A comparison of the real and non-archimedean Monge-Ampère operator
Abstract.
Let be a proper algebraic variety over a non-archimedean, non-trivially valued field. We show that the non-archimedean Monge-Ampère measure of a metric arising from a convex function on an open face of some skeleton of is equal to the real Monge-Ampère measure of that function up to multiplication by a constant. As a consequence we obtain a regularity result for solutions of the non-archimedean Monge-Ampère problem on curves.
1. Introduction
The non-archimedean analogue of the Calabi conjecture is still an open problem in non-archimedean geometry. In the complex case it states that for a complex compact -dimensional manifold with a Kähler form and , such that there exists a unique up to constant such that and . This was solved by Calabi (uniqueness, [Cal57]) and Yau (existence, [Yau78]). In the non-archimedean setting, we fix a non-archimedean, non-trivially valued field and a smooth projective variety over of dimension with a line bundle on and consider the corresponding -analytic space with the line bundle in the sense of Berkovich. To any continuous semipositive metric on one can associate a positive Radon measure on , called the Monge-Ampère measure, which was introduced by Chambert-Loir in [Cha06]. In a non-archimedean analogue of the Calabi conjecture one asks for a solution of for a positive Radon measure on of mass when is ample. The uniqueness up to addition of a constant of such a solution was proved by Yuan and Zhang in [YZ16]. The existence was proved by Liu in [Liu11] for the case of a totally degenerate abelian variety under some regularity assumptions on the measure by reducing to the complex case. The best known existence result is due to Boucksom, Favre and Jonsson [BFJ15, Theorem A]. They prove existence of a solution to the non-archimedean Monge-Ampère equation if is discretely valued of residue characteristic zero and is supported on the dual complex of some SNC model of . Note that they assumed also an algebraicity condition which was later removed by Burgos Gil, Gubler, Jell, Künnemann and Martin [BGJ+, Theorem D]. As such a dual complex consists of faces which look like simplices in it would be tempting to observe a connection of the non-archimedean Monge-Ampère operator with the real one. This is the aim of the paper at hand. In particular we will prove the following result (a precise definition of the occurring measures is given in section 4.):
Theorem 1.1.
Let be an -dimensional proper algebraic variety over , a formally metrized line bundle on and an open face of dimension of a skeleton corresponding to a strictly semistable formal model of on which has a formal model . Let be a continuous function on such that is a semipositive metric. Suppose that factorizes through the retraction onto the skeleton. Then
on where denotes the real Monge-Ampère operator on which is considered to be a measure on by pushforward via the inclusion and denotes the point in the special fibre of which is the image of under the reduction map.
The paper is organized as follows: In Section 2 we give an overview over basic concepts in formal geometry. We recall the definition of a strongly nondegenerate strictly polystable formal scheme and its associated skeleton introduced in [Ber99] and explain the stratum face correspondence developed in [Gub10]. At the end of the section we construct a Cartier divisor from a piecewise affine linear function on the skeleton and prove an important lemma dealing with the degree with respect to this divisor in the case of an affine linear function.
In Section 3 we collect basic definitions and facts on metrized line bundles. Following [GM19] we introduce piecewise linear, algebraic and formal metrics and the notion of semipositivity for them. We also recall some useful properties and the situations in which the definitions coincide.
In Section 4 we recall the definitions of the real and non-archimedean Monge-Ampère measure but we define the latter locally on open subsets of the analytification of a separated scheme of finite type over the field . In order to do so, we prove a local convergence result. This will allow us to formulate Theorem 1.1 in a more general setting where everything is defined locally, see Corollary 5.7.
Section 5 is subject to the proof of Theorem 1.1. In fact in Corollary 5.7, we prove a local generalization of this result. It will follow from Lemma 4.8 and Corollary B.4 that Corollary 5.7 implies Theorem 1.1. We will also generalize the local result in Corollary 5.10 to strongly nondegenerate polystable formal models of i.e. we will prove:
Theorem 1.2.
Let be an -dimensional proper algebraic variety over and a strongly nondegenerate polystable formal model of over with associated skeleton . Let be an -dimensional open face of with associated point in the special fibre of . Let be a convex function on and denote by the trivial line bundle on the strictly -analytic space endowed with the metric given by . Then
on .
The proof is inspired by the proof of [Gub10, Theorem 5.18]. In order to reduce to the toric situation, a key ingredient will be Lemma 2.13, showing that affine linear functions on a closed face of a skeleton induce numerically trivial vertical Cartier divisors on a suitable part of the corresponding formal model.
Finally, in Section 6, we apply Theorem 1.1 to obtain two regularity results for solutions to the non-archimedean Calabi-Yau problem. For example we will prove in Proposition 6.4:
Proposition 1.3.
Let be a smooth projective curve, a positive Borel meausre on and a solution to the Monge-Ampère equation . Let be an open face of a skeleton associated to a strictly semistable formal model of on which has a formal model. Suppose that is supported on that skeleton and is given on by where denotes the Lebesgue measure on . If then we have .
Here is the space of times continuously differentiable functions on . Theorem 1.3 follows from Theorem 1.1 and regularity of the real Monge-Ampère equation.
Terminology. In the following, denotes a complete, non-archimedean, non-trivially valued field and its corresponding valuation ring with maximal ideal . All schemes are assumed to be locally of finite type.
Acknowledgements. I thank Walter Gubler for his constant advice and many helpful discussions. I am also grateful to Sébastien Boucksom for helpful discussions and to Antoine Ducros for suggesting a generalization of [CD, Lemme 6.5.1]. Furthermore I would like to thank Klaus Künnemann and Antoine Chambert-Loir for helpful comments, Thomas Fenzl for answering my questions about skeletons and Florent Martin and Walter Gubler for the permission to use their unpublished notes on convexity of psh-functions.
2. Skeletons, formal models and divisors
In this section we first define formal schemes and their generic and special fibres. For details we refer to [Bos14, II.7, II.8.3]. Then we recall the concept of skeletons associated to strongly nondegenerate strictly polystable formal schemes introduced by Berkovich in [Ber99]. To a subdivision of the skeleton, one can associate a formal analytic structure as in [Gub10, Proposition 5.5]. We generalize the subsequent results of [Gub10, §5] concerning the stratum face correspondence by dropping the condition of algebraically closedness of the base field. Finally we explain how a piecewise affine linear function on the skeleton induces a Cartier divisor on the formal scheme corresponding to a suitable subdivision of the skeleton.
Definition 2.1.
Let be a reduced scheme of locally finite type over a field . Set and let be the complement of the set of normal points in . The irreducible components of are called strata of . There is a partial ordering on the set of strata given by if and only if . A cycle is called a strata cycle if there are strata of such that with .
Definition 2.2.
A topological ring is called adic if there is an ideal such that the ideals form a neighbourhood basis for . We call a defining ideal. Let be an adic, complete, separated ring with finitely generated defining ideal . The affine formal scheme of is the locally topologically ringed space where and are defined as follows: is the set of all open prime ideals of . As a prime ideal is open if and only if it contains , we may identify with and we endow with the topology induced by the Zariski topology on . Moreover we define
A formal scheme is a locally topologically ringed space such that for each there is an open neighbourhood of with isomorphic to an affine formal scheme.
Now let be a defining ideal of . A topological -algebra is called admissible, if i.e. does not have -torsion and if is isomorphic to a -algebra of the form endowed with the -adic topology. A formal -scheme is called admissible if there is a locally finite open cover of with for admissible -algebras .
