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3.7 Collapsing zero objects in D b ℱ ( M ) [03PE]

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3.7 Collapsing zero objects in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M)

Let (L,E)(L,E) be a nonempty Lagrangian brane in ℂm{\mathbin{\mathbb{C}}}^{m}, either embedded or immersed. Since LL is displaceable (Hamiltonian isotopic to a disjoint Lagrangian, by translations in ℂm{\mathbin{\mathbb{C}}}^{m}), there are two possibilities, either:

  • (A)

    (L,E)(L,E) has H​F∗HF^{*} obstructed; or

  • (B)

    (L,E)(L,E) has H​F∗HF^{*} unobstructed, and for every bounding cochain bb for (L,E)(L,E), (L,E,b)≅0(L,E,b)\cong 0 in Dbℱ(ℂm)D^{b}{\mathbin{\mathscr{F}}}({\mathbin{\mathbb{C}}}^{m}). Then we call (L,E,b)(L,E,b) a zero object.

    In this case LL must also be exact, and strictly immersed (not embedded).

For the second part of (B), note that dilation in ℂm{\mathbin{\mathbb{C}}}^{m} induces an infinitesimal deformation of (L,E,b)(L,E,b), corresponding to a class in H​F1​((L,E,b),(L,E,b))HF^{1}\bigl((L,E,b),(L,E,b)\bigr). As (L,E,b)≅0(L,E,b)\cong 0, this deformation class is zero, so dilations of LL are Hamiltonian isotopies, and LL is exact. But by an argument of Gromov there are no nonempty, compact, exact, embedded Lagrangians in ℂm{\mathbin{\mathbb{C}}}^{m}, since then we would have H∗(L;Λnov)≅HF∗((L,𝔽×E,0),(L,𝔽×E,0))≅0H^{*}(L;\Lambda_{\rm nov})\cong HF^{*}\bigl((L,{\mathbin{\mathbb{F}}}\times E,0),(L,{\mathbin{\mathbb{F}}}\times E,0)\bigr)\cong 0.

Example 3.22.

Until recently it was believed there are no compact, graded, embedded Lagrangians in ℂm{\mathbin{\mathbb{C}}}^{m}. However, Ekholm, Eliashberg, Murphy and Smith [15, Cor. 1.6] found an example of a compact, graded, embedded Lagrangian 𝒮1×𝒮2{\mathbin{\cal S}}^{1}\times{\mathbin{\cal S}}^{2} in ℂ3{\mathbin{\mathbb{C}}}^{3}, and products give Lagrangian (𝒮1×𝒮2)n({\mathbin{\cal S}}^{1}\times{\mathbin{\cal S}}^{2})^{n}’s in ℂ3​n{\mathbin{\mathbb{C}}}^{3n}. These all have H​F∗HF^{*} obstructed, as they are not strictly immersed.

Example 3.23.

Writing 𝒮m={(x0,…,xm)∈ℝm+1:x02+⋯+xm2}{\mathbin{\cal S}}^{m}=\bigl\{(x_{0},\ldots,x_{m})\in{\mathbin{\mathbb{R}}}^{m+1}:x_{0}^{2}+\cdots+x_{m}^{2}\bigr\}, the Whitney sphere L=ι(𝒮m)L=\iota({\mathbin{\cal S}}^{m}) is the Lagrangian immersion ι:𝒮m→ℂm\iota:{\mathbin{\cal S}}^{m}\rightarrow{\mathbin{\mathbb{C}}}^{m} given by

ι:(x0,x1,…,xn)⟼11+x02​(x1​(1+i​x0),…,xn​(1+i​x0)).\iota:(x_{0},x_{1},\ldots,x_{n})\longmapsto\frac{1}{1+x_{0}^{2}}\,\bigl(x_{1}(1+ix_{0}),\ldots,x_{n}(1+ix_{0})\bigr).

It has the special property of having conformal Maslov form. It has one transverse self-intersection point at p=(0,…,0)=ι⁡(1,0,…,0)=ι⁡(−1,0,…,0)p=(0,\ldots,0)=\iota(1,0,\ldots,0)=\iota(-1,0,\ldots,0), with μL−,L+​(p)=−1\mu_{L_{-},L_{+}}(p)=-1, μL+,L−​(p)=m+1\mu_{L_{+},L_{-}}(p)=m+1. Thus if m>2m>2, Lemma 2.23 shows that LL has H​F∗HF^{*} unobstructed, so as in (B), (L,E,b)≅0(L,E,b)\cong 0 in Dbℱ(ℂm)D^{b}{\mathbin{\mathscr{F}}}({\mathbin{\mathbb{C}}}^{m}).

