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2. Monge-Ampère capacity [032S]

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2. Monge-Ampère capacity

We assume in this section that ω\omega is a Kähler form on XX. Let TT be a positive closed current of bidegree (p,p)(p,p) on XX, 0≤p≤n=dimℂX0\leq p\leq n=\dim_{\mathbb{C}}X. It can be thought of as a closed differential form of bidegree (p,p)(p,p) with measure coefficients whose total variation is controlled by

‖T‖:=∫XT∧ωn−p.||T||:=\int_{X}T\wedge\omega^{n-p}.

We refer the reader to chapter 3 of [15] for basic properties of positive currents. Given φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega) we write φ∈L1​(T)\varphi\in L^{1}(T) if φ\varphi is integrable with respect to each (measure) coefficient of TT. This is equivalent to φ\varphi being integrable with respect to the trace measure T∧ωn−pT\wedge\omega^{n-p}. In this case the current φ​T\varphi T is well defined, hence so is

ωφ∧T:=ω∧T+d​dc​(φ​T).\omega_{\varphi}\wedge T:=\omega\wedge T+dd^{c}(\varphi T).

This is again a positive closed current on XX, of bidegree (p+1,p+1)(p+1,p+1). Indeed positivity is a local property which is stable under taking limits. One can locally regularize φ\varphi and approximate ωφ∧T\omega_{\varphi}\wedge T by the currents ωφε∧T\omega_{\varphi_{\varepsilon}}\wedge T which are positive since ωφε\omega_{\varphi_{\varepsilon}} are smooth positive forms.

When φ∈P​S​H​(X,ω)∩L∞​(X)\varphi\in PSH(X,\omega)\cap L^{\infty}(X) then φ∈L1​(T)\varphi\in L^{1}(T) for any positive closed current TT of bidegree (p,p)(p,p). One can thus inductively define ωφj∧T\omega_{\varphi}^{j}\wedge T, 1≤j≤n−p1\leq j\leq n-p, for φ∈P​S​H​(X,ω)∩L∞​(X)\varphi\in PSH(X,\omega)\cap L^{\infty}(X). For T=0T=0 and j=nj=n one obtains the complex Monge-Ampère operator, ωφn\omega_{\varphi}^{n}. It follows from the local theory that the operator φ↦ωφn\varphi\mapsto\omega_{\varphi}^{n} is continuous under monotone sequences (see [5]). The proof of these continuity properties is simpler in our compact setting. We refer the reader to [24] where this is proved in a more general global context.

Proposition 2.1 (Chern-Levine-Nirenberg inequalities).

Let TT be a positive closed current of bidegree (p,p)(p,p) on XX and φ∈P​S​H​(X,ω)∩L∞​(X)\varphi\in PSH(X,\omega)\cap L^{\infty}(X).

Then ‖ωφ∧T‖=‖T‖||\omega_{\varphi}\wedge T||=||T||. Moreover if ψ∈P​S​H​(X,ω)∩L1​(T)\psi\in PSH(X,\omega)\cap L^{1}(T), then ψ∈L1​(T∧ωφ)\psi\in L^{1}(T\wedge\omega_{\varphi}) and

‖ψ‖L1​(T∧ωφ)≤‖ψ‖L1​(T)+[2​supXψ+supXφ−infXφ]​‖T‖.||\psi||_{L^{1}(T\wedge\omega_{\varphi})}\leq||\psi||_{L^{1}(T)}+[2\sup_{X}\psi+\sup_{X}\varphi-\inf_{X}\varphi]||T||.
Proof.

By Stokes theorem, ∫Xd​dc​φ∧T∧ωn−p−1=0\int_{X}dd^{c}\varphi\wedge T\wedge\omega^{n-p-1}=0, hence

‖ωφ∧T‖:=∫Xωφ∧T∧ωn−p−1=∫XT∧ωn−p:=‖T‖.||\omega_{\varphi}\wedge T||:=\int_{X}\omega_{\varphi}\wedge T\wedge\omega^{n-p-1}=\int_{X}T\wedge\omega^{n-p}:=||T||.

Consider now ψ∈L1​(T)\psi\in L^{1}(T). Since TT has measure coefficients, this simply means that ψ\psi is integrable with respect to the total variation of these measures. Assume first ψ≤0\psi\leq 0, φ≥0\varphi\geq 0 and φ,ψ\varphi,\psi are smooth. Then

‖ψ‖L1​(T∧ωφ):=∫X(−ψ)​T∧ωφ∧ωn−p−1=‖ψ‖L1​(T)+∫X(−ψ)​T∧d​dc​φ∧ωn−p−1.||\psi||_{L^{1}(T\wedge\omega_{\varphi})}:=\int_{X}(-\psi)T\wedge\omega_{\varphi}\wedge\omega^{n-p-1}=||\psi||_{L^{1}(T)}+\int_{X}(-\psi)T\wedge dd^{c}\varphi\wedge\omega^{n-p-1}.