Let be an admissible formal affine -scheme. The analytic generic fibre of is defined as , where denotes the Berkovich spectrum (cf. [Ber90, 1.2]). The special fibre of is given by , where is the residue field of . For an admissible formal -scheme one obtains the generic and the special fibre by a gluing process. There is a canonical surjective reduction map , see [GRW17, §2.13].
Definition 2.3.
For and we define
For tuples and we define and for we set . A strictly polystable formal scheme over is an admissible formal scheme over which can be covered by formal open sets with étale morphisms
where , and may depend on . We say that is strongly nondegenerate strictly polystable if all can be chosen nonzero.
To a strongly nondegenerate strictly polystable formal scheme over Berkovich introduced in [Ber99] a canonical polytopal subset of called the skeleton. It is a closed subset of which is locally given by canonical polysimplices and can be described as follows. Let be an étale morphism as above. The generic fibre of the right hand side is given as where . The elements of can be expressed as with and if there is an such that for all . Now to an element in the polysimplex we associate a seminorm on by sending a power series as above to . This gives an embedding of the polysimplex into whose image is denoted by . The skeleton of is defined to be . One can show that induces a homeomorphism from to if has a unique minimal stratum which maps to the minimal stratum of . The skeleton of is the union of all and is independent of all choices.
To a stratum of one can associate a canonical polysimplex in the skeleton such that the interiors of the form a disjoint cover of where ranges over all strata of . In order to do so, we choose a refinement of the cover of as described in the Proposition below and choose such that is its distinguished stratum. We then define .
An admissible formal scheme is called strongly nondegenerate polystable if there exists a strongly nondegenerate strictly polystable formal scheme and a surjective étale morphism . The skeleton of is defined to be the image of the skeleton of under the map .
One can endow the skeleton with a piecewise linear structure, see [Ber04, §6]. We will define piecewise affine linear functions on the skeleton of a strongly nondegenerate strictly polystable formal scheme in Definition 2.10. There is a canonical continuous retraction map which restricts to the identity on . For details see [Ber99, §4], [Ber04, §4] or [Gub10, 5.3].
We have the following stratum face correspondence due to Berkovich:
Proposition 2.4.
Let be a strongly nondegenerate polystable formal scheme with skeleton . There is a bijective correspondence between the open faces of and the strata of given by
Proof.
[Ber99, Theorem 5.2 (iv), Theorem 5.4]. ∎
Proposition 2.5.
Let be a strongly nondegenerate strictly polystable formal scheme over . Any formal open covering of admits a refinement by formal open subsets as in Definition 2.3 such that
- i)
Every is a formal affine open subscheme of ,
- ii)
there is a distinguished stratum of associated to such that for any stratum of , we have if and only if ,
- iii)
is the stratum of which is equal to for the distinguished stratum associated to ,
- iv)
every stratum of is the distinguished stratum of a suitable .
Proof.
The very same arguments as in [Gub10, Proposition 5.2] apply to our situation. ∎
From now on let be a strongly nondegenerate strictly polystable formal scheme over and denote by the value group of . For the basic notions of convex geometry we refer to [Gub13, Appendix A]. We will work with -rational polytopal subdivisions of , i.e. is a family of -rational polytopes contained in a canonical polysimplex such that for every stratum of the set is a polytopal decomposition of . Here a polytopal decomposition means a finite family of polytopes covering which is closed under taking faces and such that the intersection of two polytopes in the family is a face of both and a -rational polytope means a polytope which is defined by inequalities of the form with .
Construction 2.6.
Let be such a subdivision. We will construct a canonical formal scheme over associated to together with a morphism which induces the identity on the generic fibre such that there is a one to one correspondence between the open faces of and the strata of . First of all we choose a covering of as in Proposition 2.5. Let be a member of this covering with an étale morphism and let be the distinguished stratum of . For we set
and and define
and . If then is a face of both and by transferring the arguments in [Gub13, Proposition 6.12] to the analytic situation, we obtain that the canonical morphisms are open immersions. Hence we can glue the along this data to obtain a formal scheme which we denote by together with a morphism . Let be the base change of with respect to . The construction of does not depend on the choice of up to isomorphism: Let be another étale morphism. Then up to reordering the coordinates, for some . Then we have canonical -algebra isomorphisms:
which yield an isomorphism of the constructed with respectively .
We glue the to obtain our formal scheme . Although might not be admissible, we can define its generic fibre and reduction map in the usual way as the algebras are strictly -affinoid (see [Gub13, Proposition 6.17]). Then induces the identity on the generic fibres and we set . Note that is admissible if the vertices of the polytopes in are -rational, in particular the base change of to the valuation ring of the completion of an algebraic closure of is admissible, see [Gub13, Proposition 6.7].
Remark 2.7.
If is trivial i.e. only if for some stratum of then it is an immediate consequence from the construction that .
We will frequently use the following generalization of [Gub10, Proposition 5.7] which is a stratum face correspondence for the constructed above.
Proposition 2.8.
Let be a strongly nondegenerate strictly polystable formal scheme with skeleton and a subdivision of with associated formal structure . Then there is a bijective correspondence between the open faces of and the strata of given by
Furthermore, in the second equality, can be replaced by any nonempty subset of .
Proof.
We follow the proof of [Gub10, Proposition 5.7] but in order to establish the result for an arbitrary non-archimedean field (not necessarily algebraically closed), we use [Gub13, Proposition 6.22] instead of [Gub07, Proposition 4.4]. Let be an open face of . We prove first that is a stratum of . There is a unique stratum of such that is contained in the interior of . Let be a formal open subset of such that is the distinguished stratum of (Proposition 2.5). As strata are compatible with localization we may assume . Let be the base change of the composition of the étale map with the projection on the first factor . By [Gub13, Proposition 6.22] the first part of the proposition holds for . Let be the stratum of corresponding to , i.e.
| (2.1) |
and
| (2.2) |
where is the retraction map. We prove . First we observe that
The inclusion is clear because . The other inclusion follows from this fact and an application of [Gub13, Proposition 6.22]. For details we refer to the proof of [Gub10, Proposition 5.7]. We conclude
By [Ber99, Lemma 2.2] is a strata subset. To see that is indeed a stratum it is enough to show that is irreducible. But this follows from
where the latter is irreducible by [Gro65, Corollaire 4.5.8 (i)]. As the open faces of cover , every stratum of is obtained this way. It remains to prove that we can recover from . First note that
The inclusion is clear because . For the other inclusion, let . As the sets with varying over the strata of cover and using [Gub13, Proposition 6.22] and the fact the restricts to the identity on we deduce . Hence is an element of the left hand side which proves the equality claimed in the display. Now the rest is an easy calculation:
Finally we want to show that may be replaced by a nonempty subset of . Clearly, the arguments in [Gub10, Proposition 5.7] generalize to the polystable situation, so we presume the claim for algebraically closed and show how to drop this assumption. Let be the completion of an algebraic closure of . We denote by the base change of to . Let be the union of the strata of lying over . Then induces a surjection as the strata in correspond to open faces lying over . Let be a lift of in . By [Gub10, Proposition 5.7] we have . Clearly and hence it is enough to show that the restriction of to factors through . We have the following commutative diagram:
Let and with then . This proves the claim. ∎
Corollary 2.9.
Let be a stratum of corresponding to the open face of .
- (a)
.
- (b)
is a stratum of .
