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A comparison of the real and non-archimedean Monge-Amp\`ere operator

Vilsmeier, Christian

Original paper

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††footnotetext: This work was partially supported by the collaborative research center ’SFB 1085: Higher Invariants’ funded by the Deutsche Forschungsgemeinschaft.

A comparison of the real and non-archimedean Monge-Ampère operator

Christian Vilsmeier Address: C. Vilsmeier, Mathematik, Universität Regensburg, 93053 Regensburg, Germany Email address: Christian.Vilsmeier@mathematik.uni-regensburg.de
Abstract.

Let XX be a proper algebraic variety over a non-archimedean, non-trivially valued field. We show that the non-archimedean Monge-Ampère measure of a metric arising from a convex function on an open face of some skeleton of XanX^{\textup{an}} is equal to the real Monge-Ampère measure of that function up to multiplication by a constant. As a consequence we obtain a regularity result for solutions of the non-archimedean Monge-Ampère problem on curves.

[0594]

1. Introduction

The non-archimedean analogue of the Calabi conjecture is still an open problem in non-archimedean geometry. In the complex case it states that for a complex compact nn-dimensional manifold MM with a Kähler form ω\omega and f∈C∞​(M)f\in C^{\infty}(M), f>0f>0 such that ∫Mf​ωn=∫Mωn\int_{M}f\omega^{n}=\int_{M}\omega^{n} there exists a unique up to constant φ∈C∞​(M)\varphi\in C^{\infty}(M) such that ω+d​dc​φ>0\omega+dd^{c}\varphi>0 and (ω+d​dc​φ)n=f​ωn(\omega+dd^{c}\varphi)^{n}=f\omega^{n}. This was solved by Calabi (uniqueness, [Cal57]) and Yau (existence, [Yau78]). In the non-archimedean setting, we fix a non-archimedean, non-trivially valued field KK and a smooth projective variety XX over KK of dimension nn with a line bundle LL on XX and consider the corresponding KK-analytic space XanX^{\textup{an}} with the line bundle LanL^{\textup{an}} in the sense of Berkovich. To any continuous semipositive metric ∥⋅∥\|\cdot\| on LanL^{\textup{an}} one can associate a positive Radon measure c1(L,∥⋅∥)nc_{1}(L,\|\cdot\|)^{n} on XanX^{\textup{an}}, called the Monge-Ampère measure, which was introduced by Chambert-Loir in [Cha06]. In a non-archimedean analogue of the Calabi conjecture one asks for a solution of c1(L,∥⋅∥)n=μc_{1}(L,\|\cdot\|)^{n}=\mu for a positive Radon measure μ\mu on XanX^{\textup{an}} of mass LnL^{n} when LL is ample. The uniqueness up to addition of a constant of such a solution was proved by Yuan and Zhang in [YZ16]. The existence was proved by Liu in [Liu11] for the case of a totally degenerate abelian variety XX under some regularity assumptions on the measure by reducing to the complex case. The best known existence result is due to Boucksom, Favre and Jonsson [BFJ15, Theorem A]. They prove existence of a solution to the non-archimedean Monge-Ampère equation if KK is discretely valued of residue characteristic zero and μ\mu is supported on the dual complex of some SNC model of XX. Note that they assumed also an algebraicity condition which was later removed by Burgos Gil, Gubler, Jell, Künnemann and Martin [BGJ+, Theorem D]. As such a dual complex consists of faces which look like simplices in ℝn\mathbb{R}^{n} it would be tempting to observe a connection of the non-archimedean Monge-Ampère operator with the real one. This is the aim of the paper at hand. In particular we will prove the following result (a precise definition of the occurring measures is given in section 4.):

[0595]
Theorem 1.1.

Let XX be an nn-dimensional proper algebraic variety over KK, L¯=(L,∥⋅∥)\overline{L}=(L,\|\cdot\|) a formally metrized line bundle on XanX^{\textup{an}} and τ\tau an open face of dimension nn of a skeleton corresponding to a strictly semistable formal model 𝔛\mathfrak{X} of XanX^{\textup{an}} on which L¯\overline{L} has a formal model 𝔏\mathfrak{L}. Let φ\varphi be a continuous function on XanX^{\textup{an}} such that ∥⋅∥e−φ\|\cdot\|e^{-\varphi} is a semipositive metric. Suppose that φ\varphi factorizes through the retraction p𝔛p_{\mathfrak{X}} onto the skeleton. Then

c1(L,∥⋅∥e−φ)n=[K~(S):K~]⋅n!⋅MA(φ|τ)c_{1}(L,\|\cdot\|e^{-\varphi})^{n}=[\tilde{K}(S):\tilde{K}]\cdot n!\cdot\MA\left(\varphi\Big|_{\tau}\right)

on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau) where MA\MA denotes the real Monge-Ampère operator on τ\tau which is considered to be a measure on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau) by pushforward via the inclusion and SS denotes the point in the special fibre of 𝔛\mathfrak{X} which is the image of τ\tau under the reduction map.

The paper is organized as follows: In Section 2 we give an overview over basic concepts in formal geometry. We recall the definition of a strongly nondegenerate strictly polystable formal scheme and its associated skeleton introduced in [Ber99] and explain the stratum face correspondence developed in [Gub10]. At the end of the section we construct a Cartier divisor from a piecewise affine linear function on the skeleton and prove an important lemma dealing with the degree with respect to this divisor in the case of an affine linear function.

In Section 3 we collect basic definitions and facts on metrized line bundles. Following [GM19] we introduce piecewise linear, algebraic and formal metrics and the notion of semipositivity for them. We also recall some useful properties and the situations in which the definitions coincide.

In Section 4 we recall the definitions of the real and non-archimedean Monge-Ampère measure but we define the latter locally on open subsets of the analytification of a separated scheme of finite type over the field KK. In order to do so, we prove a local convergence result. This will allow us to formulate Theorem 1.1 in a more general setting where everything is defined locally, see Corollary 5.7.

Section 5 is subject to the proof of Theorem 1.1. In fact in Corollary 5.7, we prove a local generalization of this result. It will follow from Lemma 4.8 and Corollary B.4 that Corollary 5.7 implies Theorem 1.1. We will also generalize the local result in Corollary 5.10 to strongly nondegenerate polystable formal models of XanX^{\textup{an}} i.e. we will prove:

[0596]
Theorem 1.2.

Let XX be an nn-dimensional proper algebraic variety over KK and 𝔛\mathfrak{X} a strongly nondegenerate polystable formal model of XanX^{\textup{an}} over K∘K^{\circ} with associated skeleton Δ\Delta. Let τ\tau be an nn-dimensional open face of Δ\Delta with associated point SS in the special fibre of 𝔛\mathfrak{X}. Let hh be a convex function on τ\tau and denote by 𝒪¯h∘p𝔛\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}}} the trivial line bundle on the strictly KK-analytic space p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau) endowed with the metric given by ∥1∥=e−h∘p𝔛\|1\|=e^{-h\circ p_{\mathfrak{X}}}. Then

c1(𝒪¯h∘p𝔛)n=[K~(S):K~]⋅n!⋅MA(h)c_{1}\left(\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}}}\right)^{n}=[\tilde{K}(S):\tilde{K}]\cdot n!\cdot\MA(h)

on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau).

The proof is inspired by the proof of [Gub10, Theorem 5.18]. In order to reduce to the toric situation, a key ingredient will be Lemma 2.13, showing that affine linear functions on a closed face of a skeleton induce numerically trivial vertical Cartier divisors on a suitable part of the corresponding formal model.

Finally, in Section 6, we apply Theorem 1.1 to obtain two regularity results for solutions to the non-archimedean Calabi-Yau problem. For example we will prove in Proposition 6.4:

[0597]
Proposition 1.3.

Let XX be a smooth projective curve, μ\mu a positive Borel meausre on XanX^{\textup{an}} and φ\varphi a solution to the Monge-Ampère equation c1(L,∥⋅∥e−φ)=μc_{1}(L,\|\cdot\|e^{-\varphi})=\mu. Let τ\tau be an open face of a skeleton associated to a strictly semistable formal model of XanX^{\textup{an}} on which (L,∥⋅∥)(L,\|\cdot\|) has a formal model. Suppose that μ\mu is supported on that skeleton and is given on τ\tau by f⋅𝐝​𝐱f\cdot\boldsymbol{dx} where 𝐝​𝐱\boldsymbol{dx} denotes the Lebesgue measure on τ\tau. If f∈Ck​(τ)f\in C^{k}(\tau) then we have φ|τ∈Ck+2​(τ)\varphi\Big|_{\tau}\in C^{k+2}(\tau).

Here Ck​(τ)C^{k}(\tau) is the space of kk times continuously differentiable functions on τ\tau. Theorem 1.3 follows from Theorem 1.1 and regularity of the real Monge-Ampère equation.
Terminology. In the following, KK denotes a complete, non-archimedean, non-trivially valued field and K∘K^{\circ} its corresponding valuation ring with maximal ideal K∘⁣∘K^{\circ\circ}. All schemes are assumed to be locally of finite type.
Acknowledgements. I thank Walter Gubler for his constant advice and many helpful discussions. I am also grateful to Sébastien Boucksom for helpful discussions and to Antoine Ducros for suggesting a generalization of [CD, Lemme 6.5.1]. Furthermore I would like to thank Klaus Künnemann and Antoine Chambert-Loir for helpful comments, Thomas Fenzl for answering my questions about skeletons and Florent Martin and Walter Gubler for the permission to use their unpublished notes on convexity of psh-functions.

[0598]

2. Skeletons, formal models and divisors

In this section we first define formal schemes and their generic and special fibres. For details we refer to [Bos14, II.7, II.8.3]. Then we recall the concept of skeletons associated to strongly nondegenerate strictly polystable formal schemes introduced by Berkovich in [Ber99]. To a subdivision of the skeleton, one can associate a formal analytic structure as in [Gub10, Proposition 5.5]. We generalize the subsequent results of [Gub10, §5] concerning the stratum face correspondence by dropping the condition of algebraically closedness of the base field. Finally we explain how a piecewise affine linear function on the skeleton induces a Cartier divisor on the formal scheme corresponding to a suitable subdivision of the skeleton.

[0599]
Definition 2.1.

Let YY be a reduced scheme of locally finite type over a field κ\kappa. Set Y(0):=YY^{(0)}:=Y and let Y(i+1)Y^{(i+1)} be the complement of the set of normal points in Y(i)Y^{(i)}. The irreducible components of Y(i)∖Y(i+1)Y^{(i)}\setminus Y^{(i+1)} are called strata of YY. There is a partial ordering on the set of strata given by R1≤R2R_{1}\leq R_{2} if and only if R1¯⊆R2¯\overline{R_{1}}\subseteq\overline{R_{2}}. A cycle Z∈Z⁡(Y)Z\in Z(Y) is called a strata cycle if there are strata S1,…,SnS_{1},...,S_{n} of YY such that Z=∑mi​Si¯Z=\sum m_{i}\overline{S_{i}} with mi∈ℝm_{i}\in\mathbb{R}.

[059A]
Definition 2.2.

A topological ring AA is called adic if there is an ideal 𝔞⊆A\mathfrak{a}\subseteq A such that the ideals (𝔞n)n∈ℕ(\mathfrak{a}^{n})_{n\in\mathbb{N}} form a neighbourhood basis for 00. We call 𝔞\mathfrak{a} a defining ideal. Let AA be an adic, complete, separated ring with finitely generated defining ideal 𝔞\mathfrak{a}. The affine formal scheme of AA is the locally topologically ringed space Spf⁡(A)=(𝔛,𝒪𝔛)\Spf(A)=(\mathfrak{X},\mathcal{O}_{\mathfrak{X}}) where 𝔛\mathfrak{X} and 𝒪𝔛\mathcal{O}_{\mathfrak{X}} are defined as follows: 𝔛\mathfrak{X} is the set of all open prime ideals of AA. As a prime ideal is open if and only if it contains 𝔞\mathfrak{a}, we may identify 𝔛\mathfrak{X} with Spec⁡(A/𝔞)⊆Spec⁡(A)\Spec(A/\mathfrak{a})\subseteq\Spec(A) and we endow 𝔛\mathfrak{X} with the topology induced by the Zariski topology on Spec⁡(A)\Spec(A). Moreover we define

𝒪𝔛:=lim←​𝒪Spec⁡(A/𝔞n).\mathcal{O}_{\mathfrak{X}}:=\underset{\leftarrow}{\lim}\;\mathcal{O}_{\Spec(A/\mathfrak{a}^{n})}.

A formal scheme is a locally topologically ringed space (𝔛,𝒪𝔛)(\mathfrak{X},\mathcal{O}_{\mathfrak{X}}) such that for each x∈𝔛x\in\mathfrak{X} there is an open neighbourhood 𝔘\mathfrak{U} of xx with (𝔘,𝒪𝔛|𝔘)\left(\mathfrak{U},\mathcal{O}_{\mathfrak{X}}\Big|_{\mathfrak{U}}\right) isomorphic to an affine formal scheme.

Now let 𝔞\mathfrak{a} be a defining ideal of K∘K^{\circ}. A topological K∘K^{\circ}-algebra AA is called admissible, if {a∈A|𝔞n⋅a=0​ for some ​n∈ℕ}={0}\left\{a\in A\;\Big|\;\mathfrak{a}^{n}\cdot a=0\text{ for some }n\in\mathbb{N}\right\}=\{0\} i.e. AA does not have K∘K^{\circ}-torsion and if AA is isomorphic to a K∘K^{\circ}-algebra of the form K∘​⟨ζ1,…,ζn⟩/(a1,…,am)K^{\circ}\langle\zeta_{1},...,\zeta_{n}\rangle/(a_{1},...,a_{m}) endowed with the 𝔞\mathfrak{a}-adic topology. A formal K∘K^{\circ}-scheme 𝔛\mathfrak{X} is called admissible if there is a locally finite open cover (𝔘i)i∈I(\mathfrak{U}_{i})_{i\in I} of 𝔛\mathfrak{X} with 𝔘i=Spf⁡(Ai)\mathfrak{U}_{i}=\Spf(A_{i}) for admissible K∘K^{\circ}-algebras AiA_{i}.

Let 𝔛=Spf⁡(A)\mathfrak{X}=\Spf(A) be an admissible formal affine K∘K^{\circ}-scheme. The analytic generic fibre of 𝔛\mathfrak{X} is defined as 𝔛an:=ℳ⁡(A⊗K∘K)\mathfrak{X}^{\textup{an}}:=\mathcal{M}(A\otimes_{K^{\circ}}K), where ℳ⁡(⋅)\mathcal{M}(\cdot) denotes the Berkovich spectrum (cf. [Ber90, 1.2]). The special fibre of 𝔛\mathfrak{X} is given by 𝔛~:=Spec⁡(A⊗K∘k)\tilde{\mathfrak{X}}:=\Spec(A\otimes_{K^{\circ}}k), where k:=K∘/K∘⁣∘k:=K^{\circ}/K^{\circ\circ} is the residue field of KK. For an admissible formal K∘K^{\circ}-scheme 𝔛\mathfrak{X} one obtains the generic and the special fibre by a gluing process. There is a canonical surjective reduction map red:𝔛an→𝔛~\red:\mathfrak{X}^{\textup{an}}\rightarrow\tilde{\mathfrak{X}}, see [GRW17, §2.13].

[059B]
Definition 2.3.

For n∈ℕ>0n\in\mathbb{N}_{>0} and a∈K∘⁣∘a\in K^{\circ\circ} we define

𝔛⁡(n,a):=Spf⁡(K∘​⟨x0,…,xn⟩/(x0​…​xn−a)).\mathfrak{X}(n,a):=\Spf(K^{\circ}\langle x_{0},...,x_{n}\rangle/(x_{0}...x_{n}-a)).

For tuples 𝒏=(n0,…,np)∈ℕ>0p+1\boldsymbol{n}=(n_{0},...,n_{p})\in\mathbb{N}_{>0}^{p+1} and 𝒂=(a0,…,ap)∈(K∘⁣∘)p+1\boldsymbol{a}=(a_{0},...,a_{p})\in(K^{\circ\circ})^{p+1} we define 𝔛(𝒏,𝒂):=𝔛(n0,a0)×K∘…×K∘𝔛(np,ap)\mathfrak{X}(\boldsymbol{n},\boldsymbol{a}):=\mathfrak{X}(n_{0},a_{0})\times_{K^{\circ}}...\times_{K^{\circ}}\mathfrak{X}(n_{p},a_{p}) and for m∈ℕm\in\mathbb{N} we set 𝔛⁡(m):=𝔛⁡(m,1)\mathfrak{X}(m):=\mathfrak{X}(m,1). A strictly polystable formal scheme over K∘K^{\circ} is an admissible formal scheme 𝔛\mathfrak{X} over K∘K^{\circ} which can be covered by formal open sets 𝔘\mathfrak{U} with étale morphisms

ψ:𝔘→𝔛⁡(𝒏,𝒂,m):=𝔛⁡(𝒏,𝒂)×K∘𝔛⁡(m)\psi:\mathfrak{U}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a},m):=\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})\times_{K^{\circ}}\mathfrak{X}(m)

where 𝒏\boldsymbol{n}, 𝒂\boldsymbol{a} and mm may depend on 𝔘\mathfrak{U}. We say that 𝔛\mathfrak{X} is strongly nondegenerate strictly polystable if all aia_{i} can be chosen nonzero.

To a strongly nondegenerate strictly polystable formal scheme 𝔛\mathfrak{X} over K∘K^{\circ} Berkovich introduced in [Ber99] a canonical polytopal subset S⁡(𝔛)S(\mathfrak{X}) of 𝔛an\mathfrak{X}^{\textup{an}} called the skeleton. It is a closed subset of 𝔛an\mathfrak{X}^{\textup{an}} which is locally given by canonical polysimplices and can be described as follows. Let ψ:𝔘→𝔛⁡(𝒏,𝒂,m)\psi:\mathfrak{U}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a},m) be an étale morphism as above. The generic fibre of the right hand side is given as 𝔛​(𝒏,𝒂,m)an=ℳ⁡(A)\mathfrak{X}(\boldsymbol{n},\boldsymbol{a},m)^{\textup{an}}=\mathscr{M}(A) where A=(K⁡⟨T0±,…,Tm±⟩)​⟨T00,…,Tp,np⟩/(T00​…​T0,n0−a0,…,Tp​0​…​Tp,np−ap)A=(K\langle T_{0}^{\pm},...,T_{m}^{\pm}\rangle)\langle T_{00},...,T_{p,n_{p}}\rangle/(T_{00}...T_{0,n_{0}}-a_{0},...,T_{p0}...T_{p,n_{p}}-a_{p}). The elements of AA can be expressed as ∑μaμ​Tμ\sum_{\mu}a_{\mu}T^{\mu} with aμ∈K⁡⟨T0±,…,Tm±⟩a_{\mu}\in K\langle T_{0}^{\pm},...,T_{m}^{\pm}\rangle and aμ=0a_{\mu}=0 if there is an i∈{0,…,p}i\in\{0,...,p\} such that μi,k≥1\mu_{i,k}\geq 1 for all k∈{0,…,ni}k\in\{0,...,n_{i}\}. Now to an element 𝒕\boldsymbol{t} in the polysimplex {𝒕∈ℝ≥0𝒏+𝟏|ti​0+…+ti​ni=−log(|ai|),0≤i≤p}\left\{\boldsymbol{t}\in\mathbb{R}_{\geq 0}^{\boldsymbol{n}+\boldsymbol{1}}\;\Big|\;t_{i0}+...+t_{in_{i}}=-\log(|a_{i}|),0\leq i\leq p\right\} we associate a seminorm on AA by sending a power series as above to maxμ{|aμ|exp(−𝒕⋅μ)}\max_{\mu}\{|a_{\mu}|\exp(-\boldsymbol{t}\cdot\mu)\}. This gives an embedding of the polysimplex into ℳ⁡(A)\mathscr{M}(A) whose image is denoted by Δ\Delta. The skeleton S⁡(𝔘)S(\mathfrak{U}) of 𝔘\mathfrak{U} is defined to be (ψan)−1​(Δ)(\psi^{\textup{an}})^{-1}(\Delta). One can show that ψan\psi^{\textup{an}} induces a homeomorphism from (ψan)−1​(Δ)(\psi^{\textup{an}})^{-1}(\Delta) to Δ\Delta if 𝔘\mathfrak{U} has a unique minimal stratum which maps to the minimal stratum of 𝔛⁡(𝒏,𝒂,m)\mathfrak{X}(\boldsymbol{n},\boldsymbol{a},m). The skeleton S⁡(𝔛)S(\mathfrak{X}) of 𝔛\mathfrak{X} is the union of all S⁡(𝔘)S(\mathfrak{U}) and is independent of all choices.

To a stratum SS of 𝔛\mathfrak{X} one can associate a canonical polysimplex ΔS\Delta_{S} in the skeleton such that the interiors of the ΔT\Delta_{T} form a disjoint cover of S⁡(𝔛)S(\mathfrak{X}) where TT ranges over all strata of 𝔛~\tilde{\mathfrak{X}}. In order to do so, we choose a refinement of the cover of 𝔛\mathfrak{X} as described in the Proposition below and choose 𝔘\mathfrak{U} such that SS is its distinguished stratum. We then define ΔS:=S⁡(𝔘)\Delta_{S}:=S(\mathfrak{U}).

An admissible formal scheme 𝔛\mathfrak{X} is called strongly nondegenerate polystable if there exists a strongly nondegenerate strictly polystable formal scheme 𝔛′\mathfrak{X}^{\prime} and a surjective étale morphism 𝔛′→𝔛\mathfrak{X}^{\prime}\rightarrow\mathfrak{X}. The skeleton of 𝔛\mathfrak{X} is defined to be the image of the skeleton of 𝔛′\mathfrak{X}^{\prime} under the map 𝔛′an→𝔛an\mathfrak{X}^{\prime\textup{an}}\rightarrow\mathfrak{X}^{\textup{an}}.

One can endow the skeleton with a piecewise linear structure, see [Ber04, §6]. We will define piecewise affine linear functions on the skeleton of a strongly nondegenerate strictly polystable formal scheme in Definition 2.10. There is a canonical continuous retraction map p𝔛:𝔛an→S⁡(𝔛)p_{\mathfrak{X}}:\mathfrak{X}^{\textup{an}}\rightarrow S(\mathfrak{X}) which restricts to the identity on S⁡(𝔛)S(\mathfrak{X}). For details see [Ber99, §4], [Ber04, §4] or [Gub10, 5.3].

We have the following stratum face correspondence due to Berkovich:

[059C]
Proposition 2.4.

Let 𝔛\mathfrak{X} be a strongly nondegenerate polystable formal scheme with skeleton Δ\Delta. There is a bijective correspondence between the open faces of Δ\Delta and the strata of 𝔛~\tilde{\mathfrak{X}} given by

R=red⁡(p𝔛−1​(τ)),τ=p𝔛​(red−1⁡(R)).R=\red(p_{\mathfrak{X}}^{-1}(\tau)),\hskip 56.9055pt\tau=p_{\mathfrak{X}}(\red^{-1}(R)).
[059D]
Proof.

[Ber99, Theorem 5.2 (iv), Theorem 5.4]. ∎

[059E]
Proposition 2.5.

Let 𝔛\mathfrak{X} be a strongly nondegenerate strictly polystable formal scheme over K∘K^{\circ}. Any formal open covering of 𝔛\mathfrak{X} admits a refinement {𝔘′}\{\mathfrak{U}^{\prime}\} by formal open subsets 𝔘′\mathfrak{U}^{\prime} as in Definition 2.3 such that

  1. i)

    Every 𝔘′\mathfrak{U}^{\prime} is a formal affine open subscheme of 𝔛\mathfrak{X},

  2. ii)

    there is a distinguished stratum SS of 𝔛~\tilde{\mathfrak{X}} associated to 𝔘′\mathfrak{U}^{\prime} such that for any stratum TT of 𝔛~\tilde{\mathfrak{X}}, we have S⊆T¯S\subseteq\overline{T} if and only if 𝔘′~∩T¯≠∅\tilde{\mathfrak{U}^{\prime}}\cap\overline{T}\neq\emptyset,

  3. iii)

    ψ~−1​({𝟎~}×𝔛⁡(m)~)\tilde{\psi}^{-1}(\{\tilde{\boldsymbol{0}}\}\times\widetilde{\mathfrak{X}(m)}) is the stratum of 𝔘′~\tilde{\mathfrak{U}^{\prime}} which is equal to 𝔘′~∩S\tilde{\mathfrak{U}^{\prime}}\cap S for the distinguished stratum SS associated to 𝔘′\mathfrak{U}^{\prime},

  4. iv)

    every stratum of 𝔛~\tilde{\mathfrak{X}} is the distinguished stratum of a suitable 𝔘′\mathfrak{U}^{\prime}.

[059F]
Proof.

The very same arguments as in [Gub10, Proposition 5.2] apply to our situation. ∎

From now on let 𝔛\mathfrak{X} be a strongly nondegenerate strictly polystable formal scheme over K∘K^{\circ} and denote by Γ\Gamma the value group of KK. For the basic notions of convex geometry we refer to [Gub13, Appendix A]. We will work with Γ\Gamma-rational polytopal subdivisions 𝔇\mathfrak{D} of S⁡(𝔛)S(\mathfrak{X}), i.e. 𝔇\mathfrak{D} is a family of Γ\Gamma-rational polytopes contained in a canonical polysimplex such that for every stratum SS of 𝔛~\tilde{\mathfrak{X}} the set {Δ∈𝔇|Δ⊆ΔS}\left\{\Delta\in\mathfrak{D}\;\Big|\;\Delta\subseteq\Delta_{S}\right\} is a polytopal decomposition of ΔS\Delta_{S}. Here a polytopal decomposition means a finite family of polytopes covering ΔS\Delta_{S} which is closed under taking faces and such that the intersection of two polytopes in the family is a face of both and a Γ\Gamma-rational polytope means a polytope which is defined by inequalities of the form 𝒎​𝒙+c≥0\boldsymbol{m}\boldsymbol{x}+c\geq 0 with 𝒎∈ℤr,c∈Γ\boldsymbol{m}\in\mathbb{Z}^{r},c\in\Gamma.

[059G]
Construction 2.6.

