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3. Alexander capacity [033B]

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3. Alexander capacity

We now introduce another capacity which is defined by means of a global extremal function. It is closely related to the projective capacity introduced by Alexander in [1]. We assume throughout this section that ω\omega is a closed real current on XX with continuous local potentials.

3.1. Global extremal functions

Definition 3.1.

Let KK be a Borel subset of XX. We set

VK,ω:=sup{φ(x)/φ∈PSH(X,ω),φ≤0 on K}.V_{K,\omega}:=\sup\left\{\varphi(x)\,/\,\varphi\in PSH(X,\omega),\,\varphi\leq 0\text{ on }K\right\}.

This definition mimics the definition of the so-called ”Siciak’s extremal function” usually defined for Borel subset of X=ℂ​ℙnX=\mathbb{C}\mathbb{P}^{n} that are bounded in ℂn=X∖H∞\mathbb{C}^{n}=X\setminus H_{\infty}, where H∞H_{\infty} denotes some hyperplane at infinity. This function was introduced and studied by Siciak in [35],[36] (see also [38]). One can indeed check that this definition coincides with the classical one if one chooses ω=[H∞]\omega=[H_{\infty}] to be the current of integration along the hyperplane H∞H_{\infty}. Similarly one could consider the case where ω=[D]\omega=[D] is the current of integration along a positive divisor DD on XX and let DD play the role of infinity. This approach has been used by some authors working in Arakelov geometry to define capacities on projective varieties (see [30],[9] and references therein). However this forces them to consider only compact subsets of X∖DX\setminus D and leads to less intrinsic notions of capacities.

In this article we always assume that the currents ω\omega involved admit continuous potentials. This insures that the Monge-Ampère operator ωφn\omega_{\varphi}^{n} is well-defined on extremal functions VK,ωV_{K,\omega}. If φ∈L1​(X)\varphi\in L^{1}(X), we shall denote by φ∗\varphi^{*} its upper-semi-continuous regularization.

Theorem 3.2.

Let KK be a Borel subset of XX.

1) KK is P​S​H​(X,ω)PSH(X,\omega)-polar iff supXVK,ω∗=+∞\sup_{X}V_{K,\omega}^{*}=+\infty iff VK,ω∗≡+∞V_{K,\omega}^{*}\equiv+\infty.

2) If KK is not P​S​H​(X,ω)PSH(X,\omega)-polar then VK,ω∗∈P​S​H​(X,ω)V_{K,\omega}^{*}\in PSH(X,\omega) and satisfies VK,ω∗≡0V_{K,\omega}^{*}\equiv 0 in the interior of K{K}, (ωVK,ω∗)n=0(\omega_{V_{K,\omega}^{*}})^{n}=0 in X∖K¯X\setminus\overline{K} and

∫K¯(ωVK,ω∗)n=∫Xωn=V​o​lω​(X).\int_{\overline{K}}(\omega_{V_{K,\omega}^{*}})^{n}=\int_{X}\omega^{n}=Vol_{\omega}(X).
Proof.

Assume supXVK,ω∗=+∞\sup_{X}V_{K,\omega}^{*}=+\infty. By a lemma of Choquet (see lemma 4.23 in [15], chapter 1), we can find an increasing sequence of functions φj∈P​S​H​(X,ω)\varphi_{j}\in PSH(X,\omega) such that φj=0\varphi_{j}=0 on KK and VK,ω∗=(lim↗φj)∗V_{K,\omega}^{*}=(\lim\nearrow\varphi_{j})^{*}. Extracting a subsequence if necessary, we can assume supXφj≥2j\sup_{X}\varphi_{j}\geq 2^{j}. Set ψj=φj−supXφj\psi_{j}=\varphi_{j}-\sup_{X}\varphi_{j}. These functions belong to ℱ0{\mathcal{F}}_{0} which is a compact subfamily of P​S​H​(X,ω)PSH(X,\omega) (corollary 1.7). Recall that if μ\mu is a smooth volume form on XX then there exists CμC_{\mu} such that ∫ψj​𝑑μ≥−Cμ\int\psi_{j}d\mu\geq-C_{\mu} for all jj. Set ψ:=∑j≥12−j​ψj\psi:=\sum_{j\geq 1}2^{-j}\psi_{j}. Then ψ∈P​S​H​(X,ω)\psi\in PSH(X,\omega) as a decreasing limit of functions in P​S​H​(X,ω)PSH(X,\omega) with ∫Xψ​𝑑μ≥−Cμ>−∞\int_{X}\psi d\mu\geq-C_{\mu}>-\infty. Now for every x∈Kx\in K we get ψ(x)=−∑j≥12−jsupXφj=−∞\psi(x)=-\sum_{j\geq 1}2^{-j}\sup_{X}\varphi_{j}=-\infty hence K⊂{ψ=−∞}K\subset\{\psi=-\infty\}, i.e. KK is P​S​H​(X,ω)PSH(X,\omega)-polar.

