AMS Classification : 53C25, 53C55, 32J15.
Degenerate complex Monge-Ampère equations over compact Kähler manifolds.
Jean-Pierre Demailly and Nefton Pali
Abstract
We prove the existence and uniqueness of the solutions of some very general type of degenerate complex Monge-Ampère equations. This type of equations is precisely what is needed in order to construct Kähler-Einstein metrics over irreducible singular Kähler spaces with ample or trivial canonical sheaf.
1 Introduction
In a celebrated paper [Yau] Yau solved the Calabi conjecture. As is well known, this problem can be formulated in terms of non degenerate complex Monge-Ampère equations as follows.
Theorem 1
(Yau). Let be a compact Kähler manifold of complex dimension and let be a Kähler class. Then for any smooth density on such that there exists a unique smooth Kähler metric such that .
Another breakthrough concerning the study of complex Monge-Ampère equations has been achieved by Bedford-Taylor [Be-Te]. Their work opened the doors to the study of very degenerate complex Monge-Ampère equations. In fact Kołodziej [Kol] proved the existence of solutions of the equations of type , with a Kähler metric and a density in or in some complicated Orlicz spaces. However in various geometric applications it is necessary to consider which is merely semipositive. This difficulty has been examinated first by Tsuji [Ts]. Tsuji’s technique has been reconsidered in the recent works [Ti-Zha] and [E-G-Z]. In this paper we push further the techniques so far developed and we obtain some very general and sharp results on the existence and uniqueness of degenerate complex Monge-Ampère equations. In order to define the relevant concept of uniqueness of the solutions we need first to introduce the domain of definition of the complex Monge-Ampère operator of a pseudoeffective -cohomology class and to prove a monotone convergence result. As a consequence of our results (see theorem 6) we derive the following generalization of Yau’s theorem.
Theorem 2
. Let be a compact Kähler manifold of complex dimension and let be a big -cohomology class admitting a closed positive current with continuous local potentials. Then for any -density , on such that there exists a unique closed positive current such that . Moreover this current possesses continuous local potentials.
We wish to point out that the main examples of Orlicz spaces considered by Kołodziej are contained in some space . In the last section we prove fine regularity properties of the solution of complex Monge-Ampère equations with respect to a given degenerate metric and whith right hand side possessing a density carrying complex analytic singularities (see theorem 7). This last type of equation is precisely what is needed in order to construct Kähler-Einstein metrics over irreducible singular Kähler spaces with ample or trivial canonical sheaf. This allows us also to solve generalised equations of the form , . Quite recently Tian and Kołodziej [Ti-Ko] proved a very particular case of our -estimate. Their method, which is completely different, is based on an idea developed in [De-Pa]. Our -estimate allous us to completely solve a Tian’s conjecture stated in [Ti-Ko] (see the remark in the Apendix).
2 General estimates for the solutions.
Let be a compact complex manifold of complex dimension and let be a closed real -current with continuous local potentials or a closed positive -current with bounded local potentials. Then to any distribution on such that we can associate a unique locally integrable and bounded from above function such that the corresponding distribution coincides with and such that for any continuous or plurisubharmonic local potential of the function is plurisubharmonic. In fact let , two open sets such that over , over , with , in the first case or , in the second case. Consider now the distributions and . Then the hypothesis implies the existence of uniques , such that the corresponding distributions are respectively and . We set and . The function is harmonic in both cases. Then the identity over implies that the plurisubharmonic functions and represent the same distribution so they coincide over . We deduce over . In this way we obtain a global function which satisfies the required properties since the function is harmonic in both cases. Then the uniqueness of is obvious. The set of functions obtained in this way will be denoted by . We set . A closed positive -current with bounded local potentials such that , will be called big.
Theorem 3
.
Let be a compact Kähler manifold of complex dimension , let be a smooth volume form, let be a big closed positive -current with continuous local potentials. Let also
be a solution of the degenerate complex Monge-Ampère equation
with for some .
Then the following conclusions hold.
(A)
There exist a uniform constant such that for all holds an estimate
where
(B) Assume that the solution is continuous, normalized by the condition and consider also a continuous solution , of the degenerate complex Monge-Ampère equation with . Let be a constant such that . Then there exists a constant such that
provided that the inequality
holds.
(C) Let be a family of currents satisfying the same properties as , fix a finite covering of coordinate starshaped open sets, and let us write with over and , .
