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3.2. Amoebas of hypersurfaces [03DJ]

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3.2. Amoebas of hypersurfaces

Let Logs:(ℂ\{0})d→ℝd\mathrm{Log}_{s}:(\mathbb{C}\backslash\{0\})^{d}\rightarrow\mathbb{R}^{d} be the logarithmic map with the base |s||s|:

Logs​(x):=log⁡(|x|)log⁡|s|={log⁡|x1|log⁡|s|,…,log⁡|xd|log⁡|s|}.\mathrm{Log}_{s}(x):=\frac{\log(|x|)}{\log|s|}=\left\{\frac{\log|x_{1}|}{\log|s|},\dots,\frac{\log|x_{d}|}{\log|s|}\right\}.
Definition.

([GKZ94, Ch. 6]) The amoeba associated to the family of affine hypersurfaces HsaffH_{s}^{{\operatorname{af{}f}}} is the image of the log map:

𝒜sλ:=Logs​(Hsaff).\mathcal{A}^{\lambda}_{s}:=\mathrm{Log}_{s}(H_{s}^{\operatorname{af{}f}}).

The geometry of amoebas of affine hypersurfaces is a well developed subject that originated in the work of Gelfand, Kapranov and Zelevinsky [GKZ94]. We are going to review several useful facts about the amoebas, most of which are contained in (or can be easily deduced from) a nice survey paper by Mikhalkin [Mik01].

The limiting behavior of amoebas as s→∞s\to\infty can be described in terms of the Legendre transform Lλ:ℝd→ℝL_{\lambda}:\mathbb{R}^{d}\rightarrow\mathbb{R} of the vector λ\lambda:

Lλ​(n)=maxm∈Δ∩(ℤd)∗⁡{⟨m,n⟩+λ⁡(m)}.L_{\lambda}(n)=\max_{m\in\Delta\cap(\mathbb{Z}^{d})^{*}}\{\langle m,n\rangle+\lambda(m)\}.
Remark.

In the literature, the Legendre transform is sometimes defined with a “minus” rather than a “plus” sign. Those references work with convex (not concave) λ\lambda.

Lλ​(n)L_{\lambda}(n) is a piecewise linear convex function. Define the non-Archimedean amoeba 𝒜∞λ⊂ℝd\mathcal{A}^{\lambda}_{\infty}\subset\mathbb{R}^{d} to be the corner locus of Lλ​(n)L_{\lambda}(n) (the set of points where Lλ​(n)L_{\lambda}(n) is not smooth). 𝒜∞λ\mathcal{A}^{\lambda}_{\infty} is a rational polyhedral complex of dimension d−1d-1 (cf. [Mik02]), which gives a cell decomposition of ℝd\mathbb{R}^{d}.

Lemma 3.1.

The decomposition of ℝd\mathbb{R}^{d} by 𝒜∞λ\mathcal{A}^{\lambda}_{\infty} has the following description:

  1. (1)

    The cells are labeled by the simplices σ¯∈S∗{0}\overline{\sigma}\in S\ast\{0\}.

  2. (2)

    (The closure of) a cell Qσ¯λQ^{\lambda}_{\overline{\sigma}} is the Minkowski sum of the polytope and the cone:

    Qσ¯λ=Fσ∨+NCΔ⁡(σ¯).Q^{\lambda}_{\overline{\sigma}}=F^{\vee}_{\sigma}+\operatorname{NC}_{\Delta}(\overline{\sigma}).

    Here Fσ∨F^{\vee}_{\sigma} is the face of ∂Δλ∨\partial\Delta^{\vee}_{\lambda} dual to σ=σ¯∩∂Δ∈S\sigma=\overline{\sigma}\cap{\partial\Delta}\in S, (where we set F∅∨=Δλ∨F^{\vee}_{\emptyset}=\Delta^{\vee}_{\lambda} for σ¯={0}\overline{\sigma}=\{0\}), and NCΔ⁡(F)\operatorname{NC}_{\Delta}(F) is the normal cone to the face F≺ΔF\prec\Delta, ( in particular NCΔ⁡(F)={0}\operatorname{NC}_{\Delta}(F)=\{0\} for F=ΔF=\Delta). Thus, Qσ¯λQ^{\lambda}_{\overline{\sigma}} is unbounded if and only if σ¯=σ∈S\overline{\sigma}=\sigma\in S.

