleton (cf. section 3.1). We call the non-archimedean Calabi-Yau metric.
5.6 Comparison property
Very little is proven about the non-archimedean CY metric beyond existence and continuity. We now discuss the meaning of the following conjectural NA MA-real MA comparison property.
Definition 5.6.
We say satisfies the NA MA-real MA comparison property, if there exists a semistable snc model of with the property that, the potential defined by satisfies on the preimages of the retraction map over all the -dimensional open faces .
Notice inherits a natural integral affine structures. Since the restriction of is convex on these faces by Prop. 5.2, its real MA measure makes sense, and by Prop. 5.4 it satisfies the real MA equation on
| (17) |
A few comments are in order:
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The comparison property is a conjecture in algebraic/non-archimedean geometry, and does not a priori involve PDE concepts. Its PDE implications come a posteriori.
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The Kontsevich-Soibelman picture (cf. section 3.3) expects that there is a solution of the real MA equation on the essential skeleton, away from some singular locus. The NA-MA equation via the comparison property is the only known systematic method to produce solutions.
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In the context of toric invariant metrics on toric varieties, there are comparison results between NA MA measure and real MA equation, cf. [28, Prop. 4.4.4].
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The reader may feel that NA pluripotential theory is a very long-winded way to solve the real MA equation. However, surprisingly enough, it is not even known how to formulate the real MA equation globally on in general, not just on the -dimensional faces but also on the lower dimensional faces.
One problem is that does not come with an obvious preferred affine structure, but only a piecewise affine structure, so there is no obvious coordinate independent definition of the real MA measure. It seems that the affine structure conjectured by Kontsevich and Soibelman would need to be solved simultaneously with the real MA equation, rather like free boundary PDE problems.
Another problem is that solving the real MA equation requires first specifying the class of convex functions to be admitted as potentials, just like solving the complex Monge-Ampère equation requires first specifying the meaning of Kähler potentials. We do not currently know any direct way of defining the class of convex potentials on piecewise affine manifolds such as . The semipositive metrics on the Berkovich space , abstract as it may be, is our only available substitute.
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If one believes the NA Calabi-Yau metric is the potential theoretic limit of the Calabi-Yau metrics on in the hybrid topology, and that the information of can be recovered from data on , then one may be inclined to think that the potential of factors globally through some retraction map , defined perhaps through some divisorial log terminal minimal model.
Such a statement would need to confront the difficulty that the divisorial log terminal model is not necessarily unique, and in principle the retraction map depends on the choice of the model. It seems highly nontrivial how the NA MA equation would select a preferred retraction map.
The formulation of the comparison property is more cautious than this. We allow the dual intersection complex to be strictly bigger than , and there is no assumption on the complement of the -dimensional faces of . Regarding the problem above, if one is undecided between a finite number of candidate retraction maps, then one can pass to a common snc resolution (and perhaps pass to finite base change, to find a semistable snc resolution). Of course, the more we blow up the model , the weaker is the comparison property.
Remark 13.
The very recent work of Pille-Schneider and Mazzon [59] proposes gluing the retraction maps associated to several divisorial log terminal models to obtain a map . Their map still factors through the dual intersection complex of some larger snc model, hence is compatible with the comparison property.
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Without the comparison property, it seems hard to give any differential geometric interpretation to at all, since contains arbitrarily large dual intersection complexes, and thus is highly complicated. The heuristic intuition of this hypothetical scenario, is that the potential theoretic limit of the Calabi-Yau metrics would require infinitely many blow ups to describe. This is not yet ruled out by a theorem; we leave the reader to judge its plausibility.
The open question for algebraic geometers is
Question 6.
Can the comparison property be proven for a sufficiently large class of examples, such as those from the Gross-Siebert program [29]?