Let 𝔇\mathfrak{D} be such a subdivision. We will construct a canonical formal scheme 𝔛′′\mathfrak{X}^{\prime\prime} over K∘K^{\circ} associated to 𝔇\mathfrak{D} together with a morphism ι:𝔛′′→𝔛\iota:\mathfrak{X}^{\prime\prime}\rightarrow\mathfrak{X} which induces the identity on the generic fibre such that there is a one to one correspondence between the open faces of 𝔇\mathfrak{D} and the strata of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime}. First of all we choose a covering of 𝔛\mathfrak{X} as in Proposition 2.5. Let 𝔘\mathfrak{U} be a member of this covering with an étale morphism ψ:𝔘→𝔛⁡(𝒏,𝒂,m)\psi:\mathfrak{U}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a},m) and let SS be the distinguished stratum of 𝔘\mathfrak{U}. For Δ∈𝔇∩ΔS\Delta\in\mathfrak{D}\cap\Delta_{S} we set

A′:={∑μaμTμ∈K((T00,…,Tp,np))|∀u∈Δ:limv(aμ)+u⋅μ=∞}A^{\prime}:=\left\{\sum_{\mu}a_{\mu}T^{\mu}\in K((T_{00},...,T_{p,n_{p}}))\;\Big|\;\forall_{u\in\Delta}:\;\lim v(a_{\mu})+u\cdot\mu=\infty\right\}

and A:=A′/(T00​…​T0,n0−a0,…,Tp​0​…​Tp,np−ap)A:=A^{\prime}/(T_{00}...T_{0,n_{0}}-a_{0},...,T_{p0}...T_{p,n_{p}}-a_{p}) and define

AΔ:={∑μaμTμ∈A|∀u∈Δ,μ∈ℤ𝒏+𝟏:v(aμ)+μ⋅u≥0}A^{\Delta}:=\left\{\sum_{\mu}a_{\mu}T^{\mu}\in A\;\Big|\;\forall_{u\in\Delta,\mu\in\mathbb{Z}^{\boldsymbol{n}+\boldsymbol{1}}}:\;v(a_{\mu})+\mu\cdot u\geq 0\right\}

and 𝔘Δ:=Spf⁡AΔ\mathfrak{U}_{\Delta}:=\Spf A^{\Delta}. If Δ1,Δ2∈𝔇∩ΔS\Delta_{1},\Delta_{2}\in\mathfrak{D}\cap\Delta_{S} then Δ1∩Δ2\Delta_{1}\cap\Delta_{2} is a face of both and by transferring the arguments in [Gub13, Proposition 6.12] to the analytic situation, we obtain that the canonical morphisms 𝔘Δ1∩Δ2→𝔘Δi\mathfrak{U}_{\Delta_{1}\cap\Delta_{2}}\rightarrow\mathfrak{U}_{\Delta_{i}} are open immersions. Hence we can glue the 𝔘Δ\mathfrak{U}_{\Delta} along this data to obtain a formal scheme which we denote by 𝔛​(𝒏,𝒂)′\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime} together with a morphism ι′:𝔛​(𝒏,𝒂)′→𝔛⁡(𝒏,𝒂)\iota^{\prime}:\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a}). Let ψ′:𝔘′′→𝔛​(𝒏,𝒂)′×𝔛⁡(m)\psi^{\prime}:\mathfrak{U}^{\prime\prime}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}\times\mathfrak{X}(m) be the base change of ψ\psi with respect to ι′×Id\iota^{\prime}\times\Id. The construction of 𝔘′′\mathfrak{U}^{\prime\prime} does not depend on the choice of ψ\psi up to isomorphism: Let ρ:𝔘→𝔛⁡(𝒏,𝒂,m)\rho:\mathfrak{U}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a},m) be another étale morphism. Then up to reordering the coordinates, ρ∗​xi=ui​ψ∗​xi\rho^{\ast}x_{i}=u_{i}\psi^{\ast}x_{i} for some ui∈𝒪​(𝔘)×u_{i}\in\mathcal{O}(\mathfrak{U})^{\times}. Then we have canonical K∘K^{\circ}-algebra isomorphisms:

𝒪⁡(𝔘)​⊗^ψ∗​AΔ\displaystyle\mathcal{O}(\mathfrak{U})\hat{\otimes}_{\psi^{\ast}}A^{\Delta} →𝒪⁡(𝔘)​⊗^ρ∗​AΔ,\displaystyle\rightarrow\mathcal{O}(\mathfrak{U})\hat{\otimes}_{\rho^{\ast}}A^{\Delta},
a⊗xi\displaystyle a\otimes x_{i} ↦ui​a⊗xi,\displaystyle\mapsto u_{i}a\otimes x_{i},

which yield an isomorphism of the 𝔘′′\mathfrak{U}^{\prime\prime} constructed with ψ\psi respectively ρ\rho.
We glue the 𝔘′′\mathfrak{U}^{\prime\prime} to obtain our formal scheme 𝔛′′\mathfrak{X}^{\prime\prime}. Although 𝔛′′\mathfrak{X}^{\prime\prime} might not be admissible, we can define its generic fibre and reduction map in the usual way as the algebras AΔ⊗K∘KA^{\Delta}\otimes_{K^{\circ}}K are strictly KK-affinoid (see [Gub13, Proposition 6.17]). Then ι\iota induces the identity on the generic fibres and we set p𝔛′′:=p𝔛p_{\mathfrak{X}^{\prime\prime}}:=p_{\mathfrak{X}}. Note that 𝔛′′\mathfrak{X}^{\prime\prime} is admissible if the vertices of the polytopes in 𝔇\mathfrak{D} are Γ\Gamma-rational, in particular the base change of 𝔛′′\mathfrak{X}^{\prime\prime} to the valuation ring of the completion of an algebraic closure of KK is admissible, see [Gub13, Proposition 6.7].

[059H]
Remark 2.7.

If 𝔇\mathfrak{D} is trivial i.e. Δ∈𝔇\Delta\in\mathfrak{D} only if Δ=ΔS\Delta=\Delta_{S} for some stratum SS of 𝔛~\tilde{\mathfrak{X}} then it is an immediate consequence from the construction that 𝔛′′=𝔛\mathfrak{X}^{\prime\prime}=\mathfrak{X}.

We will frequently use the following generalization of [Gub10, Proposition 5.7] which is a stratum face correspondence for the 𝔛′′\mathfrak{X}^{\prime\prime} constructed above.

[059I]
Proposition 2.8.

Let 𝔛\mathfrak{X} be a strongly nondegenerate strictly polystable formal scheme with skeleton Δ\Delta and 𝔇\mathfrak{D} a subdivision of Δ\Delta with associated formal structure 𝔛′′\mathfrak{X}^{\prime\prime}. Then there is a bijective correspondence between the open faces of 𝔇\mathfrak{D} and the strata of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime} given by

R=red⁡(p𝔛′′−1​(τ)),τ=p𝔛′′​(red−1⁡(R)).R=\red(p_{\mathfrak{X}^{\prime\prime}}^{-1}(\tau)),\hskip 56.9055pt\tau=p_{\mathfrak{X}^{\prime\prime}}(\red^{-1}(R)).

Furthermore, in the second equality, RR can be replaced by any nonempty subset of RR.

[059J]
Proof.

We follow the proof of [Gub10, Proposition 5.7] but in order to establish the result for an arbitrary non-archimedean field KK (not necessarily algebraically closed), we use [Gub13, Proposition 6.22] instead of [Gub07, Proposition 4.4]. Let τ\tau be an open face of 𝔇\mathfrak{D}. We prove first that R:=red⁡(p𝔛′′−1​(τ))R:=\red(p_{\mathfrak{X}^{\prime\prime}}^{-1}(\tau)) is a stratum of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime}. There is a unique stratum SS of 𝔛~\tilde{\mathfrak{X}} such that τ\tau is contained in the interior of ΔS\Delta_{S}. Let 𝔘\mathfrak{U} be a formal open subset of 𝔛\mathfrak{X} such that SS is the distinguished stratum of 𝔘\mathfrak{U} (Proposition 2.5). As strata are compatible with localization we may assume 𝔛=𝔘\mathfrak{X}=\mathfrak{U}. Let ψ1′:𝔛′′→𝔛​(𝒏,𝒂)′\psi_{1}^{\prime}:\mathfrak{X}^{\prime\prime}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime} be the base change of the composition of the étale map ψ:𝔛→𝔛⁡(𝒏,𝒂,m)\psi:\mathfrak{X}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a},m) with the projection on the first factor 𝔛⁡(𝒏,𝒂)\mathfrak{X}(\boldsymbol{n},\boldsymbol{a}). By [Gub13, Proposition 6.22] the first part of the proposition holds for 𝔛​(𝒏,𝒂)′\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}. Let TT be the stratum of 𝔛​(𝒏,𝒂)′\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime} corresponding to τ\tau, i.e.

(2.1) τ=p𝔛​(𝒏,𝒂)′​(red−1⁡(T))\displaystyle\tau=p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}(\red^{-1}(T))

and

(2.2) T=red⁡(p𝔛​(𝒏,𝒂)′−1​(τ)).\displaystyle T=\red(p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}^{-1}(\tau)).

where p𝔛​(𝒏,𝒂)′:𝔛​(𝒏,𝒂)′a​n→ΔSp_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}:\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime an}\rightarrow\Delta_{S} is the retraction map. We prove R=ψ~1′−1​(T)R=\tilde{\psi}_{1}^{\prime-1}(T). First we observe that

red⁡((ψ′1an)−1​(p𝔛​(𝒏,𝒂)′−1​(τ)))=ψ~1′−1​(red⁡(p𝔛​(𝒏,𝒂)′−1​(τ))).\red(({\psi^{\prime}}_{1}^{\textup{an}})^{-1}(p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}^{-1}(\tau)))=\tilde{\psi}_{1}^{\prime-1}(\red(p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}^{-1}(\tau))).

The inclusion ⊆\subseteq is clear because red∘ψ′1an=ψ~′1∘red\red\circ{\psi^{\prime}}_{1}^{\textup{an}}=\tilde{\psi}^{\prime}_{1}\circ\red. The other inclusion follows from this fact and an application of [Gub13, Proposition 6.22]. For details we refer to the proof of [Gub10, Proposition 5.7]. We conclude

R=red⁡(p𝔛′′−1​(τ))=red⁡((ψ′1an)−1​(p𝔛​(𝒏,𝒂)′−1​(τ)))=ψ~1′−1​(red⁡(p𝔛​(𝒏,𝒂)′−1​(τ)))​=(2.2)​ψ~1′−1​(T).R=\red(p_{\mathfrak{X}^{\prime\prime}}^{-1}(\tau))=\red(({\psi^{\prime}}_{1}^{\textup{an}})^{-1}(p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}^{-1}(\tau)))=\tilde{\psi}_{1}^{\prime-1}(\red(p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}^{-1}(\tau)))\overset{(\ref{T=})}{=}\tilde{\psi}_{1}^{\prime-1}(T).

By [Ber99, Lemma 2.2] RR is a strata subset. To see that RR is indeed a stratum it is enough to show that RR is irreducible. But this follows from

ψ~1′−1​(T)=(T×𝔛~​(m))×𝔛~​(𝒏,𝒂,m)′𝔛~′′≅(T×𝔛~​(m))×{0~}×𝔛~​(m)ψ~−1​({0~}×𝔛~​(m))≅T×S,\tilde{\psi}_{1}^{\prime-1}(T)=(T\times\tilde{\mathfrak{X}}(m))\times_{\tilde{\mathfrak{X}}(\boldsymbol{n},\boldsymbol{a},m)^{\prime}}\tilde{\mathfrak{X}}^{\prime\prime}\cong(T\times\tilde{\mathfrak{X}}(m))\times_{\{\tilde{0}\}\times\tilde{\mathfrak{X}}(m)}\tilde{\psi}^{-1}(\{\tilde{0}\}\times\tilde{\mathfrak{X}}(m))\cong T\times S,

where the latter is irreducible by [Gro65, Corollaire 4.5.8 (i)]. As the open faces of 𝔇\mathfrak{D} cover Δ\Delta, every stratum of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime} is obtained this way. It remains to prove that we can recover τ\tau from RR. First note that

p𝔛′′​((ψ′1an)−1​(red−1⁡(T)))=p𝔛​(𝒏,𝒂)′​(red−1⁡(T)).p_{\mathfrak{X}^{\prime\prime}}(({\psi^{\prime}}_{1}^{\textup{an}})^{-1}(\red^{-1}(T)))=p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}(\red^{-1}(T)).

The inclusion ⊆\subseteq is clear because p𝔛′′=p𝔛​(𝒏,𝒂)′∘ψ′1anp_{\mathfrak{X}^{\prime\prime}}=p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}\circ{\psi^{\prime}}_{1}^{\textup{an}}. For the other inclusion, let x∈p𝔛​(𝒏,𝒂)′​(red−1⁡(T))=τx\in p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}(\red^{-1}(T))=\tau. As the sets red−1⁡(T′)\red^{-1}(T^{\prime}) with T′T^{\prime} varying over the strata of 𝔛~​(𝒏,𝒂)′\tilde{\mathfrak{X}}(\boldsymbol{n},\boldsymbol{a})^{\prime} cover 𝔛​(𝒏,𝒂)′an{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}^{\textup{an}} and using [Gub13, Proposition 6.22] and the fact the p𝔛​(𝒏,𝒂)′p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}} restricts to the identity on Δ\Delta we deduce x∈red−1⁡(T)x\in\red^{-1}(T). Hence xx is an element of the left hand side which proves the equality claimed in the display. Now the rest is an easy calculation:

p𝔛′′​(red−1⁡(R))\displaystyle p_{\mathfrak{X}^{\prime\prime}}(\red^{-1}(R)) =p𝔛′′​(red−1⁡(ψ~1′−1​(T)))\displaystyle=p_{\mathfrak{X}^{\prime\prime}}(\red^{-1}(\tilde{\psi}_{1}^{\prime-1}(T)))
=p𝔛′′​((ψ′1an)−1​(red−1⁡(T)))\displaystyle=p_{\mathfrak{X}^{\prime\prime}}(({\psi^{\prime}}_{1}^{\textup{an}})^{-1}(\red^{-1}(T)))
=p𝔛​(𝒏,𝒂)′​(red−1⁡(T))\displaystyle=p_{\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}}(\red^{-1}(T))
=(2.1)​τ.\displaystyle\overset{(\ref{tau=})}{=}\tau.

Finally we want to show that RR may be replaced by a nonempty subset YY of RR. Clearly, the arguments in [Gub10, Proposition 5.7] generalize to the polystable situation, so we presume the claim for KK algebraically closed and show how to drop this assumption. Let ℂK\mathbb{C}_{K} be the completion of an algebraic closure of KK. We denote by π:𝔛ℂK′′→𝔛′′\pi:\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}\rightarrow\mathfrak{X}^{\prime\prime} the base change of 𝔛′′\mathfrak{X}^{\prime\prime} to ℂK∘\mathbb{C}_{K}^{\circ}. Let R′R^{\prime} be the union of the strata of 𝔛~ℂK′′\tilde{\mathfrak{X}}^{\prime\prime}_{\mathbb{C}_{K}} lying over RR. Then π\pi induces a surjection p𝔛ℂK′′​(red−1⁡(R′))↠p𝔛′′​(red−1⁡(R))p_{\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}}(\red^{-1}(R^{\prime}))\twoheadrightarrow p_{\mathfrak{X}^{\prime\prime}}(\red^{-1}(R)) as the strata in R′R^{\prime} correspond to open faces lying over τ\tau. Let Y′Y^{\prime} be a lift of YY in R′R^{\prime}. By [Gub10, Proposition 5.7] we have p𝔛ℂK′′​(red−1⁡(Y′))=p𝔛ℂK′′​(red−1⁡(R′))p_{\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}}(\red^{-1}(Y^{\prime}))=p_{\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}}(\red^{-1}(R^{\prime})). Clearly p𝔛′′​(red−1⁡(Y))⊆p𝔛′′​(red−1⁡(R))p_{\mathfrak{X}^{\prime\prime}}(\red^{-1}(Y))\subseteq p_{\mathfrak{X}^{\prime\prime}}(\red^{-1}(R)) and hence it is enough to show that the restriction of π\pi to p𝔛ℂK′′​(red−1⁡(Y′))p_{\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}}(\red^{-1}(Y^{\prime})) factors through p𝔛′′​(red−1⁡(Y))p_{\mathfrak{X}^{\prime\prime}}(\red^{-1}(Y)). We have the following commutative diagram:

S⁡(𝔛ℂK′′)\textstyle{S(\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}})\ignorespaces\ignorespaces\ignorespaces\ignorespaces}π\scriptstyle{\pi}p𝔛ℂK′′​(red−1⁡(Y′))\textstyle{p_{\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}}(\red^{-1}(Y^{\prime}))\ignorespaces\ignorespaces\ignorespaces\ignorespaces}red−1⁡(Y′)\textstyle{\red^{-1}(Y^{\prime})\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}p𝔛ℂK′′\scriptstyle{p_{\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}}}π\scriptstyle{\pi}red\scriptstyle{\red}Y′\textstyle{Y^{\prime}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}π\scriptstyle{\pi}S⁡(𝔛′′)\textstyle{S(\mathfrak{X}^{\prime\prime})}red−1⁡(Y)\textstyle{\red^{-1}(Y)\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}p𝔛′′\scriptstyle{p_{\mathfrak{X}^{\prime\prime}}}red\scriptstyle{\red}Y\textstyle{Y}

Let x∈p𝔛ℂK′′​(red−1⁡(Y′))x\in p_{\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}}(\red^{-1}(Y^{\prime})) and y∈red−1⁡(Y′)y\in\red^{-1}(Y^{\prime}) with p𝔛ℂK′′​(y)=xp_{\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}}(y)=x then π⁡(x)=π⁡(p𝔛ℂK′′​(y))=p𝔛′′​(π⁡(y))∈p𝔛′′​(red−1⁡(Y))\pi(x)=\pi(p_{\mathfrak{X}^{\prime\prime}_{\mathbb{C}_{K}}}(y))=p_{\mathfrak{X}^{\prime\prime}}(\pi(y))\in p_{\mathfrak{X}^{\prime\prime}}(\red^{-1}(Y)). This proves the claim. ∎

[059K]
Corollary 2.9.

Let RR be a stratum of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime} corresponding to the open face τ\tau of 𝔇\mathfrak{D}.

  1. (a)

    dim(τ)=codim⁡(R,𝔛~′′)\dim(\tau)=\codim(R,\tilde{\mathfrak{X}}^{\prime\prime}).

  2. (b)

    S:=ι~​(R)S:=\tilde{\iota}(R) is a stratum of 𝔛~\tilde{\mathfrak{X}}.

  3. (c)

    R​→ι~​SR\overset{\tilde{\iota}}{\rightarrow}S is a fibre bundle with fibre TT where TT is the dim(R)−dim(S)\dim(R)-\dim(S) dimensional torus orbit from the proof of Proposition 2.8.

  4. (d)

    Every stratum of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime} is smooth.

  5. (e)

    The closure R¯\bar{R} is the union of all strata of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime} corresponding to open faces σ\sigma of 𝔇\mathfrak{D} with τ⊆σ¯\tau\subseteq\bar{\sigma}.

  6. (f)

    For an irreducible component YY of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime}, let ζY\zeta_{Y} be the unique point of 𝔛an\mathfrak{X}^{\textup{an}} with reduction equal to the generic point of YY. Then Y↦ζYY\mapsto\zeta_{Y} is a bijection between the irreducible components of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime} and the vertices of 𝔇\mathfrak{D}.

[059L]
Proof.

The statements can be proven the same way as in [Gub10, Corollary 5.9]. In order to bypass the algebraically closedness of the base field one can use [Gub13, Proposition 6.22] instead of [Gub07, Proposition 4.4] for (a), [Gub13, Proposition 6.22] instead of [Gub07, Remark 4.8] for (e) and [Gub13, Proposition 6.14] instead of [Gub07, Proposition 4.7] for (f). ∎

[059M]
Definition 2.10.

Let Δ\Delta be a skeleton associated to a strongly nondegenerate strictly polystable formal scheme 𝔛′\mathfrak{X}^{\prime} over K∘K^{\circ}. A continuous function h:Δ→ℝh:\Delta\rightarrow\mathbb{R} is called piecewise affine linear if there exists a Γ\Gamma-rational polytopal subdivision 𝔇\mathfrak{D} of Δ\Delta such that for any canonical polysimplex ΔS\Delta_{S} of Δ\Delta, any formal open subset ψ:𝔘→𝔛⁡(𝒏,𝒂,m)\psi:\mathfrak{U}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a},m) of 𝔛′\mathfrak{X}^{\prime} whose distinguished stratum is SS and any Δ′∈𝔇\Delta^{\prime}\in\mathfrak{D} with Δ′⊆ΔS\Delta^{\prime}\subseteq\Delta_{S}, there exist 𝒎∈ℤ𝒏+𝟏\boldsymbol{m}\in\mathbb{Z}^{\boldsymbol{n}+\boldsymbol{1}} and α∈K×\alpha\in K^{\times} such that h|Δ′=(𝒎⋅𝒙+v⁡(α))∘ψan|Δ′h\Big|_{\Delta^{\prime}}=(\boldsymbol{m}\cdot\boldsymbol{x}+v(\alpha))\circ\psi^{\textup{an}}\Big|_{\Delta^{\prime}} (see Definition 2.3 for the notation and setting).

[059N]
Proposition 2.11.

Let 𝔛′\mathfrak{X}^{\prime} be a strongly nondegenerate strictly polystable formal scheme over K∘K^{\circ} with associated skeleton S⁡(𝔛′)S(\mathfrak{X}^{\prime}) and hh a piecewise affine linear function on S⁡(𝔛′)S(\mathfrak{X}^{\prime}). Let 𝔇\mathfrak{D} be a Γ\Gamma-rational polytopal subdivision of S⁡(𝔛′)S(\mathfrak{X}^{\prime}) suitable for hh as in Definition 2.10 and ι:𝔛′′→𝔛′\iota:\mathfrak{X}^{\prime\prime}\rightarrow\mathfrak{X}^{\prime} be the canonical formal scheme over 𝔛′\mathfrak{X}^{\prime} associated to 𝔇\mathfrak{D} (see Construction 2.6). Then hh induces a canonical Cartier divisor DD on 𝔛′′\mathfrak{X}^{\prime\prime} which is trivial on the generic fibre. If 𝔛′′\mathfrak{X}^{\prime\prime} is admissible, then DD has the property that ∥1∥𝒪⁡(D)=e−h∘p𝔛′\|1\|_{\mathcal{O}(D)}=e^{-h\circ p_{\mathfrak{X}^{\prime}}} where ∥⋅∥𝒪⁡(D)\|\cdot\|_{\mathcal{O}(D)} is the formal metric on 𝒪𝔛′an\mathcal{O}_{\mathfrak{X}^{\prime\textup{an}}} given by the formal model 𝒪⁡(D)\mathcal{O}(D) of 𝒪𝔛′an\mathcal{O}_{\mathfrak{X}^{\prime\textup{an}}} (see Definition 3.1).

[059P]
Proof.

As in Construction 2.6, we cover 𝔛′\mathfrak{X}^{\prime} by étale maps ψ:𝔘→𝔛⁡(𝒏,𝒂,m)=𝔛⁡(𝒏,𝒂)×𝔛⁡(m)\psi:\mathfrak{U}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a},m)=\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})\times\mathfrak{X}(m) and for each 𝔘\mathfrak{U} and Δ∈𝔇\Delta\in\mathfrak{D} with Δ⊆𝔘an\Delta\subseteq\mathfrak{U}^{\textup{an}} we obtain the affine formal scheme 𝔘Δ\mathfrak{U}_{\Delta}. We write ψ′:𝔘Δ′′→𝔘Δ\psi^{\prime}:\mathfrak{U}^{\prime\prime}_{\Delta}\rightarrow\mathfrak{U}_{\Delta} for the base change with respect to ψ\psi and obtain a cover of 𝔛′′\mathfrak{X}^{\prime\prime}. On Δ∈𝔇\Delta\in\mathfrak{D}, hh is given by 𝒎​𝒙+v⁡(α)\boldsymbol{m}\boldsymbol{x}+v(\alpha) with 𝒎∈ℤ𝒏+𝟏\boldsymbol{m}\in\mathbb{Z}^{\boldsymbol{n}+\boldsymbol{1}}, α∈K×\alpha\in K^{\times}. We define DD locally on 𝔘Δ′′′\mathfrak{U}^{\prime\prime}_{\Delta^{\prime}} by ψ′⁣∗​(α⋅𝒙𝒎)\psi^{\prime\ast}(\alpha\cdot\boldsymbol{x}^{\boldsymbol{m}}). Then DD is indeed a Cartier Divisor on 𝔛′′\mathfrak{X}^{\prime\prime} as for 𝔘1,𝔘2,Δ1,Δ2\mathfrak{U}_{1},\mathfrak{U}_{2},\Delta_{1},\Delta_{2} as above and 𝔘:=𝔘1∩𝔘2\mathfrak{U}:=\mathfrak{U}_{1}\cap\mathfrak{U}_{2} we have α1⋅𝒙𝒎1/α2⋅𝒙𝒎2∈𝒪​(𝔘Δ1∩Δ2)×\alpha_{1}\cdot\boldsymbol{x}^{\boldsymbol{m}_{1}}/\alpha_{2}\cdot\boldsymbol{x}^{\boldsymbol{m}_{2}}\in\mathcal{O}(\mathfrak{U}_{\Delta_{1}\cap\Delta_{2}})^{\times} since 𝒎1​𝒙+v⁡(α1)=𝒎2​𝒙+v⁡(α2)\boldsymbol{m}_{1}\boldsymbol{x}+v(\alpha_{1})=\boldsymbol{m}_{2}\boldsymbol{x}+v(\alpha_{2}) on Δ1∩Δ2\Delta_{1}\cap\Delta_{2}. Hence

ψ1′⁣∗​(α1⋅𝒙𝒎1)/ψ2′⁣∗​(α2⋅𝒙𝒎2)|𝔘Δ1∩Δ2′′=ψ′⁣∗​(α1⋅𝒙𝒎1/α2⋅𝒙𝒎2)∈𝒪​(𝔘Δ1∩Δ2′′)×\displaystyle\psi_{1}^{\prime\ast}(\alpha_{1}\cdot\boldsymbol{x}^{\boldsymbol{m}_{1}})/\psi_{2}^{\prime\ast}(\alpha_{2}\cdot\boldsymbol{x}^{\boldsymbol{m}_{2}})\Big|_{\mathfrak{U}^{\prime\prime}_{\Delta_{1}\cap\Delta_{2}}}=\psi^{\prime\ast}(\alpha_{1}\cdot\boldsymbol{x}^{\boldsymbol{m}_{1}}/\alpha_{2}\cdot\boldsymbol{x}^{\boldsymbol{m}_{2}})\in\mathcal{O}(\mathfrak{U}^{\prime\prime}_{\Delta_{1}\cap\Delta_{2}})^{\times}

and therefore ψ1′⁣∗​(α1​𝒙𝒎1)/ψ2′⁣∗​(α2​𝒙𝒎2)∈𝒪​(𝔘1,Δ1′′∩𝔘2,Δ2′′)×\psi_{1}^{\prime\ast}(\alpha_{1}\boldsymbol{x}^{\boldsymbol{m}_{1}})/\psi_{2}^{\prime\ast}(\alpha_{2}\boldsymbol{x}^{\boldsymbol{m}_{2}})\in\mathcal{O}(\mathfrak{U}^{\prime\prime}_{1,\Delta_{1}}\cap\mathfrak{U}^{\prime\prime}_{2,\Delta_{2}})^{\times}. Furthermore DD is trivial on the generic fibre, as α⋅𝒙𝒎∈𝒪​(𝔛​(𝒏,𝒂)an)×\alpha\cdot\boldsymbol{x}^{\boldsymbol{m}}\in\mathcal{O}(\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\textup{an}})^{\times}. ∎

[059Q]
Remark 2.12.

Note that we can ensure that 𝔛′′\mathfrak{X}^{\prime\prime} is admissible and hence a formal model by performing base change to the completion of an algebraic closure of KK (see Construction 2.6) which will be enough for our purposes.

[059R]
Lemma 2.13.