Ekholm Eliashberg, Murphy and Smith [15, §1] construct Lagrangian immersions ȷ:𝒮m→ℂm\jmath:{\mathbin{\cal S}}^{m}\rightarrow{\mathbin{\mathbb{C}}}^{m} for mm odd, with one transverse self-intersection point pp with μL+,L−​(p)=2\mu_{L_{+},L_{-}}(p)=2. If m⩾3m\geqslant 3 it has H​F∗HF^{*} obstructed, as in (A).

Next we consider graded, immersed Lagrangian MCF in an example in ℂ{\mathbin{\mathbb{C}}}.

Example 3.24.

Let LL be a graded, immersed Lagrangian in ℂ{\mathbin{\mathbb{C}}} shaped like an ∞\infty sign, not necessarily symmetric, bounding two ‘teardrop’ JJ-holomorphic curves Σ1,Σ2\Sigma_{1},\Sigma_{2}, as shown in Figure 3.4, and let E→LE\rightarrow L be a rank one 𝔽{\mathbin{\mathbb{F}}}-local system, which is classified by its holonomy Hol(∇E)[L]∈𝔽∗\mathop{\rm Hol}\nolimits(\nabla_{E})[L]\in{\mathbin{\mathbb{F}}}^{*} around LL.

Then (L,E)(L,E) has H​F∗HF^{*} obstructed if area(Σ1)≠area(Σ2)\mathop{\rm area}(\Sigma_{1})\neq\mathop{\rm area}(\Sigma_{2}). If area(Σ1)=area(Σ2)\mathop{\rm area}(\Sigma_{1})=\mathop{\rm area}(\Sigma_{2}), there is a unique choice of Hol(∇E)​[L]=±1\mathop{\rm Hol}\nolimits(\nabla_{E})[L]=\pm 1 which makes the obstructions to H​F∗HF^{*} due to Σ1,Σ2\Sigma_{1},\Sigma_{2} cancel, and then (L,E)(L,E) has H​F∗HF^{*} unobstructed.

∙\textstyle{\bullet}Σ1\textstyle{\Sigma_{1}}Σ2\textstyle{\Sigma_{2}}L\textstyle{L}

Figure 3.4: ‘∞\infty sign’ Lagrangian LL in ℂ{\mathbin{\mathbb{C}}}

Consider the immersed Lagrangian MCF (‘curve shortening flow’) {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} in ℂ{\mathbin{\mathbb{C}}} starting from L0=LL^{0}=L with first finite time singularity at t=Tt=T. The curve shortening flow is well understood, as in Abresch and Langer [1], Angenent [4, 5], Grayson [21], and others, and we can give a good description of the flow. The difference area(Σ1t)−area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})-\mathop{\rm area}(\Sigma_{2}^{t}) is constant during the flow, and both area(Σ1t),area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t}),\mathop{\rm area}(\Sigma_{2}^{t}) decrease until the smaller becomes zero at t=Tt=T.

∙\textstyle{\bullet}L0\textstyle{L^{0}}→\textstyle{\rightarrow}∙\textstyle{\bullet}Lt,t<T\textstyle{L^{t},\;t<T}↓\textstyle{\downarrow} possible LtL^{t}, t>Tt>T (non-graded)Type II blow up in these regions gives the ‘grim reaper’←\textstyle{\leftarrow}∙\textstyle{\bullet}LT\textstyle{L^{T}}finite timesingularity

Figure 3.5: Lagrangian MCF when area(Σ1t)>area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})>\mathop{\rm area}(\Sigma_{2}^{t})

In the case area(Σ1t)>area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})>\mathop{\rm area}(\Sigma_{2}^{t}), the flow is sketched in Figure 3.5. The loop bounding Σ2\Sigma_{2} shrinks to a point at t=Tt=T, and the curve develops a cusp singularity. A type II blow up of this singularity sees only the small, highly curved regions indicated, and yields the ‘grim reaper’ translating soliton from Figure 2.1. Note that in this case, the type II blow up only gives a rather incomplete picture of what is happening.

