Remark 3.1. The retraction map depends on the choice of the model. There are examples where two models and define the same as a subset of , but the retraction maps are different [21, Appendix].
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3 Nonarchimedean geometry
This section is a differential geometer’s quick tour into the wonderland of NA geometry. Our goal is to motivate the basic concepts from natural problems in Kähler geometry, and thereby build up a dictionary between Kähler geometry and NA geometry, instead of giving a systematic survey. The author’s viewpoint is heavily influenced by Boucksom et al. [5][4][3][2]. He thanks S. Boucksom and C. Vilsmeier for explanations.
The heuristic mental picture is the following. Complex algebraic geometry has two ‘orthogonal’ transcendental limits. When we look at very high powers of an ample line bundle , the rescaled Fubini-Study metrics can be used to approximate any Kähler metric in , so Kähler geometry/complex pluripotential theory is the asymptotic limit of complex algebraic geometry. When we fix a polarisation and degenerate the complex structure, much of the information is encoded by piecewise linear objects appearing from logarithm maps, so tropical geometry is the tropical limit of complex algebraic geometry. As we climb high up the tower of snc models, then piecewise linear convex functions can be used to approximate more general convex functions, so the asymptotic limit of tropical geometry is NA geometry/NA pluripotential theory. As the reader can guess by completing this Cartesian square, NA pluripotential theory is the tropical limit of Kähler geometry, because psh functions on a large annulus inside resemble convex functions on large domains in . Building more links between NA pluripotential theory and Kähler geometry is in fact the main goal of this paper.
3.1 Volume asymptote and essential skeleton
Consider an algebraic Calabi-Yau degeneration family as in the Introduction. We are given the holomorphic volume forms on the fibres , and let us follow [3] to consider the question of calculating the asymptote of as . Since we only care about small , we are free to shrink . For instance, we may assume is nowhere vanishing on .
A very useful tool is to fill in the central fibre by choosing an snc model (cf. Remark 1.2) over . The central fibre is an snc divisor with components for , and we write . In the special case of semistable snc models for ; this can always be achieved after finite base change. The canonical divisor is supported on as has a trivialising section . We may write , so that the relative log canonical divisor
Shifting all by a constant is equivalent to multiplying by , which gives an elementary factor to . Thus we shall always assume .
It is useful to introduce a quantitative stratification on according to the intersection pattern of . Let for , which is irreducible if nonempty. Using the distance function of a fixed smooth background Kähler metric on , we can write
Around , we denote , and introduce local coordinates on , such that are the defining equations of for . The conditions on the divisors mean that away from deeper strata we may arrange , and
for some local nowhere vanishing holomorphic function . By definition along , so on
Notice also that the local equation has sheets of solutions. Using the polar coordinates by for , ones sees that the magnitude of is for .
The local logarithmic variables lie on the simplex
These depend on the choice of , but since the local defining equation of divisors differ by a nowhere vanishing holomorphic function, the ambiguity of is only for . Taking a more global viewpoint, the combinatorial pattern of how these simplices fit together exactly reflects the intersection pattern of the divisors . Formally, this information is encoded in the dual intersection complex for the snc model : this is the polyhedral complex whose vertices correspond to , and we assign a simplex with vertices for if and only if . The coodinates then define a piecewise integral affine structure on . Up to the above ambiguity, we now have a logarithm map , locally described by . Consequently, the ‘hybrid’ space is equipped with a natural topology, so that a sequence of points converges to iff and . The name ‘hybrid’ refers to the mixture of algebraic varieties with simplicial objects. The measure calculation above explains why (or rather the essential skeleton inside, see below) is a better candidate notion as a limit of than the algebraic limit . Intuitively, the Calabi-Yau measure in the limit becomes mutually orthogonal with the measure of any fixed Fubini-Study metric, and the region carrying most of CY measure looks ‘small’ from the algebraic perspective.
The measure also singles out a distinguished subcomplex , called the essential skeleton, consisting of the simplices in whose vertices correspond to with . This is where the limit of the normalised CY measure is supported. The dimension of is a measurement of how transcendental the degeneration is; it is reflected by the growth order of . In the case of a maximal degeneration, . Let us analyze the CY measure more explicitly for maximal degenerations, in a semistable snc model. For corresponding to an -dimensional simplex in , on
| (4) |
Here limits to its value at the point stratum , which is called the Poincaré residue of , and is easily seen to be independent of the choice of coordinates . It is a consequence of the residue theorem on Riemann surfaces that is independent of such [3, Thm. 7.1]. Thus the pushforward to of the normalised CY measure (1) converges smoothly in the interior of to a constant multiple of the Lebesgue measure:
| (5) |
Notice is canonically defined due to the presence of an integral affine structure on . Viewed as a measure on , the limit has null measure on the complement of the -dimensional faces of , as the integral of in the corresponding region is . The constant in (5) is independent of and its sole purpose is to make a probability measure.