In the situation of Proposition 2.11 let τ\tau be an open face of the skeleton Δ\Delta of dimension equal to the dimension of 𝔛′a​n\mathfrak{X}^{\prime an} and assume that hh is affine linear on τ¯\bar{\tau}. Let DD be the induced Cartier divisor on 𝔛′′\mathfrak{X}^{\prime\prime} and YY a proper curve in 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime} with Y⊆red𝔛′′⁡(p𝔛′′−1​(τ))Y\subseteq\red_{\mathfrak{X}^{\prime\prime}}(p_{\mathfrak{X}^{\prime\prime}}^{-1}(\tau)) e.g. if YY lies inside an irreducible component of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime} corresponding to a vertex u∈τu\in\tau of 𝔇\mathfrak{D}. Then deg(D.Y)=0\Deg(D.Y)=0.

[059S]
Proof.

Note that we do not assume τ¯∈𝔇\bar{\tau}\in\mathfrak{D}. But by passing to the formal open subscheme of 𝔛′\mathfrak{X}^{\prime} consisting of the formal open subsets 𝔘\mathfrak{U} with S⁡(𝔘)=τ¯S(\mathfrak{U})=\bar{\tau}, we may assume Δ=τ¯\Delta=\bar{\tau} and then the polytopal subdivision 𝔇′\mathfrak{D}^{\prime} consisting the polytope τ¯\bar{\tau} and its faces is suitable for hh. The corresponding formal scheme is 𝔛′\mathfrak{X}^{\prime}. Let D′D^{\prime} be the Cartier divisor on 𝔛′\mathfrak{X}^{\prime} induced by hh as in Proposition 2.11. Notice that by construction we have D=ι∗​D′D=\iota^{\ast}D^{\prime}. Now ι\iota is proper by [Tem00, Corollary 4.4] (the result requires 𝔛′′\mathfrak{X}^{\prime\prime} to be admissible but by [Gro65, Proposition 2.7.1] it is enough to check properness after base change to the completion of an algebraic closure of KK, after which 𝔛′′\mathfrak{X}^{\prime\prime} is always admissible, see Construction 2.6). Hence the projection formula yields deg(D.Y)=deg(D′.ι∗Y)\Deg(D.Y)=\Deg(D^{\prime}.\iota_{\ast}Y). Now

ι⁡(Y)⊆ι⁡(red𝔛′′⁡(p𝔛′′−1​(τ)))=red𝔛′⁡(p𝔛′−1​(τ)),\iota(Y)\subseteq\iota(\red_{\mathfrak{X}^{\prime\prime}}(p_{\mathfrak{X}^{\prime\prime}}^{-1}(\tau)))=\red_{\mathfrak{X}^{\prime}}(p_{\mathfrak{X}^{\prime}}^{-1}(\tau)),

where the latter is the stratum in 𝔛~′\tilde{\mathfrak{X}}^{\prime} corresponding to τ\tau and hence a point. Therefore D′.ι∗​Y=0D^{\prime}.\iota_{\ast}Y=0. ∎

[059T]

3. Metrics

In this section we introduce metrics on line bundles on strictly KK-analytic spaces. This includes piecewise linear, algebraic and formal metrics. We will see that under certain conditions they are all the same. The main reference is [GM19].

[059U]
Definition 3.1.

Let XX be a strictly KK-analytic space and LL a line bundle on XX, i.e. a locally free sheaf of rank 1 on the G-topology. A continuous metric ∥⋅∥\|\cdot\| on LL is a function which asserts to any admissible open subset U⊆XU\subseteq X and any section s∈Γ⁡(U,L)s\in\Gamma(U,L) a continuous (with respect to the Berkovich topology) function ‖s⁡(⋅)‖:U→ℝ≥0\|s(\cdot)\|:U\rightarrow\mathbb{R}_{\geq 0} such that:

  1. i)

    For an admissible open subset V⊆UV\subseteq U we have ‖s|V​(⋅)‖=‖s⁡(⋅)‖|V\left\|s\Big|_{V}(\cdot)\right\|=\|s(\cdot)\|\Big|_{V},

  2. ii)

    for f∈Γ⁡(U,𝒪X)f\in\Gamma(U,\mathcal{O}_{X}) we have ‖f​s​(⋅)‖=|f⁡(⋅)|​‖s⁡(⋅)‖\|fs(\cdot)\|=|f(\cdot)|\|s(\cdot)\|,

  3. iii)

    for p∈Up\in U we have ‖s⁡(p)‖=0\|s(p)\|=0 if and only if s⁡(p)=0s(p)=0.

Given a formal model (𝔛,𝔏)(\mathfrak{X},\mathfrak{L}) of (X,L)(X,L) one can define an associated so called formal metric ∥⋅∥𝔏\|\cdot\|_{\mathfrak{L}} on LL in the following way: If ss is a local frame of 𝔏\mathfrak{L} on a formal open subset 𝔘⊆𝔛\mathfrak{U}\subseteq\mathfrak{X} we define ‖f​s​(⋅)‖𝔏=|f⁡(⋅)|\|fs(\cdot)\|_{\mathfrak{L}}=|f(\cdot)| on 𝔘an\mathfrak{U}^{\textup{an}} for any f∈Γ⁡(𝔘an,𝒪𝔛an)f\in\Gamma(\mathfrak{U}^{\textup{an}},\mathcal{O}_{\mathfrak{X}}^{\textup{an}}). As this is independent of the choice of ss and 𝔛an\mathfrak{X}^{\textup{an}} is covered by such sets, this gives a well-defined metric on LL.

[059V]
Remark 3.2.

We will work with paracompact (i.e. Hausdorff and every open cover has a locally finite refinement) strictly KK-analytic spaces. As discussed in [GM19, 2.2] the category of these spaces is equivalent to the category of quasiseparated rigid analytic varieties over KK with a strictly KK-affinoid G-covering of finite type ([Ber93, 1.6]). This allows us to apply Raynaud’s theorem ([Bos14, Theorem 8.4.3]) which shows that formal K∘K^{\circ}-models of paracompact strictly KK-analytic spaces exist and that the set of isomorphism classes of formal K∘K^{\circ}-models is directed.

[059W]
Proposition 3.3.

Let XX be a paracompact strictly KK-analytic space, LL a line bundle on XX and WW a compact strictly KK-analytic domain of XX. Then every formal metric on L|WL\Big|_{W} extends to a formal metric on LL.

[059X]
Proof.

[GM19, Proposition 2.7]. ∎

[059Y]
Definition 3.4.

Let XX be a proper scheme over KK and LL a line bundle on XX. An algebraic K∘K^{\circ}-model of XX is a proper flat scheme 𝒳\mathscr{X} over K∘K^{\circ} with a fixed isomorphism from the generic fibre 𝒳η\mathscr{X}_{\eta} to XX. An algebraic K∘K^{\circ}-model of (X,L)(X,L) is a pair (𝒳,ℒ)(\mathscr{X},\mathscr{L}) where 𝒳\mathscr{X} is an algebraic K∘K^{\circ}-model of XX and ℒ\mathscr{L} is a line bundle on 𝒳\mathscr{X} with a fixed isomorphism from ℒ|X\mathscr{L}\Big|_{X} to LL. An algebraic K∘K^{\circ}-model of (X,L)(X,L) gives rise to a formal K∘K^{\circ}-model of (Xan,Lan)(X^{\textup{an}},L^{\textup{an}}) by formal completion. Hence by the above, an algebraic model of (X,L)(X,L) induces a formal metric on LanL^{\textup{an}}. We call such metrics algebraic metrics.

[059Z]
Proposition 3.5.

Let XX be a proper scheme over KK and LL a line bundle on XX. Then a formal metric on LanL^{\textup{an}} is the same as an algebraic metric.

[05A0]
Proof.

[GK17, Proposition 8.13], see also [GM19, Remark 2.6]. ∎

[05A1]
Definition 3.6.

Let XX be a strictly KK-analytic space and LL a line bundle on XX. A metric ∥⋅∥\|\cdot\| on LL is called piecewise linear if there is a G-covering (Vi)i∈I(V_{i})_{i\in I} and frames sis_{i} of LL over ViV_{i} for every i∈Ii\in I such that ‖si​(⋅)‖=1\|s_{i}(\cdot)\|=1 on ViV_{i}.

[05A2]
Proposition 3.7.

Let XX be a strictly KK-analytic space and LL a line bundle on XX. Then

  1. i)

    the isometry classes of piecewise linear metrics on line bundles on XX form an abelian group with respect to ⊗\otimes.

  2. ii)

    the pull-back f∗∥⋅∥f^{\ast}\|\cdot\| of a piecewise linear metric ∥⋅∥\|\cdot\| on LL with respect to a morphism f:Y→Xf:Y\rightarrow X of strictly KK-analytic spaces is a piecewise linear metric on f∗​Lf^{\ast}L.

  3. iii)

    the minimum and the maximum of two piecewise linear metrics on LL are again piecewise linear metrics on LL.

[05A3]
Proof.

[GM19, Proposition 2.12] (the proof does not use paracompactness). ∎

[05A4]
Proposition 3.8.

Let XX be a paracompact strictly KK-analytic space and LL a line bundle on XX. Then a piecewise linear metric on LL is the same as a formal metric.

[05A5]
Proof.

[GM19, Proposition 2.10]. ∎

[05A6]
Definition 3.9.

Let XX be a strictly KK-analytic space and LL a line bundle on XX. A piecewise linear metric on LL is called semipositive in x∈Xx\in X if there exists a compact strictly KK-analytic domain WW which is a neighbourhood of xx such that there is a formal model (𝔚,𝔏)(\mathfrak{W},\mathfrak{L}) of (W,L|W)\left(W,L\Big|_{W}\right) inducing the metric on WW and satisfying deg𝔏⁡(C)≥0\Deg_{\mathfrak{L}}(C)\geq 0 for every proper closed curve CC in the special fibre of 𝔚\mathfrak{W}. The metric on LL is called semipositive in a subset V⊆XV\subseteq X if it is semipositive in every x∈Vx\in V. It is called semipositive if it is semipositive in XX.

[05A7]
Proposition 3.10.

Let XX be a paracompact strictly KK-analytic space and LL a line bundle on XX. A formal metric ∥⋅∥\|\cdot\| on LL is semipositive in every x∈Xx\in X if and only if there exists a nef formal K∘K^{\circ}-model 𝔏\mathfrak{L} of LL inducing ∥⋅∥\|\cdot\|. In particular we regain the original global definition of semipositivity by Zhang ([Zha95]).

[05A8]
Proof.

This is proved in [GM19, Proposition 3.11] under the additional assumption that XX is separable, which was necessary in order to be able to use [CD, Lemme 6.5.1]. Replacing this with Corollary A.4, the same proof applies to the more general case. ∎

[05A9]
Proposition 3.11.

Let XX be a proper scheme over KK and LL a line bundle on XX. Let ∥⋅∥1,∥⋅∥2\|\cdot\|_{1},\|\cdot\|_{2} be two piecewise linear metrics on LanL^{\textup{an}} which are semipositive in x∈Xanx\in X^{\textup{an}}. Then ∥⋅∥:=min(∥⋅∥1,∥⋅∥2)\|\cdot\|:=\min(\|\cdot\|_{1},\|\cdot\|_{2}) is semipositive in xx.

[05AA]
Proof.

[GM19, Proposition 3.12]. ∎

[05AB]
Definition 3.12.

Let XX be a strictly KK-analytic space and LL a line bundle on XX. A metric ∥⋅∥\|\cdot\| on LL is called piecewise ℚ\mathbb{Q}-linear if for every x∈Xx\in X there is an open neighbourhood WW of xx and a non-zero n∈ℕn\in\mathbb{N} such that ∥⋅∥⊗n|W\|\cdot\|^{\otimes n}\Big|_{W} is a piecewise linear metric on L⊗n|WL^{\otimes n}\Big|_{W}.
A piecewise ℚ\mathbb{Q}-linear metric on LL is called semipositive in x∈Xx\in X if in the above ∥⋅∥⊗n|W\|\cdot\|^{\otimes n}\Big|_{W} is semipositive in xx.

[05AC]
Proposition 3.13.

Let XX be a paracompact strictly KK-analytic space and LL a line bundle on XX. Any continuous metric on LL can be uniformly approximated by piecewise ℚ\mathbb{Q}-linear metrics on LL.

[05AD]
Proof.

[GM19, Theorem 2.17]. ∎

[05AE]

4. Measures

We recall the real Monge-Ampère operator which associates to a convex function a positive Borel measure. Then we introduce the Chambert-Loir measure on the generic fibres of admissible formal schemes and on paracompact strictly KK-analytic spaces. Chambert-Loir introduced these measures in [Cha06] on the analytification XanX^{\textup{an}} of a proper variety XX over KK under the assumption that KK has a countable dense subfield and associates to a family of semipositive metrized line bundles a positive Radon measure. This was later extended by Gubler to the case of an algebraically closed base field in [Gub07]. Using the local approach to metrics from section 3, it is now possible to define Monge-Ampère measures locally. Note that there is also a local approach by Chambert-Loir and Ducros in [CD] which associates a measure to a metric which is locally psh-approximable. However it is not known whether a semipositive metric is locally psh-approximable. In this section we assume that the non-archimedean complete base field KK is algebraically closed which is no restriction as one can always reduce to this case by base change (see Remark 4.16).

[05AF]
Definition 4.1.

Let Ω⊆ℝn\Omega\subseteq\mathbb{R}^{n} be bounded, open and convex and denote by λ\lambda the standard Lebesgue measure on ℝn\mathbb{R}^{n} and by ⟨⋅,⋅⟩\langle\cdot,\cdot\rangle the standard scalar product on ℝn\mathbb{R}^{n}. Let hh be a convex function on Ω\Omega and x0∈Ωx_{0}\in\Omega. We define the gradient image of x0x_{0} under hh to be

∇h(x0):={p∈ℝn|∀x∈Ω:h(x0)+⟨x−x0,p⟩≤h(x)}\nabla h(x_{0}):=\left\{p\in\mathbb{R}^{n}\;\Big|\;\forall x\in\Omega\;:\;h(x_{0})+\langle x-x_{0},p\rangle\leq h(x)\right\}

and for E⊆ΩE\subseteq\Omega

∇h​(E):=⋃x0∈E∇h​(x0).\nabla h(E):=\bigcup_{x_{0}\in E}\nabla h(x_{0}).

Note that if EE is a Borel set, the same is true for ∇h​(E)\nabla h(E). Finally we define the Monge-Ampère measure associated to hh by

MA⁡(h)​(E):=λ⁡(∇h​(E))\MA(h)(E):=\lambda(\nabla h(E))

for all Borel sets E⊆ΩE\subseteq\Omega. It is indeed a measure on the Borel σ\sigma-algebra, for details see [RT77, Section 2]. The real Monge-Ampère operator is continuous in the sense that if (un)n∈ℕ(u_{n})_{n\in\mathbb{N}} is a sequence of convex functions on Ω\Omega converging pointwise to a convex function uu then (MA⁡(un))n∈ℕ(\MA(u_{n}))_{n\in\mathbb{N}} converges weakly to MA⁡(u)\MA(u). If hh is two times continuously differentiable then MA⁡(h)=detD2​h⋅λ\MA(h)=\det D^{2}h\cdot\lambda.

[05AG]
Definition 4.2.

In [Con99, Definition 2.2.2] Conrad defined the notion of irreducibility for analytic spaces which we recall here. Let XX be a paracompact strictly KK-analytic space and p:X~→Xp:\tilde{X}\rightarrow X the normalization of XX ([Con99, 2.1]). Then the irreducible components of XX are defined to be the sets Xi:=p⁡(X~i)X_{i}:=p(\tilde{X}_{i}) where X~i\tilde{X}_{i} are the connected components of X~\tilde{X}. The space XX is said to be irreducible if it has a unique irreducible component. By [Con99, Lemma 2.2.3] XX is irreducible if and only if it can not non trivially be written as a union of two closed strictly KK-analytic subsets.
Let YY be an irreducible component of XX and V=ℳ⁡(𝒜)V=\mathscr{M}(\mathscr{A}) an affinoid domain with Y∩V≠∅Y\cap V\neq\emptyset. Then by [Con99, Corollary 2.2.9] there is an irreducible component Y′Y^{\prime} of VV which is contained in V∩YV\cap Y. Then Y′Y^{\prime} corresponds to a minimal prime ideal 𝔭\mathfrak{p} of 𝒜\mathscr{A} and hence to an irreducible component of Spec⁡(𝒜)\Spec(\mathscr{A}). We define the multiplicity of YY to be the multiplicity of this component. Note that this does not depend on the choice of VV and Y′Y^{\prime}: If V′=ℳ⁡(ℬ)⊆VV^{\prime}=\mathscr{M}(\mathscr{B})\subseteq V and 𝔭′\mathfrak{p}^{\prime} is a minimal prime ideal of ℬ\mathscr{B} lying over 𝔭\mathfrak{p} then ℬ/𝔭​ℬ\mathscr{B}/\mathfrak{p}\mathscr{B} is reduced by [BGR84, Corollary 7.3.2/10] as it induces an affinoid domain in ℳ⁡(𝒜/𝔭)\mathscr{M}(\mathscr{A}/\mathfrak{p}) which is reduced. Hence also ℬ𝔭′/𝔭​ℬ𝔭′\mathscr{B}_{\mathfrak{p}^{\prime}}/\mathfrak{p}\mathscr{B}_{\mathfrak{p}^{\prime}} is reduced and since ℬ𝔭′\mathscr{B}_{\mathfrak{p}^{\prime}} is a local ring of dimension 0, this implies 𝔭′​ℬ𝔭′=𝔭​ℬ𝔭′\mathfrak{p}^{\prime}\mathscr{B}_{\mathfrak{p}^{\prime}}=\mathfrak{p}\mathscr{B}_{\mathfrak{p}^{\prime}}. Hence by [Ful98, Lemma A.4.1] the multiplicity of the irreducible component corresponding to 𝔭\mathfrak{p} is equal to that of the irreducible component corresponding to 𝔭′\mathfrak{p}^{\prime}.
Let φ:X→Y\varphi:X\rightarrow Y be a proper surjective morphism of irreducible and reduced strictly KK-analytic spaces. If dim(Y)<dim(X)\dim(Y)<\dim(X) we set deg⁡(φ)=0\deg(\varphi)=0. Otherwise φ\varphi is a finite morphism outside a lower dimensional analytic subset WW of YY. Let ℳ⁡(𝒜′)\mathscr{M}(\mathscr{A}^{\prime}) be an affinoid domain in Y∖WY\setminus W, VV an irreducible component of Spec⁡(𝒜′)\Spec(\mathscr{A}^{\prime}) and ℳ⁡(𝒜):=φ−1​(ℳ⁡(𝒜′))\mathscr{M}(\mathscr{A}):=\varphi^{-1}(\mathscr{M}(\mathscr{A}^{\prime})) then Spec⁡(𝒜)→Spec⁡(𝒜′)\Spec(\mathscr{A})\rightarrow\Spec(\mathscr{A}^{\prime}) is finite and we define deg⁡(φ)\deg(\varphi) to be the sum of the degrees of the irreducible components of Spec⁡(𝒜)\Spec(\mathscr{A}) over VV. As explained in [Gub98, 2.6] this again does not depend on the choices.

4.3 Monge-Ampère measure for line bundles on admissible formal schemes
Let 𝔛\mathfrak{X} be an admissible formal scheme over K∘K^{\circ} of dimension n+1n+1 with generic fibre XX. Our goal is to introduce a Monge-Ampère measure on XX for formal line bundles 𝔏1,…,𝔏n\mathfrak{L}_{1},...,\mathfrak{L}_{n} on 𝔛\mathfrak{X}. We assume first that XX is irreducible and reduced and that the special fibre of 𝔛\mathfrak{X} is reduced. Then the non-archimedean Monge-Ampère measure on XX with respect to these metrized line bundles is defined as

c1​(𝔏1)∧…∧c1​(𝔏n):=∑Y∈irr⁡(𝔛~)Y​ properdeg𝔏1,…,𝔏n⁡(Y)⋅δζY,c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}):=\sum_{\begin{subarray}{c}Y\in\irr(\tilde{\mathfrak{X}})\\ Y\text{ proper}\end{subarray}}\Deg_{\mathfrak{L}_{1},...,\mathfrak{L}_{n}}(Y)\cdot\delta_{\zeta_{Y}},

where δζY\delta_{\zeta_{Y}} denotes the Dirac-measure at the unique point ζY\zeta_{Y} which is mapped to the generic point of the proper irreducible component YY under the reduction map (cf. [Ber90, Proposition 2.4.4]).

If 𝔛\mathfrak{X} has irreducible and reduced generic fibre but no longer reduced special fibre, there is a canonical admissible formal model 𝔛′\mathfrak{X}^{\prime} of XX with reduced special fibre together with a finite morphism ι:𝔛′→𝔛\iota:\mathfrak{X}^{\prime}\rightarrow\mathfrak{X} which restricts to the identity on XX which can be constructed as follows (cf. [Gub98, Definition 3.10]). Choose a cover (𝔘i=Spf⁡(Ai))i∈I(\mathfrak{U}_{i}=\Spf(A_{i}))_{i\in I} of 𝔛\mathfrak{X} by affine formal subschemes. Define 𝒜i:=A⊗K∘K\mathscr{A}_{i}:=A\otimes_{K^{\circ}}K. If Spf⁡(B)⊆Spf⁡(Ai)\Spf(B)\subseteq\Spf(A_{i}) is a formal open subscheme for some i∈Ii\in I then Ai→BA_{i}\rightarrow B induces a morphism 𝒜i∘→ℬ∘\mathscr{A}_{i}^{\circ}\rightarrow\mathscr{B}^{\circ} for ℬ:=B⊗K∘K\mathscr{B}:=B\otimes_{K^{\circ}}K. Hence by standard arguments we can glue the Spf⁡(𝒜i∘)\Spf(\mathscr{A}_{i}^{\circ}) to obtain 𝔛′\mathfrak{X}^{\prime} and the canonical morphisms Ai→𝒜i∘A_{i}\rightarrow\mathscr{A}_{i}^{\circ} induce the morphism 𝔛′→𝔛\mathfrak{X}^{\prime}\rightarrow\mathfrak{X}. We then define

c1​(𝔏1)∧…∧c1​(𝔏n):=(ιan)∗​(c1​(ι∗​𝔏1)∧…∧c1​(ι∗​𝔏n)).c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}):=(\iota^{\textup{an}})_{\ast}(c_{1}(\iota^{\ast}\mathfrak{L}_{1})\wedge...\wedge c_{1}(\iota^{\ast}\mathfrak{L}_{n})).

In the general case, let X=∑jmj​XjX=\sum_{j}m_{j}X_{j} be the decomposition of the generic fibre into prime cycles. By [Gub98, Proposition 3.3] the closure X¯j\overline{X}_{j} of XjX_{j} in 𝔛\mathfrak{X} is an admissible formal scheme with irreducible and reduced generic fibre XjX_{j}. We define

c1​(𝔏1)∧…∧c1​(𝔏n):=∑jmj⋅c1​(𝔏1|X¯j)∧…∧c1​(𝔏n|X¯j)c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}):=\sum_{j}m_{j}\cdot c_{1}\left(\mathfrak{L}_{1}\Big|_{\overline{X}_{j}}\right)\wedge...\wedge c_{1}\left(\mathfrak{L}_{n}\Big|_{\overline{X}_{j}}\right)

as a measure on XX.

[05AH]
Remark 4.4.

There is a close connection of the Monge-Ampère measure with the intersection product on formal schemes as defined in [Gub98]: Assume that 𝔛\mathfrak{X} has irreducible, reduced and boundaryless generic fibre and reduced special fibre. In addition to 𝔏1,…,𝔏n\mathfrak{L}_{1},...,\mathfrak{L}_{n} let 𝔏0\mathfrak{L}_{0} be a formal line bundle on 𝔛\mathfrak{X} which is trivial on the generic fibre and set f:=−log⁡‖1‖f:=-\log\|1\| where ∥⋅∥\|\cdot\| is the formal metric induced by 𝔏0\mathfrak{L}_{0}. Suppose that ff has compact support and let D:=div⁡(1)D:=\Div(1) be the Cartier divisor on 𝔛\mathfrak{X} induced by 11 as in [Gub98, Remark 3.1]. We examine the Weil divisor cyc⁡(D)\cyc(D) associated to DD as defined in [Gub98, §3]. Since 𝔏0\mathfrak{L}_{0} is trivial on the generic fibre, the horizontal part of cyc⁡(D)\cyc(D) is zero while the vertical part is by definition ([Gub98, 3.8]) given by ∑Y∈irr⁡(𝔛~)f⁡(ζY)⋅Y\sum_{Y\in\irr(\tilde{\mathfrak{X}})}f(\zeta_{Y})\cdot Y. Now since 𝔛an\mathfrak{X}^{\textup{an}} has no boundary, every irreducible component of 𝔛~\tilde{\mathfrak{X}} is proper by Corollary A.4 and together with the definition of the intersection product ([Gub98, §4]) we obtain

∫𝔛anf​c1​(𝔏1)∧…∧c1​(𝔏n)=∑Y∈irr⁡(𝔛~)f⁡(ζY)⋅deg𝔏1,…,𝔏n⁡(Y)=deg𝔏1,…,𝔏n⁡(cyc⁡(D)).\int_{\mathfrak{X}^{\textup{an}}}fc_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n})=\sum_{Y\in\irr(\tilde{\mathfrak{X}})}f(\zeta_{Y})\cdot\Deg_{\mathfrak{L}_{1},...,\mathfrak{L}_{n}}(Y)=\Deg_{\mathfrak{L}_{1},...,\mathfrak{L}_{n}}(\cyc(D)).
[05AI]
Proposition 4.5.

The measure defined above has the following properties:

  1. i)

    c1​(𝔏1)∧…∧c1​(𝔏n)c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}) is a discrete measure (i.e. of the form ∑x∈Sλx​δx\sum_{x\in S}\lambda_{x}\delta_{x} with S⊆XS\subseteq X a closed discrete subset, λx∈ℝ\lambda_{x}\in\mathbb{R} and δx\delta_{x} the Dirac-measure at xx) whose support is contained in the relative interior of XX over KK (in the sense of [Ber93, 1.5]).

  2. ii)

    c1​(𝔏1)∧…∧c1​(𝔏n)c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}) is multilinear and symmetric in 𝔏1,…,𝔏n\mathfrak{L}_{1},...,\mathfrak{L}_{n}.

