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3 Nonarchimedean geometry

This section is a differential geometer’s quick tour into the wonderland of NA geometry. Our goal is to motivate the basic concepts from natural problems in Kähler geometry, and thereby build up a dictionary between Kähler geometry and NA geometry, instead of giving a systematic survey. The author’s viewpoint is heavily influenced by Boucksom et al. [5][4][3][2]. He thanks S. Boucksom and C. Vilsmeier for explanations.

The heuristic mental picture is the following. Complex algebraic geometry has two ‘orthogonal’ transcendental limits. When we look at very high powers of an ample line bundle LL, the rescaled Fubini-Study metrics can be used to approximate any Kähler metric in c1​(L)c_{1}(L), so Kähler geometry/complex pluripotential theory is the asymptotic limit of complex algebraic geometry. When we fix a polarisation and degenerate the complex structure, much of the information is encoded by piecewise linear objects appearing from logarithm maps, so tropical geometry is the tropical limit of complex algebraic geometry. As we climb high up the tower of snc models, then piecewise linear convex functions can be used to approximate more general convex functions, so the asymptotic limit of tropical geometry is NA geometry/NA pluripotential theory. As the reader can guess by completing this Cartesian square, NA pluripotential theory is the tropical limit of Kähler geometry, because psh functions on a large annulus inside (ℂ∗)n(\mathbb{C}^{*})^{n} resemble convex functions on large domains in ℝn\mathbb{R}^{n}. Building more links between NA pluripotential theory and Kähler geometry is in fact the main goal of this paper.

3.1 Volume asymptote and essential skeleton

Consider an algebraic Calabi-Yau degeneration family X→S∖{0}X\to S\setminus\{0\} as in the Introduction. We are given the holomorphic volume forms Ωt\Omega_{t} on the fibres XtX_{t}, and let us follow [3] to consider the question of calculating the asymptote of ∫XtΩt∧Ω¯t\int_{X_{t}}\Omega_{t}\wedge\overline{\Omega}_{t} as t→0t\to 0. Since we only care about small tt, we are free to shrink SS. For instance, we may assume d​tdt is nowhere vanishing on SS.

A very useful tool is to fill in the central fibre by choosing an snc model (cf. Remark 1.2) 𝒳\mathcal{X} over SS. The central fibre 𝒳0\mathcal{X}_{0} is an snc divisor with components EiE_{i} for i∈Ii\in I, and we write 𝒳0=∑i∈Ibi​Ei\mathcal{X}_{0}=\sum_{i\in I}b_{i}E_{i}. In the special case of semistable snc models bi=1b_{i}=1 for i∈Ii\in I; this can always be achieved after finite base change. The canonical divisor K𝒳K_{\mathcal{X}} is supported on 𝒳0\mathcal{X}_{0} as KXK_{X} has a trivialising section Ω\Omega. We may write K𝒳=∑i(ai+bi−1)​EiK_{\mathcal{X}}=\sum_{i}(a_{i}+b_{i}-1)E_{i}, so that the relative log canonical divisor

K𝒳/Sl​o​g:=K𝒳−KS+𝒳0,r​e​d−𝒳0=∑ai​Ei.K^{log}_{\mathcal{X}/S}:=K_{\mathcal{X}}-K_{S}+\mathcal{X}_{0,red}-\mathcal{X}_{0}=\sum a_{i}E_{i}.

Shifting all aia_{i} by a constant κ\kappa is equivalent to multiplying Ω\Omega by tκt^{\kappa}, which gives an elementary factor |t|2​κ|t|^{2\kappa} to ∫XtΩt∧Ω¯t\int_{X_{t}}\Omega_{t}\wedge\overline{\Omega}_{t}. Thus we shall always assume min⁡ai=0\min a_{i}=0.

It is useful to introduce a quantitative stratification on XtX_{t} according to the intersection pattern of EiE_{i}. Let EJ=∩i∈JEiE_{J}=\cap_{i\in J}E_{i} for J⊂IJ\subset I, which is irreducible if nonempty. Using the distance function of a fixed smooth background Kähler metric on 𝒳\mathcal{X}, we can write

EJ0={q∈Xt|d(q,EJ)≪1}∖{q∈Xt|d(q,EJ′)≪1,some J′⊋J}.E_{J}^{0}=\{q\in X_{t}|d(q,E_{J})\ll 1\}\setminus\{q\in X_{t}|d(q,E_{J^{\prime}})\ll 1,\quad\text{some }J^{\prime}\supsetneq J\}.

Around ∅≠EJ⊂𝒳\emptyset\neq E_{J}\subset\mathcal{X}, we denote p=|J|−1p=|J|-1, and introduce local coordinates z0,…​znz_{0},\ldots z_{n} on 𝒳\mathcal{X}, such that z0,z1,…,zpz_{0},z_{1},\ldots,z_{p} are the defining equations of EiE_{i} for i∈Ji\in J. The conditions on the divisors mean that away from deeper strata we may arrange t=∏0pzibit=\prod_{0}^{p}z_{i}^{b_{i}}, and

Ω=uJ​∏0pziai+bi​d​log⁡zi∧∏p+1nd​zj\Omega=u_{J}\prod_{0}^{p}z_{i}^{a_{i}+b_{i}}d\log z_{i}\wedge\prod_{p+1}^{n}dz_{j}

for some local nowhere vanishing holomorphic function uJu_{J}. By definition Ω=d​t∧Ωt\Omega=dt\wedge\Omega_{t} along XtX_{t}, so on EJ0E_{J}^{0}

Ωt=b0−1​uJ​z0a0​…​zpap​∏1pd​log⁡zi∧∏p+1nd​zj,\Omega_{t}=b_{0}^{-1}u_{J}z_{0}^{a_{0}}\ldots z_{p}^{a_{p}}\prod_{1}^{p}d\log z_{i}\wedge\prod_{p+1}^{n}dz_{j},
−1n2​Ωt∧Ω¯t=|b0|−2​|uJ|2​|z0|2​a0​…​|zp|2​ap​∏1p−1​d​log⁡zi∧d​log⁡z¯i∧∏p+1n−1​d​zj∧d​z¯j.\sqrt{-1}^{n^{2}}\Omega_{t}\wedge\overline{\Omega}_{t}=|b_{0}|^{-2}|u_{J}|^{2}|z_{0}|^{2a_{0}}\ldots|z_{p}|^{2a_{p}}\prod_{1}^{p}\sqrt{-1}d\log z_{i}\wedge d\log\bar{z}_{i}\wedge\prod_{p+1}^{n}\sqrt{-1}dz_{j}\wedge d\bar{z}_{j}.