- (c)
is a fibre bundle with fibre where is the dimensional torus orbit from the proof of Proposition 2.8.
- (d)
Every stratum of is smooth.
- (e)
The closure is the union of all strata of corresponding to open faces of with .
- (f)
For an irreducible component of , let be the unique point of with reduction equal to the generic point of . Then is a bijection between the irreducible components of and the vertices of .
Proof.
The statements can be proven the same way as in [Gub10, Corollary 5.9]. In order to bypass the algebraically closedness of the base field one can use [Gub13, Proposition 6.22] instead of [Gub07, Proposition 4.4] for (a), [Gub13, Proposition 6.22] instead of [Gub07, Remark 4.8] for (e) and [Gub13, Proposition 6.14] instead of [Gub07, Proposition 4.7] for (f). ∎
Definition 2.10.
Let be a skeleton associated to a strongly nondegenerate strictly polystable formal scheme over . A continuous function is called piecewise affine linear if there exists a -rational polytopal subdivision of such that for any canonical polysimplex of , any formal open subset of whose distinguished stratum is and any with , there exist and such that (see Definition 2.3 for the notation and setting).
Proposition 2.11.
Let be a strongly nondegenerate strictly polystable formal scheme over with associated skeleton and a piecewise affine linear function on . Let be a -rational polytopal subdivision of suitable for as in Definition 2.10 and be the canonical formal scheme over associated to (see Construction 2.6). Then induces a canonical Cartier divisor on which is trivial on the generic fibre. If is admissible, then has the property that where is the formal metric on given by the formal model of (see Definition 3.1).
Proof.
As in Construction 2.6, we cover by étale maps and for each and with we obtain the affine formal scheme . We write for the base change with respect to and obtain a cover of . On , is given by with , . We define locally on by . Then is indeed a Cartier Divisor on as for as above and we have since on . Hence
and therefore . Furthermore is trivial on the generic fibre, as . ∎
Remark 2.12.
Note that we can ensure that is admissible and hence a formal model by performing base change to the completion of an algebraic closure of (see Construction 2.6) which will be enough for our purposes.
Lemma 2.13.
In the situation of Proposition 2.11 let be an open face of the skeleton of dimension equal to the dimension of and assume that is affine linear on . Let be the induced Cartier divisor on and a proper curve in with e.g. if lies inside an irreducible component of corresponding to a vertex of . Then .
Proof.
Note that we do not assume . But by passing to the formal open subscheme of consisting of the formal open subsets with , we may assume and then the polytopal subdivision consisting the polytope and its faces is suitable for . The corresponding formal scheme is . Let be the Cartier divisor on induced by as in Proposition 2.11. Notice that by construction we have . Now is proper by [Tem00, Corollary 4.4] (the result requires to be admissible but by [Gro65, Proposition 2.7.1] it is enough to check properness after base change to the completion of an algebraic closure of , after which is always admissible, see Construction 2.6). Hence the projection formula yields . Now
where the latter is the stratum in corresponding to and hence a point. Therefore . ∎
3. Metrics
In this section we introduce metrics on line bundles on strictly -analytic spaces. This includes piecewise linear, algebraic and formal metrics. We will see that under certain conditions they are all the same. The main reference is [GM19].
Definition 3.1.
Let be a strictly -analytic space and a line bundle on , i.e. a locally free sheaf of rank 1 on the G-topology. A continuous metric on is a function which asserts to any admissible open subset and any section a continuous (with respect to the Berkovich topology) function such that:
- i)
For an admissible open subset we have ,
- ii)
for we have ,
- iii)
for we have if and only if .
Given a formal model of one can define an associated so called formal metric on in the following way: If is a local frame of on a formal open subset we define on for any . As this is independent of the choice of and is covered by such sets, this gives a well-defined metric on .
Remark 3.2.
We will work with paracompact (i.e. Hausdorff and every open cover has a locally finite refinement) strictly -analytic spaces. As discussed in [GM19, 2.2] the category of these spaces is equivalent to the category of quasiseparated rigid analytic varieties over with a strictly -affinoid G-covering of finite type ([Ber93, 1.6]). This allows us to apply Raynaud’s theorem ([Bos14, Theorem 8.4.3]) which shows that formal -models of paracompact strictly -analytic spaces exist and that the set of isomorphism classes of formal -models is directed.
Proposition 3.3.
Let be a paracompact strictly -analytic space, a line bundle on and a compact strictly -analytic domain of . Then every formal metric on extends to a formal metric on .
Proof.
[GM19, Proposition 2.7]. ∎
Definition 3.4.
Let be a proper scheme over and a line bundle on . An algebraic -model of is a proper flat scheme over with a fixed isomorphism from the generic fibre to . An algebraic -model of is a pair where is an algebraic -model of and is a line bundle on with a fixed isomorphism from to . An algebraic -model of gives rise to a formal -model of by formal completion. Hence by the above, an algebraic model of induces a formal metric on . We call such metrics algebraic metrics.
Proposition 3.5.
Let be a proper scheme over and a line bundle on . Then a formal metric on is the same as an algebraic metric.
Definition 3.6.
Let be a strictly -analytic space and a line bundle on . A metric on is called piecewise linear if there is a G-covering and frames of over for every such that on .
Proposition 3.7.
Let be a strictly -analytic space and a line bundle on . Then
- i)
the isometry classes of piecewise linear metrics on line bundles on form an abelian group with respect to .
- ii)
the pull-back of a piecewise linear metric on with respect to a morphism of strictly -analytic spaces is a piecewise linear metric on .
- iii)
the minimum and the maximum of two piecewise linear metrics on are again piecewise linear metrics on .
Proof.
[GM19, Proposition 2.12] (the proof does not use paracompactness). ∎
Proposition 3.8.
Let be a paracompact strictly -analytic space and a line bundle on . Then a piecewise linear metric on is the same as a formal metric.
Proof.
[GM19, Proposition 2.10]. ∎
Definition 3.9.
Let be a strictly -analytic space and a line bundle on . A piecewise linear metric on is called semipositive in if there exists a compact strictly -analytic domain which is a neighbourhood of such that there is a formal model of inducing the metric on and satisfying for every proper closed curve in the special fibre of . The metric on is called semipositive in a subset if it is semipositive in every . It is called semipositive if it is semipositive in .
Proposition 3.10.
Let be a paracompact strictly -analytic space and a line bundle on . A formal metric on is semipositive in every if and only if there exists a nef formal -model of inducing . In particular we regain the original global definition of semipositivity by Zhang ([Zha95]).
Proof.
Proposition 3.11.
Let be a proper scheme over and a line bundle on . Let be two piecewise linear metrics on which are semipositive in . Then is semipositive in .
Proof.
[GM19, Proposition 3.12]. ∎
Definition 3.12.
Let be a strictly -analytic space and a line bundle on . A metric on is called piecewise -linear if for every there is an open neighbourhood of and a non-zero such that is a piecewise linear metric on .
A piecewise -linear metric on is called semipositive in if in the above is semipositive in .
Proposition 3.13.
Let be a paracompact strictly -analytic space and a line bundle on . Any continuous metric on can be uniformly approximated by piecewise -linear metrics on .
Proof.