Conversely assume KK is P​S​H​(X,ω)PSH(X,\omega)-polar, K⊂{ψ=−∞}K\subset\{\psi=-\infty\} for some ψ∈P​S​H​(X,ω)\psi\in PSH(X,\omega). Then for all c∈ℝc\in\mathbb{R}, ψ+c∈P​S​H​(X,ω)\psi+c\in PSH(X,\omega) and ψ+c≤0\psi+c\leq 0 on KK. Therefore VK,ω≥ψ+cV_{K,\omega}\geq\psi+c, ∀c∈ℝ\forall c\in\mathbb{R}. This yields VK,ω=+∞V_{K,\omega}=+\infty on X∖{ψ=−∞}X\setminus\{\psi=-\infty\} hence VK,ω∗≡+∞V_{K,\omega}^{*}\equiv+\infty on XX since {ψ=−∞}\{\psi=-\infty\} has zero volume. We have thus shown the following circle of implications: K​ is ​P​S​H​(X,ω)−polar⇒VK,ω∗≡+∞⇒supXVK,ω∗=+∞⇒K​ is ​P​S​H​(X,ω)−polarK\text{ is }PSH(X,\omega)-\text{polar}\Rightarrow V_{K,\omega}^{*}\equiv+\infty\Rightarrow\sup_{X}V_{K,\omega}^{*}=+\infty\Rightarrow K\text{ is }PSH(X,\omega)-\text{polar}.

Assume now that KK is not P​S​H​(X,ω)PSH(X,\omega)-polar. Then VK,ω∗∈P​S​H​(X,ω)V_{K,\omega}^{*}\in PSH(X,\omega) (see proposition 1.6.2) and clearly satisfies VK,ω∗=0V_{K,\omega}^{*}=0 in the interior of K{K}. If we show that (ωVK,ω∗)n=0(\omega_{V_{K,\omega}^{*}})^{n}=0 in X∖K¯X\setminus\overline{K} then

∫K¯(ωVK,ω∗)n=∫X(ωVK,ω∗)n=∫Xωn,\int_{\overline{K}}(\omega_{V_{K,\omega}^{*}})^{n}=\int_{X}(\omega_{V_{K,\omega}^{*}})^{n}=\int_{X}\omega^{n},

as follows from Stokes theorem. Let φj∈P​S​H​(X,ω)\varphi_{j}\in PSH(X,\omega) be an increasing sequence such that φj=0\varphi_{j}=0 on KK and VK,ω∗=(lim↗φj)∗V_{K,\omega}^{*}=(\lim\nearrow\varphi_{j})^{*}. Fix BB a small ball in X∖K¯X\setminus\overline{K}. Let φj^\hat{\varphi_{j}} be the solution of the Dirichlet problem with boundary values φj\varphi_{j}. Then φj^∈P​S​H​(X,ω)\hat{\varphi_{j}}\in PSH(X,\omega), φj^=φj\hat{\varphi_{j}}=\varphi_{j} in X∖BX\setminus B (in particular φj^=0\hat{\varphi_{j}}=0 on KK hence φj^≤VK,ω\hat{\varphi_{j}}\leq V_{K,\omega}) and the sequence (φj^)(\hat{\varphi_{j}}) is again increasing (theorem 2.12). Since (ωφj^)n=0(\omega_{\hat{\varphi_{j}}})^{n}=0 in BB and (lim↗φj^)=VK,ω∗(\lim\nearrow\hat{\varphi_{j}})=V_{K,\omega}^{*}, it follows from the continuity of the complex Monge-Ampère on increasing sequences that (ωVK,ω∗)n=0(\omega_{V_{K,\omega}^{*}})^{n}=0 in BB. As BB was an arbitrarily small ball in X∖K¯X\setminus\overline{K} we infer (ωVK,ω∗)n=0(\omega_{V_{K,\omega}^{*}})^{n}=0 in X∖K¯X\setminus\overline{K}. ∎

The following corollary has to be related to proposition 1.7.