  3. iii)

    Let φ:𝔛′→𝔛\varphi:\mathfrak{X}^{\prime}\rightarrow\mathfrak{X} be a proper morphism of admissible formal schemes over K∘K^{\circ} with irreducible and reduced generic fibres of dimension nn such that the induced morphism on the generic fibres is surjective. Then for formal line bundles 𝔏1,…,𝔏n\mathfrak{L}_{1},...,\mathfrak{L}_{n} on 𝔛\mathfrak{X} we have

    (φan)∗​(c1​(φ∗​𝔏1)∧…∧c1​(φ∗​𝔏n))=deg⁡(φan)​c1​(𝔏1)∧…∧c1​(𝔏n).(\varphi^{\textup{an}})_{\ast}\left(c_{1}(\varphi^{\ast}\mathfrak{L}_{1})\wedge...\wedge c_{1}(\varphi^{\ast}\mathfrak{L}_{n})\right)=\Deg(\varphi^{\textup{an}})c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}).
[05AJ]
Proof.

ii) follows from symmetry and multilinearity of the intersection product ([Ful98, Proposition 2.5]). For iii) we reduce first to the case where 𝔛′\mathfrak{X}^{\prime} and 𝔛\mathfrak{X} have reduced special fibre. Let 𝔜′\mathfrak{Y}^{\prime} respectively 𝔜\mathfrak{Y} be the canonical formal models with reduced special fibre as in 4. This construction is functorial and we obtain a commutative diagram

𝔜′\textstyle{\mathfrak{Y}^{\prime}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}ι′\scriptstyle{\iota^{\prime}}φ′\scriptstyle{\varphi^{\prime}}𝔜\textstyle{\mathfrak{Y}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}ι\scriptstyle{\iota}𝔛′\textstyle{\mathfrak{X}^{\prime}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}φ\scriptstyle{\varphi}𝔛\textstyle{\mathfrak{X}}

Assuming that we know the claim for reduced special fibres we obtain

deg⁡(φan)​c1​(𝔏1)∧…∧c1​(𝔏n)\displaystyle\Deg(\varphi^{\textup{an}})c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}) =deg⁡(φ′a​n)​(ιan)∗​(c1​(ι∗​𝔏1)∧…∧c1​(ι∗​𝔏n))\displaystyle=\Deg(\varphi^{\prime an})(\iota^{\textup{an}})_{\ast}(c_{1}(\iota^{\ast}\mathfrak{L}_{1})\wedge...\wedge c_{1}(\iota^{\ast}\mathfrak{L}_{n}))
=(ιan)∗​(φ′a​n)∗​(c1​(φ′⁣∗​ι∗​𝔏1)∧…∧c1​(φ′⁣∗​ι∗​𝔏n))\displaystyle=(\iota^{\textup{an}})_{\ast}(\varphi^{\prime an})_{\ast}(c_{1}(\varphi^{\prime\ast}\iota^{\ast}\mathfrak{L}_{1})\wedge...\wedge c_{1}(\varphi^{\prime\ast}\iota^{\ast}\mathfrak{L}_{n}))
=(φan)∗​(ι′a​n)∗​(c1​(ι′⁣∗​φ∗​𝔏1)∧…∧c1​(ι′⁣∗​φ∗​𝔏n))\displaystyle=(\varphi^{\textup{an}})_{\ast}(\iota^{\prime an})_{\ast}(c_{1}(\iota^{\prime\ast}\varphi^{\ast}\mathfrak{L}_{1})\wedge...\wedge c_{1}(\iota^{\prime\ast}\varphi^{\ast}\mathfrak{L}_{n}))
=(φan)∗​(c1​(φ∗​𝔏1)∧…∧c1​(φ∗​𝔏n)).\displaystyle=(\varphi^{\textup{an}})_{\ast}(c_{1}(\varphi^{\ast}\mathfrak{L}_{1})\wedge...\wedge c_{1}(\varphi^{\ast}\mathfrak{L}_{n})).

So from now on assume that 𝔛′\mathfrak{X}^{\prime} and 𝔛\mathfrak{X} have reduced special fibre. Let YY be an irreducible component of 𝔛~\tilde{\mathfrak{X}} with corresponding Shilov point ζY\zeta_{Y}. Let ζ1,…,ζr\zeta_{1},...,\zeta_{r} be the preimages of ζY\zeta_{Y} under φan\varphi^{\textup{an}} with corresponding irreducible components Y1,…,YrY_{1},...,Y_{r} of 𝔛′~\tilde{\mathfrak{X}^{\prime}}. If YY is proper then clearly all the YiY_{i} are proper. If on the other hand one of the YiY_{i} is proper then YY is proper by [GW10, Proposition 12.59]. In this case we can use the projection formula to calculate:

(φan)∗​(c1​(φ∗​𝔏1)∧…∧c1​(φ∗​𝔏n))​(ζY)\displaystyle(\varphi^{\textup{an}})_{\ast}\left(c_{1}(\varphi^{\ast}\mathfrak{L}_{1})\wedge...\wedge c_{1}(\varphi^{\ast}\mathfrak{L}_{n})\right)(\zeta_{Y}) =∑i=1rc1​(φ∗​𝔏1)∧…∧c1​(φ∗​𝔏n)​(ζi)\displaystyle=\sum_{i=1}^{r}c_{1}(\varphi^{\ast}\mathfrak{L}_{1})\wedge...\wedge c_{1}(\varphi^{\ast}\mathfrak{L}_{n})(\zeta_{i})
=∑i=1rdeg𝔏1,…,𝔏n⁡(φ~∗​Yi)\displaystyle=\sum_{i=1}^{r}\Deg_{\mathfrak{L}_{1},...,\mathfrak{L}_{n}}(\tilde{\varphi}_{\ast}Y_{i})
=∑i=1rdeg𝔏1,…,𝔏n(Y)⋅[K~(Yi):K~(Y)]\displaystyle=\sum_{i=1}^{r}\Deg_{\mathfrak{L}_{1},...,\mathfrak{L}_{n}}(Y)\cdot[\tilde{K}(Y_{i}):\tilde{K}(Y)]

As already mentioned in Definition 4.2, φan\varphi^{\textup{an}} is finite outside a lower dimensional analytic subset. Hence we may apply equation (3) in the proof of [Gub98, Proposition 4.5] to see that the last term in the display equals deg⁡(φan)⋅c1​(𝔏1)∧…∧c1​(𝔏n)​(ζY)\Deg(\varphi^{\textup{an}})\cdot c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n})(\zeta_{Y}).
On the other hand, if YY is an irreducible component of 𝔛~′\tilde{\mathfrak{X}}^{\prime} whose image is not an irreducible component of 𝔛~\tilde{\mathfrak{X}} then its degree with respect to the line bundles φ∗​𝔏1,…,φ∗​𝔏n\varphi^{\ast}\mathfrak{L}_{1},...,\varphi^{\ast}\mathfrak{L}_{n} is 00 by the projection formula, as the image is of lower dimension. This proves iii).
For i) let 𝔛an=∑jmj​Xj\mathfrak{X}^{\textup{an}}=\sum_{j}m_{j}X_{j} be the decomposition into prime cycles. It is then enough to prove the claim for each XjX_{j} and by definition of the measure we may hence assume that 𝔛\mathfrak{X} has irreducible and reduced generic fibre and reduced special fibre. Let SS be the set of all ζY\zeta_{Y} where YY is a proper irreducible component of 𝔛~\tilde{\mathfrak{X}} with deg𝔏1,…,𝔏n⁡(Y)≠0\Deg_{\mathfrak{L}_{1},...,\mathfrak{L}_{n}}(Y)\neq 0. Then SS is discrete as red−1⁡(Y)\red^{-1}(Y) is an open neighbourhood of ζY\zeta_{Y} which does not contain any other points of SS. Furthermore XX is the union of all red−1⁡(Y)\red^{-1}(Y) where YY runs over all irreducible components of 𝔛~\tilde{\mathfrak{X}} and as all of these sets contain at most one point of SS and by paracompactness of XX, every x∉Sx\notin S has an open neighbourhood which does not intersect SS and hence SS is closed. By definition c1​(𝔏1)∧…∧c1​(𝔏n)c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}) is of the desired form and its support is contained in the relative interior of XX over KK by Corollary A.4. ∎

[05AK]
Lemma 4.6.

Let 𝔛\mathfrak{X} be an admissible formal scheme over K∘K^{\circ} of dimension n+1n+1 with boundaryless generic fibre 𝔛an\mathfrak{X}^{\textup{an}} and L0,…,LnL_{0},...,L_{n} line bundles on 𝔛an\mathfrak{X}^{\textup{an}} endowed with formal metrics corresponding to the models 𝔏0,…,𝔏n\mathfrak{L}_{0},...,\mathfrak{L}_{n} on 𝔛\mathfrak{X}. Suppose that L0=L1=𝒪𝔛anL_{0}=L_{1}=\mathcal{O}_{\mathfrak{X}^{\textup{an}}}, denote by ∥⋅∥0\|\cdot\|_{0} and ∥⋅∥1\|\cdot\|_{1} the metrics on L0L_{0} respectively L1L_{1} and set f0:=−log⁡‖1‖0f_{0}:=-\log\|1\|_{0}, f1:=−log⁡‖1‖1f_{1}:=-\log\|1\|_{1}. Suppose that f0f_{0} and f1f_{1} have compact support. Then

∫𝔛anf0​c1​(𝔏1)∧…∧c1​(𝔏n)=∫𝔛anf1​c1​(𝔏0)∧c1​(𝔏2)∧…∧c1​(𝔏n).\int_{\mathfrak{X}^{\textup{an}}}f_{0}\;c_{1}(\mathfrak{L_{1}})\wedge...\wedge c_{1}(\mathfrak{L}_{n})=\int_{\mathfrak{X}^{\textup{an}}}f_{1}\;c_{1}(\mathfrak{L}_{0})\wedge c_{1}(\mathfrak{L}_{2})\wedge...\wedge c_{1}(\mathfrak{L}_{n}).
[05AL]
Proof.

Let 𝔛an=∑jmj​Xj\mathfrak{X}^{\textup{an}}=\sum_{j}m_{j}X_{j} be the decomposition into prime cycles. It is enough to prove the claim for the closures X¯j\overline{X}_{j} of XjX_{j} in 𝔛\mathfrak{X}. We may hence assume that 𝔛an\mathfrak{X}^{\textup{an}} is irreducible and reduced. Furthermore by passing to a dominating model as in 4, we may assume that the special fibre 𝔛~\tilde{\mathfrak{X}} of 𝔛\mathfrak{X} is reduced. As 𝔛an\mathfrak{X}^{\textup{an}} has no boundary, every irreducible component of 𝔛~\tilde{\mathfrak{X}} is proper by Corollary A.4 and hence using commutativity of the intersection product ([Gub98, Theorem 5.9]) we obtain

∫𝔛anf0​c1​(𝔏1)∧…∧c1​(𝔏n)\displaystyle\int_{\mathfrak{X}^{\textup{an}}}f_{0}\;c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}) =∑Y∈irr⁡(𝔛~)f0​(ζY)⋅deg𝔏1,…,𝔏n⁡(Y)\displaystyle=\sum_{\begin{subarray}{c}Y\in\irr(\tilde{\mathfrak{X}})\end{subarray}}f_{0}(\zeta_{Y})\cdot\Deg_{\mathfrak{L}_{1},...,\mathfrak{L}_{n}}(Y)
=deg𝔏1,…,𝔏n⁡(cyc⁡(div𝔏0⁡(1)))\displaystyle=\Deg_{\mathfrak{L}_{1},...,\mathfrak{L}_{n}}\left(\cyc(\Div_{\mathfrak{L}_{0}}(1))\right)
=deg𝔏0,𝔏2,…,𝔏n⁡(cyc⁡(div𝔏1⁡(1)))\displaystyle=\Deg_{\mathfrak{L}_{0},\mathfrak{L}_{2},...,\mathfrak{L}_{n}}\left(\cyc(\Div_{\mathfrak{L}_{1}}(1))\right)
=∑Y∈irr⁡(𝔛~)f1​(ζY)⋅deg𝔏0,𝔏2,…,𝔏n⁡(Y)\displaystyle=\sum_{\begin{subarray}{c}Y\in\irr(\tilde{\mathfrak{X}})\end{subarray}}f_{1}(\zeta_{Y})\cdot\Deg_{\mathfrak{L}_{0},\mathfrak{L}_{2},...,\mathfrak{L}_{n}}(Y)
=∫𝔛anf1​c1​(𝔏0)∧c1​(𝔏2)∧…∧c1​(𝔏n).\displaystyle=\int_{\mathfrak{X}^{\textup{an}}}f_{1}\;c_{1}(\mathfrak{L}_{0})\wedge c_{1}(\mathfrak{L}_{2})\wedge...\wedge c_{1}(\mathfrak{L}_{n}).

∎

[05AM]
Definition 4.7.

Let XX be an nn-dimensional paracompact strictly KK-analytic space and L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n} formally metrized line bundles on XX. Let 𝔛\mathfrak{X} be a formal model of XX on which there exist formal models 𝔏1,…,𝔏n\mathfrak{L}_{1},...,\mathfrak{L}_{n} of L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n}. The existence of such a formal model follows from Remark 3.2. We then define

c1​(L¯1)∧…∧c1​(L¯n):=c1​(𝔏1)∧…∧c1​(𝔏n).c_{1}(\overline{L}_{1})\wedge...\wedge c_{1}(\overline{L}_{n}):=c_{1}(\mathfrak{L}_{1})\wedge...\wedge c_{1}(\mathfrak{L}_{n}).

Note that this definition is independent of the choice of 𝔛\mathfrak{X} and 𝔏1,…,𝔏n\mathfrak{L}_{1},...,\mathfrak{L}_{n} by the projection formula. If the metrics on L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n} are semipositive then c1​(L¯1)∧…∧c1​(L¯n)c_{1}(\overline{L}_{1})\wedge...\wedge c_{1}(\overline{L}_{n}) is a positive measure.

[05AN]
Lemma 4.8.

Let W2W_{2} be a paracompact strictly KK-analytic space of dimension nn and W1⊆W2W_{1}\subseteq W_{2} a paracompact strictly KK-analytic subdomain of W2W_{2}. Then for formally metrized line bundles L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n} on W2W_{2}, we have c1​(L¯1)∧…∧c1​(L¯n)=c1​(L¯1|W1)∧…∧c1​(L¯n|W1)c_{1}(\overline{L}_{1})\wedge...\wedge c_{1}(\overline{L}_{n})=c_{1}\left(\overline{L}_{1}\Big|_{W_{1}}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n}\Big|_{W_{1}}\right) in the topological interior W1∘\overset{\circ}{W_{1}} of W1W_{1} in W2W_{2}.

[05AP]
Proof.

Let W2=∑jmj​XjW_{2}=\sum_{j}m_{j}X_{j} be the decomposition of W2W_{2} into prime cycles and for each jj let (Xi​j)i∈Ij(X_{ij})_{i\in I_{j}} be the irreducible components of W1W_{1} with Xi​j⊆Xj∩W1X_{ij}\subseteq X_{j}\cap W_{1}. Then W1=∑j,imj​Xi​jW_{1}=\sum_{j,i}m_{j}X_{ij} is the decomposition of W1W_{1} into prime cycles. Furthermore, the intersection of any two irreducible components of W1W_{1} does not contain a Shilov point as it is of lower dimension and hence does not meet the support of the measures of interest. By linearity in the irreducible components we may therefore assume that W1W_{1} and W2W_{2} are irreducible and reduced. Let 𝔛2\mathfrak{X}_{2} be a formal model of W2W_{2} with reduced special fibre on which there exist formal models of L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n}. Let 𝔛1\mathfrak{X}_{1} be a formal model of W1W_{1} which exists by paracompactness of W1W_{1}, see Remark 3.2. After possibly blowing up, the inclusion W1↪W2W_{1}\hookrightarrow W_{2} induces a morphism ι:𝔛1→𝔛2\iota:\mathfrak{X}_{1}\rightarrow\mathfrak{X}_{2} ([Bos14, Theorem 8.4.3]). Let x∈W1∘x\in\overset{\circ}{W_{1}}. As both measures are discrete it is enough to show that they have the same mass at xx. Let Int⁡(Wi)\Int(W_{i}) denote the relative interior of WiW_{i} over KK in the sense of [Ber93, 1.5]. If x∈Int⁡(W2)x\in\Int(W_{2}) then x∈Int⁡(W1)x\in\Int(W_{1}) by [Ber93, Proposition 1.5.5 (ii)]. Conversely if x∈Int⁡(W1)x\in\Int(W_{1}) then there exists an affinoid neighbourhood VV of xx in W1W_{1} such that xx is in the relative interior of VV over KK. But VV is also a neighbourhood of xx in W2W_{2} as x∈W1∘x\in\overset{\circ}{W_{1}} and therefore x∈Int⁡(W2)x\in\Int(W_{2}). Hence x∈Int⁡(W1)x\in\Int(W_{1}) if and only if x∈Int⁡(W2)x\in\Int(W_{2}). If this is not the case then by definition of the measures and Corollary A.4, both of them are zero at xx. So assume that x∈Int⁡(W1)x\in\Int(W_{1}). Choose a locally finite cover (𝔘i)i∈I(\mathfrak{U}_{i})_{i\in I} of 𝔛1\mathfrak{X}_{1} by open affine formal subschemes and let 𝔘\mathfrak{U} be the union of all 𝔘i\mathfrak{U}_{i} which contain red⁡(x)\red(x). Then 𝔘\mathfrak{U} is an open and quasi-compact formal subscheme of 𝔛1\mathfrak{X}_{1}. Analogously choose a cover (𝔙i)i∈J(\mathfrak{V}_{i})_{i\in J} of 𝔛2\mathfrak{X}_{2} by open affine formal subschemes. As ι⁡(𝔘)\iota(\mathfrak{U}) is quasi-compact, there is a finite subcover of it. Let 𝔙\mathfrak{V} be the union of the sets in this subcover and add all 𝔙i\mathfrak{V}_{i} with red⁡(x)∈𝔙i\red(x)\in\mathfrak{V}_{i}. Then also 𝔙\mathfrak{V} is an open and quasi-compact formal subscheme of 𝔛2\mathfrak{X}_{2} and ι\iota induces a morphism 𝔘→𝔙\mathfrak{U}\rightarrow\mathfrak{V}. By [BL93, Corollary 5.4] there is an admissible formal blowing up 𝔙′→𝔙\mathfrak{V}^{\prime}\rightarrow\mathfrak{V} such that the induced morphism 𝔘′→𝔙′\mathfrak{U}^{\prime}\rightarrow\mathfrak{V}^{\prime} is an open immersion.
Let YY be an irreducible component of 𝔛~2\tilde{\mathfrak{X}}_{2} with corresponding divisorial point ζY=x\zeta_{Y}=x. Then Y⊆𝔙~Y\subseteq\tilde{\mathfrak{V}} by definition and hence we may calculate the mass of c1​(L¯1)∧…∧c1​(L¯n)c_{1}(\overline{L}_{1})\wedge...\wedge c_{1}(\overline{L}_{n}) at xx using 𝔙\mathfrak{V}. By Proposition 4.5 iii) we may also use 𝔙′\mathfrak{V}^{\prime}. So let Y′Y^{\prime} be the irreducible component of 𝔙~′\tilde{\mathfrak{V}}^{\prime} corresponding to xx. Since red⁡(x)∈𝔘~′\red(x)\in\tilde{\mathfrak{U}}^{\prime} we see that Y∩𝔘~′Y\cap\tilde{\mathfrak{U}}^{\prime} is an irreducible component of 𝔘~′\tilde{\mathfrak{U}}^{\prime}. Additionally, by Corollary A.4, Y′Y^{\prime} and Y′∩𝔘~′Y^{\prime}\cap\tilde{\mathfrak{U}}^{\prime} are proper and hence Y′=Y′∩𝔘~′Y^{\prime}=Y^{\prime}\cap\tilde{\mathfrak{U}}^{\prime} and it is an irreducible component of 𝔘~′\tilde{\mathfrak{U}}^{\prime}. It’s image in 𝔘~\tilde{\mathfrak{U}} is a proper irreducible component of 𝔘~\tilde{\mathfrak{U}} and hence also an irreducible component of 𝔛~1\tilde{\mathfrak{X}}_{1}. By the same argumentation as above we may use 𝔘′\mathfrak{U}^{\prime} instead of 𝔛1\mathfrak{X}_{1} to calculate the mass of c1​(L¯1|W1)∧…∧c1​(L¯n|W1)c_{1}\left(\overline{L}_{1}\Big|_{W_{1}}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n}\Big|_{W_{1}}\right) at xx. This shows that the mass of the two measures is equal at xx in this case.
Conversely, if YY is an irreducible component of 𝔛~1\tilde{\mathfrak{X}}_{1} with corresponding divisorial point ζY=x\zeta_{Y}=x then Y⊆𝔘~Y\subseteq\tilde{\mathfrak{U}} by definition. Again we may use 𝔘′\mathfrak{U}^{\prime} to calculate the mass at xx and we denote the corresponding irreducible component by Y′Y^{\prime}. Then the closure Y¯′\overline{Y}^{\prime} of Y′Y^{\prime} in 𝔙~′\tilde{\mathfrak{V}}^{\prime} is an irreducible component of 𝔙~′\tilde{\mathfrak{V}}^{\prime} with corresponding divisorial point ζY¯′=x\zeta_{\overline{Y}^{\prime}}=x and hence by the above Y¯′=Y′\overline{Y}^{\prime}=Y^{\prime}. Therefore c1​(L¯1)∧…∧c1​(L¯n)c_{1}(\overline{L}_{1})\wedge...\wedge c_{1}(\overline{L}_{n}) and c1​(L¯1|W1)∧…∧c1​(L¯n|W1)c_{1}\left(\overline{L}_{1}\Big|_{W_{1}}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n}\Big|_{W_{1}}\right) coincide at xx. ∎

[05AQ]
Definition 4.9.

Let XX be a Hausdorff topological space. A measure μ\mu on the σ\sigma-algebra of Borel sets of XX is called a Radon measure if

  1. i)

    for every x∈Xx\in X there exists an open neighbourhood UU of XX with μ⁡(U)<∞\mu(U)<\infty,

  2. ii)

    for every open set U⊆XU\subseteq X we have μ(U)=sup{μ(K)|K⊆U,K compact}\mu(U)=\sup\left\{\mu(K)\;\Big|\;K\subseteq U,\;K\text{ compact}\right\},

  3. iii)

    for every Borel set BB of XX we have μ(B)=inf{μ(U)|B⊆U,U open}\mu(B)=\inf\left\{\mu(U)\;\Big|\;B\subseteq U,\;U\text{ open}\right\}.

[05AR]
Remark 4.10.

It follows from Proposition 4.5 i) that the measure defined in 4 is a Radon measure.

[05AS]
Definition 4.11.

Let VV be a strictly KK-analytic Hausdorff space of dimension nn and L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n} semipositive piecewise ℚ\mathbb{Q}-linear metrized line bundles on VV. The assignment

Cc​(V)\displaystyle C_{c}(V) →ℝ≥0,\displaystyle\rightarrow\mathbb{R}_{\geq 0},
f\displaystyle f ↦1e1⋅…⋅en​∫Wf​c1​(L¯1e1|W)∧…∧c1​(L¯nen|W)\displaystyle\mapsto\frac{1}{e_{1}\cdot...\cdot e_{n}}\int_{W}f\;c_{1}\left(\overline{L}_{1}^{e_{1}}\Big|_{W}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n}^{e_{n}}\Big|_{W}\right)

where WW is a compact strictly KK-analytic domain with supp⁡(f)⊆W∘\supp(f)\subseteq\overset{\circ}{W} and e1,…,en∈ℕe_{1},...,e_{n}\in\mathbb{N} are non-zero integers such that L¯iei|W\overline{L}_{i}^{e_{i}}\Big|_{W} is a formally metrized line bundle, yields a positive linear functional on the space Cc​(V)C_{c}(V) of continuous functions with compact support in VV and hence by the Riesz Representation Theorem (see [Rud87, Theorem 2.14]) a positive Radon measure on VV which we again denote by c1​(L¯1)∧…∧c1​(L¯n)c_{1}(\overline{L}_{1})\wedge...\wedge c_{1}(\overline{L}_{n}). Note that the integral does neither depend on the choice of WW by Lemma 4.8 nor on the choice of the eie_{i} by Proposition 4.5 and that we can always find such a WW together with the eie_{i} by choosing for every point in supp⁡(f)\supp(f) a compact strictly KK-analytic neighbourhood where some powers of the L¯i\overline{L}_{i} are formally metrized and using compactness of supp⁡(f)\supp(f).

[05AT]
Remark 4.12.

It is easy to see that Proposition 4.5, Lemma 4.6 and Lemma 4.8 remain true if we replace formal metrics by piecewise ℚ\mathbb{Q}-linear metrics.

[05AU]
Proposition 4.13.

Let XX be a separated scheme of finite type over KK of dimension nn with line bundles L1,…,LnL_{1},...,L_{n} on XX. Let VV be an open subset of XanX^{\textup{an}} and ∥⋅∥i\|\cdot\|_{i} a continuous metric on Lian|VL_{i}^{\textup{an}}\Big|_{V} for each ii. Denote by L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n} the line bundles L1an|V,…,Lnan|VL_{1}^{\textup{an}}\Big|_{V},...,L_{n}^{\textup{an}}\Big|_{V}, endowed with these metrics. For i∈{1,…,n}i\in\{1,...,n\} let (∥⋅∥i,k)k∈ℕ(\|\cdot\|_{i,k})_{k\in\mathbb{N}} be piecewise ℚ\mathbb{Q}-linear metrics on Li|VL_{i}\Big|_{V} converging uniformly to the continuous metric ∥⋅∥i\|\cdot\|_{i} on Li|VL_{i}\Big|_{V}. Suppose that all ∥⋅∥i,k\|\cdot\|_{i,k} are semipositive in VV. Denote by L¯i,k\overline{L}_{i,k} the line bundle Lian|VL_{i}^{\textup{an}}\Big|_{V} endowed with the metric ∥⋅∥i,k\|\cdot\|_{i,k}. Then the measures c1​(L¯1,k)∧…∧c1​(L¯n,k)c_{1}\left(\overline{L}_{1,k}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n,k}\right) converge weakly to a positive Radon measure on VV.

[05AV]
Proof.

By Vojta’s version of Nagata’s compactification theorem ([Voj, Theorem 5.7]) we may assume that XX is proper. We show by reverse induction over m∈{0,…,n}m\in\{0,...,n\} that the claim holds when for some choice of pairwise different i1,…,in∈{1,…,n}i_{1},...,i_{n}\in\{1,...,n\} the sequences (∥⋅∥i1,k)k∈ℕ,…,(∥⋅∥im,k)k∈ℕ\Big(\|\cdot\|_{i_{1},k}\Big)_{k\in\mathbb{N}},...,\Big(\|\cdot\|_{i_{m},k}\Big)_{k\in\mathbb{N}} are constant with respect to kk. The case m=nm=n is clear. So let 0≤m<n0\leq m<n and assume that the claim holds for m+1m+1. For j∈{m+1,…,n}j\in\{m+1,...,n\} we can write ∥⋅∥ij,k=∥⋅∥ij,1⊗∥⋅∥′j,k\|\cdot\|_{i_{j},k}=\|\cdot\|_{i_{j},1}\otimes\|\cdot\|^{\prime}_{j,k} for a sequence of piecewise ℚ\mathbb{Q}-linear metrics (∥⋅∥j,k′)k∈ℕ\Big(\|\cdot\|^{\prime}_{j,k}\Big)_{k\in\mathbb{N}} on 𝒪Xan|V\mathcal{O}_{X^{\textup{an}}}\Big|_{V} converging uniformly to a continuous metric ∥⋅∥′j\|\cdot\|^{\prime}_{j} on 𝒪Xan|V\mathcal{O}_{X^{\textup{an}}}\Big|_{V}. Denote by 𝒪¯j,k\overline{\mathcal{O}}_{j,k} the line bundle 𝒪Xan|V\mathcal{O}_{X^{\textup{an}}}\Big|_{V} endowed with the metric ∥⋅∥′j,k\|\cdot\|^{\prime}_{j,k}. We show that

(μm,k:=c1​(L¯i1,1)∧…∧c1​(L¯im,1)∧c1​(L¯im+1,k)∧…∧c1​(L¯in,k))k∈ℕ\left(\mu_{m,k}:=c_{1}(\overline{L}_{i_{1},1})\wedge...\wedge c_{1}(\overline{L}_{i_{m},1})\wedge c_{1}(\overline{L}_{i_{m+1},k})\wedge...\wedge c_{1}(\overline{L}_{i_{n},k})\right)_{k\in\mathbb{N}}

is a Cauchy sequence with respect to the weak topology on the space of Borel-measures on VV. Thus we have to show that for all continuous functions ff on XX with compact support in VV:

|∫Vf​μm,k−∫Vf​μm,k′|​⟶k,k′→∞​0.\left|\int_{V}f\;\mu_{m,k}-\int_{V}f\;\mu_{m,k^{\prime}}\right|\underset{k,k^{\prime}\rightarrow\infty}{\longrightarrow}0.

