3. Alexander capacity [033B]
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3. Alexander capacity
We now introduce another capacity which is defined by means of a global extremal function. It is closely related to the projective capacity introduced by Alexander in [1]. We assume throughout this section that is a closed real current on with continuous local potentials.
3.1. Global extremal functions
Definition 3.1.
Let be a Borel subset of . We set
This definition mimics the definition of the so-called ”Siciak’s extremal function” usually defined for Borel subset of that are bounded in , where denotes some hyperplane at infinity. This function was introduced and studied by Siciak in [35],[36] (see also [38]). One can indeed check that this definition coincides with the classical one if one chooses to be the current of integration along the hyperplane . Similarly one could consider the case where is the current of integration along a positive divisor on and let play the role of infinity. This approach has been used by some authors working in Arakelov geometry to define capacities on projective varieties (see [30],[9] and references therein). However this forces them to consider only compact subsets of and leads to less intrinsic notions of capacities.
In this article we always assume that the currents involved admit continuous potentials. This insures that the Monge-Ampère operator is well-defined on extremal functions . If , we shall denote by its upper-semi-continuous regularization.
Theorem 3.2.
Let be a Borel subset of .
1) is -polar iff iff .
2) If is not -polar then and satisfies in the interior of , in and
Proof.
Assume . By a lemma of Choquet (see lemma 4.23 in [15], chapter 1), we can find an increasing sequence of functions such that on and . Extracting a subsequence if necessary, we can assume . Set . These functions belong to which is a compact subfamily of (corollary 1.7). Recall that if is a smooth volume form on then there exists such that for all . Set . Then as a decreasing limit of functions in with . Now for every we get hence , i.e. is -polar.
Conversely assume is -polar, for some . Then for all , and on . Therefore , . This yields on hence on since has zero volume. We have thus shown the following circle of implications: .
Assume now that is not -polar. Then (see proposition 1.6.2) and clearly satisfies in the interior of . If we show that in then
as follows from Stokes theorem. Let be an increasing sequence such that on and . Fix a small ball in . Let be the solution of the Dirichlet problem with boundary values . Then , in (in particular on hence ) and the sequence is again increasing (theorem 2.12). Since in and , it follows from the continuity of the complex Monge-Ampère on increasing sequences that in . As was an arbitrarily small ball in we infer in . ∎
The following corollary has to be related to proposition 1.7.
Corollary 3.3.
Let be a Borel subset of and set
Then is relatively compact iff is not -polar.
Proof.
Observe that . Thus if is relatively compact then it is uniformly bounded from above, hence , i.e. is not -polar.
Assume conversely that is not -polar. Let . Then hence is uniformly bounded from above. It follows from proposition 1.6 that is relatively compact. Indeed it can not converge uniformly to since (see proposition 1.6). ∎
Proposition 3.4.
Let be a Borel subset of .
1) If then and . Furthermore when .
2) If then .
3) For all , .
4) If then
5) If is holomorphic then
In particular if is a -isometry then .
Proof.
That is decreasing follows straightforwardly from the definition. Observe that when , hence in this case. When is smooth (but not positive), considering will be a useful way of constructing a positive closed current with minimal singularities (see section 4).
Assertions 2,3,4 are simple consequences of proposition 1.3. The last assertion results from the following observation: if is such that on , then belongs to and satisfies on . ∎
Example 3.5.
Assume , is the Fubini-Study Kähler form and let denote the euclidean ball centered at the origin and of radius in . Then for ,
Indeed set , where . Recall that the usual Siciak’s extremal function of is . Therefore for . On the other hand if then hence in .
Now let such that in . Then . Since in we infer in . Moreover in hence in . This shows on .
Proposition 3.6.
1) If is an open subset, then .
2) Let be a Borel subset and a -polar set. Then
3) Let be an increasing sequence of Borel subsets and set . Then if is Kähler.
4) Let be a decreasing sequence of compact subsets of and set . Then , hence a.e.
5) Fix a non-pluripolar set. Then there exists a decreasing sequence of open subsets, , such that .
Proof.
We write here for since is fixed and no confusion can arise.
Let be an open subset of . Observe that on , hence on which is open. Therefore , whence equality. This proves 1).
Let , , and fix . Fix a Borel subset of . Clearly hence . Conversely let be such that on . Then , satisfies on , hence . Letting we infer on , hence on . Thus .
Let be an increasing sequence of subsets of and set . Let (the limit is decreasing by 3.4.1). If is -polar then so are all the s, hence . So let us assume is not -polar. Then since (see proposition 1.6.3). Observe that on the set , where . The latter is called a negligible set. It follows from the local theory [5] together with theorem 5.2 that is -polar. Therefore by 2).
Let be a decreasing sequence of compact subsets and set . Clearly . Fix and let be such that on . Then is an open set which contains all , for large enough. Thus on , hence . Taking the supremum over all such s and letting yields the reverse inequality . The conclusion on the convergence of the upper semi-continuous regularizations follows now from proposition 1.6.
It remains to prove 5). By Choquet’s lemma, there exists an increasing sequence such that on and . Set . This defines a decreasing sequence of open subsets containing . Observe that , hence . Therefore . ∎
3.2. Alexander capacity
Definition 3.7.
Let be a Borel subset of . We set
This capacity characterizes again -polar sets:
Proposition 3.8.
Let be a Borel subset. Then iff is -polar. Moreover if then
where .
Proof.
The first assertion follows from theorem 3.2. Let , and set . Then on hence . We infer which yields . ∎
The following proposition is an immediate consequence of proposition 3.4. It shows that capacities are comparable if are both Kähler. Further they enjoy nice invariance properties.
Proposition 3.9.
1) For all Borel subsets , .
2) If then . Forall , . In particular if and are both Kähler then there exists such that
3) If then
where .
4) If is a holomorphic map then . In particular if is a -isometry then .
Remark 3.10.
Following Zeriahi [40] one can prove that for all there exists such that
where and denotes the Lelong number of at point . In particular it follows from proposition 3.8 that with ,
Such inequalities are quite useful in complex dynamics [20],[22] and in the study of the complex Monge-Ampère operator [24], [28].
Example 3.11.
Assume , is the Fubini-Study Kähler form and is the euclidean ball centered at the origin and of radius in a chart . We have explicitly computed the extremal function in this case (example 3.5). This yields
Observe that as . This shows the optimality of the rate of decreasing in proposition 3.8.
The capacity in example 3.11 has to be related to the capacity which measures compact subsets of the unit ball of . It is defined as follows: given a Borel subset of , , where
is the Siciak’s extremal function of and denotes the Lelong class of psh functions with logarithmic growth in (see example 1.2). Let denote the Fubini-Study Kähler form on . One easily checks that
We infer straightforwardly hence . We also have a reverse inequality. Indeed , , where . Therefore
which yields
Example 3.12.
Assume again and is the Fubini-Study Kähler form. Consider the totally real subspace of points with real coordinates (the closure of in ). Then
Indeed set . It follows from the discussion above that
Now there is an explicit formula for (Lundin’s formula, see [27]),
where . A simple computation yields for with . We infer
which yields the desired inequality.
Observe that the minorant is independent of the dimension . This has been used recently in complex dynamics by Dinh and Sibony [18].
Remark 3.13.
It follows from proposition 3.6 that is a generalized capacity in the sense of Choquet which is outer regular.