Corollary 3.3.

Let KK be a Borel subset of XX and set

ℱK:={φ∈PSH(X,ω)/supKφ=0}.{\mathcal{F}}_{K}:=\{\varphi\in PSH(X,\omega)\,/\,\sup_{K}\varphi=0\}.

Then ℱK{\mathcal{F}}_{K} is relatively compact iff KK is not P​S​H​(X,ω)PSH(X,\omega)-polar.

Proof.

Observe that VK,ω(x)=sup{φ(x)/φ∈ℱK}V_{K,\omega}(x)=\sup\{\varphi(x)\,/\,\varphi\in{\mathcal{F}}_{K}\}. Thus if ℱK{\mathcal{F}}_{K} is relatively compact then it is uniformly bounded from above, hence supXVK,ω<+∞\sup_{X}V_{K,\omega}<+\infty, i.e. KK is not P​S​H​(X,ω)PSH(X,\omega)-polar.

Assume conversely that KK is not P​S​H​(X,ω)PSH(X,\omega)-polar. Let (φj)∈ℱKℕ(\varphi_{j})\in{\mathcal{F}}_{K}^{\mathbb{N}}. Then φj≤VK,ω≤supXVK,ω<+∞\varphi_{j}\leq V_{K,\omega}\leq\sup_{X}V_{K,\omega}<+\infty hence (φj)(\varphi_{j}) is uniformly bounded from above. It follows from proposition 1.6 that (φj)(\varphi_{j}) is relatively compact. Indeed it can not converge uniformly to −∞-\infty since supKφj=0\sup_{K}\varphi_{j}=0 (see proposition 1.6). ∎

Proposition 3.4.

Let KK be a Borel subset of XX.

1) If K′⊂KK^{\prime}\subset K then VX,ω≤VK,ω≤VK′,ωV_{X,\omega}\leq V_{K,\omega}\leq V_{K^{\prime},\omega} and supXVX,ω=0\sup_{X}V_{X,\omega}=0. Furthermore VX,ω≡0V_{X,\omega}\equiv 0 when ω≥0\omega\geq 0.

2) If ω1≤ω2\omega_{1}\leq\omega_{2} then VK,ω1≤VK,ω2V_{K,\omega_{1}}\leq V_{K,\omega_{2}}.

3) For all A>0A>0, VK,A​ω=A⋅VK,ωV_{K,A\omega}=A\cdot V_{K,\omega}.

4) If ω′=ω+d​dc​χ\omega^{\prime}=\omega+dd^{c}\chi then

−χ+infXχ+VK,ω≤VK,ω′≤VK,ω+supXχ−χ.-\chi+\inf_{X}\chi+V_{K,\omega}\leq V_{K,\omega^{\prime}}\leq V_{K,\omega}+\sup_{X}\chi-\chi.

5) If f:X→Xf:X\rightarrow X is holomorphic then

Vf⁡(K),ω∘f≤VK,f∗​ω.V_{f(K),\omega}\circ f\leq V_{K,f^{*}\omega}.

In particular if ff is a ω\omega-isometry then Vf⁡(K),ω=VK,ωV_{f(K),\omega}=V_{K,\omega}.

Proof.

That K↦VK,ωK\mapsto V_{K,\omega} is decreasing follows straightforwardly from the definition. Observe that 0∈P​S​H​(X,ω)0\in PSH(X,\omega) when ω≥0\omega\geq 0, hence VX,ω≡0V_{X,\omega}\equiv 0 in this case. When ω\omega is smooth (but not positive), considering VX,ω∗V_{X,\omega}^{*} will be a useful way of constructing a positive closed current ωVX,ω∗∼ω\omega_{V_{X,\omega}^{*}}\sim\omega with minimal singularities (see section 4).

Assertions 2,3,4 are simple consequences of proposition 1.3. The last assertion results from the following observation: if φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega) is such that φ≤0\varphi\leq 0 on f⁡(K)f(K), then φ∘f\varphi\circ f belongs to P​S​H​(X,f∗​ω)PSH(X,f^{*}\omega) and satisfies φ∘f≤0\varphi\circ f\leq 0 on KK. ∎

Example 3.5.