Let WW be a compact strictly KK-analytic domain with supp⁡(f)⊆W∘\supp(f)\subseteq\overset{\circ}{W} and W⊆VW\subseteq V. By [GM19, Proposition 2.7] we may extend the metrics from WW to XanX^{\textup{an}} and hence assume that they are defined on the whole space. Hence by Chow’s lemma and the projection formula we may assume that XX is projective. Then by [Gub03, Proposition 10.5] any formal model of XX is dominated by a projective model. Any formal line bundle on this model becomes semipositive after tensoring with 𝒪⁡(n)\mathcal{O}(n) for nn big enough by using Serre’s theorem ([Har77, Theorem II.5.17]) on the special fibre. As a consequence one can write any formal metric on any line bundle on XX as a quotient of two semipositive formal metrics (on possibly different line bundles). We will see below, that μm,k​(Z)\mu_{m,k}(Z) is bounded with respect to kk for every compact subset Z⊆VZ\subseteq V. Hence, as the set of piecewise ℚ\mathbb{Q}-linear metrics is dense in the space of continuous metrics on 𝒪Xan\mathcal{O}_{X^{\textup{an}}} with respect to uniform convergence (Proposition 3.13), we may assume that f=−log⁡‖1‖f=-\log\|1\| for a formal metric ∥⋅∥\|\cdot\| on 𝒪Xan\mathcal{O}_{X^{\textup{an}}}. Then we can write ∥⋅∥=∥⋅∥+/∥⋅∥−\|\cdot\|=\|\cdot\|_{+}/\|\cdot\|_{-} for two semipositive formal metrics ∥⋅∥+,∥⋅∥−\|\cdot\|_{+},\|\cdot\|_{-} on some line bundles L+L_{+} respectively L−L_{-} on XanX^{\textup{an}}. In fact L+=L−L_{+}=L_{-} but we will use the notation L¯+\overline{L}_{+} and L¯−\overline{L}_{-} to distinguish between the two metrics. Write 𝒪¯Xf\overline{\mathcal{O}}_{X}^{f} for the line bundle 𝒪Xan|V\mathcal{O}_{X^{\textup{an}}}\Big|_{V} endowed with the metric ‖1‖=e−f\|1\|=e^{-f} and to shorten notation μm:=c1​(L¯i1,1)∧…∧c1​(L¯im,1)\mu_{m}:=c_{1}(\overline{L}_{i_{1},1})\wedge...\wedge c_{1}(\overline{L}_{i_{m},1}) which is a purely formal notation. Furthermore without loss of generality assume i1=1,…,im=mi_{1}=1,...,i_{m}=m. We have

|\displaystyle\Big| ∫Vfμm,k−∫Vfμm,k′|\displaystyle\int_{V}f\;\mu_{m,k}-\int_{V}f\;\mu_{m,k^{\prime}}\Big|
=|∑i=1n−m∫Vf​μm∧c1​(L¯m+1,k)∧…∧c1​(L¯m+i,k)∧c1​(L¯m+i+1,k′)∧…∧c1​(L¯n,k′)\displaystyle=\Big|\sum_{i=1}^{n-m}\int_{V}f\;\mu_{m}\wedge c_{1}\left(\overline{L}_{m+1,k}\right)\wedge...\wedge c_{1}\left(\overline{L}_{m+i,k}\right)\wedge c_{1}\left(\overline{L}_{m+i+1,k^{\prime}}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n,k^{\prime}}\right)
−∫Vfμm∧c1(L¯m+1,k)∧…∧c1(L¯m+i−1,k)∧c1(L¯m+i,k′)∧…∧c1(L¯n,k′)|\displaystyle\phantom{\Big|\sum_{i=1}^{n}}-\int_{V}f\;\mu_{m}\wedge c_{1}\left(\overline{L}_{m+1,k}\right)\wedge...\wedge c_{1}\left(\overline{L}_{m+i-1,k}\right)\wedge c_{1}\left(\overline{L}_{m+i,k^{\prime}}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n,k^{\prime}}\right)\Big|
=|∑i=1n−m∫Vf​μm∧…∧c1​(L¯m+i−1,k)∧c1​(L¯m+i,1⊗𝒪¯m+i,k)∧c1​(L¯m+i+1,k′)∧…\displaystyle=\Big|\sum_{i=1}^{n-m}\int_{V}f\;\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{m+i-1,k}\right)\wedge c_{1}\left(\overline{L}_{m+i,1}\otimes\overline{\mathcal{O}}_{m+i,k}\right)\wedge c_{1}\left(\overline{L}_{m+i+1,k^{\prime}}\right)\wedge...
−∫Vfμm∧…∧c1(L¯m+i−1,k)∧c1(L¯m+i,1⊗𝒪¯m+i,k′)∧c1(L¯m+i+1,k′)∧…|\displaystyle\phantom{\Big|\sum_{i=1}^{n}}-\int_{V}f\;\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{m+i-1,k}\right)\wedge c_{1}\left(\overline{L}_{m+i,1}\otimes\overline{\mathcal{O}}_{m+i,k^{\prime}}\right)\wedge c_{1}\left(\overline{L}_{m+i+1,k^{\prime}}\right)\wedge...\Big|
=|∑i=1n−m∫Vf​μm∧…∧c1​(L¯m+i−1,k)∧c1​(𝒪¯m+i,k)∧c1​(L¯m+i+1,k′)∧…\displaystyle=\Big|\sum_{i=1}^{n-m}\int_{V}f\;\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{m+i-1,k}\right)\wedge c_{1}\left(\overline{\mathcal{O}}_{m+i,k}\right)\wedge c_{1}\left(\overline{L}_{m+i+1,k^{\prime}}\right)\wedge...
−∫Vfμm∧…∧c1(L¯m+i−1,k)∧c1(𝒪¯m+i,k′)∧c1(L¯m+i+1,k′)∧…|\displaystyle\phantom{\Big|\sum_{i=1}^{n}}-\int_{V}f\;\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{m+i-1,k}\right)\wedge c_{1}\left(\overline{\mathcal{O}}_{m+i,k^{\prime}}\right)\wedge c_{1}\left(\overline{L}_{m+i+1,k^{\prime}}\right)\wedge...\Big|

Since the support of ff is contained in VV and by Lemma 4.8 these last integrals depend only on the restrictions of the metrics to VV. Hence we may instead consider them as integrals over XanX^{\textup{an}} which allows us to use Lemma 4.6 as XanX^{\textup{an}} has no boundary ([Ber90, Theorem 3.4.1]). In combination with an index shift, the last term amounts to

|\displaystyle\Big| ∑i=m+1n∫Xan−log∥1∥i,k′μm∧…∧c1(L¯i−1,k)∧c1(𝒪¯Xf)∧c1(L¯i+1,k′)∧…\displaystyle\sum_{i=m+1}^{n}\int_{X^{\textup{an}}}-\log\|1\|^{\prime}_{i,k}\;\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{\mathcal{O}}_{X}^{f}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge...
−∫Xan−log∥1∥i,k′′μm∧…∧c1(L¯i−1,k)∧c1(𝒪¯Xf)∧c1(L¯i+1,k′)∧…|\displaystyle-\int_{X^{\textup{an}}}-\log\|1\|^{\prime}_{i,k^{\prime}}\;\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{\mathcal{O}}_{X}^{f}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge...\Big|

As any point in Xan∖supp⁡(f)X^{\textup{an}}\setminus\supp(f) has a strictly KK-analytic neighbourhood on which ff vanishes, the support of μm∧…∧c1​(L¯i−1,k)∧c1​(𝒪¯Xf)∧c1​(L¯i+1,k′)∧…\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{\mathcal{O}}_{X}^{f}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge... is contained in supp⁡(f)\supp(f) by Lemma 4.8. So the last display equals

|\displaystyle\Big| ∑i=m+1n∫supp⁡(f)−log∥1∥i,k′μm∧…∧c1(L¯i−1,k)∧c1(𝒪¯Xf)∧c1(L¯i+1,k′)∧…\displaystyle\sum_{i=m+1}^{n}\int_{\supp(f)}-\log\|1\|^{\prime}_{i,k}\;\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{\mathcal{O}}_{X}^{f}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge...
−∫supp⁡(f)−log∥1∥i,k′′μm∧…∧c1(L¯i−1,k)∧c1(𝒪¯Xf)∧c1(L¯i+1,k′)∧…|\displaystyle-\int_{\supp(f)}-\log\|1\|^{\prime}_{i,k^{\prime}}\;\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{\mathcal{O}}_{X}^{f}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge...\Big|
=|∑i=m+1n∫supp⁡(f)log⁡(‖1‖i,k′′/‖1‖i,k′)​…∧c1​(L¯i−1,k)∧c1​(𝒪¯Xf)∧c1​(L¯i+1,k′)∧…|\displaystyle=\Big|\sum_{i=m+1}^{n}\int_{\supp(f)}\log\Big(\|1\|^{\prime}_{i,k^{\prime}}/\|1\|^{\prime}_{i,k}\Big)\;...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{\mathcal{O}}_{X}^{f}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge...\Big|
≤2⋅∑i=m+1nsupx∈supp⁡(f)|log⁡(‖1‖i,k′​(x)/‖1‖i,k′′​(x))|\displaystyle\leq 2\cdot\sum_{i=m+1}^{n}\sup_{x\in\supp(f)}\left|\log\Big(\|1\|^{\prime}_{i,k}(x)/\|1\|^{\prime}_{i,k^{\prime}}(x)\Big)\right|
⋅maxs∈{+,−}⁡μm∧…∧c1​(L¯i−1,k)∧c1​(L¯s)∧c1​(L¯i+1,k′)∧…​(supp⁡(f))​⟶k,k′→∞​0.\displaystyle\phantom{\leq\sum_{i=m+}^{n}}\cdot\max_{s\in\{+,-\}}\mu_{m}\wedge...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{L}_{s}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge...(\supp(f))\underset{k,k^{\prime}\rightarrow\infty}{\longrightarrow}0.

Here the last term converges to zero as supx∈supp⁡(f)|log⁡(‖1‖i,k′​(x)/‖1‖i,k′′​(x))|\sup_{x\in\supp(f)}\left|\log\Big(\|1\|^{\prime}_{i,k}(x)/\|1\|^{\prime}_{i,k^{\prime}}(x)\Big)\right| tends to zero by uniform convergence of ∥⋅∥′i,k\|\cdot\|^{\prime}_{i,k} and compactness of supp⁡(f)\supp(f) and μm∧c1​(L¯m+1,k)∧…∧c1​(L¯i−1,k)∧c1​(L¯s)∧c1​(L¯i+1,k′)∧…∧c1​(L¯n,k′)\mu_{m}\wedge c_{1}\left(\overline{L}_{m+1,k}\right)\wedge...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{L}_{s}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n,k^{\prime}}\right) are positive measures on VV which converge by the induction hypothesis weakly to a positive Radon measure which implies that their mass of supp⁡(f)\supp(f) is bounded with respect to k,k′k,k^{\prime}. To go into more detail, let gg be a continuous non-negative function on VV with compact support such that g⁡(x)>1g(x)>1 for all x∈supp⁡(f)x\in\supp(f). The existence of such a function follows for example from a partition of unity argument ([Flo03, 1.5.1]) applied to the open cover {V¯∖supp⁡(f),V}\{\overline{V}\setminus\supp(f),V\} of the closure V¯\overline{V} of VV (note that V¯\overline{V} is compact as XX is proper over KK). Then

μm\displaystyle\mu_{m} ∧c1​(L¯m+1,k)∧…∧c1​(L¯i−1,k)∧c1​(L¯s)∧c1​(L¯i+1,k′)∧…∧c1​(L¯n,k′)​(supp⁡(f))\displaystyle\wedge c_{1}\left(\overline{L}_{m+1,k}\right)\wedge...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{L}_{s}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n,k^{\prime}}\right)(\supp(f))
≤∫g​μm∧c1​(L¯m+1,k)∧…∧c1​(L¯i−1,k)∧c1​(L¯s)∧c1​(L¯i+1,k′)∧…∧c1​(L¯n,k′)\displaystyle\leq\int g\;\mu_{m}\wedge c_{1}\left(\overline{L}_{m+1,k}\right)\wedge...\wedge c_{1}\left(\overline{L}_{i-1,k}\right)\wedge c_{1}\left(\overline{L}_{s}\right)\wedge c_{1}\left(\overline{L}_{i+1,k^{\prime}}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n,k^{\prime}}\right)

where the last term converges for k,k′→∞k,k^{\prime}\rightarrow\infty and is hence bounded with respect to k,k′k,k^{\prime}.
We now define a positive linear functional on the space of continuous functions with compact support in VV by

Cc​(V)\displaystyle C_{c}(V) →ℝ≥0,\displaystyle\rightarrow\mathbb{R}_{\geq 0},
f\displaystyle f ↦limk→∞∫Vf​μm,k.\displaystyle\mapsto\lim_{k\rightarrow\infty}\int_{V}f\;\mu_{m,k}.

By the Riesz Representation Theorem ([Rud87, Theorem 2.14]) this corresponds to a positive Radon measure μ\mu on VV and we have μm,k→μ\mu_{m,k}\rightarrow\mu weakly for k→∞k\rightarrow\infty.
It remains to show that μm,k​(Z)\mu_{m,k}(Z) is bounded with respect to kk for every compact subset Z⊆VZ\subseteq V. So let Z⊆VZ\subseteq V be compact and ff a continuous non-negative function on VV with compact support such that f⁡(x)>1f(x)>1 for all x∈Zx\in Z. As above the existence of such a function follows from a partition of unity argument ([Flo03, 1.5.1]) applied to the open cover {V¯∖Z,V}\{\overline{V}\setminus Z,V\} of the closure V¯\overline{V} of VV. Again we may assume that ff is a model function, i.e. of the from −log∥⋅∥-\log\|\cdot\| for a piecewise ℚ\mathbb{Q}-linear metric ∥⋅∥\|\cdot\| on 𝒪Xan\mathcal{O}_{X^{\textup{an}}} (we can even assume that ∥⋅∥\|\cdot\| is a formal metric) and we use the same notation as above. To be more precise, let ϵ>0\epsilon>0 such that f⁡(x)>1+ϵf(x)>1+\epsilon for all x∈Zx\in Z. First extend ff to XanX^{\textup{an}} by zero and then define a new function f~\tilde{f} by f~​(x)=f​(x)−ϵ/2\tilde{f}(x)=f(x)-\epsilon/2. By Proposition 3.13 we may approximate f~\tilde{f} by a model function ϕ\phi such that |ϕ⁡(x)−f~​(x)|<ϵ/2|\phi(x)-\tilde{f}(x)|<\epsilon/2 for all x∈Xanx\in X^{\textup{an}}. Then by [GM19, Proposition 2.12 (d)], max⁡{0,ϕ}\max\{0,\phi\} is a model function on XanX^{\textup{an}} with compact support in VV which is greater than one at ZZ. We have

supk∈ℕμm,k​(Z)\displaystyle\sup_{k\in\mathbb{N}}\mu_{m,k}(Z) ≤supk∈ℕ∫Vf​μm,k\displaystyle\leq\sup_{k\in\mathbb{N}}\int_{V}f\;\mu_{m,k}
=supk∈ℕ∫supp⁡(f)f​μm∧c1​(L¯m+1,k)∧…∧c1​(L¯n,k)\displaystyle=\sup_{k\in\mathbb{N}}\int_{\supp(f)}f\;\mu_{m}\wedge c_{1}(\overline{L}_{m+1,k})\wedge...\wedge c_{1}(\overline{L}_{n,k})
=supk∈ℕ∫supp⁡(f)f​μm∧c1​(L¯m+1,1⊗𝒪¯m+1,k)∧c1​(L¯m+2,k)∧…∧c1​(L¯n,k)\displaystyle=\sup_{k\in\mathbb{N}}\int_{\supp(f)}f\;\mu_{m}\wedge c_{1}(\overline{L}_{m+1,1}\otimes\overline{\mathcal{O}}_{m+1,k})\wedge c_{1}(\overline{L}_{m+2,k})\wedge...\wedge c_{1}(\overline{L}_{n,k})
=supk∈ℕ∫supp⁡(f)f​μm∧c1​(L¯m+1,1)∧c1​(L¯m+2,k)∧…∧c1​(L¯n,k)\displaystyle=\sup_{k\in\mathbb{N}}\int_{\supp(f)}f\;\mu_{m}\wedge c_{1}(\overline{L}_{m+1,1})\wedge c_{1}(\overline{L}_{m+2,k})\wedge...\wedge c_{1}(\overline{L}_{n,k})
+∫supp⁡(f)fμm∧c1(𝒪¯m+1,k)∧c1(L¯m+2,k)∧…∧c1(L¯n,k)\displaystyle\phantom{\lim_{k\rightarrow\infty}}+\int_{\supp(f)}f\;\mu_{m}\wedge c_{1}(\overline{\mathcal{O}}_{m+1,k})\wedge c_{1}(\overline{L}_{m+2,k})\wedge...\wedge c_{1}(\overline{L}_{n,k})

Again using Lemma 4.6 and the same argumentation as above for the second summand this amounts to

supk∈ℕ\displaystyle\sup_{k\in\mathbb{N}} ∫supp⁡(f)f​μm∧c1​(L¯m+1,1)∧c1​(L¯m+2,k)∧…∧c1​(L¯n,k)\displaystyle\int_{\supp(f)}f\;\mu_{m}\wedge c_{1}(\overline{L}_{m+1,1})\wedge c_{1}(\overline{L}_{m+2,k})\wedge...\wedge c_{1}(\overline{L}_{n,k})
+∫supp⁡(f)−log∥1∥m+1,k′μm∧c1(𝒪¯Xf)∧c1(L¯m+2,k)∧…∧c1(L¯n,k)\displaystyle\phantom{\lim_{k\rightarrow\infty}}+\int_{\supp(f)}-\log\|1\|^{\prime}_{m+1,k}\;\mu_{m}\wedge c_{1}(\overline{\mathcal{O}}_{X}^{f})\wedge c_{1}(\overline{L}_{m+2,k})\wedge...\wedge c_{1}(\overline{L}_{n,k})
≤supk∈ℕsupx∈Vf⁡(x)⋅μm∧c1​(L¯m+1,1)∧c1​(L¯m+2,k)∧…∧c1​(L¯n,k)​(supp⁡(f))\displaystyle\leq\sup_{k\in\mathbb{N}}\sup_{x\in V}f(x)\cdot\mu_{m}\wedge c_{1}(\overline{L}_{m+1,1})\wedge c_{1}(\overline{L}_{m+2,k})\wedge...\wedge c_{1}(\overline{L}_{n,k})(\supp(f))
+supk∈ℕsupx∈supp⁡(f)|log(∥1∥m+1,k′(x))|\displaystyle\phantom{\lim_{k\rightarrow\infty}}+\sup_{k\in\mathbb{N}}\sup_{x\in\supp(f)}\left|\log\Big(\|1\|^{\prime}_{m+1,k}(x)\Big)\right|
⋅2⋅maxs∈{+,−}⁡μm∧c1​(L¯s)∧c1​(L¯m+2,k)∧…∧c1​(L¯n,k)​(supp⁡(f))\displaystyle\phantom{\lim_{k\rightarrow\infty}+}\cdot 2\cdot\max_{s\in\{+,-\}}\mu_{m}\wedge c_{1}(\overline{L}_{s})\wedge c_{1}(\overline{L}_{m+2,k})\wedge...\wedge c_{1}(\overline{L}_{n,k})(\supp(f))

By the induction hypothesis all measures appearing in this last term converge for k→∞k\rightarrow\infty. Hence the measure of supp⁡(f)\supp(f) is bounded with respect to kk. Furthermore supx∈Vf⁡(x)<∞\sup_{x\in V}f(x)<\infty as ff has compact support in VV and supx∈supp⁡(f)|log⁡(‖1‖m+1,k′​(x))|\sup_{x\in\supp(f)}\left|\log\Big(\|1\|^{\prime}_{m+1,k}(x)\Big)\right| is bounded with respect to kk by uniform convergence of (∥⋅∥m+1,k′)k∈ℕ\Big(\|\cdot\|^{\prime}_{m+1,k}\Big)_{k\in\mathbb{N}} and compactness of supp⁡(f)\supp(f). We conclude that the last term is bounded with respect to kk. This proves the induction step. The claim is then the case m=0m=0. ∎

[05AW]
Remark 4.14.

In the situation of Proposition 4.13, the limit depends only on the metrics ∥⋅∥i\|\cdot\|_{i} but not on the sequences (∥⋅∥i,k)k∈ℕ(\|\cdot\|_{i,k})_{k\in\mathbb{N}}. Namely, if (∥⋅∥i,k′)k∈ℕ(\|\cdot\|^{\prime}_{i,k})_{k\in\mathbb{N}} are other sequences converging uniformly to ∥⋅∥i\|\cdot\|_{i} then the sequences (∥⋅∥i,k′′)k∈ℕ(\|\cdot\|^{\prime\prime}_{i,k})_{k\in\mathbb{N}} defined by

∥⋅∥′′i,k:={∥⋅∥i,k2,k even∥⋅∥′i,k−12,k odd\|\cdot\|^{\prime\prime}_{i,k}:=\begin{cases}\|\cdot\|_{i,\frac{k}{2}},\;k\text{ even}\\ \|\cdot\|^{\prime}_{i,\frac{k-1}{2}},\;k\text{ odd}\end{cases}

converge uniformly to ∥⋅∥i\|\cdot\|_{i}. As (∥⋅∥i,k)k∈ℕ(\|\cdot\|_{i,k})_{k\in\mathbb{N}} and (∥⋅∥i,k′)k∈ℕ(\|\cdot\|^{\prime}_{i,k})_{k\in\mathbb{N}} are subsequences of ∥⋅∥′′i,k\|\cdot\|^{\prime\prime}_{i,k} the limit of the measures is the same. We denote the measure corresponding to the metrics ∥⋅∥i\|\cdot\|_{i} by c1​(L¯1)∧…∧c1​(L¯n)c_{1}(\overline{L}_{1})\wedge...\wedge c_{1}(\overline{L}_{n}).

[05AX]
Corollary 4.15.

Let XX be a separated scheme of finite type over KK of dimension nn. Let M1,…,MnM_{1},...,M_{n} be line bundles on XanX^{\textup{an}}, VV an open subset of XanX^{\textup{an}} and for i∈{1,…,n}i\in\{1,...,n\} let (∥⋅∥i,k)k∈ℕ(\|\cdot\|_{i,k})_{k\in\mathbb{N}} be piecewise ℚ\mathbb{Q}-linear metrics on M1|V,…,Mn|VM_{1}\Big|_{V},...,M_{n}\Big|_{V} converging uniformly to a continuous metric ∥⋅∥i\|\cdot\|_{i} on Mi|VM_{i}\Big|_{V}. Suppose that all ∥⋅∥i,k\|\cdot\|_{i,k} are semipositive in VV. Write M¯i,k:=(Mi,∥⋅∥i,k)\overline{M}_{i,k}:=\left(M_{i},\|\cdot\|_{i,k}\right) and let L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n} be line bundles on XanX^{\textup{an}} endowed with piecewise ℚ\mathbb{Q}-linear metrics on VV. Then the measures c1​(L¯1⊗M¯1,k)∧…∧c1​(L¯n⊗M¯n,k)c_{1}\left(\overline{L}_{1}\otimes\overline{M}_{1,k}\right)\wedge...\wedge c_{1}\left(\overline{L}_{n}\otimes\overline{M}_{n,k}\right) converge weakly to a Radon measure on VV denoted by c1(L¯1⊗(M1,∥⋅∥1))∧…∧c1(L¯n⊗(Mn,∥⋅∥n))c_{1}(\overline{L}_{1}\otimes(M_{1},\|\cdot\|_{1}))\wedge...\wedge c_{1}(\overline{L}_{n}\otimes(M_{n},\|\cdot\|_{n})) (as above this measure does not depend on the choice of the ∥⋅∥i,k\|\cdot\|_{i,k}).

[05AY]
Proof.

As in the proof of Proposition 4.13, we may assume that XX is projective and write the metrics of the LiL_{i} as a quotient of two semipositive metrics. Using multilinearity, this is now a direct consequence of Proposition 4.13. ∎

[05AZ]
Remark 4.16.

To extend the theory to the case where KK is not algebraically closed, choose an algebraic closure of KK and denote its completion by ℂK\mathbb{C}_{K}. Then we define the Monge-Ampère measure as the push-forward of the previously defined Monge-Ampère measure on the base change to ℂK\mathbb{C}_{K}. We explain it here in the situation of Definition 4.11. Let VV be a strictly KK-analytic Hausdorff space of dimension nn, L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n} potentially semipositive piecewise linear metrized line bundles on VV (i.e. metrized line bundles on VV which become semipositive piecewise linear metrized line bundles after base change to ℂK\mathbb{C}_{K}) and π:VℂK→V\pi:V_{\mathbb{C}_{K}}\rightarrow V the base change. We can then define a measure on VℂKV_{\mathbb{C}_{K}} with respect to the pull-backs of the line bundles L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n} by Definition 4.11 and push the resulting measure forward to VV via π\pi. To make this well defined we show that π\pi is a proper map of topological spaces. So let C⊆VC\subseteq V be compact. Then we can cover CC by finitely many affinoid subdomains U1,…,UrU_{1},...,U_{r}. Then π−1​(C)=π−1​(⋃C∩Ui)=⋃π−1​(C∩Ui)\pi^{-1}(C)=\pi^{-1}\left(\bigcup C\cap U_{i}\right)=\bigcup\pi^{-1}(C\cap U_{i}) and it is enough to show that π−1​(C∩Ui)\pi^{-1}(C\cap U_{i}) is compact for any ii so we may assume that VV is affinoid. But then π\pi is a continuous map between compact Hausdorff spaces and hence proper which yields the claim. We denote this measure again by c1​(L¯1)∧…∧c1​(L¯n)c_{1}(\overline{L}_{1})\wedge...\wedge c_{1}(\overline{L}_{n}). One can check that all the results of this section remain true in this more general situation.

[05B0]
Definition 4.17.