Following Angenent [5], one can continue the flow for t>Tt>T after a surgery at t=Tt=T eliminating the self-intersection point, as in the last picture of Figure 3.5, but then the LtL^{t} for t>Tt>T are non-graded. From the point of view of this paper, this is the wrong thing to do, and only works as dimension m=1m=1 is so simple. A better answer is that after the singularity at t=T,t=T, one cannot continue the flow in graded Lagrangian MCF for t>Tt>T. This does not contradict the programme of §3.2, as the initial Lagrangian LL in Figure 3.4 has H​F∗HF^{*} obstructed in this case. We will discuss this phenomenon further in §3.8.

∙\textstyle{\bullet}L0\textstyle{L^{0}}→\textstyle{\rightarrow}∙\textstyle{\bullet}Lt1,<t1<t2<T\textstyle{L^{t_{1}},\;0\!<\!t_{1}\!<\!t_{2}\!<\!T}↓\textstyle{\downarrow} ∙\textstyle{\bullet}←\textstyle{\leftarrow}∙\textstyle{\bullet}Lt2,<t1<t2<T\textstyle{L^{t_{2}},\;0\!<\!t_{1}\!<\!t_{2}\!<\!T}LT\textstyle{L^{T}}finite timesingularity Type II blow up in these regions gives the ‘grim reaper’

Figure 3.6: Lagrangian MCF when area(Σ1t)=area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})=\mathop{\rm area}(\Sigma_{2}^{t})

In the case area(Σ1t)=area(Σ2t)\mathop{\rm area}(\Sigma_{1}^{t})=\mathop{\rm area}(\Sigma_{2}^{t}), the flow is sketched in Figure 3.6. The whole ∞\infty sign shrinks to a point at t=Tt=T. It is not a type I singularity modelled on a Lagrangian MCF shrinker, since this cannot happen in graded Lagrangian MCF as in §2.3. The curve does not rescale homothetically, but as in Figure 3.6 the curve shrinks faster in the vertical than in the horizontal directions. Type II blow ups at either end of the ∞\infty sign yield a ‘grim reaper’ translating soliton, as in Figure 2.1, as indicated. So, in this case of an immersed curve in ℂ{\mathbin{\mathbb{C}}} with H​F∗HF^{*} unobstructed, the whole curve collapses to a point in finite time under Lagrangian MCF.

More generally, for Lagrangian MCF {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} of compact, immersed, graded Lagrangians LtL^{t} in ℂm{\mathbin{\mathbb{C}}}^{m} with H​F∗HF^{*} unobstructed, I expect that the typical behaviour is for the whole of LtL^{t} to collapse to a point at time t=Tt=T (though possibly undergoing other surgeries along the way, as in §3.4–§3.6).

Similarly, for immersed Lagrangian MCF {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} with H​F∗HF^{*} unobstructed in a Calabi–Yau mm-fold (M,J,g,Ω)(M,J,g,\Omega), connected components L1tL^{t}_{1} of Lt=L1t∐L2tL^{t}=L^{t}_{1}\amalg L^{t}_{2} in small open balls in MM may collapse to a point in finite time t=Tt=T. When this happens, in the programme of §3.2, the correct thing to do is to delete the collapsed component L1tL^{t}_{1}, and continue flowing the remaining components L2tL^{t}_{2} when t>Tt>T. As (L1t,E1t,b1t)(L^{t}_{1},E^{t}_{1},b^{t}_{1}) is a zero object in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M), deleting it does not change the isomorphism class in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M). We state this as:

Principle 3.25.

The following behaviour, called ‘collapsing a zero object’, is a possible model for finite time singularities in the programme of §3.2.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold, and extend Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) to include immersed Lagrangians, as in [2]. Suppose {(Lt,Et):t∈(T−ϵ,T+ϵ)}\{(L^{t},E^{t}):t\in(T-\epsilon,T+\epsilon)\} for ϵ>0\epsilon>0 small is a family of Lagrangian branes in MM with H​F∗HF^{*} unobstructed, and {bt:t∈(T−ϵ,T+ϵ)}\{b^{t}:t\in(T-\epsilon,T+\epsilon)\} a corresponding family of bounding cochains, satisfying the following conditions:

  • (i)

    The (Lt,Et,bt)(L^{t},E^{t},b^{t}) for t∈(T−ϵ,T+ϵ)t\in(T-\epsilon,T+\epsilon) are all isomorphic in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M).