Assume X=ℂ​ℙnX=\mathbb{C}\mathbb{P}^{n}, ω\omega is the Fubini-Study Kähler form and let BRB_{R} denote the euclidean ball centered at the origin and of radius RR in ℂn⊂ℂ​ℙn\mathbb{C}^{n}\subset\mathbb{C}\mathbb{P}^{n}. Then for x∈ℂnx\in\mathbb{C}^{n},

VBR,ω​(x)=max⁡(log⁡‖x‖R+12​log⁡[1+R2]−12​log⁡[1+‖x‖2],0).V_{B_{R},\omega}(x)=\max\left(\log\frac{||x||}{R}+\frac{1}{2}\log[1+R^{2}]-\frac{1}{2}\log[1+||x||^{2}];0\right).

Indeed set ψR:=max⁡(12​log⁡[1+‖x‖2],φR)\psi_{R}:=\max(\frac{1}{2}\log[1+||x||^{2}],\varphi_{R}), where φR=12​log⁡[1+R2]+log⁡‖x‖R\varphi_{R}=\frac{1}{2}\log[1+R^{2}]+\log\frac{||x||}{R}. Recall that the usual Siciak’s extremal function of BRB_{R} is log+⁡‖x‖R\log^{+}\frac{||x||}{R}. Therefore 12​log⁡[1+‖x‖2]≤φR=ψR\frac{1}{2}\log[1+||x||^{2}]\leq\varphi_{R}=\psi_{R} for ‖x‖≥R||x||\geq R. On the other hand if ‖x‖<R||x||<R then 1+‖x‖2>(1+R2)​‖x‖2R21+||x||^{2}>(1+R^{2})\frac{||x||^{2}}{R^{2}} hence 12​log⁡[1+‖x‖2]>φR\frac{1}{2}\log[1+||x||^{2}]>\varphi_{R} in BRB_{R}.

Now let u∈P​S​H​(ℂ​ℙn,ω)u\in PSH(\mathbb{C}\mathbb{P}^{n},\omega) such that u≤0u\leq 0 in BRB_{R}. Then v=u+12​log⁡[1+‖x‖2]∈ℒ⁡(ℂn)v=u+\frac{1}{2}\log[1+||x||^{2}]\in{\mathcal{L}}(\mathbb{C}^{n}). Since v≤12​log⁡[1+R2]v\leq\frac{1}{2}\log[1+R^{2}] in BRB_{R} we infer v≤12​log⁡[1+R2]+log+⁡‖x‖R=ψRv\leq\frac{1}{2}\log[1+R^{2}]+\log^{+}\frac{||x||}{R}=\psi_{R} in ℂn∖BR\mathbb{C}^{n}\setminus B_{R}. Moreover v≤12​log⁡[1+‖x‖2]=ψRv\leq\frac{1}{2}\log[1+||x||^{2}]=\psi_{R} in BRB_{R} hence v≤ψRv\leq\psi_{R} in ℂn\mathbb{C}^{n}. This shows VBR,ω=ψR−12​log⁡[1+‖x‖2]V_{B_{R},\omega}=\psi_{R}-\frac{1}{2}\log[1+||x||^{2}] on ℂ​ℙn\mathbb{C}\mathbb{P}^{n}.

Proposition 3.6.

1) If EE is an open subset, then VE=VE∗V_{E}=V_{E}^{*}.

2) Let EE be a Borel subset and PP a P​S​H​(X,ω)PSH(X,\omega)-polar set. Then

VE∪P∗≡VE∗.V_{E\cup P}^{*}\equiv V_{E}^{*}.

3) Let (Ej)(E_{j}) be an increasing sequence of Borel subsets and set E=∪EjE=\cup E_{j}. Then VE,ω∗=lim↘VEj,ω∗V_{E,\omega}^{*}=\lim\searrow V_{E_{j},\omega}^{*} if ω\omega is Kähler.

4) Let KjK_{j} be a decreasing sequence of compact subsets of XX and set K=∩KjK=\cap K_{j}. Then VKj,ω↗VK,ωV_{K_{j},\omega}\nearrow V_{K,\omega}, hence VKj,ω∗↗VK,ω∗V_{K_{j},\omega}^{*}\nearrow V_{K,\omega}^{*} a.e.