Let KK be a complete, non-archimedean, non-trivially valued field, VV a strictly KK-analytic space and LL a line bundle on VV. A continuous metric ∥⋅∥\|\cdot\| on LL is called locally semipositive if for any x∈Vx\in V there is an open neighbourhood UU of xx such that ∥⋅∥|U\|\cdot\|\Big|_{U} is a uniform limit of semipositive piecewise ℚ\mathbb{Q}-linear metrics on L|UL\Big|_{U}. It is called locally potentially semipositive if its base change to the completion of an algebraic closure of KK is locally semipositive. If VV is an open subset of XanX^{\textup{an}} for a separated scheme XX of finite type over KK then using the Remarks 4.14 and 4.16 we define the Monge-Ampère measure c1​(L¯1)∧…∧c1​(L¯n)c_{1}(\overline{L}_{1})\wedge...\wedge c_{1}(\overline{L}_{n}) for locally potentially semipositive metrized line bundles L¯1,…,L¯n\overline{L}_{1},...,\overline{L}_{n} on VV.

[05B1]
Remark 4.18.

The measures defined in this section are invariant under base change. In the spirit of Remark 4.16 this allows to define them in the trivially valued case for line bundles which become semipositive after base change to a non-trivially valued field. Such metrics and their measures are important for example in [BJ].

[05B2]

5. Comparison of the real and non-archimedean Monge-Ampère operator

In this section we want to compare the two measures introduced in the last section. In order to make sense of this, we start with a convex function hh on a closed face of some skeleton. Then one can associate to it a metric on the trivial line bundle which will turn out to be semipositive in the interior of the closed face. Thus we can associate to hh two measures, namely the real Monge-Ampère measure and the Chambert-Loir measure, sometimes also called the non-archimedean Monge-Ampère measure. In Corollary 5.7 we will see that they are equal up to scaling. In the following KK denotes a non-archimedean non-trivially valued field.

[05B3]
Remark 5.1.

Let 𝔛\mathfrak{X} be a strongly nondegenerate strictly polystable formal scheme over K∘K^{\circ} of dimension n+1n+1 with associated skeleton Δ\Delta. Consider an nn-dimensional closed face τ¯\bar{\tau} of Δ\Delta with interior τ\tau and the formal open subscheme 𝔛′\mathfrak{X}^{\prime} of 𝔛\mathfrak{X} consisting of all formal open subsets 𝔘\mathfrak{U} with S⁡(𝔘)=τ¯S(\mathfrak{U})=\bar{\tau}. Let hh be a piecewise affine linear convex function (see Definition 2.10) on τ¯\bar{\tau} and 𝔇\mathfrak{D} a subdivision of τ¯\bar{\tau} such that h|Δ′h\Big|_{\Delta^{\prime}} is affine linear for all Δ′∈𝔇\Delta^{\prime}\in\mathfrak{D}. Let ι:𝔛′′→𝔛′\iota:\mathfrak{X}^{\prime\prime}\rightarrow\mathfrak{X}^{\prime} be the corresponding formal scheme (cf. Construction 2.6). We have seen in Proposition 2.11 that hh induces a Cartier divisor DD on 𝔛′′\mathfrak{X}^{\prime\prime}. We set 𝒪⁡(h∘p𝔛′):=𝒪⁡(D)\mathcal{O}(h\circ p_{\mathfrak{X}^{\prime}}):=\mathcal{O}(D) where p𝔛′:𝔛′a​n→τ¯p_{\mathfrak{X}^{\prime}}:\mathfrak{X}^{\prime an}\rightarrow\overline{\tau} is the restriction of the contraction p𝔛:𝔛an→Δp_{\mathfrak{X}}:\mathfrak{X}^{\textup{an}}\rightarrow\Delta. For a line bundle 𝔏\mathfrak{L} on a formal scheme, we will denote by c1​(𝔏)c_{1}(\mathfrak{L}) the first Chern class of the special fibre of 𝔏\mathfrak{L}.

[05B4]
Theorem 5.2.

In the situation of Remark 5.1 let u∈τu\in\tau be a vertex of 𝔇\mathfrak{D} with corresponding irreducible component Y⊆𝔛~′′Y\subseteq\tilde{\mathfrak{X}}^{\prime\prime} as in Corollary 2.9 (f). Let SS be the closed point in the special fibre of 𝔛\mathfrak{X} corresponding to τ\tau. Then

deg(c1(𝒪(h∘p𝔛′))n.Y)=deg(S)⋅n!⋅MA(h)(u).\Deg\left(c_{1}\left(\mathcal{O}(h\circ p_{\mathfrak{X}^{\prime}})\right)^{n}.Y\right)=\Deg(S)\cdot n!\cdot\MA(h)(u).
[05B5]
Proof.

Note that SS is a closed point of 𝔛~′\tilde{\mathfrak{X}}^{\prime} and hence proper over K~\tilde{K}. Therefore also YY is proper over K~\tilde{K} since it is a closed subset of ι~−1​(S)\tilde{\iota}^{-1}(S) and ι\iota is proper by [Tem00, Corollary 4.4]. Let DD be the Cartier divisor on 𝔛′′\mathfrak{X}^{\prime\prime} induced by hh as in Proposition 2.11 such that c1​(𝒪⁡(h∘p𝔛′))n.Y=Dn.Yc_{1}\left(\mathcal{O}(h\circ p_{\mathfrak{X}^{\prime}})\right)^{n}.Y=D^{n}.Y. We show by induction that for all 0≤l≤n0\leq l\leq n there is a strata cycle YlY_{l} of dimension n−ln-l whose components are contained in YY such that deg(Dn.Y)=deg(Dn−l.Yl)\Deg(D^{n}.Y)=\Deg(D^{n-l}.Y_{l}). The case l=0l=0 is clear by taking Y0:=YY_{0}:=Y. Now let l<nl<n and YlY_{l} be as claimed. Let Y′Y^{\prime} be a stratum of YlY_{l}, such that Y′Y^{\prime} is associated to an ll-dimensional open face τ′\tau^{\prime} of 𝔇\mathfrak{D}, i.e. Y′=red𝔛′′⁡(p𝔛′′−1​(τ′))Y^{\prime}=\red_{\mathfrak{X}^{\prime\prime}}(p_{\mathfrak{X}^{\prime\prime}}^{-1}(\tau^{\prime})) with u∈τ′¯u\in\overline{\tau^{\prime}} by the stratum face correspondence (Proposition 2.8). Using τ′⊆τ⊆ℝn\tau^{\prime}\subseteq\tau\subseteq\mathbb{R}^{n}, there is an affine linear function a:ℝn→ℝa:\mathbb{R}^{n}\rightarrow\mathbb{R} such that h|τ′=a|τ′h\Big|_{\tau^{\prime}}=a\Big|_{\tau^{\prime}}. Then h−a|τh-a\Big|_{\tau} defines a Cartier divisor DY′D_{Y^{\prime}} on 𝔛′′\mathfrak{X}^{\prime\prime} by Proposition 2.11 which is numerically equivalent to DD on YY by Lemma 2.13 and which is trivial on Y′Y^{\prime} because h−a|τ′=0h-a\Big|_{\tau^{\prime}}=0. Hence, as Y′¯\overline{Y^{\prime}} is a strata subset, DY′.Y′¯D_{Y^{\prime}}.\overline{Y^{\prime}} is a strata cycle. Write Yl=∑Y′mY′​Y′¯Y_{l}=\sum_{Y^{\prime}}m_{Y^{\prime}}\overline{Y^{\prime}} where the sum ranges over a finite number of n−ln-l-dimensional strata of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime} contained in YY. Then we can calculate:

deg(Dn.Y)\displaystyle\Deg(D^{n}.Y) =deg(Dn−l.Yl)\displaystyle=\Deg\left(D^{n-l}.Y_{l}\right)
=deg(Dn−l.∑Y′mY′Y′¯)\displaystyle=\Deg\left(D^{n-l}.\sum_{Y^{\prime}}m_{Y^{\prime}}\overline{Y^{\prime}}\right)
=deg(∑Y′mY′Dn−l.Y′¯)\displaystyle=\Deg\left(\sum_{Y^{\prime}}m_{Y^{\prime}}D^{n-l}.\overline{Y^{\prime}}\right)
=deg(∑Y′mY′Dn−l−1.(DY′.Y′¯))\displaystyle=\Deg\left(\sum_{Y^{\prime}}m_{Y^{\prime}}D^{n-l-1}.(D_{Y^{\prime}}.\overline{Y^{\prime}})\right)
=deg(Dn−l−1.∑Y′mY′DY′.Y′¯)\displaystyle=\Deg\left(D^{n-l-1}.\sum_{Y^{\prime}}m_{Y^{\prime}}D_{Y^{\prime}}.\overline{Y^{\prime}}\right)

and Yl+1:=∑Y′mY′​DY′.Y′¯Y_{l+1}:=\sum_{Y^{\prime}}m_{Y^{\prime}}D_{Y^{\prime}}.\overline{Y^{\prime}} is a strata cycle as claimed. We use this for l=nl=n to see that deg(Dn.Y)=deg(Yn)\Deg(D^{n}.Y)=\Deg(Y_{n}) for a strata cycle YnY_{n} of dimension 00 contained in YY. Its components are strata points SiS_{i} of 𝔛′′\mathfrak{X}^{\prime\prime} which are mapped by ι\iota to the point SS corresponding to τ\tau. Now let 𝔘′⊆𝔛′\mathfrak{U}^{\prime}\subseteq\mathfrak{X}^{\prime} be a formal open subset with an étale morphism ψ:𝔘′→𝔛⁡(𝒏,𝒂)\psi:\mathfrak{U}^{\prime}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a}) such that SS is the distinguished stratum of 𝔘′\mathfrak{U}^{\prime} (cf. Proposition 2.5) and define 𝔘′′:=ι−1​(𝔘′)\mathfrak{U}^{\prime\prime}:=\iota^{-1}(\mathfrak{U}^{\prime}). Note that there is no factor 𝔛⁡(m)\mathfrak{X}(m) because τ\tau is of maximal dimension. As the strata occurring in the intersection process correspond to open faces of 𝔇\mathfrak{D} with vertex uu, their intersection with 𝔘′′\mathfrak{U}^{\prime\prime} is nonempty. Hence we may calculate the multiplicities of YnY_{n} locally on 𝔘′′\mathfrak{U}^{\prime\prime}. The stratification of 𝔘~′′\tilde{\mathfrak{U}}^{\prime\prime} is obtained by the preimages of the strata of 𝔛~​(𝒏,𝒂)′\tilde{\mathfrak{X}}(\boldsymbol{n},\boldsymbol{a})^{\prime} (see proof of Proposition 2.8) with respect to the base change ψ′:𝔘′′→𝔛​(𝒏,𝒂)′\psi^{\prime}:\mathfrak{U}^{\prime\prime}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime} of ψ\psi (cf. Construction 2.6). Let Yu=ψ~′​(𝔘~′′∩Y)¯Y_{u}=\overline{\tilde{\psi}^{\prime}(\tilde{\mathfrak{U}}^{\prime\prime}\cap Y)} be the irreducible component in 𝔛~​(𝒏,𝒂)′\tilde{\mathfrak{X}}(\boldsymbol{n},\boldsymbol{a})^{\prime} corresponding to uu and DuD_{u} the Cartier divisor on 𝔛​(𝒏,𝒂)′\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime} whose pullback gives the Cartier divisor DD associated to hh on 𝔘′′\mathfrak{U}^{\prime\prime} (cf. proof of Proposition 2.11). By applying the modifications of DD in the induction step also to DuD_{u} we obtain a strata cycle Ynt=∑mj​PjY_{n}^{t}=\sum m_{j}P_{j} of 𝔛~​(𝒏,𝒂)′\tilde{\mathfrak{X}}(\boldsymbol{n},\boldsymbol{a})^{\prime} whose pullback is YnY_{n} (as the intersection product is compatible with flat pullback by [Ful98, Proposition 2.3(d)]) and which has the same degree as Dun.YuD_{u}^{n}.Y_{u} using Lemma 2.13. Now let

val:(𝔾m𝒏)Kan\displaystyle\val:(\mathbb{G}_{m}^{\boldsymbol{n}})_{K}^{\textup{an}} →ℝ𝒏,\displaystyle\rightarrow\mathbb{R}^{\boldsymbol{n}},
q\displaystyle q ↦(−log⁡q⁡(x01),…,−log⁡q⁡(x0​n0),…,−log⁡q⁡(xp​1),…,−log⁡q⁡(xp​np))\displaystyle\mapsto(-\log q(x_{01}),...,-\log q(x_{0n_{0}}),...,-\log q(x_{p1}),...,-\log q(x_{pn_{p}}))

and Σ:={𝒘∈ℝ≥0𝒏|wi​1+…+wi​ni≤v(ai),0≤i≤p}\Sigma:=\left\{\boldsymbol{w}\in\mathbb{R}_{\geq 0}^{\boldsymbol{n}}\;\Big|\;w_{i1}+...+w_{in_{i}}\leq v(a_{i}),0\leq i\leq p\right\}. As we have an isomorphism

𝔛​(𝒏,𝒂)an​→~​val−1⁡(Σ)\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\textup{an}}\tilde{\rightarrow}\val^{-1}(\Sigma)

and using [Gub13, Corollary 6.15], we find that YuY_{u} is a toric variety with fan given by the cones generated by Δ′−u\Delta^{\prime}-u for Δ′∈𝔇\Delta^{\prime}\in\mathfrak{D} with vertex uu (in fact we identify τ\tau with Σ\Sigma by forgetting about the coordinate with index 00 for each ii). Du|YuD_{u}\Big|_{Y_{u}} is given up to multiplication by a constant by the divisor Du′D^{\prime}_{u} on YuY_{u} associated to the linear function h′:=h(⋅+u)−h(u)h^{\prime}:=h(\cdot+u)-h(u). By [Ful93, 3.4,5.3] we have

λ⁡(PDu′)=deg(D′un.Yu)n!,\lambda(P_{D^{\prime}_{u}})=\frac{\Deg({D^{\prime}}_{u}^{n}.Y_{u})}{n!},

where

PDu′={y∈ℝn|⟨z,y⟩≤ψDu′​(z)=h′​(z)​∀z∈ℝn}=∇h′​(0)P_{D^{\prime}_{u}}=\left\{y\in\mathbb{R}^{n}\;\Big|\;\langle z,y\rangle\leq\psi_{D^{\prime}_{u}}(z)=h^{\prime}(z)\;\forall z\in\mathbb{R}^{n}\right\}=\nabla h^{\prime}(0)

and λ\lambda denotes the standard Lebesgue measure. For the last term we get

∇h′​(0)\displaystyle\nabla h^{\prime}(0) ={p∈ℝn|∀x∈τ−u:h′(0)+⟨x,p⟩≤h′(x)}\displaystyle=\left\{p\in\mathbb{R}^{n}\;\Big|\;\forall x\in\tau-u\;:\;h^{\prime}(0)+\langle x,p\rangle\leq h^{\prime}(x)\right\}
={p∈ℝn|∀x∈τ−u:⟨x,p⟩≤h(x+u)−h(u)}\displaystyle=\left\{p\in\mathbb{R}^{n}\;\Big|\;\forall x\in\tau-u\;:\;\langle x,p\rangle\leq h(x+u)-h(u)\right\}
={p∈ℝn|∀x∈τ:h(u)+⟨x−u,p⟩≤h(x)}\displaystyle=\left\{p\in\mathbb{R}^{n}\;\Big|\;\forall x\in\tau\;:\;h(u)+\langle x-u,p\rangle\leq h(x)\right\}
=∇h​(u).\displaystyle=\nabla h(u).

Hence

1n!​deg⁡(Ynt)=deg(D′un.Yu)n!=λ⁡(PDu′)=λ⁡(∇h​(u))=MA⁡(h)​({u}).\frac{1}{n!}\Deg(Y_{n}^{t})=\frac{\Deg({D^{\prime}}_{u}^{n}.Y_{u})}{n!}=\lambda(P_{D^{\prime}_{u}})=\lambda(\nabla h(u))=\MA(h)(\{u\}).

With ι′\iota^{\prime} denoting the morphism 𝔛​(𝒏,𝒂)′→𝔛⁡(𝒏,𝒂)\mathfrak{X}(\boldsymbol{n},\boldsymbol{a})^{\prime}\rightarrow\mathfrak{X}(\boldsymbol{n},\boldsymbol{a}) we conclude

deg(Dn.Y)=deg(Yn)=deg(ψ′⁣∗Ynt)=deg(ι∗ψ′⁣∗∑mjPj).\Deg(D^{n}.Y)=\Deg\left(Y_{n}\right)=\Deg\left(\psi^{\prime\ast}Y_{n}^{t}\right)=\Deg\left(\iota_{\ast}\psi^{\prime\ast}\sum m_{j}P_{j}\right).

Using [Ful98, Proposition 1.7] this equals

deg(ψ∗ι∗′∑mjPj)=deg(ψ∗∑mj[Pj:{𝟎~}]⋅{𝟎~}).\Deg\left(\psi^{\ast}\iota^{\prime}_{\ast}\sum m_{j}P_{j}\right)=\Deg\left(\psi^{\ast}\sum m_{j}[P_{j}:\{\tilde{\boldsymbol{0}}\}]\cdot\{\tilde{\boldsymbol{0}}\}\right).

As ψ−1​({𝟎~})=S\psi^{-1}(\{\tilde{\boldsymbol{0}}\})=S is reduced since ψ\psi is smooth, this amounts to

deg⁡(∑mj​deg⁡(Pj)​S)=deg⁡(S)⋅deg⁡(Ynt)=deg⁡(S)⋅n!⋅MA⁡(h)​({u}).\Deg\left(\sum m_{j}\Deg(P_{j})S\right)=\Deg(S)\cdot\Deg(Y_{n}^{t})=\Deg(S)\cdot n!\cdot\MA(h)(\{u\}).

This yields the equality we wanted to prove. ∎

[05B6]
Remark 5.3.

Using the same arguments, one can show the following more general formula: In the situation of Theorem 5.2 instead of only one function hh consider h1,…,hnh_{1},...,h_{n} piecewise affine linear convex functions on τ¯\bar{\tau}. Refine the subdivision 𝔇\mathfrak{D} such that it suits every hih_{i}. Then

deg(⋀i=1nc1(𝒪(hi∘p𝔛′)).Y)=deg(S)⋅n!⋅MA(h1,…,hn)(u),\Deg\left(\bigwedge_{i=1}^{n}c_{1}\left(\mathcal{O}(h_{i}\circ p_{\mathfrak{X}^{\prime}})\right).Y\right)=\Deg(S)\cdot n!\cdot\MA(h_{1},...,h_{n})(u),

where

MA⁡(h1,…,hn):=1n!​∑k=1n(−1)n−k⋅∑1≤i1<…<ik≤nMA⁡(hi1+…+hik)\MA(h_{1},...,h_{n}):=\frac{1}{n!}\sum_{k=1}^{n}(-1)^{n-k}\cdot\sum_{1\leq i_{1}<...<i_{k}\leq n}\MA(h_{i_{1}}+...+h_{i_{k}})

denotes now the mixed Monge-Ampère measure of h1,…,hnh_{1},...,h_{n} (for details see [PRr04, §5]).

[05B7]
Remark 5.4.

In the situation of Theorem 5.2 we denote by 𝒪¯h∘p𝔛′\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}^{\prime}}} the trivial line bundle on 𝔛′an\mathfrak{X}^{\prime\textup{an}} together with the metric which is given by ∥1∥=e−h∘p𝔛′\|1\|=e^{-h\circ p_{\mathfrak{X}^{\prime}}}. After base change to the completion of an algebraic closure ℂK\mathbb{C}_{K} of KK this becomes a formally metrized line bundle by Proposition 2.11. So similarly as in Remark 4.16 we can define its non-archimedean Monge-Ampère measure by base change to ℂK\mathbb{C}_{K}.

[05B8]
Corollary 5.5.

We have

c1​(𝒪¯h∘p𝔛′)n=deg⁡(S)⋅n!⋅MA⁡(h)c_{1}\left(\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}^{\prime}}}\right)^{n}=\Deg(S)\cdot n!\cdot\MA(h)

on p𝔛′−1​(τ)p_{\mathfrak{X}^{\prime}}^{-1}(\tau), where MA⁡(h)\MA(h) is understood to be a measure on 𝔛′an\mathfrak{X}^{\prime\textup{an}} by pushforward with the inclusion τ↪𝔛′an\tau\hookrightarrow\mathfrak{X}^{\prime\textup{an}}.

[05B9]
Proof.

We already know by Theorem 5.2 that the equation holds on the set of vertices. Furthermore it is clear from the definition, that c1​(𝒪¯h∘p𝔛′)nc_{1}\left(\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}^{\prime}}}\right)^{n} is supported on the vertices of 𝔇\mathfrak{D}. What remains to show is that this also holds for MA⁡(h)\MA(h).

Let U:=τ∖{u∈τ|u​ is a vertex of ​𝔇}U:=\tau\setminus\left\{u\in\tau\;\Big|\;u\text{ is a vertex of }\mathfrak{D}\right\}. We want to show MA⁡(h)​(U)=0\MA(h)(U)=0. Let Δ1,…,Δr\Delta_{1},...,\Delta_{r} be the open faces of 𝔇\mathfrak{D} of dimension at least one. For every j∈{1,…,r}j\in\{1,...,r\} there is a vj∈ℝn∖{0}v_{j}\in\mathbb{R}^{n}\setminus\{0\} such that for all y∈Δjy\in\Delta_{j} there exists ϵ∈ℝ+\epsilon\in\mathbb{R}_{+} such that y±ϵ​vj∈Δjy\pm\epsilon v_{j}\in\Delta_{j}. Furthermore hj:=h|Δj=𝒎j​𝒙+v⁡(αj)h_{j}:=h\Big|_{\Delta_{j}}=\boldsymbol{m}_{j}\boldsymbol{x}+v(\alpha_{j}) for some 𝒎j∈ℤn\boldsymbol{m}_{j}\in\mathbb{Z}^{n} and αj∈K×\alpha_{j}\in K^{\times} and we define hjl​i​n:=𝒎j​𝒙h_{j}^{lin}:=\boldsymbol{m}_{j}\boldsymbol{x}. Now let y∈Uy\in U. Then there is an ii such that y∈Δiy\in\Delta_{i}. For p∈∇h​(y)p\in\nabla h(y) and ϵ\epsilon as above it follows

ϵ​⟨vi,p⟩\displaystyle\epsilon\langle v_{i},p\rangle =hi​(y)+⟨y+ϵ​vi−y,p⟩−hi​(y)\displaystyle=h_{i}(y)+\langle y+\epsilon v_{i}-y,p\rangle-h_{i}(y)
≤hi​(y+ϵ​vi)−hi​(y)\displaystyle\leq h_{i}(y+\epsilon v_{i})-h_{i}(y)
=hil​i​n​(ϵ​vi)\displaystyle=h_{i}^{lin}(\epsilon v_{i})
=ϵ​hil​i​n​(vi),\displaystyle=\epsilon h_{i}^{lin}(v_{i}),

hence

⟨vi,p⟩≤hil​i​n​(vi).\langle v_{i},p\rangle\leq h_{i}^{lin}(v_{i}).

A similar argument shows

−ϵ⁡⟨vi,p⟩≤−ϵ​hil​i​n​(vi)-\epsilon\langle v_{i},p\rangle\leq-\epsilon h_{i}^{lin}(v_{i})

and hence

⟨vi,p⟩≥hil​i​n​(vi).\langle v_{i},p\rangle\geq h_{i}^{lin}(v_{i}).

We conclude ⟨vi,p⟩=hil​i​n​(vi)\langle v_{i},p\rangle=h_{i}^{lin}(v_{i}) and pp lies in a hypersurface which depends on ii but not on yy. Hence ⋃y∈U∇h​(y)\bigcup_{y\in U}\nabla h(y) is contained in the union of rr hypersurfaces. Therefore

MA⁡(h)​(U)=λ⁡(⋃y∈U∇h​(y))=0,\MA(h)(U)=\lambda\left(\bigcup_{y\in U}\nabla h(y)\right)=0,

∎

In the following we consider a proper algebraic variety XX over KK of dimension nn.

[05BA]
Proposition 5.6.

Let 𝔛\mathfrak{X} be a strongly nondegenerate strictly polystable formal model of XanX^{\textup{an}} over K∘K^{\circ} with associated skeleton Δ\Delta, τ\tau an nn-dimensional open face of Δ\Delta and hh a rational piecewise affine linear convex function on τ\tau. Then the metric on 𝒪Xan|p𝔛−1​(τ)\mathcal{O}_{X^{\textup{an}}}\Big|_{p_{\mathfrak{X}}^{-1}(\tau)} given by ∥1∥=e−h∘p𝔛\|1\|=e^{-h\circ p_{\mathfrak{X}}} is a semipositive piecewise ℚ\mathbb{Q}-linear metric.

[05BB]
Proof.

Let y∈p𝔛−1​(τ)y\in p_{\mathfrak{X}}^{-1}(\tau) and x:=p𝔛​(y)∈τx:=p_{\mathfrak{X}}(y)\in\tau. There is an open neighbourhood UU of xx in τ\tau such that we can write h|U=maxi=1,…,s⁡hi|Uh\Big|_{U}=\max_{i=1,...,s}h_{i}\Big|_{U} for suitable rational affine linear functions hih_{i} on τ\tau. After passing to some multiple, each hih_{i} induces a formal metric on 𝔛′a​n\mathfrak{X}^{\prime an} by Proposition 2.11 where 𝔛′\mathfrak{X}^{\prime} is defined as in Remark 5.1. Therefore the hih_{i} induce piecewise ℚ\mathbb{Q}-linear metrics on 𝒪𝔛an|p𝔛−1​(τ)\mathcal{O}_{\mathfrak{X}^{\textup{an}}}\Big|_{p_{\mathfrak{X}}^{-1}(\tau)} since p𝔛−1​(τ)⊆𝔛′a​np_{\mathfrak{X}}^{-1}(\tau)\subseteq\mathfrak{X}^{\prime an}. Hence in the neighbourhood p𝔛−1​(U)p_{\mathfrak{X}}^{-1}(U) of yy, the metric induced by hh is given as the minimum of the metrics corresponding to the hih_{i}, which are semipositive at yy by Lemma 2.13. Indeed let (𝔛i′′,𝔏i)(\mathfrak{X}^{\prime\prime}_{i},\mathfrak{L}_{i}) be a formal model of the trivial bundle associated to hih_{i} as obtained by Proposition 2.11. Then by [GK19, Proposition 6.5] (the proof of the implication we need does neither use that KK is algebraically closed nor that the generic fibre is algebraic) it is enough to show that deg𝔏i⁡(Y)≥0\Deg_{\mathfrak{L}_{i}}(Y)\geq 0 for any closed curve YY in 𝔛~i′′\tilde{\mathfrak{X}}^{\prime\prime}_{i} with Y⊆red⁡(p𝔛i′′−1​(τ))Y\subseteq\red(p_{\mathfrak{X}^{\prime\prime}_{i}}^{-1}(\tau)) but by Lemma 2.13 we even have equality. Now we extend the metrics induced by the hih_{i} from a compact strictly KK-analytic neighbourhood of yy to XanX^{\textup{an}} by [GM19, Proposition 2.7] and then it follows from Proposition 3.11 that ||⋅||||\cdot|| is semipositive at yy. ∎

[05BC]
Corollary 5.7.