Notice also that the local equation t=∏0pzibit=\prod_{0}^{p}z_{i}^{b_{i}} has bJ=gcdi∈J⁡bib_{J}=\gcd_{i\in J}b_{i} sheets of solutions. Using the polar coordinates by zi=exi​log⁡|t|+−1​θiz_{i}=e^{x_{i}\log|t|+\sqrt{-1}\theta_{i}} for i∈Ji\in J, ones sees that the magnitude of ∫EJ0−1n2​Ωt∧Ω¯t\int_{E_{J}^{0}}\sqrt{-1}^{n^{2}}\Omega_{t}\wedge\overline{\Omega}_{t} is O⁡(|log⁡|t||l)O(|\log|t||^{l}) for l=|{j∈J:aj=0}|−1l=|\{j\in J:a_{j}=0\}|-1.

The local logarithmic variables xi=log⁡|zi|log⁡|t|x_{i}=\frac{\log|z_{i}|}{\log|t|} lie on the simplex

ΔJ={∑0pbixi=1,0≤xi≤1}.\Delta_{J}=\{\sum_{0}^{p}b_{i}x_{i}=1,\quad 0\leq x_{i}\leq 1\}.

These depend on the choice of ziz_{i}, but since the local defining equation of divisors differ by a nowhere vanishing holomorphic function, the ambiguity of xix_{i} is only O⁡(1|log⁡|t||)O(\frac{1}{|\log|t||}) for 0<|t|≪10<|t|\ll 1. Taking a more global viewpoint, the combinatorial pattern of how these simplices fit together exactly reflects the intersection pattern of the divisors EiE_{i}. Formally, this information is encoded in the dual intersection complex Δ𝒳\Delta_{\mathcal{X}} for the snc model 𝒳\mathcal{X}: this is the polyhedral complex whose vertices viv_{i} correspond to EiE_{i}, and we assign a simplex ΔJ\Delta_{J} with vertices viv_{i} for i∈Ji\in J if and only if EJ≠0E_{J}\neq 0. The coodinates xjx_{j} then define a piecewise integral affine structure on Δ𝒳\Delta_{\mathcal{X}}. Up to the above O⁡(1|log⁡|t||)O(\frac{1}{|\log|t||}) ambiguity, we now have a logarithm map Log𝒳:Xt→Δ𝒳\text{Log}_{\mathcal{X}}:X_{t}\to\Delta_{\mathcal{X}}, locally described by xi=log⁡|zi|log⁡|t|x_{i}=\frac{\log|z_{i}|}{\log|t|}. Consequently, the ‘hybrid’ space X⊔Δ𝒳X\sqcup\Delta_{\mathcal{X}} is equipped with a natural topology, so that a sequence of points zk∈Xtz_{k}\in X_{t} converges to x∈Δ𝒳x\in\Delta_{\mathcal{X}} iff t→0t\to 0 and Log𝒳​(zk)→x\text{Log}_{\mathcal{X}}(z_{k})\to x. The name ‘hybrid’ refers to the mixture of algebraic varieties with simplicial objects. The measure calculation above explains why Δ𝒳\Delta_{\mathcal{X}} (or rather the essential skeleton inside, see below) is a better candidate notion as a limit of XtX_{t} than the algebraic limit 𝒳0\mathcal{X}_{0}. Intuitively, the Calabi-Yau measure in the limit becomes mutually orthogonal with the measure of any fixed Fubini-Study metric, and the region carrying most of CY measure looks ‘small’ from the algebraic perspective.

The measure also singles out a distinguished subcomplex S​k​(𝒳)Sk(\mathcal{X}), called the essential skeleton, consisting of the simplices in Δ𝒳\Delta_{\mathcal{X}} whose vertices correspond to EiE_{i} with ai=0a_{i}=0. This is where the limit of the normalised CY measure is supported. The dimension of S​k​(𝒳)Sk(\mathcal{X}) is a measurement of how transcendental the degeneration XX is; it is reflected by the growth order of ∫XtΩt∧Ω¯t\int_{X_{t}}\Omega_{t}\wedge\overline{\Omega}_{t}. In the case of a maximal degeneration, dimℝS​k​(𝒳)=n\dim_{\mathbb{R}}Sk(\mathcal{X})=n. Let us analyze the CY measure more explicitly for maximal degenerations, in a semistable snc model. For EJE_{J} corresponding to an nn-dimensional simplex in S​k​(𝒳)Sk(\mathcal{X}), on EJ0E_{J}^{0}

−1n2​Ωt∧Ω¯t=|uJ|2​∏1n−1​d​log⁡zi∧d​log⁡z¯i.\sqrt{-1}^{n^{2}}\Omega_{t}\wedge\overline{\Omega}_{t}=|u_{J}|^{2}\prod_{1}^{n}\sqrt{-1}d\log z_{i}\wedge d\log\bar{z}_{i}. (4)

Here uJu_{J} limits to its value uJ​(EJ)u_{J}(E_{J}) at the point stratum EJE_{J}, which is called the Poincaré residue of Ω\Omega, and is easily seen to be independent of the choice of coordinates ziz_{i}. It is a consequence of the residue theorem on Riemann surfaces that |uJ​(EJ)|2|u_{J}(E_{J})|^{2} is independent of such JJ [3, Thm. 7.1]. Thus the pushforward to Δ𝒳\Delta_{\mathcal{X}} of the normalised CY measure (1) converges smoothly in the interior of ΔJ\Delta_{J} to a constant multiple of the Lebesgue measure:

Log𝒳∗dμt=Log𝒳∗Ωt∧Ω¯t∫XtΩt∧Ω¯t→t→0dμ0:=Const⋅dx1…dxn.\text{Log}_{\mathcal{X}*}d\mu_{t}=\text{Log}_{\mathcal{X}*}\frac{\Omega_{t}\wedge\overline{\Omega}_{t}}{\int_{X_{t}}\Omega_{t}\wedge\overline{\Omega}_{t}}\xrightarrow{t\to 0}d\mu_{0}:=\text{Const}\cdot dx_{1}\ldots dx_{n}. (5)

Notice d​x1​…​d​xndx_{1}\ldots dx_{n} is canonically defined due to the presence of an integral affine structure on ΔJ\Delta_{J}. Viewed as a measure on Δ𝒳\Delta_{\mathcal{X}}, the limit d​μ0d\mu_{0} has null measure on the complement of the nn-dimensional faces of S​k​(𝒳)Sk(\mathcal{X}), as the integral of d​μtd\mu_{t} in the corresponding region is O⁡(1|log⁡|t||)O(\frac{1}{|\log|t||}). The constant in (5) is independent of JJ and its sole purpose is to make d​μ0d\mu_{0} a probability measure.