5) Fix E⊂XE\subset X a non-pluripolar set. Then there exists GjG_{j} a decreasing sequence of open subsets, E⊂GjE\subset G_{j}, such that VE∗=limVGj∗V_{E}^{*}=\lim V_{G_{j}}^{*}.

Proof.

We write here VEV_{E} for VE,ωV_{E,\omega} since ω\omega is fixed and no confusion can arise.

Let EE be an open subset of XX. Observe that VE≤0V_{E}\leq 0 on EE, hence VE∗≤0V_{E}^{*}\leq 0 on EE which is open. Therefore VE∗≤VEV_{E}^{*}\leq V_{E}, whence equality. This proves 1).

Let w∈P​S​H​(X,ω)w\in PSH(X,\omega), w≤0w\leq 0, and fix P⊂{w=−∞}P\subset\{w=-\infty\}. Fix EE a Borel subset of XX. Clearly VE∪P≤VEV_{E\cup P}\leq V_{E} hence VE∪P∗≤VE∗V_{E\cup P}^{*}\leq V_{E}^{*}. Conversely let φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega) be such that φ≤0\varphi\leq 0 on EE. Then ∀ε>0\forall\varepsilon>0, ψε:=(1−ε)​φ+ε​w∈P​S​H​(X,ω)\psi_{\varepsilon}:=(1-\varepsilon)\varphi+\varepsilon w\in PSH(X,\omega) satisfies ψε≤0\psi_{\varepsilon}\leq 0 on E∪PE\cup P, hence ψε≤VE∪P\psi_{\varepsilon}\leq V_{E\cup P}. Letting ε→0\varepsilon\rightarrow 0 we infer φ≤VE∪P\varphi\leq V_{E\cup P} on X∖PX\setminus P, hence φ≤VE∪P∗\varphi\leq V_{E\cup P}^{*} on XX. Thus VE∗≤VE∪P∗V_{E}^{*}\leq V_{E\cup P}^{*}.

Let EjE_{j} be an increasing sequence of subsets of XX and set E=∪j≥1EjE=\cup_{j\geq 1}E_{j}. Let v:=lim↘VEj∗v:=\lim\searrow V_{E_{j}}^{*} (the limit is decreasing by 3.4.1). If EE is P​S​H​(X,ω)PSH(X,\omega)-polar then so are all the Ej′E_{j}^{\prime}s, hence VE∗≡+∞=limVEj∗V_{E}^{*}\equiv+\infty=\lim V_{E_{j}}^{*}. So let us assume EE is not P​S​H​(X,ω)PSH(X,\omega)-polar. Then v∈P​S​H​(X,ω)v\in PSH(X,\omega) since v≥VE,ω∗≢−∞v\geq V_{E,\omega}^{*}\not\equiv-\infty (see proposition 1.6.3). Observe that v=0v=0 on the set E∖NE\setminus N, where N=∪j≥1{VEj<VEj∗}N=\cup_{j\geq 1}\{V_{E_{j}}<V_{E_{j}}^{*}\}. The latter is called a negligible set. It follows from the local theory [5] together with theorem 5.2 that NN is P​S​H​(X,ω)PSH(X,\omega)-polar. Therefore VE∗≤v≤VE∖N∗=VE∗V_{E}^{*}\leq v\leq V_{E\setminus N}^{*}=V_{E}^{*} by 2).

Let KjK_{j} be a decreasing sequence of compact subsets and set K=∩jKjK=\cap_{j}K_{j}. Clearly lim↗VKj≤VK\lim\nearrow V_{K_{j}}\leq V_{K}. Fix ε>0\varepsilon>0 and let φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega) be such that φ≤0\varphi\leq 0 on KK. Then {φ<ε}\{\varphi<\varepsilon\} is an open set which contains all Kj′​sK_{j}^{\prime}s, for j≥jεj\geq j_{\varepsilon} large enough. Thus φ−ε≤0\varphi-\varepsilon\leq 0 on KjK_{j}, hence φ−ε≤lim↗VKj\varphi-\varepsilon\leq\lim\nearrow V_{K_{j}}. Taking the supremum over all such φ′\varphi^{\prime}s and letting ε→0\varepsilon\rightarrow 0 yields the reverse inequality VK≤lim↗VKjV_{K}\leq\lim\nearrow V_{K_{j}}. The conclusion on the convergence of the upper semi-continuous regularizations follows now from proposition 1.6.