  3. (3)

    In particular, the dd-dimensional cells are labeled by the elements of vert⁡(S)∪{0}\operatorname{vert}(S)\cup\{0\}. That is, there is a bounded central cell Q{0}λ=Δλ∨Q^{\lambda}_{\{0\}}=\Delta^{\vee}_{\lambda} and unbounded cells QvλQ^{\lambda}_{v}, one for each vertex v∈vert⁡(S)v\in\operatorname{vert}(S) (see Fig. 3.2).

Proof.

All statements follow easily from the definition of LλL_{\lambda}. Namely, the cells correspond to the subsets I⊂Δ∩(ℤd)∗I\subset\Delta\cap(\mathbb{Z}^{d})^{*}: the corresponding linear functions ⟨m,n⟩+λ⁡(m),m∈I\langle m,n\rangle+\lambda(m),\ m\in I, saturate the maximum in LλL_{\lambda}. Since λ\lambda is a concave function this can happen only if II is a set of vertices of some simplex σ¯∈S∗{0}\overline{\sigma}\in S\ast\{0\}. This proves (1).

For (3) we notice that a dd-cell is a domain of linearity of LλL_{\lambda}, labeled by the vertex m∈vert⁡(S)∪{0}m\in\operatorname{vert}(S)\cup\{0\} whose corresponding linear function ⟨m,n⟩+λ⁡(m)\langle m,n\rangle+\lambda(m) is maximal. In particular, the central cell Q{0}λQ^{\lambda}_{\{0\}} is the set of n∈ℝdn\in\mathbb{R}^{d}, such that the maximum is achieved by ⟨{0},n⟩+λ⁡(0)\langle\{0\},n\rangle+\lambda(0), i.e.

⟨m,n⟩+λ⁡(m)≤λ⁡(0), all ​m∈Δ∩(ℤd)∗,\langle m,n\rangle+\lambda(m)\leq\lambda(0),\ \text{ all }m\in\Delta\cap(\mathbb{Z}^{d})^{*},

which are exactly the defining inequalities for Δλ∨\Delta^{\vee}_{\lambda}.

More generally, a point nn is in (the closure of) Qσ¯λQ^{\lambda}_{\overline{\sigma}} if and only if:

⟨m−v,n⟩+λ⁡(m)≤λ⁡(v)−λ⁡(m), all ​v∈vert​σ¯,m∈Δ∩(ℤd)∗,\displaystyle\langle m-v,n\rangle+\lambda(m)\leq\lambda(v)-\lambda(m),\ \text{ all }v\in\mathrm{vert}\overline{\sigma},\ m\in\Delta\cap(\mathbb{Z}^{d})^{*},
 and ​⟨v1,n⟩+λ⁡(v1)=⟨v2,n⟩+λ⁡(v2),v1,v2∈vert⁡(σ¯),\displaystyle\text{ and }\ \langle v_{1},n\rangle+\lambda(v_{1})=\langle v_{2},n\rangle+\lambda(v_{2}),\ v_{1},v_{2}\in\mathrm{vert}(\overline{\sigma}),

which are exactly the defining inequalities for the polyhedron Fσ∨+NCΔ⁡(σ¯)F^{\vee}_{\sigma}+\operatorname{NC}_{\Delta}(\overline{\sigma}). ∎

The polyhedral complex 𝒜∞λ\mathcal{A}^{\lambda}_{\infty} is also called the spine of the amoeba 𝒜sλ\mathcal{A}^{\lambda}_{s} because of the following fact (cf. [Mik02]):

Proposition 3.2.

As s→∞s\to\infty the amoebas 𝒜sλ\mathcal{A}^{\lambda}_{s} converge in the Hausdorff sense to the non-Archimedean amoeba 𝒜∞λ\mathcal{A}^{\lambda}_{\infty}.

Idea of the proof.