[GM19, Theorem 2.17]. ∎
4. Measures
We recall the real Monge-Ampère operator which associates to a convex function a positive Borel measure. Then we introduce the Chambert-Loir measure on the generic fibres of admissible formal schemes and on paracompact strictly -analytic spaces. Chambert-Loir introduced these measures in [Cha06] on the analytification of a proper variety over under the assumption that has a countable dense subfield and associates to a family of semipositive metrized line bundles a positive Radon measure. This was later extended by Gubler to the case of an algebraically closed base field in [Gub07]. Using the local approach to metrics from section 3, it is now possible to define Monge-Ampère measures locally. Note that there is also a local approach by Chambert-Loir and Ducros in [CD] which associates a measure to a metric which is locally psh-approximable. However it is not known whether a semipositive metric is locally psh-approximable. In this section we assume that the non-archimedean complete base field is algebraically closed which is no restriction as one can always reduce to this case by base change (see Remark 4.16).
Definition 4.1.
Let be bounded, open and convex and denote by the standard Lebesgue measure on and by the standard scalar product on . Let be a convex function on and . We define the gradient image of under to be
and for
Note that if is a Borel set, the same is true for . Finally we define the Monge-Ampère measure associated to by
for all Borel sets . It is indeed a measure on the Borel -algebra, for details see [RT77, Section 2]. The real Monge-Ampère operator is continuous in the sense that if is a sequence of convex functions on converging pointwise to a convex function then converges weakly to . If is two times continuously differentiable then .
Definition 4.2.
In [Con99, Definition 2.2.2] Conrad defined the notion of irreducibility for analytic spaces which we recall here. Let be a paracompact strictly -analytic space and the normalization of ([Con99, 2.1]). Then the irreducible components of are defined to be the sets where are the connected components of . The space is said to be irreducible if it has a unique irreducible component. By [Con99, Lemma 2.2.3] is irreducible if and only if it can not non trivially be written as a union of two closed strictly -analytic subsets.
Let be an irreducible component of and an affinoid domain with . Then by [Con99, Corollary 2.2.9] there is an irreducible component of which is contained in . Then corresponds to a minimal prime ideal of and hence to an irreducible component of . We define the multiplicity of to be the multiplicity of this component. Note that this does not depend on the choice of and : If and is a minimal prime ideal of lying over then is reduced by [BGR84, Corollary 7.3.2/10] as it induces an affinoid domain in which is reduced. Hence also is reduced and since is a local ring of dimension 0, this implies . Hence by [Ful98, Lemma A.4.1] the multiplicity of the irreducible component corresponding to is equal to that of the irreducible component corresponding to .
Let be a proper surjective morphism of irreducible and reduced strictly -analytic spaces. If we set . Otherwise is a finite morphism outside a lower dimensional analytic subset of . Let be an affinoid domain in , an irreducible component of and then is finite and we define to be the sum of the degrees of the irreducible components of over . As explained in [Gub98, 2.6] this again does not depend on the choices.
4.3 Monge-Ampère measure for line bundles on admissible formal schemes
Let be an admissible formal scheme over of dimension with generic fibre . Our goal is to introduce a Monge-Ampère measure on for formal line bundles on . We assume first that is irreducible and reduced and that the special fibre of is reduced. Then the non-archimedean Monge-Ampère measure on with respect to these metrized line bundles is defined as
where denotes the Dirac-measure at the unique point which is mapped to the generic point of the proper irreducible component under the reduction map (cf. [Ber90, Proposition 2.4.4]).
If has irreducible and reduced generic fibre but no longer reduced special fibre, there is a canonical admissible formal model of with reduced special fibre together with a finite morphism which restricts to the identity on which can be constructed as follows (cf. [Gub98, Definition 3.10]). Choose a cover of by affine formal subschemes. Define . If is a formal open subscheme for some then induces a morphism for . Hence by standard arguments we can glue the to obtain and the canonical morphisms induce the morphism . We then define
In the general case, let be the decomposition of the generic fibre into prime cycles. By [Gub98, Proposition 3.3] the closure of in is an admissible formal scheme with irreducible and reduced generic fibre . We define
as a measure on .
Remark 4.4.
There is a close connection of the Monge-Ampère measure with the intersection product on formal schemes as defined in [Gub98]: Assume that has irreducible, reduced and boundaryless generic fibre and reduced special fibre. In addition to let be a formal line bundle on which is trivial on the generic fibre and set where is the formal metric induced by . Suppose that has compact support and let be the Cartier divisor on induced by as in [Gub98, Remark 3.1]. We examine the Weil divisor associated to as defined in [Gub98, §3]. Since is trivial on the generic fibre, the horizontal part of is zero while the vertical part is by definition ([Gub98, 3.8]) given by . Now since has no boundary, every irreducible component of is proper by Corollary A.4 and together with the definition of the intersection product ([Gub98, §4]) we obtain
Proposition 4.5.
The measure defined above has the following properties:
- i)
is a discrete measure (i.e. of the form with a closed discrete subset, and the Dirac-measure at ) whose support is contained in the relative interior of over (in the sense of [Ber93, 1.5]).
- ii)
is multilinear and symmetric in .
- iii)
Let be a proper morphism of admissible formal schemes over with irreducible and reduced generic fibres of dimension such that the induced morphism on the generic fibres is surjective. Then for formal line bundles on we have
Proof.
ii) follows from symmetry and multilinearity of the intersection product ([Ful98, Proposition 2.5]). For iii) we reduce first to the case where and have reduced special fibre. Let respectively be the canonical formal models with reduced special fibre as in 4. This construction is functorial and we obtain a commutative diagram
Assuming that we know the claim for reduced special fibres we obtain
So from now on assume that and have reduced special fibre. Let be an irreducible component of with corresponding Shilov point . Let be the preimages of under with corresponding irreducible components of . If is proper then clearly all the are proper. If on the other hand one of the is proper then is proper by [GW10, Proposition 12.59]. In this case we can use the projection formula to calculate:
As already mentioned in Definition 4.2, is finite outside a lower dimensional analytic subset. Hence we may apply equation (3) in the proof of [Gub98, Proposition 4.5] to see that the last term in the display equals .
On the other hand, if is an irreducible component of whose image is not an irreducible component of then its degree with respect to the line bundles is by the projection formula, as the image is of lower dimension. This proves iii).
For i) let be the decomposition into prime cycles. It is then enough to prove the claim for each and by definition of the measure we may hence assume that has irreducible and reduced generic fibre and reduced special fibre. Let be the set of all where is a proper irreducible component of with . Then is discrete as is an open neighbourhood of which does not contain any other points of . Furthermore is the union of all where runs over all irreducible components of and as all of these sets contain at most one point of and by paracompactness of , every has an open neighbourhood which does not intersect and hence is closed. By definition is of the desired form and its support is contained in the relative interior of over by Corollary A.4.
∎
Lemma 4.6.
Let be an admissible formal scheme over of dimension with boundaryless generic fibre and line bundles on endowed with formal metrics corresponding to the models on . Suppose that , denote by and the metrics on respectively and set , . Suppose that and have compact support. Then
Proof.
Let be the decomposition into prime cycles. It is enough to prove the claim for the closures of in . We may hence assume that is irreducible and reduced. Furthermore by passing to a dominating model as in 4, we may assume that the special fibre of is reduced. As has no boundary, every irreducible component of is proper by Corollary A.4 and hence using commutativity of the intersection product ([Gub98, Theorem 5.9]) we obtain
∎
Definition 4.7.
Let be an -dimensional paracompact strictly -analytic space and formally metrized line bundles on . Let be a formal model of on which there exist formal models of . The existence of such a formal model follows from Remark 3.2. We then define
Note that this definition is independent of the choice of and by the projection formula. If the metrics on are semipositive then is a positive measure.