  • (ii)

    When t<T,t<T, Lt,EtL^{t},E^{t} depend smoothly on t∈(T−ϵ,T),t\in(T-\epsilon,T), and {(Lt,Et):t∈(T−ϵ,T)}\{(L^{t},E^{t}):t\in(T-\epsilon,T)\} satisfies Lagrangian MCF, with a finite time singularity at t=T,t=T, with one singular point p∈Mp\in M.

    Similarly, when t⩾T,t\geqslant T, Lt,EtL^{t},E^{t} depend smoothly on t∈[T,T+ϵ),t\in[T,T+\epsilon), and {(Lt,Et):t∈[T,T+ϵ)}\{(L^{t},E^{t}):t\in[T,T+\epsilon)\} satisfies Lagrangian MCF.

  • (iii)

    For t∈(T−ϵ,T)t\in(T-\epsilon,T) there is a decomposition (Lt,Et,bt)=(L1t,E1t,b1t)∐(L2t,E2t,b2t),(L^{t},E^{t},b^{t})=(L^{t}_{1},E^{t}_{1},b^{t}_{1})\amalg(L^{t}_{2},E^{t}_{2},b^{t}_{2}), with L1t,L2tL^{t}_{1},L^{t}_{2} open and closed in LtL^{t}. There exists a continuous δ:(T−ϵ,T)→(0,∞)\delta:(T-\epsilon,T)\rightarrow(0,\infty) with δ⁡(t)→0\delta(t)\rightarrow 0 as t→Tt\rightarrow T such that L1t⊆Bδ⁡(t)​(p)L^{t}_{1}\subseteq B_{\delta(t)}(p) for all t∈(T−ϵ,T),t\in(T-\epsilon,T), where Bδ⁡(t)​(p)B_{\delta(t)}(p) is the open ball of radius δ⁡(t)\delta(t) about pp in MM. That is, the whole of L1tL^{t}_{1} converges uniformly to p∈Mp\in M as t→Tt\rightarrow T.

  • (iv)

    (L1t,E1t,b1t)≅0(L^{t}_{1},E^{t}_{1},b^{t}_{1})\cong 0 in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M) for t∈(T−ϵ,T),t\in(T-\epsilon,T), so that (Lt,Et,bt)≅(L2t,E2t,b2t)(L^{t},E^{t},b^{t})\cong(L^{t}_{2},E^{t}_{2},b^{t}_{2}) in Dbℱ(M)D^{b}{\mathbin{\mathscr{F}}}(M).

  • (v)

    The family {(L2t,E2t,b2t):t∈(T−ϵ,T)}∐{(Lt,Et,bt):t∈[T,T+ϵ)}\{(L^{t}_{2},E^{t}_{2},b^{t}_{2}):t\in(T-\epsilon,T)\}\amalg\{(L^{t},E^{t},b^{t}):t\in[T,T+\epsilon)\} is smooth in t∈(T−ϵ,T+ϵ)t\in(T-\epsilon,T+\epsilon).

Rather than taking LT=L2TL^{T}=L^{T}_{2} to be a nonsingular immersed Lagrangian at t=T,t=T, we could instead write LT={p}∐L2T,L^{T}=\{p\}\amalg L^{T}_{2}, where {p}=limt→TL1t\{p\}=\lim_{t\rightarrow T}L^{t}_{1} is regarded as an extreme example of a singular Lagrangian in MM.

Recall that a graded Lagrangian LL is almost calibrated if it has phase variation less than π\pi. The almost calibrated condition is preserved by Lagrangian MCF. The next lemma implies that ‘collapsing zero objects’ does not happen in almost calibrated Lagrangian MCF.

Lemma 3.26.

Suppose LL is a compact, immersed, graded Lagrangian in ℂm,{\mathbin{\mathbb{C}}}^{m}, or in a small open ball Bδ​(p)B_{\delta}(p) in a Calabi–Yau mm-fold (M,J,g,Ω)(M,J,g,\Omega). Then LL has phase variation greater than π\pi. That is, LL is not almost calibrated.