Let 𝔛\mathfrak{X} be a strongly nondegenerate strictly polystable formal model of XanX^{\textup{an}} over K∘K^{\circ} with associated skeleton Δ\Delta. Let τ\tau be an nn-dimensional open face of Δ\Delta and hh a convex function on τ\tau. Denote by 𝒪¯h∘p𝔛\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}}} the trivial bundle on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau) endowed with the metric given by ∥1∥=e−h∘p𝔛\|1\|=e^{-h\circ p_{\mathfrak{X}}}. Then the latter is locally a semipositive metric (Definition 4.17) and

c1​(𝒪¯h∘p𝔛)n=deg⁡(S)⋅n!⋅MA⁡(h)c_{1}\left(\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}}}\right)^{n}=\Deg(S)\cdot n!\cdot\MA(h)

on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau) where SS is the point in the special fibre of 𝔛\mathfrak{X} corresponding to τ\tau.

[05BD]
Proof.

We can cover τ\tau by polytopes (Δm)m∈ℕ(\Delta_{m})_{m\in\mathbb{N}} such that Δm−1⊆Δm\Delta_{m-1}\subseteq\Delta_{m}. By [BPS14, Proposition 2.5.24] for each mm there is a family of rational piecewise affine linear convex functions (him)i∈ℕ(h_{i}^{m})_{i\in\mathbb{N}} on Δm\Delta_{m} converging uniformly to h|Δmh\Big|_{\Delta_{m}} (note that after normalization we can assume that ℤ\mathbb{Z} is contained in the value group of KK). We extend these functions to rational piecewise affine linear convex functions on τ¯\overline{\tau}. Then by Proposition 5.6 the metrics induced by the himh_{i}^{m} are semipositive piecewise ℚ\mathbb{Q}-linear metrics on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau) which implies that the metric induced by h|Δmh\Big|_{\Delta_{m}} is semipositive. By Corollary 5.5 we have

c1​(𝒪¯him∘p𝔛)n=deg⁡(S)⋅n!⋅MA⁡(him)c_{1}\left(\overline{\mathcal{O}}^{h_{i}^{m}\circ p_{\mathfrak{X}}}\right)^{n}=\Deg(S)\cdot n!\cdot\MA(h_{i}^{m})

for every m,i∈ℕm,i\in\mathbb{N}. Denoting the interior of Δm\Delta_{m} by Δm∘\Delta_{m}^{\circ} and using Proposition 4.13 we find that for fixed mm the left hand side converges to c1​(𝒪¯h∘p𝔛)nc_{1}\left(\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}}}\right)^{n} on p𝔛−1​(Δm∘)p_{\mathfrak{X}}^{-1}(\Delta_{m}^{\circ}). The right hand side converges to deg⁡(S)⋅n!⋅MA⁡(h)\Deg(S)\cdot n!\cdot\MA(h) on Δm∘\Delta_{m}^{\circ} by continuity of the real Monge-Ampère operator. As this holds for any mm and the Δm\Delta_{m} cover τ\tau this proves the corollary. ∎

[05BE]
Definition 5.8.

Let 𝔛\mathfrak{X} be a strongly nondegenerate polystable formal scheme with associated skeleton Δ\Delta and τ\tau an open face of Δ\Delta. A function h:τ→ℝh:\tau\rightarrow\mathbb{R} is called convex if there exists a surjective étale morphism φ:𝔛′→𝔛\varphi:\mathfrak{X}^{\prime}\rightarrow\mathfrak{X} with a strongly nondegenerate strictly polystable formal scheme 𝔛′\mathfrak{X}^{\prime} and an open face τ′\tau^{\prime} of the skeleton associated to 𝔛′\mathfrak{X}^{\prime} with φan​(τ′)=τ\varphi^{\textup{an}}(\tau^{\prime})=\tau such that h∘φan:τ′→ℝh\circ\varphi^{\textup{an}}:\tau^{\prime}\rightarrow\mathbb{R} is convex. For such a convex function hh on τ\tau we define MA⁡(h):=(φan|p𝔛′−1​(τ′))∗​MA⁡(h∘φan|τ′)\MA(h):=\left(\varphi^{\textup{an}}\Big|_{p_{\mathfrak{X}^{\prime}}^{-1}(\tau^{\prime})}\right)_{\ast}\MA\left(h\circ\varphi^{\textup{an}}\Big|_{\tau^{\prime}}\right). It will follow from Corollary 5.10 that this is independent of the choices.

[05BF]
Proposition 5.9.

Let KK be algebraically closed, 𝔛\mathfrak{X} a strongly nondegenerate polystable formal model of XanX^{\textup{an}} over K∘K^{\circ} with associated skeleton Δ\Delta, τ\tau an nn-dimensional open face of Δ\Delta and hh a rational piecewise affine linear convex function on τ\tau. Then the metric on 𝒪Xan|p𝔛−1​(τ)\mathcal{O}_{X^{\textup{an}}}\Big|_{p_{\mathfrak{X}}^{-1}(\tau)} which is given by ∥1∥=e−h∘p𝔛\|1\|=e^{-h\circ p_{\mathfrak{X}}} is a semipositive piecewise ℚ\mathbb{Q}-linear metric.

[05BG]
Proof.

Let 𝔛′\mathfrak{X}^{\prime} be a strongly nondegenerate strictly polystable formal scheme such that there is a surjective étale morphism φ:𝔛′→𝔛\varphi:\mathfrak{X}^{\prime}\rightarrow\mathfrak{X}. Let q∈𝔛~q\in\tilde{\mathfrak{X}} be the closed point corresponding to τ\tau. By Proposition 2.4 we have red𝔛−1⁡(q)=p𝔛−1​(τ)\red_{\mathfrak{X}}^{-1}(q)=p_{\mathfrak{X}}^{-1}(\tau). Choose q′∈𝔛′~q^{\prime}\in\tilde{\mathfrak{X}^{\prime}} with φ⁡(q′)=q\varphi(q^{\prime})=q. By [Gub07, Proposition 2.9] we have that φ\varphi induces an isomorphism red𝔛′−1⁡(q′)​→~​p𝔛−1​(τ)\red_{\mathfrak{X}^{\prime}}^{-1}(q^{\prime})\tilde{\rightarrow}p_{\mathfrak{X}}^{-1}(\tau). Hence the pullback of (𝒪Xan|p𝔛−1​(τ),∥⋅∥)\left(\mathcal{O}_{X^{\textup{an}}}\Big|_{p_{\mathfrak{X}}^{-1}(\tau)},\|\cdot\|\right) is the trivial bundle on red𝔛′−1⁡(q′)\red_{\mathfrak{X}^{\prime}}^{-1}(q^{\prime}) endowed with the metric ∥1∥′=e−h∘p𝔛∘φ\|1\|^{\prime}=e^{-h\circ p_{\mathfrak{X}}\circ\varphi}. Since p𝔛∘φ=φ∘p𝔛′p_{\mathfrak{X}}\circ\varphi=\varphi\circ p_{\mathfrak{X}^{\prime}} it follows that ∥⋅∥′\|\cdot\|^{\prime} is the metric associated to the function h∘φh\circ\varphi on τ′:=p𝔛′​(red𝔛′−1⁡(q′))\tau^{\prime}:=p_{\mathfrak{X}^{\prime}}(\red_{\mathfrak{X}^{\prime}}^{-1}(q^{\prime})) which is again rational piecewise affine linear by [Ber04, Theorem 6.1.1] and we may assume it is convex by definition. Let y∈p𝔛−1​(τ)y\in p_{\mathfrak{X}}^{-1}(\tau). In a neighbourhood of p𝔛′​(y′)p_{\mathfrak{X}^{\prime}}(y^{\prime}) where y′∈p𝔛′−1​(τ′)y^{\prime}\in p_{\mathfrak{X}^{\prime}}^{-1}(\tau^{\prime}) with φan​(y′)=y\varphi^{\textup{an}}(y^{\prime})=y we can write h∘φan=maxi=1,…,s⁡hi′h\circ\varphi^{\textup{an}}=\max_{i=1,...,s}h^{\prime}_{i} for suitable affine linear functions hi′h^{\prime}_{i} on τ′\tau^{\prime}. Now as φan:p𝔛′−1​(τ′)→p𝔛−1​(τ)\varphi^{\textup{an}}:p_{\mathfrak{X}^{\prime}}^{-1}(\tau^{\prime})\rightarrow p_{\mathfrak{X}}^{-1}(\tau) is an isomorphism we have h=maxi=1,…,s⁡hih=\max_{i=1,...,s}h_{i} where hih_{i} are the piecewise affine linear functions on τ\tau satisfying hi′=hi∘φanh^{\prime}_{i}=h_{i}\circ\varphi^{\textup{an}}. Now the metrics associated to the hi′h^{\prime}_{i} are piecewise ℚ\mathbb{Q}-linear and semipositive in y′y^{\prime} by the same argument as in the proof of Proposition 5.6. Hence the piecewise ℚ\mathbb{Q}-linear metrics associated to the hih_{i} extend from a compact strictly KK-analytic neighbourhood of yy to global metrics by [GM19, Proposition 2.7] which are semipositive in yy. Now as ∥⋅∥\|\cdot\| is locally around yy given as the minimum of these metrics, also ∥⋅∥\|\cdot\| is a piecewise ℚ\mathbb{Q}-linear metric which is semipositive in yy by Proposition 3.11. ∎

[05BH]
Corollary 5.10.

Let 𝔛\mathfrak{X} be a strongly nondegenerate polystable formal model of XanX^{\textup{an}} over K∘K^{\circ} with associated skeleton Δ\Delta. Let τ\tau be an nn-dimensional open face of Δ\Delta with corresponding point SS in the special fibre of 𝔛\mathfrak{X} and hh a convex function on τ\tau. Denote by 𝒪¯h∘p𝔛\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}}} the trivial bundle on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau) endowed with the metric given by ∥1∥=e−h∘p𝔛\|1\|=e^{-h\circ p_{\mathfrak{X}}}. Then ∥⋅∥\|\cdot\| is locally a potentially semipositive metric and

c1​(𝒪¯h∘p𝔛)n=deg⁡(S)⋅n!⋅MA⁡(h)c_{1}\left(\overline{\mathcal{O}}^{h\circ p_{\mathfrak{X}}}\right)^{n}=\Deg(S)\cdot n!\cdot\MA(h)

on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau).

[05BI]
Proof.

Let ℂK\mathbb{C}_{K} be the completion of an algebraic closure of KK. Then there are exactly deg⁡(S)\Deg(S) points in the special fibre of 𝔛ℂK\mathfrak{X}_{\mathbb{C}_{K}} mapping to SS, hence there are precisely deg⁡(S)\Deg(S) open faces in the skeleton associated to 𝔛ℂK\mathfrak{X}_{\mathbb{C}_{K}} lying over τ\tau. As the base change induces an isomorphism of each of these faces with τ\tau, we have ι∗​MA⁡(ι∗​h)=deg⁡(S)​MA⁡(h)\iota_{\ast}\MA(\iota^{\ast}h)=\Deg(S)\MA(h). Using this and the invariance of the non-archimedean Monge-Ampère measure under base change we may assume K=ℂKK=\mathbb{C}_{K}. As in the proof of Proposition 5.9 we choose a strongly nondegenerate strictly polystable formal scheme 𝔛′\mathfrak{X}^{\prime} and a surjective étale morphism φ:𝔛′→𝔛\varphi:\mathfrak{X}^{\prime}\rightarrow\mathfrak{X}. Let τ′\tau^{\prime} be an open face of the skeleton associated to 𝔛′\mathfrak{X}^{\prime} lying over τ\tau. As we have seen, φ\varphi induces an isomorphism p𝔛′−1​(τ′)​→~​p𝔛−1​(τ)p_{\mathfrak{X}^{\prime}}^{-1}(\tau^{\prime})\tilde{\rightarrow}p_{\mathfrak{X}}^{-1}(\tau). As in the proof of Corollary 5.7 there is a sequence of rational piecewise affine linear convex functions (hi′)i∈ℕ(h^{\prime}_{i})_{i\in\mathbb{N}} on τ′\tau^{\prime} converging locally uniformly to h∘φanh\circ\varphi^{\textup{an}}. Let hih_{i} be the piecewise affine linear functions on τ\tau such that hi∘φan=hi′h_{i}\circ\varphi^{\textup{an}}=h^{\prime}_{i}. By Proposition 5.9 the metrics induced by the hih_{i} are semipositive piecewise ℚ\mathbb{Q}-linear metrics on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau) which implies that the metric induced by hh is locally semipositive. As the restriction of φ\varphi to p𝔛′−1​(τ′)p_{\mathfrak{X}^{\prime}}^{-1}(\tau^{\prime}) is an isomorphism onto p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau) we have

c1​(𝒪¯hi∘p𝔛)n=(φ|p𝔛′−1​(τ′))∗​c1​((φ|p𝔛′−1​(τ′))∗​𝒪¯hi∘p𝔛)nc_{1}\left(\overline{\mathcal{O}}^{h_{i}\circ p_{\mathfrak{X}}}\right)^{n}=\left(\varphi\Big|_{p_{\mathfrak{X}^{\prime}}^{-1}(\tau^{\prime})}\right)_{\ast}c_{1}\left(\left(\varphi\Big|_{p_{\mathfrak{X}^{\prime}}^{-1}(\tau^{\prime})}\right)^{\ast}\overline{\mathcal{O}}^{h_{i}\circ p_{\mathfrak{X}}}\right)^{n}

By Corollary 5.5 we have

c1​((φ|p𝔛′−1​(τ′))∗​𝒪¯hi∘p𝔛)n=c1​(𝒪¯hi∘φan∘p𝔛′)n=n!⋅MA⁡(hi∘φan|τ′).c_{1}\left(\left(\varphi\Big|_{p_{\mathfrak{X}^{\prime}}^{-1}(\tau^{\prime})}\right)^{\ast}\overline{\mathcal{O}}^{h_{i}\circ p_{\mathfrak{X}}}\right)^{n}=c_{1}\left(\overline{\mathcal{O}}^{h_{i}\circ\varphi^{\textup{an}}\circ p_{\mathfrak{X}^{\prime}}}\right)^{n}=n!\cdot\MA\left(h_{i}\circ\varphi^{\textup{an}}\Big|_{\tau^{\prime}}\right).

Hence

c1​(𝒪¯hi∘p𝔛)n=(φ|p𝔛′−1​(τ′))∗​(n!⋅MA⁡(hi∘φan|τ′))=n!⋅MA⁡(hi).c_{1}\left(\overline{\mathcal{O}}^{h_{i}\circ p_{\mathfrak{X}}}\right)^{n}=\left(\varphi\Big|_{p_{\mathfrak{X}^{\prime}}^{-1}(\tau^{\prime})}\right)_{\ast}\left(n!\cdot\MA\left(h_{i}\circ\varphi^{\textup{an}}\Big|_{\tau^{\prime}}\right)\right)=n!\cdot\MA(h_{i}).

It is easily seen that in Proposition 4.13 we can replace uniform convergence by locally uniform convergence. The claim follows from this fact and continuity of the real Monge-Ampère operator. ∎

[05BJ]

6. Applications to regularity

In this section we use the connection of the non-archimedean Monge-Ampère operator to the real one to transfer two known regularity results for the solutions of the real Monge-Ampère equation to the non-archimedean case. Again KK denotes a non-archimedean non-trivially valued field.

[05BK]
Definition 6.1.

Let Ω⊆ℝn\Omega\subseteq\mathbb{R}^{n} be an open subset and k∈ℕk\in\mathbb{N}. We write Ck​(Ω)C^{k}(\Omega) for the space of real valued, kk times continuously differentiable functions on Ω\Omega. Furthermore we denote by Ll​o​c1​(Ω)L_{loc}^{1}(\Omega) the space of locally integrable functions on Ω\Omega i.e. functions f:Ω→ℝf:\Omega\rightarrow\mathbb{R} such that the restriction of ff to any compact subset of Ω\Omega is integrable. Let f,g∈Ll​o​c1​(Ω)f,g\in L_{loc}^{1}(\Omega) and β∈ℕn\beta\in\mathbb{N}^{n}. We say that gg is the β\beta-th weak derivative of ff if for any test function φ∈C∞​(Ω)\varphi\in C^{\infty}(\Omega) with compact support we have

∫Ωf​Dβ​φ​𝑑𝒙=(−1)|β|​∫Ωg​φ​𝑑𝒙\int_{\Omega}fD^{\beta}\varphi\;\boldsymbol{dx}=(-1)^{|\beta|}\int_{\Omega}g\varphi\;\boldsymbol{dx}

where 𝒅​𝒙\boldsymbol{dx} denotes the Lebesgue measure on ℝn\mathbb{R}^{n}. We denote by Wl​o​ck,1​(Ω)W^{k,1}_{loc}(\Omega) the space of locally integrable functions on Ω\Omega whose weak derivatives exist up to order kk.

[05BL]
Proposition 6.2.

Let XX be an nn-dimensional proper variety over KK and L¯\overline{L} a line bundle with a fixed formal metric. Let μ\mu be a positive Borel measure on XanX^{\textup{an}} and φ\varphi a continuous function on XanX^{\textup{an}} such that the metric on L¯⊗𝒪¯φ\overline{L}\otimes\overline{\mathcal{O}}^{\varphi} is semipositive and solving the equation

c1​(L¯⊗𝒪¯φ)n=μ.c_{1}(\overline{L}\otimes\overline{\mathcal{O}}^{\varphi})^{n}=\mu.

Let τ\tau be an nn-dimensional open face of some skeleton Δ\Delta associated to a strongly nondegenerate strictly polystable formal model 𝔛\mathfrak{X} of XanX^{\textup{an}}. Suppose that 𝔛\mathfrak{X} is algebraic, L¯\overline{L} has a model on 𝔛\mathfrak{X} and λ⋅𝐝​𝐱≤μ≤Λ⋅𝐝​𝐱\lambda\cdot\boldsymbol{dx}\leq\mu\leq\Lambda\cdot\boldsymbol{dx} on τ\tau for some λ,Λ>0\lambda,\Lambda>0 where 𝐝​𝐱\boldsymbol{dx} denotes the Lebesgue measure on τ\tau. Assume that φ=φ∘p𝔛\varphi=\varphi\circ p_{\mathfrak{X}}. Then φ∈Wl​o​c2,1​(τ)\varphi\in W^{2,1}_{loc}(\tau).

[05BM]
Proof.

By Corollary B.4 φ\varphi is convex on every closed face of Δ\Delta. Note that the metric on L¯\overline{L} is trivial on p𝔛−1​(τ)p_{\mathfrak{X}}^{-1}(\tau). Hence we can apply Corollary 5.7 to get

μ=c1​(L¯⊗𝒪¯φ)n=deg⁡(S)⋅n!⋅MA⁡(φ)\mu=c_{1}(\overline{L}\otimes\overline{\mathcal{O}}^{\varphi})^{n}=\Deg(S)\cdot n!\cdot\MA(\varphi)

on τ\tau where SS is the stratum of 𝔛~\tilde{\mathfrak{X}} corresponding to τ\tau. Now the claim follows from the corresponding fact in the real case [Moo15, Theorem 1.2]. ∎

[05BN]
Remark 6.3.

The condition φ=φ∘p𝔛\varphi=\varphi\circ p_{\mathfrak{X}} is not automatic as shown by a counterexample of Burgos and Sombra, see [GJKM19, Appendix A].

[05BP]
Proposition 6.4.

Let XX be a smooth projective curve over KK and L¯\overline{L} a line bundle with a fixed formal metric. Let μ\mu be a positive Borel measure on XanX^{\textup{an}} and φ\varphi a continuous function on XanX^{\textup{an}} such that the metric on L¯⊗𝒪¯φ\overline{L}\otimes\overline{\mathcal{O}}^{\varphi} is semipositive and solving the equation

c1​(L¯⊗𝒪¯φ)=μ.c_{1}(\overline{L}\otimes\overline{\mathcal{O}}^{\varphi})=\mu.

If τ\tau is an open face of the skeleton Δ\Delta of a strictly semistable algebraic model 𝒳\mathscr{X} of XanX^{\textup{an}} on which L¯\overline{L} has an algebraic model, μ\mu is supported on Δ\Delta and μ=f⋅𝐝​𝐱\mu=f\cdot\boldsymbol{dx} on τ\tau for some positive function f∈Ck​(τ)f\in C^{k}(\tau) where 𝐝​𝐱\boldsymbol{dx} denotes the Lebesgue measure on τ\tau then φ∈Ck+2​(τ)\varphi\in C^{k+2}(\tau).

[05BQ]
Proof.

By [GJKM19, Proposition 1.2] we have φ=φ∘p𝔛\varphi=\varphi\circ p_{\mathfrak{X}}. As in the previous result φ\varphi is convex on τ\tau and

μ=c1​(L¯⊗𝒪¯φ)=deg⁡(S)⋅MA⁡(φ)\mu=c_{1}(\overline{L}\otimes\overline{\mathcal{O}}^{\varphi})=\Deg(S)\cdot\MA(\varphi)

on τ\tau. But a solution to the archimedean Monge-Ampère problem is given by a second antiderivative of ff and the solution is unique up to addition of a linear function. Hence φ∈Ck+2​(τ)\varphi\in C^{k+2}(\tau) and deg⁡(S)⋅φ′′=f\Deg(S)\cdot\varphi^{\prime\prime}=f. ∎

[05BR]

Appendix A Reduction of germs

In this appendix we will explain the reduction of germs due to Michael Temkin (see [Tem00] and [Tem04]). At the end we will use this theory to prove a generalization of [CD, Lemme 6.5.1] proposed by Antoine Ducros which drops a separatedness assumption.

[05BS]
Definition A.1.
  1. i)

    The category of punctual strictly KK-analytic spaces is the following: The objects are pairs (X,x)(X,x) where XX is a strictly KK-analytic space and x∈Xx\in X is a point. A morphism φ:(X,x)→(Y,y)\varphi:(X,x)\rightarrow(Y,y) is a morphism φ:X→Y\varphi:X\rightarrow Y of strictly KK-analytic spaces such that φ⁡(x)=y\varphi(x)=y.

  2. ii)

    The category (K​-Germs)(K\textrm{-Germs}) of germs of a strictly KK-analytic space at a point is defined to be the localization of the category of punctual strictly KK-analytic spaces by the system of morphisms φ:(X,x)→(Y,y)\varphi:(X,x)\rightarrow(Y,y) which identify XX with an open neighbourhood of yy in YY. The germ induced by the punctual strictly KK-analytic space (X,x)(X,x) is denoted by XxX_{x}.

  3. iii)

    A germ XxX_{x} is said to be good if xx has a strictly KK-affinoid neighbourhood in XX. A morphism of germs φ:Xx→Yy\varphi:X_{x}\rightarrow Y_{y} is said to be separated resp. closed if it is induced by a separated resp. boundaryless morphism X′→YX^{\prime}\rightarrow Y for an open neighbourhood X′X^{\prime} of xx in XX (recall that a morphism φ:X→Y\varphi:X\rightarrow Y of KK-analytic spaces is called boundaryless if X=Int⁡(X/Y)X=\Int(X/Y), where the relative interior Int⁡(X/Y)\Int(X/Y) is defined to be the set of all x∈Xx\in X such that for any affinoid domain V⊆YV\subseteq Y with φ⁡(x)∈V\varphi(x)\in V there is an affinoid neighbourhood U⊆φ−1​(V)U\subseteq\varphi^{-1}(V) of xx in φ−1​(V)\varphi^{-1}(V) such that x∈Int⁡(U/V)x\in\Int(U/V)).

[05BT]
Definition A.2.

Let kk be a field and let LL be a field extension of kk.

  1. i)

    The Zariski-Riemann space 𝑷L/k\boldsymbol{P}_{L/k} is the set of valuation rings in LL which contain kk and whose quotient field is LL endowed with the coarsest topology such that all sets of the form 𝑷L/k​{f}:={R∈𝑷L/k|f∈R}\boldsymbol{P}_{L/k}\{f\}:=\left\{R\in\boldsymbol{P}_{L/k}\;\Big|\;f\in R\right\} with f∈Lf\in L are open.

  2. ii)

    The category (birk)(\textrm{bir}_{k}) is the following: The objects are triples (X,L,ϕ)(X,L,\phi) where XX is a connected quasi-compact and quasi-separated topological space, LL is a field extension of kk and ϕ:X→𝑷L/k\phi:X\rightarrow\boldsymbol{P}_{L/k} is a local homeomorphism. A morphism (X,L,ϕ)→(Y,M,ψ)(X,L,\phi)\rightarrow(Y,M,\psi) is a pair (h,i)(h,i) where h:X→Yh:X\rightarrow Y is a continuous map and i:M→Li:M\rightarrow L is a morphism of field extensions of kk such that ψ∘h=i#∘ϕ\psi\circ h=i^{\#}\circ\phi where i#:𝑷L/k→𝑷M/ki^{\#}:\boldsymbol{P}_{L/k}\rightarrow\boldsymbol{P}_{M/k} is the morphism induced by ii.

  3. iii)

    A morphism (h,i):(X,L,ϕ)→(Y,M,ψ)(h,i):(X,L,\phi)\rightarrow(Y,M,\psi) is called proper if the map X→Y×𝑷M/k𝑷L/kX\rightarrow Y\times_{\boldsymbol{P}_{M/k}}\boldsymbol{P}_{L/k} is bijective.

In [Tem00, §2] Temkin introduced a reduction functor red\red from (K​-Germs)(K\textrm{-Germs}) to (birK~)(\textrm{bir}_{\tilde{K}}) sending a germ XxX_{x} to its reduction Xx~\tilde{X_{x}}. It can be described as follows (see [Tem04, §4]): If XxX_{x} is a good germ, we can assume X=ℳ⁡(A)X=\mathscr{M}(A) for a strictly KK-affinoid algebra AA. Then the character χx:A→ℋ⁡(x)\chi_{x}:A\rightarrow\mathscr{H}(x) induces a morphism χx~:A~→ℋ⁡(x)~\tilde{\chi_{x}}:\tilde{A}\rightarrow\widetilde{\mathscr{H}(x)}. Then Xx~=(𝑷ℋ⁡(x)~/K~​{χx~​(A~)},ℋ⁡(x)~,ι)\tilde{X_{x}}=(\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}}\{\tilde{\chi_{x}}(\tilde{A})\},\widetilde{\mathscr{H}(x)},\iota) where 𝑷ℋ⁡(x)~/K~​{χx~​(A~)}\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}}\{\tilde{\chi_{x}}(\tilde{A})\} is the set of all R∈𝑷ℋ⁡(x)~/K~R\in\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} for which χ~​(A~)⊆R\tilde{\chi}(\tilde{A})\subseteq R and ι\iota is the canonical embedding. If XxX_{x} is separated one covers XxX_{x} by finitely many good germs VxiV_{x}^{i}. Then the germs Vxi∩VxjV_{x}^{i}\cap V_{x}^{j} are good and one obtains an open embedding Vxi∩Vxj~→Vxi~\widetilde{V_{x}^{i}\cap V_{x}^{j}}\rightarrow\tilde{V_{x}^{i}}. In fact this gives a glueing data and X~x\tilde{X}_{x} is the space obtained by glueing the Vxi~\tilde{V_{x}^{i}} along these open embeddings. Lastly if XxX_{x} is arbitrary, one covers XxX_{x} by finitely many separated germs VxiV_{x}^{i} and again gets open embeddings Vxi∩Vxj~→Vxi~\widetilde{V_{x}^{i}\cap V_{x}^{j}}\rightarrow\tilde{V_{x}^{i}} along which the Vxi~\tilde{V_{x}^{i}} are glued to Xx~\tilde{X_{x}}.