3.2 Berkovich space, hybrid topology
One problem with the dual intersection complex is that it involves a choice of an snc model. The snc models are highly nonunique: we can keep blowing up to get a directed set of snc models. One would like to extract intrinsic information about the degeneration family. There are two general strategies. First, one can analyze the relation between different models and seek an optimal choice using the minimal model program [36][37]; this usually leaves the snc world, and even the optimal choices may still be nonunique. Alternatively we can consider all (snc) models simultaneously, by the language of NA geometry. Good references can be found in [29, A] [3, Appendix][2, chapter 2,3].
An insight of Berkovich is that by thinking of points as multiplicative seminorms, one obtains a kind of geometry analogous to complex manifolds. Let be equipped with its standard absolute value where is the valuation defined by the vanishing order. Its ultrametric property
gives the name ‘non-archimedean’ to the subject. Let be a smooth, geometrically connected, projective scheme over ; the main examples come from base changing an algebraic degeneration family over a punctured curve. Choose a finite cover of by affine open sets of the form , where is a finitely generated -algebra. The space is defined as the set of all multiplicative seminorms extending the absolute value of , endowed with the weakest topology so that the function is continuous for any . The Berkovich space is then obtained by gluing together ; the notation stands for ‘analytification’. As a topological space is compact and Hausdorff. In the CY case, the point-set description of is meant to encode information about the base of the SYZ fibration; there is also a natural structure sheaf which encodes information about the complex structure [29].
Let . The concept of models over is entirely analogous to the case over algebraic curves. The dual intersection complexes for snc models over can be compared with through two natural maps:
- •
There is a continuous embedding map . Writing , each divisor defines through the vanishing order , so that is a point in , called a divisorial point. More generally, given a point in the interior of a face corresponding to , we can associate a monomial valuation: expanding any local function around in Taylor series,
then the monomial valuation is
Thus gives rise to a point . We shall regard as a subset of .
- •
There is a continuous retraction map , which restricts to the identity on . Any point admits a center on . This is the unique scheme theoretic point such that for and for . Let be the maximal subset such that . Then corresponds to the monomial valuation with the same value for .
With these comparison maps, the Berkovich space is homeomorphic to the inverse limit of the dual intersection complexes of the snc models:
Conceptually, an snc model gives a finite approximation of the Berkovich space.
While dual intersection complexes depend strongly on the model, in the CY case the embedding image of the essential skeleton as a set is independent of the model, so can be written as . This can be expected as should support the limiting normalised CY measure, a property independent of the model choice. However, as we blow up snc models, the essential skeleton as a simplical complex can be subdivided.
We now indicate how NA geometry is unified with complex geometry. Consider an algebraic degeneration over a punctured curve. Let denote the usual absolute value for complex numbers. Given a -point for , inside some affine chart of , we can define a multiplicative seminorm (not non-archimedean!)
| (6) |
As a sequence of points move towards , for any given meromorphic function on the base, which is the standard NA valuation on . Thus the points on are natural limits of the multiplicative seminorms defined by -points on . One can formalize this notion by introducing a hybrid topology on , so that takes the place of the central fibre [3, Appendix]. The functions then induce local continuous functions on .
The ‘hybrid’ space discussed in section 3.1 can be understood as a finite approximation. Given an snc model , and take a sequence of -points tending to , whose image under the retraction map is . Tautologically concentrate near , and in the local coordinates , we have , which is equivalent to . Formally, the topology on is the inverse limit of by taking all snc models.
3.3 Model functions, metrics, positivity
We now discuss functions, line bundles, and metrics on [2]. Given a model over and a Cartier divisor supported on the central fibre , we can associate a continuous function on by setting
The association extends by -linearity. Functions obtained in the -span using all such choices of models and divisors are called model functions on , which form a dense subset of . The restrictions of such functions to dual intersection complexes are piecewise affine.
To understand the complex geometric meaning, we think of models base changed from snc models over . The divisor prescribes a class of functions on the total space of the snc model with analytic singularities:
where is a local defining function of . When we consider the rescaling of the restrictions to
only the singular term is relevant in the limit , and converge to in the hybrid topology.
We think about line bundles on via the GAGA principle: the line bundles on correspond to the line bundles on the scheme . A continuous metric on assigns to each local section a nonnegative continuous local function on open subsets of , compatible with the sheaf structure, such that , and if is a local frame of . Given a continuous metric, any other continuous metric on is of the form for some , analogous to the usual relation between Hermitian metrics and Kähler potentials. As such is referred to as a potential function.