Now it follows from Stokes theorem that

∫X(−ψ)​T∧d​dc​φ∧ωn−p−1=∫Xφ​T∧(−d​dc​ψ)∧ωn−p−1\int_{X}(-\psi)T\wedge dd^{c}\varphi\wedge\omega^{n-p-1}=\int_{X}\varphi T\wedge(-dd^{c}\psi)\wedge\omega^{n-p-1}
≤∫Xφ​T∧ωn−p≤supXφ​∫XT∧ωn−p,\leq\int_{X}\varphi T\wedge\omega^{n-p}\leq\sup_{X}\varphi\int_{X}T\wedge\omega^{n-p},

where the forelast inequality follows from φ​T∧ωn−p≥0\varphi T\wedge\omega^{n-p}\geq 0 and −d​dc​ψ≤ω-dd^{c}\psi\leq\omega. This yields

‖ψ‖L1​(T∧ωφ)≤‖ψ‖L1​(T)+supXφ​‖T‖.||\psi||_{L^{1}(T\wedge\omega_{\varphi})}\leq||\psi||_{L^{1}(T)}+\sup_{X}\varphi||T||.

The general case follows by regularizing φ,ψ\varphi,\psi, observing that ωφ=ωφ′\omega_{\varphi}=\omega_{\varphi^{\prime}} where φ′=φ−infXφ≥0\varphi^{\prime}=\varphi-\inf_{X}\varphi\geq 0, and decomposing ψ=ψ′+supXψ\psi=\psi^{\prime}+\sup_{X}\psi with ψ′=ψ−supXψ≤0\psi^{\prime}=\psi-\sup_{X}\psi\leq 0. ∎

Remark 2.2.

The fact that the L1L^{1}-norm of ψ\psi with respect to the probability measure T∧ωφ∧ωn−p−1T\wedge\omega_{\varphi}\wedge\omega^{n-p-1} is controlled by its L1L^{1}-norm with respect to T∧ωn−pT\wedge\omega^{n-p} is similar to the phenomenon already encountered in example 1.8: one can write

T∧ωφ∧ωn−p−1=T∧ωn−p+d​dc​S,S=(φ−infXφ)​T∧ωn−p−1≥0.T\wedge\omega_{\varphi}\wedge\omega^{n-p-1}=T\wedge\omega^{n-p}+dd^{c}S,\;S=(\varphi-\inf_{X}\varphi)T\wedge\omega^{n-p-1}\geq 0.

This type of estimates is usually referred to as ”Chern-Levine-Nirenberg inequalities”, in reference to [8] where simpler -but fondamental- L∞L^{\infty}-estimates were established (with ψ=c​o​n​s​t​a​n​t\psi=constant). Estimates involving the L1L^{1}-norm of ψ\psi were first proved in the local context by Cegrell [6] and Demailly [12].

A straightforward induction yields the following

Corollary 2.3.

Let ψ,φ∈P​S​H​(X,ω)\psi,\varphi\in PSH(X,\omega) with 0≤φ≤10\leq\varphi\leq 1. Then

0≤∫X|ψ|​ωφn≤∫X|ψ|​ωn+n⁡[1+2​supXψ]​∫Xωn.0\leq\int_{X}|\psi|\omega_{\varphi}^{n}\leq\int_{X}|\psi|\omega^{n}+n[1+2\sup_{X}\psi]\int_{X}\omega^{n}.

Following Bedford-Taylor [5] and Kolodziej [29] we introduce the following Monge-Ampère capacity.

Definition 2.4.

Let KK be a Borel subset of XX. We set

Capω(K):=sup{∫Kωφn/φ∈PSH(X,ω),0≤φ≤1}.Cap_{\omega}(K):=\sup\left\{\int_{K}\omega_{\varphi}^{n}\,/\,\varphi\in PSH(X,\omega),0\leq\varphi\leq 1\right\}.

Note that this definition only makes sense when the cohomology class [ω][\omega] is big, i.e. when [ω]n>0[\omega]^{n}>0, and when it admits locally bounded potentials φ\varphi. This implies, by a regularization result of Demailly [12], that [ω][\omega] is big and nef. To simplify we actually assume that ω\omega (hence [ω][\omega]) is Kähler.

Proposition 2.5.

1) If K⊂K′⊂XK\subset K^{\prime}\subset X are Borel subsets then

V​o​lω​(K):=∫Kωn≤C​a​pω​(K)≤C​a​pω​(K′)≤C​a​pω​(X)=V​o​lω​(X).Vol_{\omega}(K):=\int_{K}\omega^{n}\leq Cap_{\omega}(K)\leq Cap_{\omega}(K^{\prime})\leq Cap_{\omega}(X)=Vol_{\omega}(X).