3.2 Berkovich space, hybrid topology

One problem with the dual intersection complex is that it involves a choice of an snc model. The snc models are highly nonunique: we can keep blowing up to get a directed set of snc models. One would like to extract intrinsic information about the degeneration family. There are two general strategies. First, one can analyze the relation between different models and seek an optimal choice using the minimal model program [36][37]; this usually leaves the snc world, and even the optimal choices may still be nonunique. Alternatively we can consider all (snc) models simultaneously, by the language of NA geometry. Good references can be found in [29, A] [3, Appendix][2, chapter 2,3].

An insight of Berkovich is that by thinking of points as multiplicative seminorms, one obtains a kind of geometry analogous to complex manifolds. Let K≃ℂ⁡((t))K\simeq\mathbb{C}(\!(t)\!) be equipped with its standard absolute value |⋅|0=e−o​r​dt|\cdot|_{0}=e^{-ord_{t}} where o​r​dtord_{t} is the valuation defined by the vanishing order. Its ultrametric property

|f+g|0≤max⁡{|f|0,|g|0}|f+g|_{0}\leq\max\{|f|_{0},|g|_{0}\}

gives the name ‘non-archimedean’ to the subject. Let XKX_{K} be a smooth, geometrically connected, projective scheme over Spec​(K)\text{Spec}(K); the main examples come from base changing an algebraic degeneration family XX over a punctured curve. Choose a finite cover of XKX_{K} by affine open sets of the form U=Spec​(A)U=\text{Spec}(A), where AA is a finitely generated KK-algebra. The space Ua​nU^{an} is defined as the set of all multiplicative seminorms |⋅|x:A→ℝ≥0|\cdot|_{x}:A\to\mathbb{R}_{\geq 0} extending the absolute value of KK, endowed with the weakest topology so that the function x↦|f|xx\mapsto|f|_{x} is continuous for any f∈Af\in A. The Berkovich space XKa​nX_{K}^{an} is then obtained by gluing together Ua​nU^{an}; the notation stands for ‘analytification’. As a topological space XKa​nX_{K}^{an} is compact and Hausdorff. In the CY case, the point-set description of XKa​nX_{K}^{an} is meant to encode information about the base of the SYZ fibration; there is also a natural structure sheaf which encodes information about the complex structure [29].

Let R≃ℂ⁡[[t]]R\simeq\mathbb{C}[\![t]\!]. The concept of models over Spec​(R)\text{Spec}(R) is entirely analogous to the case over algebraic curves. The dual intersection complexes Δ𝒳\Delta_{\mathcal{X}} for snc models over Spec​(R)\text{Spec}(R) can be compared with XKa​nX_{K}^{an} through two natural maps:

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    There is a continuous embedding map e​m​b:Δ𝒳→XKa​nemb:\Delta_{\mathcal{X}}\to X_{K}^{an}. Writing 𝒳0=∑bi​Ei\mathcal{X}_{0}=\sum b_{i}E_{i}, each divisor EiE_{i} defines v​a​lEi=o​r​dEibival_{E_{i}}=\frac{ord_{E_{i}}}{b_{i}} through the vanishing order o​r​dEiord_{E_{i}}, so that e−v​a​lEie^{-val_{E_{i}}} is a point in XKa​nX_{K}^{an}, called a divisorial point. More generally, given a point x=(x0,…​xp)x=(x_{0},\ldots x_{p}) in the interior of a face ΔJ⊂Δ𝒳\Delta_{J}\subset\Delta_{\mathcal{X}} corresponding to EJ=∩0pEiE_{J}=\cap_{0}^{p}E_{i}, we can associate a monomial valuation: expanding any local function ff around EJE_{J} in Taylor series,

    f=∑α∈ℕp+1fα​z0α0​…​zpαp,fα∈K⁡(EJ)f=\sum_{\alpha\in\mathbb{N}^{p+1}}f_{\alpha}z_{0}^{\alpha_{0}}\ldots z_{p}^{\alpha_{p}},\quad f_{\alpha}\in K(E_{J})

    then the monomial valuation is

    v​a​lx​(f)=min⁡{∑0pαi​xi|fα≠0}.val_{x}(f)=\min\{\sum_{0}^{p}\alpha_{i}x_{i}|f_{\alpha}\neq 0\}.

    Thus xx gives rise to a point e−v​a​lx∈XKa​ne^{-val_{x}}\in X_{K}^{an}. We shall regard Δ𝒳\Delta_{\mathcal{X}} as a subset of XKa​nX_{K}^{an}.

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    There is a continuous retraction map r𝒳:XKa​n→Δ𝒳r_{\mathcal{X}}:X_{K}^{an}\to\Delta_{\mathcal{X}}, which restricts to the identity on Δ𝒳⊂Xa​n\Delta_{\mathcal{X}}\subset X^{an}. Any point e−v∈XKa​ne^{-v}\in X_{K}^{an} admits a center on 𝒳\mathcal{X}. This is the unique scheme theoretic point ξ∈X0\xi\in X_{0} such that |f|x≤1|f|_{x}\leq 1 for f∈𝒪𝒳,ξf\in\mathcal{O}_{\mathcal{X},\xi} and |f|x<1|f|_{x}<1 for f∈m𝒳,ξf\in m_{\mathcal{X},\xi}. Let J⊂IJ\subset I be the maximal subset such that ξ∈EJ\xi\in E_{J}. Then r𝒳​(x)∈Δ𝒳r_{\mathcal{X}}(x)\in\Delta_{\mathcal{X}} corresponds to the monomial valuation with the same value for −log⁡|zj|x,j∈J-\log|z_{j}|_{x},j\in J.