Lemma 4.8.
Let be a paracompact strictly -analytic space of dimension and a paracompact strictly -analytic subdomain of . Then for formally metrized line bundles on , we have in the topological interior of in .
Proof.
Let be the decomposition of into prime cycles and for each let be the irreducible components of with . Then is the decomposition of into prime cycles. Furthermore, the intersection of any two irreducible components of does not contain a Shilov point as it is of lower dimension and hence does not meet the support of the measures of interest. By linearity in the irreducible components we may therefore assume that and are irreducible and reduced. Let be a formal model of with reduced special fibre on which there exist formal models of . Let be a formal model of which exists by paracompactness of , see Remark 3.2. After possibly blowing up, the inclusion induces a morphism ([Bos14, Theorem 8.4.3]). Let . As both measures are discrete it is enough to show that they have the same mass at . Let denote the relative interior of over in the sense of [Ber93, 1.5]. If then by [Ber93, Proposition 1.5.5 (ii)]. Conversely if then there exists an affinoid neighbourhood of in such that is in the relative interior of over . But is also a neighbourhood of in as and therefore . Hence if and only if . If this is not the case then by definition of the measures and Corollary A.4, both of them are zero at . So assume that . Choose a locally finite cover of by open affine formal subschemes and let be the union of all which contain . Then is an open and quasi-compact formal subscheme of . Analogously choose a cover of by open affine formal subschemes. As is quasi-compact, there is a finite subcover of it. Let be the union of the sets in this subcover and add all with . Then also is an open and quasi-compact formal subscheme of and induces a morphism . By [BL93, Corollary 5.4] there is an admissible formal blowing up such that the induced morphism is an open immersion.
Let be an irreducible component of with corresponding divisorial point . Then by definition and hence we may calculate the mass of at using . By Proposition 4.5 iii) we may also use . So let be the irreducible component of corresponding to . Since we see that is an irreducible component of . Additionally, by Corollary A.4, and are proper and hence and it is an irreducible component of . It’s image in is a proper irreducible component of and hence also an irreducible component of . By the same argumentation as above we may use instead of to calculate the mass of at . This shows that the mass of the two measures is equal at in this case.
Conversely, if is an irreducible component of with corresponding divisorial point then by definition. Again we may use to calculate the mass at and we denote the corresponding irreducible component by . Then the closure of in is an irreducible component of with corresponding divisorial point and hence by the above . Therefore and coincide at .
∎
Definition 4.9.
Let be a Hausdorff topological space. A measure on the -algebra of Borel sets of is called a Radon measure if
- i)
for every there exists an open neighbourhood of with ,
- ii)
for every open set we have ,
- iii)
for every Borel set of we have .
Definition 4.11.
Let be a strictly -analytic Hausdorff space of dimension and semipositive piecewise -linear metrized line bundles on . The assignment
where is a compact strictly -analytic domain with and are non-zero integers such that is a formally metrized line bundle, yields a positive linear functional on the space of continuous functions with compact support in and hence by the Riesz Representation Theorem (see [Rud87, Theorem 2.14]) a positive Radon measure on which we again denote by . Note that the integral does neither depend on the choice of by Lemma 4.8 nor on the choice of the by Proposition 4.5 and that we can always find such a together with the by choosing for every point in a compact strictly -analytic neighbourhood where some powers of the are formally metrized and using compactness of .
Remark 4.12.
Proposition 4.13.
Let be a separated scheme of finite type over of dimension with line bundles on . Let be an open subset of and a continuous metric on for each . Denote by the line bundles , endowed with these metrics. For let be piecewise -linear metrics on converging uniformly to the continuous metric on . Suppose that all are semipositive in . Denote by the line bundle endowed with the metric . Then the measures converge weakly to a positive Radon measure on .
Proof.
By Vojta’s version of Nagata’s compactification theorem ([Voj, Theorem 5.7]) we may assume that is proper. We show by reverse induction over that the claim holds when for some choice of pairwise different the sequences are constant with respect to . The case is clear. So let and assume that the claim holds for . For we can write for a sequence of piecewise -linear metrics on converging uniformly to a continuous metric on . Denote by the line bundle endowed with the metric . We show that
is a Cauchy sequence with respect to the weak topology on the space of Borel-measures on . Thus we have to show that for all continuous functions on with compact support in :
Let be a compact strictly -analytic domain with and . By [GM19, Proposition 2.7] we may extend the metrics from to and hence assume that they are defined on the whole space. Hence by Chow’s lemma and the projection formula we may assume that is projective. Then by [Gub03, Proposition 10.5] any formal model of is dominated by a projective model. Any formal line bundle on this model becomes semipositive after tensoring with for big enough by using Serre’s theorem ([Har77, Theorem II.5.17]) on the special fibre. As a consequence one can write any formal metric on any line bundle on as a quotient of two semipositive formal metrics (on possibly different line bundles). We will see below, that is bounded with respect to for every compact subset . Hence, as the set of piecewise -linear metrics is dense in the space of continuous metrics on with respect to uniform convergence (Proposition 3.13), we may assume that for a formal metric on . Then we can write for two semipositive formal metrics on some line bundles respectively on . In fact but we will use the notation and to distinguish between the two metrics. Write for the line bundle endowed with the metric and to shorten notation which is a purely formal notation. Furthermore without loss of generality assume . We have
Since the support of is contained in and by Lemma 4.8 these last integrals depend only on the restrictions of the metrics to . Hence we may instead consider them as integrals over which allows us to use Lemma 4.6 as has no boundary ([Ber90, Theorem 3.4.1]). In combination with an index shift, the last term amounts to
As any point in has a strictly -analytic neighbourhood on which vanishes, the support of is contained in by Lemma 4.8. So the last display equals
Here the last term converges to zero as tends to zero by uniform convergence of and compactness of and are positive measures on which converge by the induction hypothesis weakly to a positive Radon measure which implies that their mass of is bounded with respect to . To go into more detail, let be a continuous non-negative function on with compact support such that for all . The existence of such a function follows for example from a partition of unity argument ([Flo03, 1.5.1]) applied to the open cover of the closure of (note that is compact as is proper over ). Then
where the last term converges for and is hence bounded with respect to .
We now define a positive linear functional on the space of continuous functions with compact support in by
By the Riesz Representation Theorem ([Rud87, Theorem 2.14]) this corresponds to a positive Radon measure on and we have weakly for .
It remains to show that is bounded with respect to for every compact subset . So let be compact and a continuous non-negative function on with compact support such that for all . As above the existence of such a function follows from a partition of unity argument ([Flo03, 1.5.1]) applied to the open cover of the closure of . Again we may assume that is a model function, i.e. of the from for a piecewise -linear metric on (we can even assume that is a formal metric) and we use the same notation as above. To be more precise, let such that for all . First extend to by zero and then define a new function by . By Proposition 3.13 we may approximate by a model function such that for all . Then by [GM19, Proposition 2.12 (d)], is a model function on with compact support in which is greater than one at . We have
Again using Lemma 4.6 and the same argumentation as above for the second summand this amounts to
By the induction hypothesis all measures appearing in this last term converge for . Hence the measure of is bounded with respect to . Furthermore as has compact support in and is bounded with respect to by uniform convergence of and compactness of . We conclude that the last term is bounded with respect to . This proves the induction step. The claim is then the case . ∎
Remark 4.14.