2) If KjK_{j} are Borel subsets of XX then C​a​pω​(∪Kj)≤∑C​a​pω​(Kj)Cap_{\omega}(\cup K_{j})\leq\sum Cap_{\omega}(K_{j}). Moreover C​a​pω​(∪Kj)=limC​a​pω​(Kj)Cap_{\omega}(\cup K_{j})=\lim Cap_{\omega}(K_{j}) if Kj⊂Kj+1K_{j}\subset K_{j+1}.

3) If ω1≤ω2\omega_{1}\leq\omega_{2} then C​a​pω1​(⋅)≤C​a​pω2​(⋅)Cap_{\omega_{1}}(\cdot)\leq Cap_{\omega_{2}}(\cdot). For all A≥1A\geq 1, C​a​pω​(⋅)≤C​a​pA​ω​(⋅)≤An​C​a​pω​(⋅)Cap_{\omega}(\cdot)\leq Cap_{A\omega}(\cdot)\leq A^{n}Cap_{\omega}(\cdot). In particular if ω,ω′\omega,\omega^{\prime} are two Kähler forms then there exists C≥1C\geq 1 such that

1C​C​a​pω​(⋅)≤C​a​pω′​(⋅)≤C⋅C​a​pω​(⋅).\frac{1}{C}Cap_{\omega}(\cdot)\leq Cap_{\omega^{\prime}}(\cdot)\leq C\cdot Cap_{\omega}(\cdot).

4) If f:X→Xf:X\rightarrow X is holomorphic then for all Borel subset KK of XX,

C​a​pω​(f⁡(K))≤C​a​pf∗​ω​(K).Cap_{\omega}(f(K))\leq Cap_{f^{*}\omega}(K).

In particular C​a​pω​(f⁡(K))=C​a​pω​(K)Cap_{\omega}(f(K))=Cap_{\omega}(K) for every ω\omega-isometry ff.

Proof.

That V​o​lω​(⋅)≤C​a​pω​(⋅)Vol_{\omega}(\cdot)\leq Cap_{\omega}(\cdot) is a straightforward consequence of the definition (since ω0=ω\omega_{0}=\omega). It then follows from Stokes theorem that ∫Xωφn=∫Xωn\int_{X}\omega_{\varphi}^{n}=\int_{X}\omega^{n} for every φ∈P​S​H​(X,ω)∩L∞​(X)\varphi\in PSH(X,\omega)\cap L^{\infty}(X), thus V​o​lω​(X)=C​a​pω​(X)Vol_{\omega}(X)=Cap_{\omega}(X).

Property 2) is a straightforward consequence of the definitions.

If ω1≤ω2\omega_{1}\leq\omega_{2} then P​S​H​(X,ω1)⊂P​S​H​(X,ω2)PSH(X,\omega_{1})\subset PSH(X,\omega_{2}) hence C​a​pω1​(⋅)≤C​a​pω2​(⋅)Cap_{\omega_{1}}(\cdot)\leq Cap_{\omega_{2}}(\cdot). Fix A≥1A\geq 1. If ψ∈P​S​H​(X,A​ω)\psi\in PSH(X,A\omega) is such that 0≤ψ≤10\leq\psi\leq 1 then ψ/A∈P​S​H​(X,ω)\psi/A\in PSH(X,\omega) with 0≤ψ/A≤1/A≤10\leq\psi/A\leq 1/A\leq 1. Moreover (A​ω+d​dc​ψ)n=An​(ω+d​dc​(ψ/A))n(A\omega+dd^{c}\psi)^{n}=A^{n}(\omega+dd^{c}(\psi/A))^{n}. This shows C​a​pA​ω​(⋅)≤An​C​a​pω​(⋅)Cap_{A\omega}(\cdot)\leq A^{n}Cap_{\omega}(\cdot).

In particular if ω,ω′\omega,\omega^{\prime} are both Kähler then A−1​ω≤ω′≤A​ωA^{-1}\omega\leq\omega^{\prime}\leq A\omega for some constant A≥1A\geq 1, hence C−1​C​a​pω​(⋅)≤C​a​pω′​(⋅)≤C⋅C​a​pω​(⋅)C^{-1}Cap_{\omega}(\cdot)\leq Cap_{\omega^{\prime}}(\cdot)\leq C\cdot Cap_{\omega}(\cdot) with C=AnC=A^{n}.