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Remark 3.1. The retraction map depends on the choice of the model. There are examples where two models 𝒳\mathcal{X} and 𝒳′\mathcal{X}^{\prime} define the same Δ𝒳\Delta_{\mathcal{X}} as a subset of XKa​nX_{K}^{an}, but the retraction maps are different [21, Appendix].

With these comparison maps, the Berkovich space XKa​nX_{K}^{an} is homeomorphic to the inverse limit of the dual intersection complexes of the snc models:

XKa​n≃lim←snc models⁡Δ𝒳X_{K}^{an}\simeq\varprojlim_{\text{snc models}}\Delta_{\mathcal{X}}

Conceptually, an snc model gives a finite approximation of the Berkovich space.

While dual intersection complexes depend strongly on the model, in the CY case the embedding image of the essential skeleton S​k​(𝒳)⊂XKa​nSk(\mathcal{X})\subset X_{K}^{an} as a set is independent of the model, so can be written as S​k​(X)Sk(X). This can be expected as S​k​(𝒳)Sk(\mathcal{X}) should support the limiting normalised CY measure, a property independent of the model choice. However, as we blow up snc models, the essential skeleton as a simplical complex can be subdivided.

We now indicate how NA geometry is unified with complex geometry. Consider an algebraic degeneration XX over a punctured curve. Let |⋅||\cdot| denote the usual absolute value for complex numbers. Given a ℂ\mathbb{C}-point z∈Xtz\in X_{t} for 0<|t|≪10<|t|\ll 1, inside some affine chart U=Spec​(A)U=\text{Spec}(A) of XX, we can define a multiplicative seminorm A→ℝ≥0A\to\mathbb{R}_{\geq 0} (not non-archimedean!)

f↦e−log|f(z)|/log|t|=|f(z)|1/|log⁡|t||.f\mapsto e^{-\log|f(z)|/\log|t|}=|f(z)|^{1/|\log|t||}. (6)

As a sequence of points zz move towards t→0t\to 0, for any given meromorphic function f=∑ak​tkf=\sum a_{k}t^{k} on the base, limt→0log⁡|f⁡(z)|/log⁡|t|=o​r​d0​(f)\lim_{t\to 0}\log|f(z)|/\log|t|=ord_{0}(f) which is the standard NA valuation on KK. Thus the points on XKa​nX_{K}^{an} are natural limits of the multiplicative seminorms defined by ℂ\mathbb{C}-points on XtX_{t}. One can formalize this notion by introducing a hybrid topology on X⊔XKa​nX\sqcup X_{K}^{an}, so that XKa​nX_{K}^{an} takes the place of the central fibre [3, Appendix]. The functions f∈Af\in A then induce local continuous functions on X⊔XKa​nX\sqcup X_{K}^{an}.

The ‘hybrid’ space X⊔Δ𝒳X\sqcup\Delta_{\mathcal{X}} discussed in section 3.1 can be understood as a finite approximation. Given an snc model 𝒳\mathcal{X}, and take a sequence of ℂ\mathbb{C}-points qkq_{k} tending to e−v∈Xa​ne^{-v}\in X^{an}, whose image under the retraction map r𝒳r_{\mathcal{X}} is x=(x0,…​xp)∈ΔJ⊂Δ𝒳x=(x_{0},\ldots x_{p})\in\Delta_{J}\subset\Delta_{\mathcal{X}}. Tautologically qkq_{k} concentrate near EJE_{J}, and in the local coordinates z0,…​zpz_{0},\ldots z_{p}, we have log⁡|zi​(qk)|/log⁡|t|→v⁡(zi)=xi\log|z_{i}(q_{k})|/\log|t|\to v(z_{i})=x_{i}, which is equivalent to Log𝒳​(zk)→x=(x0,…​xp)∈ΔJ⊂Δ𝒳\text{Log}_{\mathcal{X}}(z_{k})\to x=(x_{0},\ldots x_{p})\in\Delta_{J}\subset\Delta_{\mathcal{X}}. Formally, the topology on X⊔XKa​nX\sqcup X_{K}^{an} is the inverse limit of X⊔Δ𝒳X\sqcup\Delta_{\mathcal{X}} by taking all snc models.

3.3 Model functions, metrics, positivity

We now discuss functions, line bundles, and metrics on XKa​nX_{K}^{an} [2]. Given a model 𝒳\mathcal{X} over Spec​(R)\text{Spec}(R) and a Cartier divisor DD supported on the central fibre 𝒳0\mathcal{X}_{0}, we can associate a continuous function on XKa​nX_{K}^{an} by setting

ϕD​(x)=max⁡{log⁡|f|x:f∈𝒪𝒳​(D)},\phi_{D}(x)=\max\{\log|f|_{x}:f\in\mathcal{O}_{\mathcal{X}}(D)\},

The association D↦ϕDD\mapsto\phi_{D} extends by ℚ\mathbb{Q}-linearity. Functions obtained in the ℚ\mathbb{Q}-span using all such choices of models and divisors are called model functions on XKa​nX_{K}^{an}, which form a dense subset of C0​(XKa​n)C^{0}(X_{K}^{an}). The restrictions of such functions to dual intersection complexes are piecewise affine.

To understand the complex geometric meaning, we think of models base changed from snc models over SS. The divisor DD prescribes a class of functions ϕ\phi on the total space of the snc model with analytic singularities:

ϕ=log⁡|f|+C∞​ function,\phi=\log|f|+C^{\infty}\text{ function},

where ff is a local defining function of DD. When we consider the rescaling of the restrictions to XtX_{t}

ϕt=1log⁡|t|​ϕ|Xt,\phi_{t}=\frac{1}{\log|t|}\phi|_{X_{t}},

only the singular term is relevant in the limit t→0t\to 0, and ϕt\phi_{t} converge to −ϕD-\phi_{D} in the hybrid topology.