In the situation of Proposition 4.13, the limit depends only on the metrics but not on the sequences . Namely, if are other sequences converging uniformly to then the sequences defined by
converge uniformly to . As and are subsequences of the limit of the measures is the same. We denote the measure corresponding to the metrics by .
Corollary 4.15.
Let be a separated scheme of finite type over of dimension . Let be line bundles on , an open subset of and for let be piecewise -linear metrics on converging uniformly to a continuous metric on . Suppose that all are semipositive in . Write and let be line bundles on endowed with piecewise -linear metrics on . Then the measures converge weakly to a Radon measure on denoted by (as above this measure does not depend on the choice of the ).
Proof.
Remark 4.16.
To extend the theory to the case where is not algebraically closed, choose an algebraic closure of and denote its completion by . Then we define the Monge-Ampère measure as the push-forward of the previously defined Monge-Ampère measure on the base change to . We explain it here in the situation of Definition 4.11. Let be a strictly -analytic Hausdorff space of dimension , potentially semipositive piecewise linear metrized line bundles on (i.e. metrized line bundles on which become semipositive piecewise linear metrized line bundles after base change to ) and the base change. We can then define a measure on with respect to the pull-backs of the line bundles by Definition 4.11 and push the resulting measure forward to via . To make this well defined we show that is a proper map of topological spaces. So let be compact. Then we can cover by finitely many affinoid subdomains . Then and it is enough to show that is compact for any so we may assume that is affinoid. But then is a continuous map between compact Hausdorff spaces and hence proper which yields the claim. We denote this measure again by . One can check that all the results of this section remain true in this more general situation.
Definition 4.17.
Let be a complete, non-archimedean, non-trivially valued field, a strictly -analytic space and a line bundle on . A continuous metric on is called locally semipositive if for any there is an open neighbourhood of such that is a uniform limit of semipositive piecewise -linear metrics on . It is called locally potentially semipositive if its base change to the completion of an algebraic closure of is locally semipositive. If is an open subset of for a separated scheme of finite type over then using the Remarks 4.14 and 4.16 we define the Monge-Ampère measure for locally potentially semipositive metrized line bundles on .
Remark 4.18.
The measures defined in this section are invariant under base change. In the spirit of Remark 4.16 this allows to define them in the trivially valued case for line bundles which become semipositive after base change to a non-trivially valued field. Such metrics and their measures are important for example in [BJ].
5. Comparison of the real and non-archimedean Monge-Ampère operator
In this section we want to compare the two measures introduced in the last section. In order to make sense of this, we start with a convex function on a closed face of some skeleton. Then one can associate to it a metric on the trivial line bundle which will turn out to be semipositive in the interior of the closed face. Thus we can associate to two measures, namely the real Monge-Ampère measure and the Chambert-Loir measure, sometimes also called the non-archimedean Monge-Ampère measure. In Corollary 5.7 we will see that they are equal up to scaling. In the following denotes a non-archimedean non-trivially valued field.
Remark 5.1.
Let be a strongly nondegenerate strictly polystable formal scheme over of dimension with associated skeleton . Consider an -dimensional closed face of with interior and the formal open subscheme of consisting of all formal open subsets with . Let be a piecewise affine linear convex function (see Definition 2.10) on and a subdivision of such that is affine linear for all . Let be the corresponding formal scheme (cf. Construction 2.6). We have seen in Proposition 2.11 that induces a Cartier divisor on . We set where is the restriction of the contraction . For a line bundle on a formal scheme, we will denote by the first Chern class of the special fibre of .
Theorem 5.2.
Proof.
Note that is a closed point of and hence proper over . Therefore also is proper over since it is a closed subset of and is proper by [Tem00, Corollary 4.4]. Let be the Cartier divisor on induced by as in Proposition 2.11 such that . We show by induction that for all there is a strata cycle of dimension whose components are contained in such that . The case is clear by taking . Now let and be as claimed. Let be a stratum of , such that is associated to an -dimensional open face of , i.e. with by the stratum face correspondence (Proposition 2.8). Using , there is an affine linear function such that . Then defines a Cartier divisor on by Proposition 2.11 which is numerically equivalent to on by Lemma 2.13 and which is trivial on because . Hence, as is a strata subset, is a strata cycle. Write where the sum ranges over a finite number of -dimensional strata of contained in . Then we can calculate:
and is a strata cycle as claimed. We use this for to see that for a strata cycle of dimension contained in . Its components are strata points of which are mapped by to the point corresponding to . Now let be a formal open subset with an étale morphism such that is the distinguished stratum of (cf. Proposition 2.5) and define . Note that there is no factor because is of maximal dimension. As the strata occurring in the intersection process correspond to open faces of with vertex , their intersection with is nonempty. Hence we may calculate the multiplicities of locally on . The stratification of is obtained by the preimages of the strata of (see proof of Proposition 2.8) with respect to the base change of (cf. Construction 2.6). Let be the irreducible component in corresponding to and the Cartier divisor on whose pullback gives the Cartier divisor associated to on (cf. proof of Proposition 2.11). By applying the modifications of in the induction step also to we obtain a strata cycle of whose pullback is (as the intersection product is compatible with flat pullback by [Ful98, Proposition 2.3(d)]) and which has the same degree as using Lemma 2.13. Now let
and . As we have an isomorphism
and using [Gub13, Corollary 6.15], we find that is a toric variety with fan given by the cones generated by for with vertex (in fact we identify with by forgetting about the coordinate with index for each ). is given up to multiplication by a constant by the divisor on associated to the linear function . By [Ful93, 3.4,5.3] we have
where
and denotes the standard Lebesgue measure. For the last term we get
Hence
With denoting the morphism we conclude
Using [Ful98, Proposition 1.7] this equals
As is reduced since is smooth, this amounts to
This yields the equality we wanted to prove. ∎
Remark 5.3.
Using the same arguments, one can show the following more general formula: In the situation of Theorem 5.2 instead of only one function consider piecewise affine linear convex functions on . Refine the subdivision such that it suits every . Then
where
denotes now the mixed Monge-Ampère measure of (for details see [PRr04, §5]).
Remark 5.4.
In the situation of Theorem 5.2 we denote by the trivial line bundle on together with the metric which is given by . After base change to the completion of an algebraic closure of this becomes a formally metrized line bundle by Proposition 2.11. So similarly as in Remark 4.16 we can define its non-archimedean Monge-Ampère measure by base change to .
Corollary 5.5.
We have
on , where is understood to be a measure on by pushforward with the inclusion .
Proof.
We already know by Theorem 5.2 that the equation holds on the set of vertices. Furthermore it is clear from the definition, that is supported on the vertices of . What remains to show is that this also holds for .
Let . We want to show . Let be the open faces of of dimension at least one. For every there is a such that for all there exists such that . Furthermore for some and and we define . Now let . Then there is an such that . For and as above it follows
hence
A similar argument shows
and hence
We conclude and lies in a hypersurface which depends on but not on . Hence is contained in the union of hypersurfaces. Therefore
∎
In the following we consider a proper algebraic variety over of dimension .
Proposition 5.6.
Let be a strongly nondegenerate strictly polystable formal model of over with associated skeleton , an -dimensional open face of and a rational piecewise affine linear convex function on . Then the metric on given by is a semipositive piecewise -linear metric.
Proof.