It remains to prove 5). By Choquet’s lemma, there exists an increasing sequence φj∈P​S​H​(X,ω)\varphi_{j}\in PSH(X,\omega) such that φj≤0\varphi_{j}\leq 0 on EE and VE∗=(supjφj)∗V_{E}^{*}=(\sup_{j}\varphi_{j})^{*}. Set Gj:={φj<1/j}G_{j}:=\{\varphi_{j}<1/j\}. This defines a decreasing sequence of open subsets containing EE. Observe that φj−1/j≤VGj≤VE\varphi_{j}-1/j\leq V_{G_{j}}\leq V_{E}, hence limφj≤limVGj≤VE\lim\varphi_{j}\leq\lim V_{G_{j}}\leq V_{E}. Therefore VE∗=limVGj∗V_{E}^{*}=\lim V_{G_{j}}^{*}. ∎

3.2. Alexander capacity

Definition 3.7.

Let KK be a Borel subset of XX. We set

Tω(K):=exp(−supXVK,ω∗).T_{\omega}(K):=\exp(-\sup_{X}V_{K,\omega}^{*}).

This capacity characterizes again P​S​H​(X,ω)PSH(X,\omega)-polar sets:

Proposition 3.8.

Let PP be a Borel subset. Then Tω​(P)=0T_{\omega}(P)=0 iff PP is P​S​H​(X,ω)PSH(X,\omega)-polar. Moreover if φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega) then

Tω​(φ<−t)≤Cφ​exp⁡(−t),∀t∈ℝ,T_{\omega}(\varphi<-t)\leq C_{\varphi}\exp(-t),\;\forall t\in\mathbb{R},

where Cφ=exp(−supXφ)C_{\varphi}=\exp(-\sup_{X}\varphi).

Proof.

The first assertion follows from theorem 3.2. Let φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega), t∈ℝt\in\mathbb{R} and set Kt={φ<−t}K_{t}=\{\varphi<-t\}. Then φ+t≤0\varphi+t\leq 0 on KtK_{t} hence φ+t≤VKt,ω∗\varphi+t\leq V_{K_{t},\omega}^{*}. We infer supXφ+t≤supXVKt,ω∗\sup_{X}\varphi+t\leq\sup_{X}V_{K_{t},\omega}^{*} which yields Tω(Kt)≤exp(−supXφ)exp(−t)T_{\omega}(K_{t})\leq\exp(-\sup_{X}\varphi)\exp(-t). ∎

The following proposition is an immediate consequence of proposition 3.4. It shows that capacities Tω,Tω′T_{\omega},T_{\omega^{\prime}} are comparable if ω,ω′\omega,\omega^{\prime} are both Kähler. Further they enjoy nice invariance properties.

Proposition 3.9.

1) For all Borel subsets K′⊂K⊂XK^{\prime}\subset K\subset X, Tω​(K′)≤Tω​(K)≤Tω​(X)=1T_{\omega}(K^{\prime})\leq T_{\omega}(K)\leq T_{\omega}(X)=1.

2) If ω1≤ω2\omega_{1}\leq\omega_{2} then Tω1​(⋅)≥Tω2​(⋅)T_{\omega_{1}}(\cdot)\geq T_{\omega_{2}}(\cdot). Forall A>0A>0, TA​ω​(⋅)=[Tω​(⋅)]AT_{A\omega}(\cdot)=[T_{\omega}(\cdot)]^{A}. In particular if ω\omega and ω′\omega^{\prime} are both Kähler then there exists C≥1C\geq 1 such that

[Tω​(⋅)]C≤Tω′​(⋅)≤[Tω​(⋅)]1/C.[T_{\omega}(\cdot)]^{C}\leq T_{\omega^{\prime}}(\cdot)\leq[T_{\omega}(\cdot)]^{1/C}.

3) If ω′=ω+d​dc​χ\omega^{\prime}=\omega+dd^{c}\chi then

1C​Tω​(⋅)≤Tω′​(⋅)≤C⋅Tω​(⋅),\frac{1}{C}T_{\omega}(\cdot)\leq T_{\omega^{\prime}}(\cdot)\leq C\cdot T_{\omega}(\cdot),

where C=exp⁡(supXχ−infXχ)≥1C=\exp(\sup_{X}\chi-\inf_{X}\chi)\geq 1.