It remains to prove 4). It follows from the change of variables formula that if φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega) with 0≤φ≤10\leq\varphi\leq 1 then

∫f⁡(K)ωφn≤∫Kf∗​ωφn=∫K(f∗​ω+d​dc​(φ∘f))n≤C​a​pf∗​ω​(K)\int_{f(K)}\omega_{\varphi}^{n}\leq\int_{K}f^{*}\omega_{\varphi}^{n}=\int_{K}(f^{*}\omega+dd^{c}(\varphi\circ f))^{n}\leq Cap_{f^{*}\omega}(K)

since φ∘f∈P​S​H​(X,f∗​ω)\varphi\circ f\in PSH(X,f^{*}\omega) with 0≤φ∘f≤10\leq\varphi\circ f\leq 1. We infer C​a​pω​(f⁡(K))≤C​a​pf∗​ω​(K)Cap_{\omega}(f(K))\leq Cap_{f^{*}\omega}(K). When ff is a ω\omega-isometry, i.e. f∈A​u​t​(X)f\in Aut(X) with f∗​ω=ωf^{*}\omega=\omega, then the mapping φ↦φ∘f\varphi\mapsto\varphi\circ f is an isomorphism of {u∈PSH(X,ω)/ 0≤u≤1}\{u\in PSH(X,\omega)\,/\,0\leq u\leq 1\}, whence C​a​pω​(f⁡(K))=C​a​pf∗​ω​(K)=C​a​pω​(K)Cap_{\omega}(f(K))=Cap_{f^{*}\omega}(K)=Cap_{\omega}(K). ∎

Let P​S​H−​(X,ω)PSH^{-}(X,\omega) denote the set of negative ω\omega-psh functions. A set is said to be P​S​H​(X,ω)PSH(X,\omega)-polar if it is included in the −∞-\infty locus of some function ψ∈P​S​H​(X,ω)\psi\in PSH(X,\omega), ψ≢−∞\psi\not\equiv-\infty. As we shall soon see, the sets of zero Monge-Ampère capacity are precisely the P​S​H​(X,ω)PSH(X,\omega)-polar sets. We start by establishing the following:

Proposition 2.6.

If PP is a P​S​H​(X,ω)PSH(X,\omega)-polar set, then C​a​pω​(P)=0Cap_{\omega}(P)=0. More precisely, if ψ∈P​S​H−​(X,ω)\psi\in PSH^{-}(X,\omega) then

C​a​pω​(ψ<−t)≤1t​[∫X(−ψ)​ωn+n​V​o​lω​(X)],∀t>0.Cap_{\omega}(\psi<-t)\leq\frac{1}{t}\left[\int_{X}(-\psi)\omega^{n}+nVol_{\omega}(X)\right],\;\forall t>0.
Proof.

Fix φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega) such that 0≤φ≤10\leq\varphi\leq 1. Fix t>0t>0 and set Kt={x∈X/ψ(x)<−t}K_{t}=\{x\in X\,/\,\psi(x)<-t\}. By Chebyshev’s inequality,

∫Ktωφn≤∫X(−ψ/t)ωφn≤1t[∫X(−ψ)ωn+nVolω(X)],\int_{K_{t}}\omega_{\varphi}^{n}\leq\int_{X}(-\psi/t)\omega_{\varphi}^{n}\leq\frac{1}{t}\left[\int_{X}(-\psi)\omega^{n}+nVol_{\omega}(X)\right],

where the last inequality follows from corollary 2.3. Taking supremum over all φ′\varphi^{\prime}s yields the claim. ∎

Observe that the previous proposition says that C​a​pω∗​(P)=0Cap_{\omega}^{*}(P)=0, where

Capω∗(E):=inf{Capω(G)/G open with E⊂G},Cap_{\omega}^{*}(E):=\inf\{Cap_{\omega}(G)\,/G\text{ open with }E\subset G\},

is the outer capacity associate to C​a​pωCap_{\omega}.

Our aim is now to show that ω\omega-psh functions are quasicontinuous with respect to C​a​pωCap_{\omega} (corollary 2.8). We first need to show that decreasing sequences of ω\omega-psh functions converge ”in capacity”.

Proposition 2.7.

Let ψ,ψj∈P​S​H​(X,ω)∩L∞​(X)\psi,\psi_{j}\in PSH(X,\omega)\cap L^{\infty}(X) such that (ψj)(\psi_{j}) decreases to ψ\psi. Then for each δ>0\delta>0,

Capω({ψj>ψ+δ})→0.Cap_{\omega}(\{\psi_{j}>\psi+\delta\})\rightarrow 0.
Proof.

We can assume w.l.o.g. that V​o​lω​(X)=1Vol_{\omega}(X)=1 and 0≤ψj−ψ≤10\leq\psi_{j}-\psi\leq 1. Fix δ>0\delta>0 and φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega), 0≤φ≤10\leq\varphi\leq 1. By Chebyshev inequality, it suffices to control ∫X(ψj−ψ)​ωφn\int_{X}(\psi_{j}-\psi)\omega_{\varphi}^{n} uniformly in φ\varphi. It follows from Stokes theorem that

∫X(ψj−ψ)​ωφn=∫X(ψj−ψ)​ω∧ωφn−1−∫Xd⁡(ψj−ψ)∧dc​φ∧ωφn−1.\int_{X}(\psi_{j}-\psi)\omega_{\varphi}^{n}=\int_{X}(\psi_{j}-\psi)\omega\wedge\omega_{\varphi}^{n-1}-\int_{X}d(\psi_{j}-\psi)\wedge d^{c}\varphi\wedge\omega_{\varphi}^{n-1}.