Let and . There is an open neighbourhood of in such that we can write for suitable rational affine linear functions on . After passing to some multiple, each induces a formal metric on by Proposition 2.11 where is defined as in Remark 5.1. Therefore the induce piecewise -linear metrics on since . Hence in the neighbourhood of , the metric induced by is given as the minimum of the metrics corresponding to the , which are semipositive at by Lemma 2.13. Indeed let be a formal model of the trivial bundle associated to as obtained by Proposition 2.11. Then by [GK19, Proposition 6.5] (the proof of the implication we need does neither use that is algebraically closed nor that the generic fibre is algebraic) it is enough to show that for any closed curve in with but by Lemma 2.13 we even have equality. Now we extend the metrics induced by the from a compact strictly -analytic neighbourhood of to by [GM19, Proposition 2.7] and then it follows from Proposition 3.11 that is semipositive at . ∎
Corollary 5.7.
Let be a strongly nondegenerate strictly polystable formal model of over with associated skeleton . Let be an -dimensional open face of and a convex function on . Denote by the trivial bundle on endowed with the metric given by . Then the latter is locally a semipositive metric (Definition 4.17) and
on where is the point in the special fibre of corresponding to .
Proof.
We can cover by polytopes such that . By [BPS14, Proposition 2.5.24] for each there is a family of rational piecewise affine linear convex functions on converging uniformly to (note that after normalization we can assume that is contained in the value group of ). We extend these functions to rational piecewise affine linear convex functions on . Then by Proposition 5.6 the metrics induced by the are semipositive piecewise -linear metrics on which implies that the metric induced by is semipositive. By Corollary 5.5 we have
for every . Denoting the interior of by and using Proposition 4.13 we find that for fixed the left hand side converges to on . The right hand side converges to on by continuity of the real Monge-Ampère operator. As this holds for any and the cover this proves the corollary. ∎
Definition 5.8.
Let be a strongly nondegenerate polystable formal scheme with associated skeleton and an open face of . A function is called convex if there exists a surjective étale morphism with a strongly nondegenerate strictly polystable formal scheme and an open face of the skeleton associated to with such that is convex. For such a convex function on we define . It will follow from Corollary 5.10 that this is independent of the choices.
Proposition 5.9.
Let be algebraically closed, a strongly nondegenerate polystable formal model of over with associated skeleton , an -dimensional open face of and a rational piecewise affine linear convex function on . Then the metric on which is given by is a semipositive piecewise -linear metric.
Proof.
Let be a strongly nondegenerate strictly polystable formal scheme such that there is a surjective étale morphism . Let be the closed point corresponding to . By Proposition 2.4 we have . Choose with . By [Gub07, Proposition 2.9] we have that induces an isomorphism . Hence the pullback of is the trivial bundle on endowed with the metric . Since it follows that is the metric associated to the function on which is again rational piecewise affine linear by [Ber04, Theorem 6.1.1] and we may assume it is convex by definition. Let . In a neighbourhood of where with we can write for suitable affine linear functions on . Now as is an isomorphism we have where are the piecewise affine linear functions on satisfying . Now the metrics associated to the are piecewise -linear and semipositive in by the same argument as in the proof of Proposition 5.6. Hence the piecewise -linear metrics associated to the extend from a compact strictly -analytic neighbourhood of to global metrics by [GM19, Proposition 2.7] which are semipositive in . Now as is locally around given as the minimum of these metrics, also is a piecewise -linear metric which is semipositive in by Proposition 3.11. ∎
Corollary 5.10.
Let be a strongly nondegenerate polystable formal model of over with associated skeleton . Let be an -dimensional open face of with corresponding point in the special fibre of and a convex function on . Denote by the trivial bundle on endowed with the metric given by . Then is locally a potentially semipositive metric and
on .
Proof.
Let be the completion of an algebraic closure of . Then there are exactly points in the special fibre of mapping to , hence there are precisely open faces in the skeleton associated to lying over . As the base change induces an isomorphism of each of these faces with , we have . Using this and the invariance of the non-archimedean Monge-Ampère measure under base change we may assume . As in the proof of Proposition 5.9 we choose a strongly nondegenerate strictly polystable formal scheme and a surjective étale morphism . Let be an open face of the skeleton associated to lying over . As we have seen, induces an isomorphism . As in the proof of Corollary 5.7 there is a sequence of rational piecewise affine linear convex functions on converging locally uniformly to . Let be the piecewise affine linear functions on such that . By Proposition 5.9 the metrics induced by the are semipositive piecewise -linear metrics on which implies that the metric induced by is locally semipositive. As the restriction of to is an isomorphism onto we have
By Corollary 5.5 we have
Hence
It is easily seen that in Proposition 4.13 we can replace uniform convergence by locally uniform convergence. The claim follows from this fact and continuity of the real Monge-Ampère operator. ∎
6. Applications to regularity
In this section we use the connection of the non-archimedean Monge-Ampère operator to the real one to transfer two known regularity results for the solutions of the real Monge-Ampère equation to the non-archimedean case. Again denotes a non-archimedean non-trivially valued field.
Definition 6.1.
Let be an open subset and . We write for the space of real valued, times continuously differentiable functions on . Furthermore we denote by the space of locally integrable functions on i.e. functions such that the restriction of to any compact subset of is integrable. Let and . We say that is the -th weak derivative of if for any test function with compact support we have
where denotes the Lebesgue measure on . We denote by the space of locally integrable functions on whose weak derivatives exist up to order .
Proposition 6.2.
Let be an -dimensional proper variety over and a line bundle with a fixed formal metric. Let be a positive Borel measure on and a continuous function on such that the metric on is semipositive and solving the equation
Let be an -dimensional open face of some skeleton associated to a strongly nondegenerate strictly polystable formal model of . Suppose that is algebraic, has a model on and on for some where denotes the Lebesgue measure on . Assume that . Then .
Proof.
Remark 6.3.
The condition is not automatic as shown by a counterexample of Burgos and Sombra, see [GJKM19, Appendix A].
Proposition 6.4.
Let be a smooth projective curve over and a line bundle with a fixed formal metric. Let be a positive Borel measure on and a continuous function on such that the metric on is semipositive and solving the equation
If is an open face of the skeleton of a strictly semistable algebraic model of on which has an algebraic model, is supported on and on for some positive function where denotes the Lebesgue measure on then .
Proof.
By [GJKM19, Proposition 1.2] we have . As in the previous result is convex on and
on . But a solution to the archimedean Monge-Ampère problem is given by a second antiderivative of and the solution is unique up to addition of a linear function. Hence and . ∎
Appendix A Reduction of germs
In this appendix we will explain the reduction of germs due to Michael Temkin (see [Tem00] and [Tem04]). At the end we will use this theory to prove a generalization of [CD, Lemme 6.5.1] proposed by Antoine Ducros which drops a separatedness assumption.
Definition A.1.
- i)
The category of punctual strictly -analytic spaces is the following: The objects are pairs where is a strictly -analytic space and is a point. A morphism is a morphism of strictly -analytic spaces such that .
- ii)
The category of germs of a strictly -analytic space at a point is defined to be the localization of the category of punctual strictly -analytic spaces by the system of morphisms which identify with an open neighbourhood of in . The germ induced by the punctual strictly -analytic space is denoted by .
- iii)
A germ is said to be good if has a strictly -affinoid neighbourhood in . A morphism of germs is said to be separated resp. closed if it is induced by a separated resp. boundaryless morphism for an open neighbourhood of in (recall that a morphism of -analytic spaces is called boundaryless if , where the relative interior is defined to be the set of all such that for any affinoid domain with there is an affinoid neighbourhood of in such that ).