If we consider ss as a variable, we can think of the affine family HsaffH_{s}^{\operatorname{af{}f}} as one hypersurface given by a single equation in (ℂ\{0})d+1(\mathbb{C}\backslash\{0\})^{d+1}. Then the rescaled amoeba log⁡|s|⋅𝒜sλ\log|s|\cdot\mathcal{A}^{\lambda}_{s} sits inside the trace left by this extended (d+1)(d+1)-dimensional amoeba in the horizontal hyperplane log⁡|s|=c​o​n​s​t\log|s|=const. And the result follows from [GKZ94, Ch. 6, Prop. 1.9]. ∎

[Uncaptioned image]

Figure 8: The affine amoeba 𝒜sλ\mathcal{A}^{\lambda}_{s} with the corresponding spine 𝒜∞λ\mathcal{A}^{\lambda}_{\infty} and its ℂ​ℙ2\mathbb{C}\mathbb{P}^{2}-compactification 𝒜sλ¯\overline{\mathcal{A}^{\lambda}_{s}}, for the family Hsaff={s2+x−1y−1+sx−1+sx−1y2+sx2y−1=0}H_{s}^{{\operatorname{af{}f}}}=\{s^{2}+x^{-1}y^{-1}+sx^{-1}+sx^{-1}y^{2}+sx^{2}y^{-1}=0\}.

Given a 𝕋\mathbb{T}-invariant Kähler form on XΔνX_{{\Delta_{\nu}}} in the class [ν][\nu], we can consider the corresponding moment map μ:XΔν→Δν\mu\colon X_{{\Delta_{\nu}}}\to{{\Delta_{\nu}}}. In this case we can also define the compactified amoeba 𝒜sλ¯:=μ⁡(Hs)⊂Δν\overline{\mathcal{A}^{\lambda}_{s}}:=\mu(H_{s})\subset{\Delta_{\nu}}.

For the proof of Theorem 3.7 we will need to introduce some domains in ℝd\mathbb{R}^{d}, which are intimately connected with the amoebas and the function LλL_{\lambda}. In some sense they are generalizations of the cells induced by 𝒜∞λ\mathcal{A}^{\lambda}_{\infty}.

Definition.

For II and JJ, two disjoint collections of integral points in Δ\Delta, and a real number ϵ≥0\epsilon\geq 0, we define the (possibly empty) polyhedron Q(I∣J)λ​(ϵ)Q^{\lambda}_{(I\mid J)}(\epsilon) in ℝd\mathbb{R}^{d} by the conditions:

⟨m′′,n⟩+λ⁡(m′′)<⟨m,n⟩+λ⁡(m)−ϵ,\displaystyle\langle m^{\prime\prime},n\rangle+\lambda(m^{\prime\prime})<\langle m,n\rangle+\lambda(m)-\epsilon,
⟨m′,n⟩+λ⁡(m′)=⟨m,n⟩+λ⁡(m),\displaystyle\langle m^{\prime},n\rangle+\lambda(m^{\prime})=\langle m,n\rangle+\lambda(m),

for all m,m′∈I,m′′∉I∪Jm,m^{\prime}\in I,m^{\prime\prime}\not\in I\cup J. We will abbreviate Q(I∣J)λ​(ϵ)Q^{\lambda}_{(I\mid J)}(\epsilon) by QIλ​(ϵ)Q^{\lambda}_{I}(\epsilon) when JJ is empty.

Definition.

For w∈∂Δ∨∩ℤdw\in{\partial\Delta^{\vee}}\cap\mathbb{Z}^{d} let w⟂w^{\perp} be the set of integral points in (carrierΔ∨⁡w)∨(\operatorname{carrier}_{\Delta^{\vee}}w)^{\vee}, that is

w⟂={m∈Δ∩(ℤd)∗:⟨m,w⟩=1}.w^{\perp}=\{m\in\Delta\cap(\mathbb{Z}^{d})^{*}\ :\ \langle m,w\rangle=1\}.

Then, the truncated polytope Δ\w⟂\Delta\backslash w^{\perp} is defined as the convex hull of integral points of Δ\Delta which are not in w⟂w^{\perp}.

Notice that for small ϵ\epsilon, Q(I∣J)λ​(ϵ)Q^{\lambda}_{(I\mid J)}(\epsilon) and Q(I∣J)λ​(0)Q^{\lambda}_{(I\mid J)}(0) are combinatorially equivalent.