Now by Cauchy-Schwartz inequality,

|∫Xd​fj∧dc​φ∧ωφn−1|≤(∫Xd​fj∧dc​fj∧ωφn−1)1/2⋅(∫X𝑑φ∧dc​φ∧ωφn−1)1/2,\left|\int_{X}df_{j}\wedge d^{c}\varphi\wedge\omega_{\varphi}^{n-1}\right|\leq\left(\int_{X}df_{j}\wedge d^{c}f_{j}\wedge\omega_{\varphi}^{n-1}\right)^{1/2}\cdot\left(\int_{X}d\varphi\wedge d^{c}\varphi\wedge\omega_{\varphi}^{n-1}\right)^{1/2},

where we set fj:=ψj−ψ≥0f_{j}:=\psi_{j}-\psi\geq 0. Moreover

∫X𝑑φ∧dc​φ∧ωφn−1=∫Xφ⁡(−d​dc​φ)∧ωφn−1≤∫Xφ​ω∧ωφn−1≤1,\int_{X}d\varphi\wedge d^{c}\varphi\wedge\omega_{\varphi}^{n-1}=\int_{X}\varphi(-dd^{c}\varphi)\wedge\omega_{\varphi}^{n-1}\leq\int_{X}\varphi\omega\wedge\omega_{\varphi}^{n-1}\leq 1,

since φ​ωφn−1≥0\varphi\omega_{\varphi}^{n-1}\geq 0, −d​dc​φ≤ω-dd^{c}\varphi\leq\omega and φ≤1\varphi\leq 1. Similarly

∫Xdfj∧dcfj∧ωφn−1=∫X−fjddcfj∧ωφn−1≤∫Xfjωψ∧ωφn−1.\int_{X}df_{j}\wedge d^{c}f_{j}\wedge\omega_{\varphi}^{n-1}=\int_{X}-f_{j}dd^{c}f_{j}\wedge\omega_{\varphi}^{n-1}\leq\int_{X}f_{j}\omega_{\psi}\wedge\omega_{\varphi}^{n-1}.

Altogether this yields

∫X(ψj−ψ)​ωφn\displaystyle\int_{X}(\psi_{j}-\psi)\omega_{\varphi}^{n} ≤\displaystyle\leq ∫X(ψj−ψ)​ω∧ωφn−1+(∫X(ψj−ψ)​ωψ∧ωφn−1)1/2\displaystyle\int_{X}(\psi_{j}-\psi)\omega\wedge\omega_{\varphi}^{n-1}+\left(\int_{X}(\psi_{j}-\psi)\omega_{\psi}\wedge\omega_{\varphi}^{n-1}\right)^{1/2}
≤\displaystyle\leq 2​(∫X(ψj−ψ)​(ω+ωψ)∧ωφn−1)1/2,\displaystyle\sqrt{2}\left(\int_{X}(\psi_{j}-\psi)(\omega+\omega_{\psi})\wedge\omega_{\varphi}^{n-1}\right)^{1/2},

where the last inequality follows from the elementary inequalities 0≤a≤a≤10\leq a\leq\sqrt{a}\leq 1 and a+b≤2​a+b\sqrt{a}+\sqrt{b}\leq\sqrt{2}\sqrt{a+b}.

Going on replacing at each step a term ωφ\omega_{\varphi} by ω+ωψ\omega+\omega_{\psi}, we end up with

∫X(ψj−ψ)​ωφn≤2​(∫X(ψj−ψ)​(ω+ωψ)n)1/2n.\int_{X}(\psi_{j}-\psi)\omega_{\varphi}^{n}\leq 2\left(\int_{X}(\psi_{j}-\psi)(\omega+\omega_{\psi})^{n}\right)^{1/2^{n}}.

The majorant being independent of φ\varphi and converging to 00 as j→+∞j\rightarrow+\infty (by dominated convergence theorem), this completes the proof. ∎

Corollary 2.8 (Quasicontinuity).

Let φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega). For each ε>0\varepsilon>0 there exists an open subset OεO_{\varepsilon} of XX such that C​a​pω​(Oε)<εCap_{\omega}(O_{\varepsilon})<\varepsilon and φ\varphi is continuous on X∖OεX\setminus O_{\varepsilon}.

Proof.