We think about line bundles on XKa​nX_{K}^{an} via the GAGA principle: the line bundles on XKa​nX_{K}^{an} correspond to the line bundles LL on the scheme XKX_{K}. A continuous metric on LL assigns to each local section ss a nonnegative continuous local function ‖s‖\left\lVert s\right\rVert on open subsets of XKa​nX_{K}^{an}, compatible with the sheaf structure, such that ‖f​s‖​(x)=|f|x​‖s‖​(x)\left\lVert fs\right\rVert(x)=|f|_{x}\left\lVert s\right\rVert(x), and ‖s‖>0\left\lVert s\right\rVert>0 if ss is a local frame of LL. Given a continuous metric, any other continuous metric on LL is of the form ‖⋅‖​e−ϕ\left\lVert\cdot\right\rVert e^{-\phi} for some ϕ∈C0​(Xa​n)\phi\in C^{0}(X^{an}), analogous to the usual relation between Hermitian metrics and Kähler potentials. As such ϕ\phi is referred to as a potential function.

Given a model 𝒳\mathcal{X} for XKX_{K}, a model ℒ\mathcal{L} of LL is a line bundle ℒ→𝒳\mathcal{L}\to\mathcal{X} with ℒ|X=L\mathcal{L}|_{X}=L. To this data we can associate a unique metric ‖⋅‖ℒ\left\lVert\cdot\right\rVert_{\mathcal{L}} on LL with the following property: if ss is a nowhere vanishing local section of ℒ\mathcal{L} on an open set 𝒰⊂𝒳\mathcal{U}\subset\mathcal{X}, then ‖s‖ℒ≡1\left\lVert s\right\rVert_{\mathcal{L}}\equiv 1 on 𝒰∩XK\mathcal{U}\cap X_{K}. This is well defined because any two such sections differ by the multiplication of an invertible function, whose NA absolute value equals the constant one. One can extend this construction to ℚ\mathbb{Q}-line bundles, and the metrics arising this way are called model metrics. They are dense within the continuous metrics.

To see the complex geometric interpretation, we imagine a line bundle ℒ\mathcal{L} on some snc models 𝒳\mathcal{X} over an algebraic curve. Equip ℒ\mathcal{L} with any smooth Hermitian metric hh. Given a local section ss of ℒ\mathcal{L}, the prescription compatible with (6) is to consider the local functions on XtX_{t}

z↦|s⁡(z)|h1/|log⁡|t||.z\mapsto|s(z)|_{h}^{1/|\log|t||}.

Taking the limit as t→0t\to 0, we precisely get the model metric. Notice the ambiguity in the choice of the Hermitian metric is obliterated in the limit.

A paramount notion in Kähler geometry is the positivity of the metric, usually phrased in terms of psh properties of the potential. The above discussion suggests that in the NA setting, namely t→0t\to 0, such a notion should be expressible as a numerical property of the line bundle.

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Definition 3.2. [4, Thm. 2.17] (Semipositivity I) Let ‖⋅‖\left\lVert\cdot\right\rVert be a model metric on LL, associated to a ℚ\mathbb{Q}-line bundle ℒ\mathcal{L} on a model 𝒳\mathcal{X} of XKX_{K}. Then

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    the metric ‖‖\left\lVert\right\rVert is a semipositive model metric iff ℒ\mathcal{L} is nef, namely ℒ⋅C≥0\mathcal{L}\cdot C\geq 0 for any projective curve CC contained in 𝒳0\mathcal{X}_{0};

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    a continuous metric ‖‖​e−ϕ\left\lVert\right\rVert e^{-\phi} is semipositive iff it is the uniform limit of some sequence of semipositive model metrics on XKa​nX_{K}^{an}.

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Remark 3.3. The advantage of ‘nef’ instead of ‘ample’ is that if we blow up the model further, the pullback of the model line bundle will stay nef, but ampleness will be lost.

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Remark 3.4. Given a continuous metric ‖⋅‖\left\lVert\cdot\right\rVert, one can assign to it a ‘closed (1,1)-form’ θ\theta, which for model metrics roughly amounts to taking the numerical class of the model line bundle. This is a formal analogue for the curvature form of a Hermitian metric. For instance, ‖⋅‖​e−ϕ\left\lVert\cdot\right\rVert e^{-\phi} is a continuous semipositive metric iff the potential ϕ\phi is a continuous θ\theta-psh function. Another theory of forms and currents on Berkovich spaces is developed by Chambert-Loir and Ducros [12], which is closer in spirit to differential calculus.

In Kähler geometry the definition of psh function is local in the complex charts. Since the dual intersection complexes are simplicial objects, one would expect the NA analogous notion to be related to convex functions. This intuition is partially valid:

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Proposition 3.5. [2, Prop 5.9] Let 𝒳\mathcal{X} be an snc model for XKX_{K}, and ℒ→𝒳\mathcal{L}\to\mathcal{X} be a model line bundle for L→XL\to X, with associated closed (1,1)-form θ\theta. Then the restriction of any continuous θ\theta-psh function to any face of Δ𝒳⊂XKa​n\Delta_{\mathcal{X}}\subset X_{K}^{an} is convex.

The picture is that general θ\theta-psh functions define convex functions on the faces of Δ𝒳\Delta_{\mathcal{X}}, and among them the θ\theta-psh model functions give piecewise affine approximations with finer and finer grids.

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Remark 3.6. Gubler and Martin [22, section 3] argue that the a priori global notion of semipositivity can be localized on the Berkovich space, but their notion is quite abstract. It would be attractive to formulate a notion of convexity for functions on Δ𝒳\Delta_{\mathcal{X}} that precisely characterize the restrictions of continuous θ\theta-psh functions from XKa​nX_{K}^{an} to Δ𝒳\Delta_{\mathcal{X}}. Compare also [12, Chapter 5] for another strategy to define plurisubharmonicity on the Berkovich space in terms of positivity of currents.

3.4 NA Monge-Ampère measure

The NA Monge-Ampère measure [11] is defined through intersection theory in a somewhat counterintuitive manner. As a motivation, we consider the complex analytic setting of an snc model 𝒳\mathcal{X} over an algebraic curve, equipped with a Hermitian line bundle (ℒ,h)(\mathcal{L},h) with curvature form θ\theta in the class c1​(ℒ)c_{1}(\mathcal{L}). Then θn\theta^{n} defines a family of nn-forms on XtX_{t}, such that ∫Xtθn\int_{X_{t}}\theta^{n} equals the intersection number (Ln)(L^{n}). The question is to describe the limit of these nn-forms, when we view XtX_{t} as converging to the dual intersection complex Δ𝒳\Delta_{\mathcal{X}} (cf. section 3.1).