Given a model for , a model of is a line bundle with . To this data we can associate a unique metric on with the following property: if is a nowhere vanishing local section of on an open set , then on . This is well defined because any two such sections differ by the multiplication of an invertible function, whose NA absolute value equals the constant one. One can extend this construction to -line bundles, and the metrics arising this way are called model metrics. They are dense within the continuous metrics.
To see the complex geometric interpretation, we imagine a line bundle on some snc models over an algebraic curve. Equip with any smooth Hermitian metric . Given a local section of , the prescription compatible with (6) is to consider the local functions on
Taking the limit as , we precisely get the model metric. Notice the ambiguity in the choice of the Hermitian metric is obliterated in the limit.
A paramount notion in Kähler geometry is the positivity of the metric, usually phrased in terms of psh properties of the potential. The above discussion suggests that in the NA setting, namely , such a notion should be expressible as a numerical property of the line bundle.
Definition 3.2. [4, Thm. 2.17] (Semipositivity I) Let be a model metric on , associated to a -line bundle on a model of . Then
- •
the metric is a semipositive model metric iff is nef, namely for any projective curve contained in ;
- •
a continuous metric is semipositive iff it is the uniform limit of some sequence of semipositive model metrics on .
Remark 3.3. The advantage of ‘nef’ instead of ‘ample’ is that if we blow up the model further, the pullback of the model line bundle will stay nef, but ampleness will be lost.
Remark 3.4. Given a continuous metric , one can assign to it a ‘closed (1,1)-form’ , which for model metrics roughly amounts to taking the numerical class of the model line bundle. This is a formal analogue for the curvature form of a Hermitian metric. For instance, is a continuous semipositive metric iff the potential is a continuous -psh function. Another theory of forms and currents on Berkovich spaces is developed by Chambert-Loir and Ducros [12], which is closer in spirit to differential calculus.
In Kähler geometry the definition of psh function is local in the complex charts. Since the dual intersection complexes are simplicial objects, one would expect the NA analogous notion to be related to convex functions. This intuition is partially valid:
Proposition 3.5. [2, Prop 5.9] Let be an snc model for , and be a model line bundle for , with associated closed (1,1)-form . Then the restriction of any continuous -psh function to any face of is convex.
The picture is that general -psh functions define convex functions on the faces of , and among them the -psh model functions give piecewise affine approximations with finer and finer grids.
Remark 3.6. Gubler and Martin [22, section 3] argue that the a priori global notion of semipositivity can be localized on the Berkovich space, but their notion is quite abstract. It would be attractive to formulate a notion of convexity for functions on that precisely characterize the restrictions of continuous -psh functions from to . Compare also [12, Chapter 5] for another strategy to define plurisubharmonicity on the Berkovich space in terms of positivity of currents.
3.4 NA Monge-Ampère measure
The NA Monge-Ampère measure [11] is defined through intersection theory in a somewhat counterintuitive manner. As a motivation, we consider the complex analytic setting of an snc model over an algebraic curve, equipped with a Hermitian line bundle with curvature form in the class . Then defines a family of -forms on , such that equals the intersection number . The question is to describe the limit of these -forms, when we view as converging to the dual intersection complex (cf. section 3.1).
We write . Recall that the regions on corresponding to the faces in the dual intersection complex are from the algebraic perspective only small neighbourhoods of . Thus the limit of can only be supported at the vertices of , which correspond to the components . The amount of delta masses concentrated at the vertices are
where appears due to the multiplicity of the sheets. Reassuringly,
gives the correct total mass.
Back to the NA setting, given a model -line bundle for , we write , and denote the divisorial points associated to as . We can then define the NA Monge-Ampère measure for the model metric as the following signed atomic measure supported at :
This definition is compatible with pullback of line bundles by the projection formula, and ensures the total mass is the intersection number . If is furthermore semipositive, then the intersection numbers are non-negative, so is a measure. Now a general continuous semipositive metric on is the uniform limit of a sequence of continuous semipositive model metrics [2, Cor. 8.8], and its NA MA measure can be defined as the unique limiting Radon measure of the NA MA measures for the sequence [4, Cor. 3.5].
The theory of NA MA measures bears strong resemblance to the complex pluripotential theory for complex MA measures [4][5]. The difficulty of working with them lies in the highly nonlocal appearance of the above definition, ultimately caused by the tension between the algebraic limit and the tropical limit . The recent result of Vilsmeier [45] offers a more concrete perspective:
Proposition 3.7. (NA MA-real MA comparison) Let be a semistable snc model of , and be an -dimensional open face of . Recall the retraction map . Let be the potential of a semipositive metric , and suppose on , then on the pushforward of the NA MA measure
equals the real MA measure of the convex function up to a factor .