To prove the lemma, assume for a contradiction that the phase function θL\theta_{L} of LL maps θL:L→[ϕ−π2,ϕ+π2]\theta_{L}:L\rightarrow[\phi-\frac{\pi}{2},\phi+\frac{\pi}{2}], consider ∫L(cos⁡ϕ​ReΩ−sin⁡ϕ​ImΩ)\int_{L}(\cos\phi\mathop{\rm Re}\Omega-\sin\phi\mathop{\rm Im}\Omega), and note that the homology class [L][L] in Hm(ℂm,ℤ)H_{m}({\mathbin{\mathbb{C}}}^{m},{\mathbin{\mathbb{Z}}}) or Hm​(M,ℤ)H_{m}(M,{\mathbin{\mathbb{Z}}}) is zero.

Problem 3.27.

Find global geometric models for how such ‘collapsing a zero object’ finite time singularities occur in MCF for compact, immersed, graded Lagrangians LtL^{t} in ℂm{\mathbin{\mathbb{C}}}^{m} with H​F∗HF^{*} unobstructed.

Even for m=1m=1 there may be something new to say.

Example 3.28.

Let (M,J,g,Ω)(M,J,g,\Omega) be a Calabi–Yau mm-fold for m⩾2m\geqslant 2, LL a compact Lagrangian in MM, and p∈Lp\in L. In [57], Neves defines another Lagrangian L~\tilde{L} in MM, which is Hamiltonian isotopic to LL and coincides with LL except in a small open neighbourhood of pp. Here L,L~L,\tilde{L} are locally SO(m)\mathop{\rm SO}\nolimits(m) surfaces of revolution on the curves in sketched in Figure 3.7. (Actually Neves restricts to m=2m=2, but the same ideas should work for all m⩾2m\geqslant 2.)

∙\textstyle{\bullet}p\textstyle{p}∙\textstyle{\bullet}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}×\textstyle{\times}L\textstyle{L}L~\textstyle{\tilde{L}}

Figure 3.7: Neves’ Lagrangian with a finite time singularity under LMCF

Neves’ main result [57, Th. A] is that Lagrangian MCF starting from L~\tilde{L} develops finite time singularities. This is important, as it shows that finite time singularities in Lagrangian MCF are unavoidable in many situations (although note that L~\tilde{L} has phase variation greater than π\pi, so this does not show that almost calibrated Lagrangian MCF has finite time singularities).

LT1\textstyle{L^{T_{1}}}∙\textstyle{\bullet}∙\textstyle{\bullet}L1T1\textstyle{L^{T_{1}}_{1}}∙\textstyle{\bullet}L2T1\textstyle{L^{T_{1}}_{2}}=\textstyle{=}∐\textstyle{\amalg}

Figure 3.8: First singular time t=T1t=T_{1} of Lagrangian MCF from L~\tilde{L}

What actually happens in Lagrangian MCF starting from L~\tilde{L}? Neves’ proof does not tell us, as he assumes for a contradiction that no finite time singularity occurs. The author expects a Lagrangian MCF with surgeries {Lt:t∈[0,T)}\{L^{t}:t\in[0,T)\} in MM with L0=L~L^{0}=\tilde{L}, with two singular times 0<T1<T2<T0<T_{1}<T_{2}<T. For t∈[0,T1),t\in[0,T_{1}), LtL^{t} looks much like L~\tilde{L}, but as t→T1t\rightarrow T_{1} in [0,T1)[0,T_{1}), the region marked with crosses ‘×\times’ in Figure 3.7 undergoes a ‘neck pinch’. At t=T1t=T_{1}, as sketched in Figure 3.8, LT1L^{T_{1}} decomposes as L1T1∐L2T1L^{T_{1}}_{1}\amalg L^{T_{1}}_{2}, where L1T1L^{T_{1}}_{1} is a small immersed 𝒮m{\mathbin{\cal S}}^{m} near pp with one transverse self-intersection point with μL+,L−​(p)=m+1\mu_{L_{+},L_{-}}(p)=m+1, a ‘Whitney sphere’ as in Example 3.23, and L2T1L^{T_{1}}_{2} looks quite like the original LL.

Then as tt increases from T1T_{1} to T2T_{2}, the component L1tL^{t}_{1} should shrink to a point, until at the second singular time t=T2t=T_{2} it undergoes ‘collapsing a zero object’ as in Principle 3.25. Meanwhile, the Lagrangian MCF of L2tL^{t}_{2} looks quite like that of the original LL, and continues for t>T2t>T_{2}. Thus, at least conjecturally, Neves’ examples [57] are not counterexamples to the programme of §3.2.

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