For t>0t>0 large enough, the set O1={φ<−t}O_{1}=\{\varphi<-t\} has capacity <ε/2<\varepsilon/2 by proposition 2.6. Working in X∖O1X\setminus O_{1} we can thus replace φ\varphi by φt=max⁡(φ,−t)\varphi_{t}=\max(\varphi,-t) which is bounded on XX. Regularizing φ\varphi (see Appendix), we can find a sequence ψj\psi_{j} of smooth A​ωA\omega-psh functions which decrease to φt\varphi_{t} on XX, for some A≥1A\geq 1. By proposition 2.7, the set Oj={ψkj>φt+1/j}O_{j}=\{\psi_{k_{j}}>\varphi_{t}+1/j\} has capacity <ε​2−j−1<\varepsilon 2^{-j-1} if kjk_{j} is large enough. Now ψkj\psi_{k_{j}} uniformly converges to φ=φt\varphi=\varphi_{t} on X∖OεX\setminus O_{\varepsilon}, Oε=∪j≥1OjO_{\varepsilon}=\cup_{j\geq 1}O_{j}, so φ\varphi is continuous on X∖OεX\setminus O_{\varepsilon} and C​a​pω​(Oε)≤εCap_{\omega}(O_{\varepsilon})\leq\varepsilon. ∎

Example 2.9.

The capacity C​a​pω​(⋅)Cap_{\omega}(\cdot) does not distinguish between ”big sets”. Assume indeed there exists an ample divisor DD such that [D]∼k​ω[D]\sim k\omega, k∈ℕk\in\mathbb{N}. Then there exists φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega) such that d​dc​φ=k−1​[D]−ωdd^{c}\varphi=k^{-1}[D]-\omega. Note that φ∈𝒞∞​(X∖D)\varphi\in{\mathcal{C}}^{\infty}(X\setminus D), eφ∈𝒞0​(X)e^{\varphi}\in{\mathcal{C}}^{0}(X) and {φ=−∞}=D\{\varphi=-\infty\}=D. Replacing φ\varphi by φ−supXφ\varphi-\sup_{X}\varphi if necessary, we may assume supXφ=0\sup_{X}\varphi=0. Consider φc=max⁡(φ,−c)∈P​S​H​(X,ω)∩𝒞0​(X)\varphi_{c}=\max(\varphi,-c)\in PSH(X,\omega)\cap{\mathcal{C}}^{0}(X). Then φc≡φ\varphi_{c}\equiv\varphi outside some neighborhood Vc={φ<−c}V_{c}=\{\varphi<-c\} of DD. Since 0≤1+φ1≤10\leq 1+\varphi_{1}\leq 1 and ω1+φ1=ωφ=0\omega_{1+\varphi_{1}}=\omega_{\varphi}=0 in X∖V1X\setminus V_{1}, we get

C​a​pω​(X)=∫X(ω1+φ1)n=∫V1(ω1+φ1)n≤C​a​pω​(V1),Cap_{\omega}(X)=\int_{X}(\omega_{1+\varphi_{1}})^{n}=\int_{V_{1}}(\omega_{1+\varphi_{1}})^{n}\leq Cap_{\omega}(V_{1}),

hence C​a​pω​(V1)=C​a​pω​(X)Cap_{\omega}(V_{1})=Cap_{\omega}(X).

As a concrete example take X=ℂ​ℙnX=\mathbb{C}\mathbb{P}^{n} and ω=ωF​S\omega=\omega_{FS}, DD being some hyperplane H∞H_{\infty} ”at infinity” (k=1k=1). Set φ[z:t]=log|t|−12log[||z||2+|t|2]\varphi[z:t]=\log|t|-\frac{1}{2}\log[||z||^{2}+|t|^{2}] where zz denotes the euclidean coordinates in ℂn=ℂ​ℙn∖H∞\mathbb{C}^{n}=\mathbb{C}\mathbb{P}^{n}\setminus H_{\infty} and H∞=(t=0)H_{\infty}=(t=0). Observe that supℂ​ℙnφ=0\sup_{\mathbb{C}\mathbb{P}^{n}}\varphi=0. One then computes

ℂℙn∖V1={z∈ℂn/|z|≤e2−1}.\mathbb{C}\mathbb{P}^{n}\setminus V_{1}=\left\{z\in\mathbb{C}^{n}\,/\,|z|\leq\sqrt{e^{2}-1}\right\}.

Thus the capacity of the complement of any euclidean ball of radius smaller than e2−1\sqrt{e^{2}-1} equals 11.