We write X0=∑i∈Ibi​EiX_{0}=\sum_{i\in I}b_{i}E_{i}. Recall that the regions on XtX_{t} corresponding to the faces in the dual intersection complex are from the algebraic perspective only small neighbourhoods of EJE_{J}. Thus the limit of θn|Xt\theta^{n}|_{X_{t}} can only be supported at the vertices of Δ𝒳\Delta_{\mathcal{X}}, which correspond to the components EiE_{i}. The amount of delta masses concentrated at the vertices are

bi​∫Eiθn=bi​ℒn⋅Ei,b_{i}\int_{E_{i}}\theta^{n}=b_{i}\mathcal{L}^{n}\cdot E_{i},

where bib_{i} appears due to the multiplicity of the sheets. Reassuringly,

∑ibi​ℒn⋅Ei=(Ln)\sum_{i}b_{i}\mathcal{L}^{n}\cdot E_{i}=(L^{n})

gives the correct total mass.

Back to the NA setting, given a model ℚ\mathbb{Q}-line bundle ℒ→𝒳\mathcal{L}\to\mathcal{X} for L→XKL\to X_{K}, we write 𝒳0=∑ibi​Ei\mathcal{X}_{0}=\sum_{i}b_{i}E_{i}, and denote the divisorial points associated to EiE_{i} as qiq_{i}. We can then define the NA Monge-Ampère measure for the model metric ‖⋅‖ℒ\left\lVert\cdot\right\rVert_{\mathcal{L}} as the following signed atomic measure supported at qi∈XKa​nq_{i}\in X_{K}^{an}:

M​A​(‖⋅‖ℒ)=∑Eibi​(ℒn⋅Ei)​δqiMA(\left\lVert\cdot\right\rVert_{\mathcal{L}})=\sum_{E_{i}}b_{i}(\mathcal{L}^{n}\cdot E_{i})\delta_{q_{i}}

This definition is compatible with pullback of line bundles by the projection formula, and ensures the total mass is the intersection number (Ln)(L^{n}). If ‖⋅‖ℒ\left\lVert\cdot\right\rVert_{\mathcal{L}} is furthermore semipositive, then the intersection numbers are non-negative, so M​A​(‖⋅‖ℒ)MA(\left\lVert\cdot\right\rVert_{\mathcal{L}}) is a measure. Now a general continuous semipositive metric on LL is the uniform limit of a sequence of continuous semipositive model metrics [2, Cor. 8.8], and its NA MA measure can be defined as the unique limiting Radon measure of the NA MA measures for the sequence [4, Cor. 3.5].

The theory of NA MA measures bears strong resemblance to the complex pluripotential theory for complex MA measures [4][5]. The difficulty of working with them lies in the highly nonlocal appearance of the above definition, ultimately caused by the tension between the algebraic limit 𝒳0\mathcal{X}_{0} and the tropical limit Δ𝒳\Delta_{\mathcal{X}}. The recent result of Vilsmeier [45] offers a more concrete perspective:

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Proposition 3.7. (NA MA-real MA comparison) Let (𝒳,ℒ)(\mathcal{X},\mathcal{L}) be a semistable snc model of (XK,L)(X_{K},L), and Int​(ΔJ)\text{Int}(\Delta_{J}) be an nn-dimensional open face of Δ𝒳\Delta_{\mathcal{X}}. Recall the retraction map r𝒳:XKa​n→Δ𝒳r_{\mathcal{X}}:X_{K}^{an}\to\Delta_{\mathcal{X}}. Let ϕ∈C0​(XKa​n)\phi\in C^{0}(X_{K}^{an}) be the potential of a semipositive metric ‖⋅‖ℒ​e−ϕ\left\lVert\cdot\right\rVert_{\mathcal{L}}e^{-\phi}, and suppose ϕ=ϕ∘r𝒳\phi=\phi\circ r_{\mathcal{X}} on r𝒳−1​(ΔJ)r_{\mathcal{X}}^{-1}(\Delta_{J}), then on Int​(ΔJ)\text{Int}(\Delta_{J}) the pushforward of the NA MA measure

r𝒳∗MA(‖⋅‖e−ϕ)=n!MAℝ(ϕ|Int​(ΔJ))r_{\mathcal{X}*}MA(\left\lVert\cdot\right\rVert e^{-\phi})=n!MA_{\mathbb{R}}(\phi|_{\text{Int}(\Delta_{J})})

equals the real MA measure of the convex function ϕ|Int​(ΔJ)\phi|_{\text{Int}(\Delta_{J})} up to a factor n!n!.

The rigorous proof of this comparison uses intersection theory. We present a heuristic calculation that hopefully makes the relation between NA MA measure and real MA measure more intuitive to differential geometers. Consider an snc model 𝒳\mathcal{X} over an algbebraic curve as in the motivation, and assume furthermore that it is semistable. Recall our heuristic dictionary that a metric ‖⋅‖\left\lVert\cdot\right\rVert on L→XKL\to X_{K} should encode a family of Hermitian metrics hth_{t} on L→XtL\to X_{t}, such that ht1/|log⁡|t||→‖⋅‖2h_{t}^{1/|\log|t||}\to\left\lVert\cdot\right\rVert^{2} in the hybrid topology, and the NA MA measure of ‖⋅‖\left\lVert\cdot\right\rVert should be the limit of the measures associated to the curvature forms of h|Xth|_{X_{t}}. We now focus on the neighbourhood of an nn-dimensional open face Int​(ΔJ)⊂Δ𝒳⊂Δ𝒳⊔X\text{Int}(\Delta_{J})\subset\Delta_{\mathcal{X}}\subset\Delta_{\mathcal{X}}\sqcup X, where we have local coordinates z0,…​znz_{0},\ldots z_{n} with ∏0nzi=t\prod_{0}^{n}z_{i}=t, and xi=log⁡|zi|log⁡|t|x_{i}=\frac{\log|z_{i}|}{\log|t|}. In the local picture we identify metrics with potentials, so ‖⋅‖∼e−ϕ\left\lVert\cdot\right\rVert\sim e^{-\phi}, and after ignoring C0C^{0}-fluctuation effects ht1/|log⁡|t||∼e−2ϕ∘Log𝒳h_{t}^{1/|\log|t||}\sim e^{-2\phi\circ\text{Log}_{\mathcal{X}}}. Imposing more smoothness assumptions, the curvature form of hth_{t} is approximately

|log⁡|t||​d​dc​ϕ∘Log𝒳=−12​π​∑1≤i,j≤n∂2ϕ∂xi​∂xj​d​xi∧d​arg​(zj).|\log|t||dd^{c}\phi\circ\text{Log}_{\mathcal{X}}=\frac{-1}{2\pi}\sum_{1\leq i,j\leq n}\frac{\partial^{2}\phi}{\partial x_{i}\partial x_{j}}dx_{i}\wedge d\text{arg}(z_{j}).