[05BU]
Proposition A.3.

Let 𝔛\mathfrak{X} be an admissible formal scheme and x∈X:=𝔛anx\in X:=\mathfrak{X}^{\textup{an}}. Let VV be the closure of {red⁡(x)}\{\red(x)\} in the special fibre 𝔛~\tilde{\mathfrak{X}}. Then VV is proper if and only if the morphism Xx~→𝐏ℋ⁡(x)~/K~\tilde{X_{x}}\rightarrow\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} is bijective.

[05BV]
Proof.

Let (Yi)i∈I(Y_{i})_{i\in I} be an open affine cover of VV and set Vi:=red−1⁡(Yi)V^{i}:=\red^{-1}(Y_{i}). Then ViV^{i} is strictly KK-affinoid by [Bos77, Theorem 3.1] and hence VxiV^{i}_{x} is a good germ. Note that (Vxi)i∈I(V^{i}_{x})_{i\in I} is a cover of XxX_{x}. Hence Xx~\tilde{X_{x}} is obtained by glueing the Vxi~\tilde{V^{i}_{x}} along the canonical maps Vxi∩Vxj~→Vxi~\widetilde{V^{i}_{x}\cap V^{j}_{x}}\rightarrow\tilde{V^{i}_{x}}. Let Vi=ℳ⁡(Ai)V^{i}=\mathscr{M}(A_{i}) for a strictly KK-affinoid algebra AiA_{i}. Then Yi=Spec⁡Ai~Y_{i}=\Spec{\tilde{A_{i}}} and the character χx:Ai→ℋ⁡(x)\chi_{x}:A_{i}\rightarrow\mathscr{H}(x) induces a morphism χx~:Ai~→ℋ⁡(x)~\tilde{\chi_{x}}:\tilde{A_{i}}\rightarrow\widetilde{\mathscr{H}(x)}. Let 𝔭⊆Ai~\mathfrak{p}\subseteq\tilde{A_{i}} be the prime ideal corresponding to red⁡(x)\red(x) i.e. 𝔭\mathfrak{p} is the kernel of χx~\tilde{\chi_{x}}. The induced morphism Ai~/𝔭→ℋ⁡(x)~\tilde{A_{i}}/\mathfrak{p}\rightarrow\widetilde{\mathscr{H}(x)} is injective and hence it extends to a morphism K~​(V)→ℋ⁡(x)~\tilde{K}(V)\rightarrow\widetilde{\mathscr{H}(x)} where K~​(V)=Quot⁡(Ai~/𝔭)\tilde{K}(V)=\Quot(\tilde{A_{i}}/\mathfrak{p}) denotes the function field of VV. This induces a morphism π:𝑷ℋ⁡(x)~/K~→𝑷K~​(V)/K~\pi:\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}}\rightarrow\boldsymbol{P}_{\tilde{K}(V)/\tilde{K}}.
First step: We have that Vxi~=𝑷ℋ⁡(x)~/K~​{χx~​(Ai~)}\tilde{V^{i}_{x}}=\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}}\{\tilde{\chi_{x}}(\tilde{A_{i}})\} is the preimage under π\pi of the set of valuation rings in K~​(V)\tilde{K}(V) which admit a center on Yi∩VY_{i}\cap V.
Indeed if R∈𝑷ℋ⁡(x)~/K~R\in\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} is a valuation ring with χx~​(Ai~)⊆R\tilde{\chi_{x}}(\tilde{A_{i}})\subseteq R then Ai~/𝔭⊆R∩K~​(V)\tilde{A_{i}}/\mathfrak{p}\subseteq R\cap\tilde{K}(V). Let 𝔪R\mathfrak{m}_{R} be the maximal ideal of RR then 𝔭′:=𝔪R∩Ai~/𝔭\mathfrak{p}^{\prime}:=\mathfrak{m}_{R}\cap\tilde{A_{i}}/\mathfrak{p} defines a point in Spec⁡(Ai~/𝔭)\Spec(\tilde{A_{i}}/\mathfrak{p}) whose local ring is (Ai~/𝔭)𝔭′(\tilde{A_{i}}/\mathfrak{p})_{\mathfrak{p}^{\prime}} and we have (Ai~/𝔭)𝔭′⊆R(\tilde{A_{i}}/\mathfrak{p})_{\mathfrak{p}^{\prime}}\subseteq R. Then R∩K~​(V)R\cap\tilde{K}(V) admits the center 𝔭′\mathfrak{p}^{\prime} on Yi∩VY_{i}\cap V as claimed. Conversely if R∩K~​(V)R\cap\tilde{K}(V) admits a center on Yi∩VY_{i}\cap V then there exists 𝔭′∈Spec⁡(Ai~/𝔭)\mathfrak{p}^{\prime}\in\Spec(\tilde{A_{i}}/\mathfrak{p}) such that (Ai~/𝔭)𝔭′⊆R∩K~​(V)(\tilde{A_{i}}/\mathfrak{p})_{\mathfrak{p}^{\prime}}\subseteq R\cap\tilde{K}(V) and hence obviously χx~​(Ai~)⊆R\tilde{\chi_{x}}(\tilde{A_{i}})\subseteq R.
Second step: The map Xx~→𝑷ℋ⁡(x)~/K~\tilde{X_{x}}\rightarrow\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} is surjective if and only if any valuation on K~​(V)/K~\tilde{K}(V)/\tilde{K} admits at least one center on VV.
Let Xx~→𝑷ℋ⁡(x)~/K~\tilde{X_{x}}\rightarrow\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} be surjective and vv a valuation on K~​(V)/K~\tilde{K}(V)/\tilde{K}. Then vv extends to a valuation v~\tilde{v} on ℋ⁡(x)~\widetilde{\mathscr{H}(x)}. Let RR be the valuation ring of v~\tilde{v}. Then R∈𝑷ℋ⁡(x)~/K~R\in\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} and hence RR has a preimage R′∈Xx~R^{\prime}\in\tilde{X_{x}}. Then there exists i∈Ii\in I such that R′∈Vxi~R^{\prime}\in\tilde{V^{i}_{x}} hence the image of R′R^{\prime} in 𝑷K~​(V)/K~\boldsymbol{P}_{\tilde{K}(V)/\tilde{K}} admits a center on Yi∩VY_{i}\cap V by the first step. But this image is R∩K~​(V)R\cap\tilde{K}(V) by construction which is the valuation ring of vv. Hence vv admits a center on VV. Conversely suppose that any valuation on K~​(V)/K~\tilde{K}(V)/\tilde{K} admits a center on VV and let R∈𝑷ℋ⁡(x)~/K~R\in\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} then the image of RR in 𝑷K~​(V)/K~\boldsymbol{P}_{\tilde{K}(V)/\tilde{K}} induces a valuation on K~​(V)/K~\tilde{K}(V)/\tilde{K} which admits a center zz on VV. Let i∈Ii\in I such that z∈Yiz\in Y_{i} then R∈Vxi~R\in\tilde{V^{i}_{x}} and the induced element in Xx~\tilde{X_{x}} is a preimage of RR.
Third step: The map Xx~→𝑷ℋ⁡(x)~/K~\tilde{X_{x}}\rightarrow\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} is injective if and only if every valuation on K~​(V)/K~\tilde{K}(V)/\tilde{K} admits at most one center on VV.
To see this we describe Vxi∩Vxj~\widetilde{V^{i}_{x}\cap V^{j}_{x}}. In order to do so we cover Yi∩YjY_{i}\cap Y_{j} by open affine subsets Yi,jkY_{i,j}^{k}. Their preimages under red\red yield a cover of Vxi∩VxjV^{i}_{x}\cap V^{j}_{x} by good germs. As above their reductions can be described as the preimage of the set of valuation rings in K~​(V)\tilde{K}(V) which admit a center on Yi,jk∩VY_{i,j}^{k}\cap V. The reduction of Vxi∩VxjV^{i}_{x}\cap V^{j}_{x} is then obtained by glueing these spaces. Now suppose that any valuation on K~​(V)/K~\tilde{K}(V)/\tilde{K} admits at most one center and let R1,R2∈Xx~R_{1},R_{2}\in\tilde{X_{x}} which map to the same valuation ring R∈𝑷ℋ⁡(x)~/K~R\in\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}}. There exists i,ji,j such that R1∈Vxi~,R2∈Vxj~R_{1}\in\tilde{V^{i}_{x}},R_{2}\in\tilde{V^{j}_{x}}. As we have seen in the first step, R1∩K~​(V)R_{1}\cap\tilde{K}(V) and R2∩K~​(V)R_{2}\cap\tilde{K}(V) admit centers y1∈Spec⁡(Ai~)∩Vy_{1}\in\Spec(\tilde{A_{i}})\cap V respectively y2∈Spec⁡(Aj~)∩Vy_{2}\in\Spec(\tilde{A_{j}})\cap V. Then both are a center of R∩K~​(V)R\cap\tilde{K}(V). Hence y1=y2∈Yi∩Yjy_{1}=y_{2}\in Y_{i}\cap Y_{j} by our assumption. Therefore by the first step R1=R2=RR_{1}=R_{2}=R in Vxi∩Vxj~\widetilde{V^{i}_{x}\cap V^{j}_{x}}. Hence in the glueing process, R1R_{1} and R2R_{2} are identified with each other. Conversely suppose that there is a valuation on K~​(V)/K~\tilde{K}(V)/\tilde{K} which admits two centers y1,y2∈Vy_{1},y_{2}\in V. Let y1∈Yiy_{1}\in Y_{i} and y2∈Yjy_{2}\in Y_{j}. Choose an extension of the valuation to ℋ⁡(x)~\widetilde{\mathscr{H}(x)} and let RR denote its valuation ring. Then RR induces an element R1∈Vxi~R_{1}\in\tilde{V^{i}_{x}} as well as an element R2∈Vxj~R_{2}\in\tilde{V^{j}_{x}}. Then R1R_{1} and R2R_{2} map to the same element RR in 𝑷ℋ⁡(x)~/K~\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} but they are not identified in the glueing process as Yi∩VY_{i}\cap V and Yj∩VY_{j}\cap V are separated and hence R1R_{1} and R2R_{2} admit at most one center in Spec⁡(Ai~)∩V\Spec(\tilde{A_{i}})\cap V respectively Spec⁡(Aj~)∩V\Spec(\tilde{A_{j}})\cap V which means in particular that they do not admit a center in Yi∩Yj∩VY_{i}\cap Y_{j}\cap V. Hence Xx~→𝑷ℋ⁡(x)~/K~\tilde{X_{x}}\rightarrow\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} is not injective. This proves the third step.
Recall that VV is proper if and only if every valuation on K~​(V)/K~\tilde{K}(V)/\tilde{K} admits a unique center on VV ([Har77, Ch. II, Ex. 4.5]). Hence the claim follows from the second and third step. ∎

[05BW]
Corollary A.4.

In the situation of Proposition A.3, xx is an interior point of XX if and only if VV is proper.

[05BX]
Proof.

By Proposition A.3, VV is proper if and only if the map Xx~→𝑷ℋ⁡(x)~/K~\tilde{X_{x}}\rightarrow\boldsymbol{P}_{\widetilde{\mathscr{H}(x)}/\tilde{K}} is bijective which by [Tem04, Theorem 5.2] is equivalent to the map Xx→ℳ⁡(K)X_{x}\rightarrow\mathscr{M}(K) being closed. But this is equivalent to xx being an interior point of XX. ∎

[05BY]

Appendix B Convexity of psh-functions

In order to be able to use the results from section 5 we need that semipositive metrics lead to convex functions on the faces of some skeleton. The proof of this is based on the proof of [BFJ16, Proposition 7.5], where this is done for SNC models and discretely valued KK with residue characteristic zero, and unpublished work of Walter Gubler and Florent Martin.

[05BZ]
Lemma B.1.

Let 𝔛\mathfrak{X} be a strongly nondegenerate strictly polystable formal scheme with associated skeleton Δ\Delta and f∈𝒪⁡(𝔛an)f\in\mathcal{O}(\mathfrak{X}^{\textup{an}}) such that {x∈𝔛an|f⁡(x)=0}\left\{x\in\mathfrak{X}^{\textup{an}}\;\Big|\;f(x)=0\right\} is nowhere dense. Then for any x∈Δx\in\Delta we have |f⁡(x)|≠0|f(x)|\neq 0 and the function φ:𝔛an→ℝ∪{−∞}\varphi:\mathfrak{X}^{\textup{an}}\rightarrow\mathbb{R}\cup\{-\infty\} given by φ⁡(x):=log⁡|f⁡(x)|\varphi(x):=\log|f(x)| is piecewise affine linear and convex on each face of Δ\Delta and satisfies φ≤φ∘p𝔛\varphi\leq\varphi\circ p_{\mathfrak{X}}.

[05C0]
Proof.

By [Ber04, Theorem 5.1.1] we know that |f⁡(x)|≠0|f(x)|\neq 0 and that φ\varphi is piecewise affine linear on Δ\Delta. By [Ber99, Theorem 5.2] we have φ≤φ∘p𝔛\varphi\leq\varphi\circ p_{\mathfrak{X}}. Assume there is a face τ\tau of Δ\Delta on which φ\varphi is not convex, i.e. there are x,y∈τx,y\in\tau and t∈(0,1)t\in(0,1) such that

δ:=φ⁡(t​x+(1−t)​y)−t​φ​(x)−(1−t)​φ​(y)>0.\delta:=\varphi(tx+(1-t)y)-t\varphi(x)-(1-t)\varphi(y)>0.

By base change we can assume that KK is algebraically closed and then by density of the value group Γ\Gamma and continuity of φ\varphi that the coordinates of xx and yy are in Γ\Gamma. Choose a Γ\Gamma-rational polytopal subdivision of Δ\Delta which only has xx and yy as additional vertices. By Construction 2.6 we get an admissible formal model 𝔛′′\mathfrak{X}^{\prime\prime} of 𝔛an\mathfrak{X}^{\textup{an}} dominating 𝔛\mathfrak{X}. Choose an affine open U⊆𝔛~′′U\subseteq\tilde{\mathfrak{X}}^{\prime\prime} which contains red⁡(t​x+(1−t)​y)\red(tx+(1-t)y). By the stratum face correspondence (Proposition 2.8 and Corollary 2.9) the vertices xx and yy correspond to irreducible components of 𝔛~′′\tilde{\mathfrak{X}}^{\prime\prime}. By taking out all other irreducible components we may assume that UU intersects only those corresponding to xx and yy. Then V:=red−1⁡(U)V:=\red^{-1}(U) is a strictly KK-affinoid domain by [Bos77, Theorem 3.1]. By [Ber99, Proposition 1.4] its canonical reduction has two irreducible components, namely those corresponding to xx and yy. Hence the Shilov boundary of VV is the set {x,y}\{x,y\} by [Ber90, Proposition 2.4.4] and we get |f⁡(t​x+(1−t)​y)|≤max⁡{|f⁡(x)|,|f⁡(y)|}|f(tx+(1-t)y)|\leq\max\left\{|f(x)|,|f(y)|\right\}. Since x≠yx\neq y, by restricting to a building block 𝔘\mathfrak{U}, we can find a coordinate function g∈𝒪​(𝔘an)×g\in\mathcal{O}(\mathfrak{U}^{\textup{an}})^{\times} such that |g⁡(x)|≠|g⁡(y)||g(x)|\neq|g(y)|. Then we can find N∈ℕ>0N\in\mathbb{N}_{>0} and m∈ℤm\in\mathbb{Z} such that

|log|​fN​gm​(x)​|−log⁡|fN​gm​(y)||=|N⁡(φ⁡(x)−φ⁡(y))+m⁡(log⁡|g⁡(x)|−log⁡|g⁡(y)|)|<N​δ.\Big|\log|f^{N}g^{m}(x)|-\log|f^{N}g^{m}(y)|\Big|=\Big|N(\varphi(x)-\varphi(y))+m(\log|g(x)|-\log|g(y)|)\Big|<N\delta.

Since log⁡|gm|\log|g^{m}| is affine linear on τ\tau we get

log⁡|fN​gm​(t​x+(1−t)​y)|−t​log⁡|fN​gm​(x)|−(1−t)​log|fN​gm​(y)|=N​δ.\log|f^{N}g^{m}(tx+(1-t)y)|-t\log|f^{N}g^{m}(x)|-(1-t)\log|f^{N}g^{m}(y)|=N\delta.

Hence by replacing ff with fN​gmf^{N}g^{m} and δ\delta by N​δN\delta we can assume

δ:=φ⁡(t​x+(1−t)​y)−t​φ​(x)−(1−t)​φ​(y)>0.\delta:=\varphi(tx+(1-t)y)-t\varphi(x)-(1-t)\varphi(y)>0.

and

|φ⁡(x)−φ⁡(y)|<δ.|\varphi(x)-\varphi(y)|<\delta.

Then

φ⁡(t​x+(1−t)​y)=δ+t​φ​(x)+(1−t)​φ​(y)>t​φ​(x)+(1−t)​φ​(y)+|φ⁡(x)−φ⁡(y)|.\varphi(tx+(1-t)y)=\delta+t\varphi(x)+(1-t)\varphi(y)>t\varphi(x)+(1-t)\varphi(y)+|\varphi(x)-\varphi(y)|.

Now on the one hand we have

t​φ​(x)+(1−t)​φ​(y)+|φ⁡(x)−φ⁡(y)|≥t​φ​(x)+(1−t)​φ​(y)+t⁡(φ⁡(y)−φ⁡(x))=φ⁡(y)t\varphi(x)+(1-t)\varphi(y)+|\varphi(x)-\varphi(y)|\geq t\varphi(x)+(1-t)\varphi(y)+t(\varphi(y)-\varphi(x))=\varphi(y)

while on the other hand

t​φ​(x)+(1−t)​φ​(y)+|φ⁡(x)−φ⁡(y)|≥φ⁡(x)+t⁡(φ⁡(x)−φ⁡(y)).t\varphi(x)+(1-t)\varphi(y)+|\varphi(x)-\varphi(y)|\geq\varphi(x)+t(\varphi(x)-\varphi(y)).

Together we get

φ⁡(t​x+(1−t)​y)>max⁡{φ⁡(x),φ⁡(y)}.\varphi(tx+(1-t)y)>\max\left\{\varphi(x),\varphi(y)\right\}.

But this violates our previous observation that |f⁡(t​x+(1−t)​y)|≤max⁡{|f⁡(x)|,|f⁡(y)|}|f(tx+(1-t)y)|\leq\max\left\{|f(x)|,|f(y)|\right\}. This finishes the proof. ∎

[05C1]
Definition B.2.

Let 𝒳\mathscr{X} be an algebraic scheme over K∘K^{\circ}, 𝔞\mathfrak{a} a vertical coherent fractional ideal sheaf on 𝒳\mathscr{X} (i.e. 𝔞\mathfrak{a} is a coherent subsheaf of the sheaf of total quotient rings 𝒦𝒳\mathcal{K}_{\mathscr{X}} such that after multiplying with some element of K∘∖{0}K^{\circ}\setminus\{0\} it becomes a vertical ideal sheaf) and red:𝒳an→𝔛~\red:\mathscr{X}^{\textup{an}}\rightarrow\tilde{\mathfrak{X}} the reduction map. We define the function log⁡|𝔞|:𝒳an→ℝ\log|\mathfrak{a}|:\mathscr{X}^{\textup{an}}\rightarrow\mathbb{R} by log|𝔞|(x):=sup{log⁡|f⁡(x)||f∈𝔞red⁡(x)}\log|\mathfrak{a}|(x):=\sup\left\{\log|f(x)|\;\Big|\;f\in\mathfrak{a}_{\red(x)}\right\}. The supremum is actually a maximum as for a set of generators f1,…,frf_{1},...,f_{r} of 𝔞red⁡(x)\mathfrak{a}_{\red(x)} we have sup{log⁡|f⁡(x)||f∈𝔞red⁡(x)}=max⁡{log⁡|fi​(x)|| 1≤i≤r}\sup\left\{\log|f(x)|\;\Big|\;f\in\mathfrak{a}_{\red(x)}\right\}=\max\left\{\log|f_{i}(x)|\;\Big|\;1\leq i\leq r\right\}.

[05C2]
Lemma B.3.

Let XX be a proper scheme over KK and L¯\overline{L} a line bundle on XX with an algebraic metric ∥⋅∥L¯\|\cdot\|_{\overline{L}}. Let ∥⋅∥\|\cdot\| be a piecewise ℚ\mathbb{Q}-linear metric on 𝒪Xan\mathcal{O}_{X^{\textup{an}}} such that ∥⋅∥L¯⊗∥⋅∥\|\cdot\|_{\overline{L}}\otimes\|\cdot\| is a semipositive piecewise ℚ\mathbb{Q}-linear metric. Let 𝒳\mathscr{X} be an algebraic model of XX such that L¯\overline{L} has a model ℒ\mathscr{L} on 𝒳\mathscr{X} and set φ:=−log⁡‖1‖\varphi:=-\log\|1\|. Then there is a sequence (𝔞n)n∈ℕ(\mathfrak{a}_{n})_{n\in\mathbb{N}} of vertical coherent fractional ideals on 𝒳\mathscr{X} and a sequence (dn)n∈ℕ(d_{n})_{n\in\mathbb{N}} of positive integers such that 1dn​log⁡|𝔞n|\frac{1}{d_{n}}\log|\mathfrak{a}_{n}| converges uniformly to φ\varphi.

[05C3]
Proof.

We may assume that ∥⋅∥\|\cdot\| is a piecewise linear metric. Let 𝒳′\mathscr{X}^{\prime} be an algebraic model of XX on which (𝒪Xan,∥⋅∥)(\mathcal{O}_{X^{\textup{an}}},\|\cdot\|) has an algebraic model ℳ\mathscr{M}. The section 11 of 𝒪X\mathcal{O}_{X} extends to a meromorphic section ss of ℳ\mathscr{M} and then ℳ=𝒪⁡(D)\mathscr{M}=\mathcal{O}(D) for the vertical Cartier divisor D=div⁡(s)D=\Div(s) on 𝒳′\mathscr{X}^{\prime}. By [GW10, Theorem 13.98] we may assume that 𝒳′\mathscr{X}^{\prime} is a vertical blowup of 𝒳\mathscr{X}. Denote by π\pi the canonical map 𝒳′→𝒳\mathscr{X}^{\prime}\rightarrow\mathscr{X}. We show first that DD is π\pi-nef, i.e. deg⁡(D⋅C)≥0\deg(D\cdot C)\geq 0 for any closed curve C⊆𝒳~′C\subseteq\tilde{\mathscr{X}}^{\prime} which is contracted by π\pi.
So let x∈𝒳~x\in\tilde{\mathscr{X}} be a closed point and C⊆π−1​(x)C\subseteq\pi^{-1}(x) a curve. Then by the semipositivity assumption deg⁡((𝒪⁡(D)+π∗​ℒ)⋅C)≥0\deg((\mathcal{O}(D)+\pi^{\ast}\mathscr{L})\cdot C)\geq 0. But since π∗​(π∗​𝔏⋅C)=ℒ⋅π∗​(C)=0\pi_{\ast}(\pi^{\ast}\mathfrak{L}\cdot C)=\mathscr{L}\cdot\pi_{\ast}(C)=0 we have deg⁡(π∗​ℒ⋅C)=0\deg(\pi^{\ast}\mathscr{L}\cdot C)=0 and hence deg⁡(D⋅C)≥0\deg(D\cdot C)\geq 0.
Now let AA be a π\pi-ample vertical Cartier divisor on 𝒳′\mathscr{X}^{\prime}, e.g. A=−EA=-E for the exceptional divisor EE of the blowup (this is π\pi-ample by [GW10, Proposition 13.96]). Then D+AD+A is π\pi-ample by the relative version of Kleiman’s criterion ([Deb01, Remark 7.41]). Furthermore, since 𝒪𝒳′​(D)\mathcal{O}_{\mathscr{X}^{\prime}}(D) and 𝒪𝒳′​(A)\mathcal{O}_{\mathscr{X}^{\prime}}(A) are coherent vertical fractional ideal sheaves, also 𝔞:=π∗​𝒪𝒳′​(m⁡(D+A))\mathfrak{a}:=\pi_{\ast}\mathcal{O}_{\mathscr{X}^{\prime}}(m(D+A)) is a coherent vertical fractional ideal sheaf on 𝒳\mathscr{X} for any m∈ℕ>0m\in\mathbb{N}_{>0} by [Ull95, Theorem 5.3].
By the characterization of π\pi-ampleness in [Gro61, Proposition 4.6.8] there exists some m∈ℕ>0m\in\mathbb{N}_{>0} such that π∗​𝔞→𝒪𝒳′​(m⁡(D+A))\pi^{\ast}\mathfrak{a}\rightarrow\mathcal{O}_{\mathscr{X}^{\prime}}(m(D+A)) is surjective. This implies

log⁡|𝔞|=log⁡|π∗​𝔞|=log|𝒪𝒳′​(m⁡(D+A))|=m⋅(φ−log⁡‖1‖𝒪𝒳′​(A))\log|\mathfrak{a}|=\log|\pi^{\ast}\mathfrak{a}|=\log|\mathcal{O}_{\mathscr{X}^{\prime}}(m(D+A))|=m\cdot(\varphi-\log\|1\|_{\mathcal{O}_{\mathscr{X}^{\prime}}(A)})

and hence 1m​log⁡|𝔞|=φ−log⁡‖1‖𝒪𝒳′​(A)\frac{1}{m}\log|\mathfrak{a}|=\varphi-\log\|1\|_{\mathcal{O}_{\mathscr{X}^{\prime}}(A)}. Since we can replace AA by ϵ​A\epsilon A for arbitrary small ϵ∈ℚ>0\epsilon\in\mathbb{Q}_{>0} this concludes the proof. ∎

[05C4]
Corollary B.4.

In the situation of Lemma B.3 suppose that the formal completion 𝔛\mathfrak{X} of 𝒳\mathscr{X} is strongly nondegenerate strictly polystable and denote by Δ\Delta the associated skeleton. Then φ\varphi is convex on every face of Δ\Delta and satisfies φ≤φ∘p𝔛\varphi\leq\varphi\circ p_{\mathfrak{X}}.

[05C5]
Proof.

By Lemma B.3 we may approximate φ\varphi by functions of the form 1dm​log⁡|𝔞m|\frac{1}{d_{m}}\log|\mathfrak{a}_{m}| for some vertical coherent fractional ideals 𝔞m\mathfrak{a}_{m} on 𝒳\mathscr{X}. On the generic fibre of a building block 𝔘\mathfrak{U}, the function log⁡|𝔞m|\log|\mathfrak{a}_{m}| is given as the maximum of the functions log⁡|f|\log|f| where ff runs through a finite set of generators of 𝔞m|𝔘\mathfrak{a}_{m}\Big|_{\mathfrak{U}}. Since the properties we are looking for are stable under taking the maximum, these functions have them by Lemma B.1. But they are also stable under uniform limits so we are done. ∎

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