The definition of C​a​pωCap_{\omega} mimics the definition of the relative Monge-Ampère capacity introduced by Bedford and Taylor in [5]. Fix 𝒰={𝒰α}{\mathcal{U}}=\{{\mathcal{U}}_{\alpha}\} a finite covering of XX by strictly pseudoconvex open subsets of XX, 𝒰α={x∈X/ϱα(x)<0}{\mathcal{U}}_{\alpha}=\{x\in X\,/\,\varrho_{\alpha}(x)<0\}, where ϱα\varrho_{\alpha} is a strictly psh smooth function defined in a neighborhood of 𝒰α¯\overline{{\mathcal{U}}_{\alpha}}. Fix δ>0\delta>0 such that 𝒰δ={𝒰αδ}{\mathcal{U}}^{\delta}=\{{\mathcal{U}}_{\alpha}^{\delta}\} is still a covering of XX, where 𝒰αδ={x∈X/ϱα(x)<−δ}{\mathcal{U}}_{\alpha}^{\delta}=\{x\in X\,/\,\varrho_{\alpha}(x)<-\delta\}. For a Borel subset KK of XX, we set

C​a​pB​T​(K):=∑αC​a​pB​T​(K∩𝒰αδ,𝒰α),Cap_{BT}(K):=\sum_{\alpha}Cap_{BT}(K\cap{\mathcal{U}}_{\alpha}^{\delta},{\mathcal{U}}_{\alpha}),

where

CapB​T(E,Ω):=sup{∫E(ddcu)n/u∈PSH(Ω), 0≤u≤1}Cap_{BT}(E,\Omega):=\sup\left\{\int_{E}(dd^{c}u)^{n}\,/\,u\in PSH(\Omega),\,0\leq u\leq 1\right\}

is the capacity studied by Bedford and Taylor. The next proposition is due to Kolodziej [29]. We include a slightly different proof.

Proposition 2.10.

There exists C≥1C\geq 1 such that

1C​C​a​pω​(⋅)≤C​a​pB​T​(⋅)≤C⋅C​a​pω​(⋅).\frac{1}{C}Cap_{\omega}(\cdot)\leq Cap_{BT}(\cdot)\leq C\cdot Cap_{\omega}(\cdot).
Proof.

Let EE be a Borel subset of XX. Since C​a​pω​(E∩𝒰αδ)≤C​a​pω​(E)≤∑αC​a​pω​(E∩𝒰αδ)Cap_{\omega}(E\cap{\mathcal{U}}_{\alpha}^{\delta})\leq Cap_{\omega}(E)\leq\sum_{\alpha}Cap_{\omega}(E\cap{\mathcal{U}}_{\alpha}^{\delta}), it is sufficient to show that if Ω={x∈X/ϱ(x)<0}\Omega=\{x\in X\,/\,\varrho(x)<0\} is a smooth hyperconvex subset of XX, then there exists C≥1C\geq 1 such that for all E⊂ΩδE\subset\Omega_{\delta},

1C​C​a​pω​(E)≤C​a​pB​T​(E,Ω)≤C⋅C​a​pω​(E),\frac{1}{C}Cap_{\omega}(E)\leq Cap_{BT}(E,\Omega)\leq C\cdot Cap_{\omega}(E),

where Ωδ={x∈X/ϱ(x)<−δ}\Omega_{\delta}=\{x\in X\,/\,\varrho(x)<-\delta\}.

It is an easy and well known fact in the local theory that the capacities C​a​p​(⋅,Ω)Cap(\cdot,\Omega) and C​a​p​(⋅,Ω′)Cap(\cdot,\Omega^{\prime}) are comparable when Ω′⊂Ω\Omega^{\prime}\subset\Omega (see e.g. theorem 6.5 in [12]). Therefore we can assume (passing to a finer covering if necessary) that ω=d​dc​ψ\omega=dd^{c}\psi near Ω¯\overline{\Omega}. Fix C1>0C_{1}>0 such that −C1≤ψ≤C1-C_{1}\leq\psi\leq C_{1} on Ω\Omega. Fix φ∈P​S​H​(X,ω)\varphi\in PSH(X,\omega) such that 0≤φ≤10\leq\varphi\leq 1 on XX and set u=(2​C1)−1​(φ+ψ+C1)u=(2C_{1})^{-1}(\varphi+\psi+C_{1}). Then u∈P​S​H​(Ω)u\in PSH(\Omega) and 0≤u≤10\leq u\leq 1, hence

∫Eωφn=(2​C1)n​∫E(d​dc​u)n≤(2​C1)n​C​a​pB​T​(E,Ω),\int_{E}\omega_{\varphi}^{n}=(2C_{1})^{n}\int_{E}(dd^{c}u)^{n}\leq(2C_{1})^{n}Cap_{BT}(E,\Omega),

which yields C​a​pω​(E)≤(2​C1)n​C​a​pB​T​(E,Ω)Cap_{\omega}(E)\leq(2C_{1})^{n}Cap_{BT}(E,\Omega). Observe that we have not used here that ω\omega is Kähler.