4) If f:X→Xf:X\rightarrow X is a holomorphic map then Tf∗​ω​(⋅)≤Tω∘f⁡(⋅)T_{f^{*}\omega}(\cdot)\leq T_{\omega}\circ f(\cdot). In particular if ff is a ω\omega-isometry then Tω∘f=TωT_{\omega}\circ f=T_{\omega}.

Remark 3.10.

Following Zeriahi [40] one can prove that for all α<2/ν⁡(X,ω)\alpha<2/\nu(X,\omega) there exists Cα>0C_{\alpha}>0 such that

Volω​(⋅)≤Cα​Tω​(⋅)α,\text{Vol}_{\omega}(\cdot)\leq C_{\alpha}T_{\omega}(\cdot)^{\alpha},

where ν(X,ω)=sup{ν(φ,x)/φ∈PSH(X,ω),x∈X}\nu(X,\omega)=\sup\{\nu(\varphi,x)\,/\,\varphi\in PSH(X,\omega),x\in X\} and ν⁡(φ,x)\nu(\varphi,x) denotes the Lelong number of φ\varphi at point xx. In particular it follows from proposition 3.8 that ∀φ∈P​S​H​(X,ω)\forall\varphi\in PSH(X,\omega) with supXφ=0\sup_{X}\varphi=0,

Volω​(φ<−t)≤Cα​exp⁡(−α​t),∀t∈ℝ.\text{Vol}_{\omega}(\varphi<-t)\leq C_{\alpha}\exp(-\alpha t),\;\forall t\in\mathbb{R}.

Such inequalities are quite useful in complex dynamics [20],[22] and in the study of the complex Monge-Ampère operator [24], [28].

Example 3.11.

Assume X=ℂ​ℙnX=\mathbb{C}\mathbb{P}^{n}, ω\omega is the Fubini-Study Kähler form and BRB_{R} is the euclidean ball centered at the origin and of radius RR in a chart ℂn⊂ℂ​ℙn\mathbb{C}^{n}\subset\mathbb{C}\mathbb{P}^{n}. We have explicitly computed the extremal function in this case (example 3.5). This yields

Tω​(BR)=R1+R2.T_{\omega}(B_{R})=\frac{R}{\sqrt{1+R^{2}}}.

Observe that Tω​(BR)∼RT_{\omega}(B_{R})\sim R as R→0R\rightarrow 0. This shows the optimality of the rate of decreasing in proposition 3.8.

The capacity TωT_{\omega} in example 3.11 has to be related to the capacity T𝔹nT_{\mathbb{B}^{n}} which measures compact subsets of the unit ball 𝔹n\mathbb{B}^{n} of ℂn\mathbb{C}^{n}. It is defined as follows: given KK a Borel subset of ℂn\mathbb{C}^{n}, T𝔹n(K):=exp(−sup𝔹nLK)T_{\mathbb{B}^{n}}(K):=\exp(-\sup_{\mathbb{B}^{n}}L_{K}), where

LK(z)=sup{v(z)/v∈ℒ(ℂn),supKv≤0}L_{K}(z)=\sup\{v(z)\,/\,v\in{\mathcal{L}}(\mathbb{C}^{n}),\;\sup_{K}v\leq 0\}

is the Siciak’s extremal function of KK and ℒ⁡(ℂn){\mathcal{L}}(\mathbb{C}^{n}) denotes the Lelong class of psh functions with logarithmic growth in ℂn\mathbb{C}^{n} (see example 1.2). Let ω=ωF​S\omega=\omega_{FS} denote the Fubini-Study Kähler form on ℂ​ℙn\mathbb{C}\mathbb{P}^{n}. One easily checks that

VK,ω−log⁡2≤LK−12​log⁡[1+|z|2]≤VK,ω​ in ​ℂn.V_{K,\omega}-\log\sqrt{2}\leq L_{K}-\frac{1}{2}\log[1+|z|^{2}]\leq V_{K,\omega}\text{ in }\mathbb{C}^{n}.