Definition A.2.
Let be a field and let be a field extension of .
- i)
The Zariski-Riemann space is the set of valuation rings in which contain and whose quotient field is endowed with the coarsest topology such that all sets of the form with are open.
- ii)
The category is the following: The objects are triples where is a connected quasi-compact and quasi-separated topological space, is a field extension of and is a local homeomorphism. A morphism is a pair where is a continuous map and is a morphism of field extensions of such that where is the morphism induced by .
- iii)
A morphism is called proper if the map is bijective.
In [Tem00, §2] Temkin introduced a reduction functor from to sending a germ to its reduction . It can be described as follows (see [Tem04, §4]): If is a good germ, we can assume for a strictly -affinoid algebra . Then the character induces a morphism . Then where is the set of all for which and is the canonical embedding. If is separated one covers by finitely many good germs . Then the germs are good and one obtains an open embedding . In fact this gives a glueing data and is the space obtained by glueing the along these open embeddings. Lastly if is arbitrary, one covers by finitely many separated germs and again gets open embeddings along which the are glued to .
Proposition A.3.
Let be an admissible formal scheme and . Let be the closure of in the special fibre . Then is proper if and only if the morphism is bijective.
Proof.
Let be an open affine cover of and set . Then is strictly -affinoid by [Bos77, Theorem 3.1] and hence is a good germ. Note that is a cover of . Hence is obtained by glueing the along the canonical maps . Let for a strictly -affinoid algebra . Then and the character induces a morphism . Let be the prime ideal corresponding to i.e. is the kernel of . The induced morphism is injective and hence it extends to a morphism where denotes the function field of . This induces a morphism .
First step: We have that is the preimage under of the set of valuation rings in which admit a center on .
Indeed if is a valuation ring with then . Let be the maximal ideal of then defines a point in whose local ring is and we have . Then admits the center on as claimed. Conversely if admits a center on then there exists such that and hence obviously .
Second step: The map is surjective if and only if any valuation on admits at least one center on .
Let be surjective and a valuation on . Then extends to a valuation on . Let be the valuation ring of . Then and hence has a preimage . Then there exists such that hence the image of in admits a center on by the first step. But this image is by construction which is the valuation ring of . Hence admits a center on . Conversely suppose that any valuation on admits a center on and let then the image of in induces a valuation on which admits a center on . Let such that then and the induced element in is a preimage of .
Third step: The map is injective if and only if every valuation on admits at most one center on .
To see this we describe . In order to do so we cover by open affine subsets . Their preimages under yield a cover of by good germs. As above their reductions can be described as the preimage of the set of valuation rings in which admit a center on . The reduction of is then obtained by glueing these spaces. Now suppose that any valuation on admits at most one center and let which map to the same valuation ring . There exists such that . As we have seen in the first step, and admit centers respectively . Then both are a center of . Hence by our assumption. Therefore by the first step in . Hence in the glueing process, and are identified with each other. Conversely suppose that there is a valuation on which admits two centers . Let and . Choose an extension of the valuation to and let denote its valuation ring. Then induces an element as well as an element . Then and map to the same element in but they are not identified in the glueing process as and are separated and hence and admit at most one center in respectively which means in particular that they do not admit a center in . Hence is not injective. This proves the third step.
Recall that is proper if and only if every valuation on admits a unique center on ([Har77, Ch. II, Ex. 4.5]). Hence the claim follows from the second and third step.
∎
Corollary A.4.
In the situation of Proposition A.3, is an interior point of if and only if is proper.
Appendix B Convexity of psh-functions
In order to be able to use the results from section 5 we need that semipositive metrics lead to convex functions on the faces of some skeleton. The proof of this is based on the proof of [BFJ16, Proposition 7.5], where this is done for SNC models and discretely valued with residue characteristic zero, and unpublished work of Walter Gubler and Florent Martin.
Lemma B.1.
Let be a strongly nondegenerate strictly polystable formal scheme with associated skeleton and such that is nowhere dense. Then for any we have and the function given by is piecewise affine linear and convex on each face of and satisfies .
Proof.
By [Ber04, Theorem 5.1.1] we know that and that is piecewise affine linear on . By [Ber99, Theorem 5.2] we have . Assume there is a face of on which is not convex, i.e. there are and such that
By base change we can assume that is algebraically closed and then by density of the value group and continuity of that the coordinates of and are in . Choose a -rational polytopal subdivision of which only has and as additional vertices. By Construction 2.6 we get an admissible formal model of dominating . Choose an affine open which contains . By the stratum face correspondence (Proposition 2.8 and Corollary 2.9) the vertices and correspond to irreducible components of . By taking out all other irreducible components we may assume that intersects only those corresponding to and . Then is a strictly -affinoid domain by [Bos77, Theorem 3.1]. By [Ber99, Proposition 1.4] its canonical reduction has two irreducible components, namely those corresponding to and . Hence the Shilov boundary of is the set by [Ber90, Proposition 2.4.4] and we get . Since , by restricting to a building block , we can find a coordinate function such that . Then we can find and such that
Since is affine linear on we get
Hence by replacing with and by we can assume
and
Then
Now on the one hand we have
while on the other hand
Together we get
But this violates our previous observation that . This finishes the proof. ∎
Definition B.2.
Let be an algebraic scheme over , a vertical coherent fractional ideal sheaf on (i.e. is a coherent subsheaf of the sheaf of total quotient rings such that after multiplying with some element of it becomes a vertical ideal sheaf) and the reduction map. We define the function by . The supremum is actually a maximum as for a set of generators of we have .
Lemma B.3.
Let be a proper scheme over and a line bundle on with an algebraic metric . Let be a piecewise -linear metric on such that is a semipositive piecewise -linear metric. Let be an algebraic model of such that has a model on and set . Then there is a sequence of vertical coherent fractional ideals on and a sequence of positive integers such that converges uniformly to .
Proof.
We may assume that is a piecewise linear metric. Let be an algebraic model of on which has an algebraic model . The section of extends to a meromorphic section of and then for the vertical Cartier divisor on . By [GW10, Theorem 13.98] we may assume that is a vertical blowup of . Denote by the canonical map . We show first that is -nef, i.e. for any closed curve which is contracted by .
So let be a closed point and a curve. Then by the semipositivity assumption . But since we have and hence .
Now let be a -ample vertical Cartier divisor on , e.g. for the exceptional divisor of the blowup (this is -ample by [GW10, Proposition 13.96]). Then is -ample by the relative version of Kleiman’s criterion ([Deb01, Remark 7.41]). Furthermore, since and are coherent vertical fractional ideal sheaves, also is a coherent vertical fractional ideal sheaf on for any by [Ull95, Theorem 5.3].
By the characterization of -ampleness in [Gro61, Proposition 4.6.8] there exists some such that is surjective. This implies
and hence . Since we can replace by for arbitrary small this concludes the proof. ∎
Corollary B.4.
In the situation of Lemma B.3 suppose that the formal completion of is strongly nondegenerate strictly polystable and denote by the associated skeleton. Then is convex on every face of and satisfies .
Proof.
By Lemma B.3 we may approximate by functions of the form for some vertical coherent fractional ideals on . On the generic fibre of a building block , the function is given as the maximum of the functions where runs through a finite set of generators of . Since the properties we are looking for are stable under taking the maximum, these functions have them by Lemma B.1. But they are also stable under uniform limits so we are done. ∎
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