For the reverse inequality we consider χ∈𝒞∞​(X)\chi\in{\mathcal{C}}^{\infty}(X) such that χ≡0\chi\equiv 0 in X∖ΩX\setminus\Omega and χ<0\chi<0 in Ω\Omega. Replacing χ\chi by ε​χ\varepsilon\chi if necessary, we can assume χ∈P​S​H​(X,ω)\chi\in PSH(X,\omega). This is because ω\omega is Kähler (and this is the only place where we shall use this crucial assumption). Fix ε>0\varepsilon>0 so small that χ≤−ε\chi\leq-\varepsilon on Ωδ\Omega_{\delta}. Let now u∈P​S​H​(Ω)u\in PSH(\Omega) be such that 0≤u≤10\leq u\leq 1 on Ω\Omega. Consider

φ⁡(x)={u−ψ+C12+2​C1 in ​Ωδmax⁡(u−ψ+C12+2​C1,2ε​χ​(x)+1) in ​Ω∖Ωδ1 in ​X∖Ω\varphi(x)=\left\{\begin{array}[]{cl}\frac{u-\psi+C_{1}}{2+2C_{1}}&\text{ in }\Omega_{\delta}\\ \max\left(\frac{u-\psi+C_{1}}{2+2C_{1}},\frac{2}{\varepsilon}\chi(x)+1\right)&\text{ in }\Omega\setminus\Omega_{\delta}\\ 1&\text{ in }X\setminus\Omega\end{array}\right.

Observe that 0≤u′:=(u−ψ+C1)/(2+2​C1)≤(1+2​C1)/(2+2​C1)<10\leq u^{\prime}:=(u-\psi+C_{1})/(2+2C_{1})\leq(1+2C_{1})/(2+2C_{1})<1 in Ω\Omega. Therefore φ∈P​S​H​(X,2ε​ω)\varphi\in PSH(X,\frac{2}{\varepsilon}\omega) since 2ε​χ​(x)+1≤−1<u′\frac{2}{\varepsilon}\chi(x)+1\leq-1<u^{\prime} in Ωδ\Omega_{\delta}, while 2ε​χ​(x)+1≡1>u′\frac{2}{\varepsilon}\chi(x)+1\equiv 1>u^{\prime} on ∂Ω\partial\Omega. Note also that 0≤φ≤10\leq\varphi\leq 1 thus for E⊂ΩδE\subset\Omega_{\delta},

1(2+2​C1)n​∫E(d​dc​u)n\displaystyle\frac{1}{(2+2C_{1})^{n}}\int_{E}(dd^{c}u)^{n} =\displaystyle= ∫E(ω2+2​C1+d​dc​φ)n≤∫E(2ε​ω+d​dc​φ)n\displaystyle\int_{E}\left(\frac{\omega}{2+2C_{1}}+dd^{c}\varphi\right)^{n}\leq\int_{E}\left(\frac{2}{\varepsilon}\omega+dd^{c}\varphi\right)^{n}
≤\displaystyle\leq C​a​p2​ω/ε​(E)≤(2ε)n​C​a​pω​(E)\displaystyle Cap_{2\omega/\varepsilon}(E)\leq\left(\frac{2}{\varepsilon}\right)^{n}Cap_{\omega}(E)

hence C​a​pB​T​(E,Ω)≤4n​(1+C1)n​ε−n​C​a​pω​(E)Cap_{BT}(E,\Omega)\leq 4^{n}(1+C_{1})^{n}\varepsilon^{-n}Cap_{\omega}(E). ∎

Since locally pluripolar sets are precisely the sets of zero relative capacity [5], we obtain the following

Corollary 2.11.

C​a​pω​(P)=0⇔C​a​pB​T​(P)=0⇔P​ is locally pluripolar.Cap_{\omega}(P)=0\Leftrightarrow Cap_{BT}(P)=0\Leftrightarrow P\text{ is locally pluripolar}.

We shall show later on that locally pluripolar sets are P​S​H​(X,ω)PSH(X,\omega)-polar when ω\omega is Kähler (see theorem 5.2). Note that we rely here on the local theory to prove that C​a​pω​(P)=0⇒PCap_{\omega}(P)=0\Rightarrow P is locally pluripolar. One reason is that we do not know an equivalent in our global context of the ”relative extremal function” [5].

The second important result we shall borrow from the local theory is a direct consequence of the corresponding result of Bedford and Taylor [4].

Theorem 2.12 (Dirichlet Problem).

Let φ∈P​S​H​(X,ω)∩L∞​(X)\varphi\in PSH(X,\omega)\cap L^{\infty}(X). Let BB be a small ball in XX. Then there exists φ^∈P​S​H​(X,ω)\hat{\varphi}\in PSH(X,\omega) such that φ^=φ\hat{\varphi}=\varphi in X∖BX\setminus B, φ^≥φ\hat{\varphi}\geq\varphi and (ωφ^)n=0(\omega_{\hat{\varphi}})^{n}=0 in BB. Moreover if φ1≤φ2\varphi_{1}\leq\varphi_{2} then φ1^≤φ2^\hat{\varphi_{1}}\leq\hat{\varphi_{2}}.

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.