Lemma 3.3.

In certain special cases of later interest we can describe Q(I∣J)λ​(0)Q^{\lambda}_{(I\mid J)}(0) as follows:

  1. (1)

    If J=∅J=\emptyset, then QIλ​(0)Q^{\lambda}_{I}(0) is non-empty if and only if II is the set of vertices of some simplex σ¯∈S∗{0}\overline{\sigma}\in S\ast\{0\}, in which case QIλ​(0)=Qσ¯λQ^{\lambda}_{I}(0)=Q^{\lambda}_{\overline{\sigma}}.

  2. (2)

    Q({0}∣v)λ​(0)Q^{\lambda}_{(\{0\}\mid v)}(0) contains the relative interior of the facet Gv⊂Δλ∨G_{v}\subset\Delta^{\vee}_{\lambda}.

  3. (3)

    Q({0}∣w⟂)λ​(0)Q^{\lambda}_{(\{0\}\mid w^{\perp})}(0) is the Minkowski sum of the polytope Δλ∨\Delta^{\vee}_{\lambda} and the normal cone to carrierΔ\w⟂⁡{0}\operatorname{carrier}_{\Delta\backslash w^{\perp}}\{0\}:

    Q({0}∣w⟂)λ​(0)=Δλ∨+NCΔ\w⟂⁡({0}).Q^{\lambda}_{(\{0\}\mid w^{\perp})}(0)=\Delta^{\vee}_{\lambda}+\operatorname{NC}_{\Delta\backslash w^{\perp}}(\{0\}).

    In particular, it contains Δλ∨+cone⁡(w)\Delta^{\vee}_{\lambda}+\operatorname{cone}(w).

Proof.

For (1) we notice that the set of defining inequalities of QIλ​(0)Q^{\lambda}_{I}(0) is exactly the condition that the maximum in LλL_{\lambda} is saturated by the linear functions ⟨m,n⟩+λ⁡(m),m∈I\langle m,n\rangle+\lambda(m),\ m\in I.

For (2), note that Qv∗{0}λQ^{\lambda}_{v\ast\{0\}} is defined by the same inequalities as Q({0}∣v)λ​(0)Q^{\lambda}_{(\{0\}\mid v)}(0), plus an extra condition: ⟨v,n⟩+λ⁡(v)=λ⁡(0)\langle v,n\rangle+\lambda(v)=\lambda(0).

[Uncaptioned image]

Figure 9: Examples of Q({0}∣v)λ​(0)Q^{\lambda}_{(\{0\}\mid v)}(0) for v=[−1−1],[11]v=\left[\begin{smallmatrix}-1\\ -1\end{smallmatrix}\right],\ \left[\begin{smallmatrix}1\\ 1\end{smallmatrix}\right] in ∂Δ{\partial\Delta}.

For (3) we can study the Legendre transform of the restriction of λ\lambda to the truncated polytope Δ\w⟂\Delta\backslash w^{\perp} (which is still a concave function). From this point of view, the Minkowski sum in (3) is in complete analogy with (2) of Lemma 3.1.

[Uncaptioned image]

Figure 10: Examples of Q({0}∣w⟂)λ​(0)Q^{\lambda}_{(\{0\}\mid w^{\perp})}(0) for w=[−10],[0−1],[10]w=\left[\begin{smallmatrix}-1\\ 0\end{smallmatrix}\right],\ \left[\begin{smallmatrix}0\\ -1\end{smallmatrix}\right],\ \left[\begin{smallmatrix}1\\ 0\end{smallmatrix}\right] in ∂Δλ∨\partial\Delta^{\vee}_{\lambda}.

Note that in the process of truncation we removed all integral points of Δ\Delta with ⟨m,w⟩=1\langle m,w\rangle=1. Hence, the remaining ones satisfy ⟨m,w⟩≤0\langle m,w\rangle\leq 0 which implies that {0}\{0\} is on the boundary of Δ\w⟂\Delta\backslash w^{\perp}, and ww is in (the boundary of) the normal cone NCΔ\w⟂⁡({0})\operatorname{NC}_{\Delta\backslash w^{\perp}}(\{0\}). ∎

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