We infer straightforwardly sup𝔹nLK≤log⁡2+supℂ​ℙnVK,ω\sup_{\mathbb{B}^{n}}L_{K}\leq\log\sqrt{2}+\sup_{\mathbb{C}\mathbb{P}^{n}}V_{K,\omega} hence T𝔹n(K)≥2−1/2Tω(K)T_{\mathbb{B}^{n}}(K)\geq 2^{-1/2}T_{\omega}(K). We also have a reverse inequality. Indeed ∀φ∈P​S​H​(ℂ​ℙn,ω)\forall\varphi\in PSH(\mathbb{C}\mathbb{P}^{n},\omega), supℂ​ℙnφ≤sup𝔹nφ+C1\sup_{\mathbb{C}\mathbb{P}^{n}}\varphi\leq\sup_{\mathbb{B}^{n}}\varphi+C_{1}, where C1=supℂ​ℙnV𝔹n,ω=log⁡2C_{1}=\sup_{\mathbb{C}\mathbb{P}^{n}}V_{\mathbb{B}^{n},\omega}=\log\sqrt{2}. Therefore

supℂ​ℙnVK,ω≤sup𝔹nVK,ω+log⁡2≤sup𝔹nLK+log⁡2,\sup_{\mathbb{C}\mathbb{P}^{n}}V_{K,\omega}\leq\sup_{\mathbb{B}^{n}}V_{K,\omega}+\log\sqrt{2}\leq\sup_{\mathbb{B}^{n}}L_{K}+\log 2,

which yields

12​Tω​(K)≤T𝔹n​(K)≤2​Tω​(K).\frac{1}{\sqrt{2}}T_{\omega}(K)\leq T_{\mathbb{B}^{n}}(K)\leq 2T_{\omega}(K).
Example 3.12.

Assume again X=ℂ​ℙnX=\mathbb{C}\mathbb{P}^{n} and ω\omega is the Fubini-Study Kähler form. Consider the totally real subspace ℝ​ℙn\mathbb{R}\mathbb{P}^{n} of points with real coordinates (the closure of ℝn⊂ℂn\mathbb{R}^{n}\subset\mathbb{C}^{n} in ℂ​ℙn\mathbb{C}\mathbb{P}^{n}). Then

12​(1+2)≤Tω​(ℝ​ℙn)≤1.\frac{1}{2(1+\sqrt{2})}\leq T_{\omega}(\mathbb{R}\mathbb{P}^{n})\leq 1.

Indeed set Bℝn:=ℝn∩𝔹nB_{\mathbb{R}^{n}}:=\mathbb{R}^{n}\cap\mathbb{B}^{n}. It follows from the discussion above that

Tω​(ℝ​ℙn)≥12​T𝔹n​(𝔹ℝn).T_{\omega}(\mathbb{R}\mathbb{P}^{n})\geq\frac{1}{2}T_{\mathbb{B}^{n}}(\mathbb{B}_{\mathbb{R}^{n}}).

Now there is an explicit formula for LBℝn∗L_{B_{\mathbb{R}^{n}}}^{*} (Lundin’s formula, see [27]),

LBℝn∗(z)=sup{log+|h(<z,ξ>)|/||ξ||=1},z∈ℂn,L_{B_{\mathbb{R}^{n}}}^{*}(z)=\sup\{\log^{+}|h(<z,\xi>)|\,/||\xi||=1\},\;z\in\mathbb{C}^{n},

where h⁡(ζ)=ζ+ζ2−1h(\zeta)=\zeta+\sqrt{\zeta^{2}-1}. A simple computation yields |h⁡(ζ)|≤log⁡[|z|+|z|2+1]|h(\zeta)|\leq\log[|z|+\sqrt{|z|^{2}+1}] for ζ=<z,ξ>\zeta=<z,\xi> with ‖ξ‖=1||\xi||=1. We infer

L𝔹ℝn​(z)≤log⁡[|z|+|z|2+1]≤log⁡[1+2]​ in ​𝔹n,L_{\mathbb{B}_{\mathbb{R}^{n}}}(z)\leq\log\left[|z|+\sqrt{|z|^{2}+1}\right]\leq\log[1+\sqrt{2}]\;\text{ in }\mathbb{B}^{n},

which yields the desired inequality.

Observe that the minorant is independent of the dimension nn. This has been used recently in complex dynamics by Dinh and Sibony [18].

Remark 3.13.

It follows from proposition 3.6 that TωT_{\omega} is a generalized capacity in the sense of Choquet which is outer regular.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.