The rigorous proof of this comparison uses intersection theory. We present a heuristic calculation that hopefully makes the relation between NA MA measure and real MA measure more intuitive to differential geometers. Consider an snc model over an algbebraic curve as in the motivation, and assume furthermore that it is semistable. Recall our heuristic dictionary that a metric on should encode a family of Hermitian metrics on , such that in the hybrid topology, and the NA MA measure of should be the limit of the measures associated to the curvature forms of . We now focus on the neighbourhood of an -dimensional open face , where we have local coordinates with , and . In the local picture we identify metrics with potentials, so , and after ignoring -fluctuation effects . Imposing more smoothness assumptions, the curvature form of is approximately
The NA MA measure should agree with the limiting pushforward measure
which equals the real MA measure up to the factor .
Remark 3.8. In this heuristic calculation, the assumption for to factor through the retraction map allows us to replace the hybrid space by its finite approximation .
Remark 3.9. The above calculation is similar to the formalism developed by Chambert-Loir and Ducros, see [12, Lemma 5.7.1].
3.5 NA Calabi conjecture
The central result of NA pluripotential theory is the solution to the NA analogue of the Calabi conjecture. A good survey is [5].
Theorem 3.10. [4] Let be a smooth projective K-scheme arising from the base change of an algebraic degeneration family. Let be an ample line bundle on , and be a Radon probability measure supported on the dual intersection complex of some snc model of . Then there is a unique continuous semipositive metric on , such that
Their strategy uses a variational method. There is a concave energy functional on the space of continuous semipositive metrics on (equivalently viewed as continuous -psh potentials ), whose first variation is given by the NA MA measure. One seeks a maximizer of the functional
by first enlarging the space of to a function space which is compact modulo the addition of a real constant; this is analogous to the -compactness of in the Kähler setting. The notions of the NA MA measure and the energy functional extend naturally to the energy class functions inside , much like in the complex pluripotential theory setting. One then shows the maximizer is in fact a critical point, namely a weak solution to the NA MA equation. This is subtle since small perturbations of functions in may fall outside of the class by losing positivity. One proves the continuity of the weak solution using analogues of Kolodziej’s estimates. The uniqueness of the solution again relies on the concavity of .
While this strategy shares a very similar logical structure with the complex analytic setting, the technical foundations are built upon intersection theory and vanishing theorems in birational geometry, instead of differential operators.
The main case of interest to us is when arises from polarized algebraic maximal degeneration of CY manifolds . Then NA pluripotential theory provides a solution to
| (7) |
where is the Lebesgue measure supported on the essential skeleton (cf. section 3.1).
Definition 3.11. (cf. section 3.4) We say satisfies the NA MA-real MA comparison property, if there exists a semistable snc model of with the property that, the potential defined by satisfies on the preimages of the retraction map over all the -dimensional open faces .
Notice inherits a natural integral affine structures. Since the restriction of is convex on these faces by Prop. 3.5, its real MA measure makes sense, and by Prop. 3.7 it satisfies the real MA equation on
| (8) |
Then the regularity theory of real MA equation (cf. section 2.5) will apply, so we may view the comparison property as a regularity assumption on . Some subtleties are discussed in [21, Appendix].
3.6 Approximation by Fubini-Study metrics
A fundamental result in Kähler geometry is that any Kähler metric in an integral class can be approximated by Fubini-Study metrics associated with projective embeddings. While the usual Fubini-Study metric depends on a choice of a Hermitian inner product on the -vector space of global sections, the NA analgoue depends on a NA norm on the -vector space for , with the ultrametric property . In our case one can select a -basis for (called an ‘orthogonal basis’ [17, section 2.1.2]), such that
The NA Fubini-Study metric on can be defined as
Concretely in the orthogonal basis, written in a local trivialisation,
| (9) |
A NA analogue of the Fubini-Study approximation theorem gives an alternative view on semipositive metrics:
Proposition 3.12. (Semipositivity II) [13] Assume is ample. Then a continuous metric on is semipositive iff it can be written as a uniform limit of Fubini-Study metrics.
Remark 3.13. Given an NA norm on the -vector space , finding an orthogonal basis in general requires access to formal Laurent series. If we only use sections which are finite Laurent polynomials in , then for any given , we can find a -basis such that satisfies
by [13, Prop. 1.3]. The upshot is that in the approximation theorem we may assume to be finite Laurent polynomials.
For the complex geometric interpretation, we assume as usual is the base change of an algebraic degeneration family , with an ample polarisation line bundle . For any given NA Fubini-Study metric (9), we can associate a family of Fubini-Study metrics on :
| (10) |
Here make sense for finite because they are selected as finite Laurent polynomials in . By our dictionary, we should consider the limit of as . Since
in the limit the difference between maximum and square length disappears, so converges to (9) in the hybrid topology on .