The NA MA measure should agree with the limiting pushforward measure

limt→0Log𝒳∗(|log|t||ddcϕ∘Log𝒳)n=n!det(D2ϕ)|dx1…dxn|=n!MAℝ(ϕ)\lim_{t\to 0}\text{Log}_{\mathcal{X}*}(|\log|t||dd^{c}\phi\circ\text{Log}_{\mathcal{X}})^{n}=n!\det(D^{2}\phi)|dx_{1}\ldots dx_{n}|=n!\text{MA}_{\mathbb{R}}(\phi)

which equals the real MA measure up to the factor n!n!.

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Remark 3.8. In this heuristic calculation, the assumption for ϕ\phi to factor through the retraction map allows us to replace the hybrid space X⊔XKa​nX\sqcup X_{K}^{an} by its finite approximation X⊔Δ𝒳X\sqcup\Delta_{\mathcal{X}}.

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Remark 3.9. The above calculation is similar to the formalism developed by Chambert-Loir and Ducros, see [12, Lemma 5.7.1].

3.5 NA Calabi conjecture

The central result of NA pluripotential theory is the solution to the NA analogue of the Calabi conjecture. A good survey is [5].

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Theorem 3.10. [4] Let XKX_{K} be a smooth projective K-scheme arising from the base change of an algebraic degeneration family. Let LL be an ample line bundle on XKX_{K}, and d​μd\mu be a Radon probability measure supported on the dual intersection complex of some snc model of XKX_{K}. Then there is a unique continuous semipositive metric ‖⋅‖\left\lVert\cdot\right\rVert on LL, such that

M​A​(‖⋅‖)=(Ln)​d​μ.MA(\left\lVert\cdot\right\rVert)=(L^{n})d\mu.

Their strategy uses a variational method. There is a concave energy functional ℰ\mathcal{E} on the space of continuous semipositive metrics on LL (equivalently viewed as continuous θ\theta-psh potentials ϕ\phi), whose first variation is given by the NA MA measure. One seeks a maximizer of the functional

Fμ​(ϕ)=ℰ⁡(ϕ)−(Ln)​∫XKa​nϕ​𝑑μ,F_{\mu}(\phi)=\mathcal{E}(\phi)-(L^{n})\int_{X_{K}^{an}}\phi d\mu,

by first enlarging the space of ϕ\phi to a function space P​S​H​(XKa​n,θ)PSH(X_{K}^{an},\theta) which is compact modulo the addition of a real constant; this is analogous to the L1L^{1}-compactness of P​S​H​(X,ω)/ℝPSH(X,\omega)/\mathbb{R} in the Kähler setting. The notions of the NA MA measure and the energy functional extend naturally to the energy class functions inside P​S​H​(XKa​n,θ)PSH(X_{K}^{an},\theta), much like in the complex pluripotential theory setting. One then shows the maximizer is in fact a critical point, namely a weak solution to the NA MA equation. This is subtle since small perturbations of functions in P​S​H​(XKa​n,θ)PSH(X_{K}^{an},\theta) may fall outside of the class by losing positivity. One proves the continuity of the weak solution using analogues of Kolodziej’s estimates. The uniqueness of the solution again relies on the concavity of ℰ\mathcal{E}.

While this strategy shares a very similar logical structure with the complex analytic setting, the technical foundations are built upon intersection theory and vanishing theorems in birational geometry, instead of differential operators.

The main case of interest to us is when XKX_{K} arises from polarized algebraic maximal degeneration of CY manifolds L→XL\to X. Then NA pluripotential theory provides a solution to

M​A​(‖⋅‖C​Y)=(Ln)​d​μ0,MA(\left\lVert\cdot\right\rVert_{CY})=(L^{n})d\mu_{0}, (7)

where d​μ0d\mu_{0} is the Lebesgue measure supported on the essential skeleton S​k​(X)⊂XKa​nSk(X)\subset X_{K}^{an} (cf. section 3.1).

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Definition 3.11. (cf. section 3.4) We say ‖⋅‖C​Y\left\lVert\cdot\right\rVert_{CY} satisfies the NA MA-real MA comparison property, if there exists a semistable snc model (𝒳,ℒ)(\mathcal{X},\mathcal{L}) of (X,L)(X,L) with the property that, the potential ϕ0\phi_{0} defined by ‖⋅‖C​Y=‖⋅‖ℒ​e−ϕ0\left\lVert\cdot\right\rVert_{CY}=\left\lVert\cdot\right\rVert_{\mathcal{L}}e^{-\phi_{0}} satisfies ϕ0=ϕ0∘r𝒳\phi_{0}=\phi_{0}\circ r_{\mathcal{X}} on the preimages of the retraction map over all the nn-dimensional open faces Int​(ΔJ)⊂S​k​(X)\text{Int}(\Delta_{J})\subset Sk(X).

Notice Int​(ΔJ)⊂Δ𝒳\text{Int}(\Delta_{J})\subset\Delta_{\mathcal{X}} inherits a natural integral affine structures. Since the restriction of ϕ0\phi_{0} is convex on these faces by Prop. 3.5, its real MA measure makes sense, and by Prop. 3.7 it satisfies the real MA equation on Int​(ΔJ)\text{Int}(\Delta_{J})

MAℝ​(ϕ0)=(Ln)n!​d​μ0.\text{MA}_{\mathbb{R}}(\phi_{0})=\frac{(L^{n})}{n!}d\mu_{0}. (8)

Then the regularity theory of real MA equation (cf. section 2.5) will apply, so we may view the comparison property as a regularity assumption on ‖⋅‖C​Y\left\lVert\cdot\right\rVert_{CY}. Some subtleties are discussed in [21, Appendix].

3.6 Approximation by Fubini-Study metrics

A fundamental result in Kähler geometry is that any Kähler metric in an integral class can be approximated by Fubini-Study metrics associated with projective embeddings. While the usual Fubini-Study metric depends on a choice of a Hermitian inner product on the ℂ\mathbb{C}-vector space of global sections, the NA analgoue depends on a NA norm on the KK-vector space V=H0​(XK,m​L)V=H^{0}(X_{K},mL) for m≫1m\gg 1, with the ultrametric property ‖x+y‖V≤max⁡{‖x‖V,‖y‖V}\left\lVert x+y\right\rVert_{V}\leq\max\{\left\lVert x\right\rVert_{V},\left\lVert y\right\rVert_{V}\}. In our case K=ℂ⁡((t))K=\mathbb{C}(\!(t)\!) one can select a KK-basis s0,s1,…​sNs_{0},s_{1},\ldots s_{N} for VV (called an ‘orthogonal basis’ [17, section 2.1.2]), such that

‖a0​s0+…+aN​sN‖V=max⁡{|a0|​‖s0‖V,…,|aN|​‖sN‖V},∀ai∈K.\left\lVert a_{0}s_{0}+\ldots+a_{N}s_{N}\right\rVert_{V}=\max\{|a_{0}|\left\lVert s_{0}\right\rVert_{V},\ldots,|a_{N}|\left\lVert s_{N}\right\rVert_{V}\},\quad\forall a_{i}\in K.

The NA Fubini-Study metric on L→XKL\to X_{K} can be defined as

‖s‖F​S​(x)=infs~∈V,s~​(x)=s⊗m​(x)‖s~‖V1/m,∀x∈XKa​n.\left\lVert s\right\rVert_{FS}(x)=\inf_{\tilde{s}\in V,\tilde{s}(x)=s^{\otimes m}(x)}\left\lVert\tilde{s}\right\rVert_{V}^{1/m},\quad\forall x\in X_{K}^{an}.

Concretely in the orthogonal basis, written in a local trivialisation,

‖s‖F​S​(x)=|s⁡(x)|maxj⁡{|sj​(x)|/‖sj‖V}1/m,∀x∈Xa​n.\left\lVert s\right\rVert_{FS}(x)=\frac{|s(x)|}{\max_{j}\{|s_{j}(x)|/\left\lVert s_{j}\right\rVert_{V}\}^{1/m}},\quad\forall x\in X^{an}. (9)

A NA analogue of the Fubini-Study approximation theorem gives an alternative view on semipositive metrics:

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Proposition 3.12. (Semipositivity II) [13] Assume L→XKL\to X_{K} is ample. Then a continuous metric on LL is semipositive iff it can be written as a uniform limit of Fubini-Study metrics.

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Remark 3.13. Given an NA norm ‖⋅‖V\left\lVert\cdot\right\rVert_{V} on the KK-vector space V=ℂN+1⊗ℂKV=\mathbb{C}^{N+1}\otimes_{\mathbb{C}}K, finding an orthogonal basis in general requires access to formal Laurent series. If we only use sections which are finite Laurent polynomials in tt, then for any given ϵ>0\epsilon>0, we can find a KK-basis s0,…​sNs_{0},\ldots s_{N} such that ‖a0​s0+…+aN​sN‖V′=max⁡{|a0|​‖s0‖V,…,|aN|​‖sN‖V}\left\lVert a_{0}s_{0}+\ldots+a_{N}s_{N}\right\rVert_{V}^{\prime}=\max\{|a_{0}|\left\lVert s_{0}\right\rVert_{V},\ldots,|a_{N}|\left\lVert s_{N}\right\rVert_{V}\} satisfies

(1−ϵ)​‖⋅‖V′≤‖⋅‖V≤‖⋅‖V′,(1-\epsilon)\left\lVert\cdot\right\rVert_{V}^{\prime}\leq\left\lVert\cdot\right\rVert_{V}\leq\left\lVert\cdot\right\rVert_{V}^{\prime},

by [13, Prop. 1.3]. The upshot is that in the approximation theorem we may assume sis_{i} to be finite Laurent polynomials.

For the complex geometric interpretation, we assume as usual XKX_{K} is the base change of an algebraic degeneration family XX, with an ample polarisation line bundle LL. For any given NA Fubini-Study metric (9), we can associate a family of Fubini-Study metrics on (Xt,L)(X_{t},L):

‖s‖F​S,t​(z)=|s⁡(z)|{{∑j|sj(z,t)|2|t|2​log⁡‖sj‖V}1/2​m,∀z∈Xt.\left\lVert s\right\rVert_{FS,t}(z)=\frac{|s(z)|}{\{\{\sum_{j}|s_{j}(z,t)|^{2}|t|^{2\log\left\lVert s_{j}\right\rVert_{V}}\}^{1/2m}},\quad\forall z\in X_{t}. (10)

Here sjs_{j} make sense for finite tt because they are selected as finite Laurent polynomials in tt. By our dictionary, we should consider the limit of ‖s‖F​S,t1/|log⁡|t||\left\lVert s\right\rVert_{FS,t}^{1/|\log|t||} as t→0t\to 0. Since

0≤log⁡(∑j|sj|2​|t|2​log⁡‖sj‖V)1/2−log⁡maxj|sj||t|log⁡‖sj‖V≤log⁡(N+1),0\leq\log(\sum_{j}|s_{j}|^{2}|t|^{2\log{\left\lVert s_{j}\right\rVert_{V}}})^{1/2}-\log\max_{j}|s_{j}||t|^{\log\left\lVert s_{j}\right\rVert_{V}}\leq\log(N+1),

in the limit the difference between maximum and square length disappears, so ‖s‖F​S,t1/|log⁡|t||\left\lVert s\right\rVert_{FS,t}^{1/|\log|t||} converges to (9) in the hybrid topology on X⊔XKa​nX\sqcup X_{K}^{an}.

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