Assume
(C1) and
(C2a) there exist a decomposition of the type , whith smooth, , and for some Kähler metric on ,
or
(C2b) the distributions are represented by functions and
Then for .
Statement (C) will follow from the arguments of the proof of theorem 3.
Remark 1. As application of his estimates, Kołodziej considers in Example 1, page 91 of [Kol]
Monge-Ampère equations with non degenerate left hand side and with right hand side taking values in the Orlicz space , with , . If we take with an integer we obtain
This implies .
Let be a compact complex manifold of complex dimension , let be a big closed positive -current with bounded local potentials. Set
and
for all Borel sets . We remark that if , is a family of Borel sets and then
| (2.1) |
In fact for all let such that . Then
Lemma 1
. Let be a connected compact complex manifold of complex dimension , let be a closed real -current with continuous local potentials or a closed positive -current with bounded local potentials and let be a smooth volume form. Then there exist constants , such that and for all .
The first two integral estimates of lemma (1) are quite standard in the elementary theory of plurisubharmonic functions and the dependence of the constants and on is only on the bound of its local potentials. To be more precise concerning the uniform estimate one can make the constant depending only on the cohomology class of as in [Ti1], but in this case the constant will depend on the bound of the local potentials of and on the volume form . One can also make depending only on the volume form , but in this case will depend on the bound of the local potentials of and on the volume form .
Lemma 2
. Let be a connected compact complex manifold of complex dimension , let be a big closed positive -current with bounded local potentials.
(A). If is Kähler and possesses continuous local potentials then there exist a constant such that for all and . Moreover the constant stay bounded for pertutbations of satisfying the hypothesis and of the statement in theorem 3.
(B). If , for a smooth volume form then the conclusion of statement hold whith a constant which stay bounded for pertutbations of satisfying the hypothesis and of the statement in theorem 3.
Proof. We remark first the inequality
and we prove the following elementary claim.
Claim 1
. Let be a closed positive -current with bounded local potentials over a compact complex manifold of complex dimension and let such that and . Then
| (2.2) |
Proof. The fact that the current is positive implies , , so by the monotone convergence theorem it is sufficent to prove the inequality (2.2) for . So assume this and let be a hermitian metric over . By a result of Greene-Wu [Gr-Wu] there exist a family of functions , such that as . Consider now the integrals for all . Then . In fact by Stokes formula
In this way we deduce the required inequality .
The following claim will be very useful for the rest of the paper.
Claim 2
. Let be a polarized connected compact Kähler manifold of complex dimension and let , be closed positive -currents with continuous local potentials. Then for all
and for all .
Proof. The proof of the convergence of the constants goes by induction on . The statement is true for by the first integral estimate of lemma 1. So we assume it is true for and prove it for . Let , . The inductive hypothesis allows us to apply the decreasing monotone convergence theorem in order to deduce
which means the converegence in mass as , in particular weakly as . So by the weak continuity of the operator we deduce and
| (2.3) |
weakly as . By the result of Greene-Wu [Gr-Wu] let , such that as and write , whith smooth, and continuous whith . By using the monotone convergence theorem, Stokes formula and (2.3), we expand the integral
by the inductive hypothesis. Concerning the symmetry of the exterior product we remark that the weak continuity of the operator implies by induction on
weakly as . This combined with (2.3) implies
.
In the particular case the constant
satisfies the capacity estimate of the statement (A) of the lemma 2, by the claim 1. Moreover the previous induction give us
where and in general
We deduce . Thus if is a family satisfying the hypothesis and of the statement in theorem 3 and then the constant satisfies the stability properties of the statement (A) of the lemma 2. We prove now the statement (B) of the lemma 2. In fact let . Then the uniform estimate for the integral
follows from the elementary inequality combined with the uniform estimate of lemma 1. In this case the required stability properties of the constant in the capacity estimate are obvious.
Lemma 3
(Degenerate Comparison Principle). Let be a compact Kähler manifold of complex dimension , let be a closed real -current with continuous local potentials or a closed positive -current with bounded local potentials, and consider . Then
Proof.
Step I. We assume first . We will denote by the boundary in of a set . By the continuity of the functions we deduce:
1) the set is open and ,
2) for all there exists an open neighborhood of the set such that over .
So and the Stokes formula implies the equality
for all . Moreover by the monotone convergence theorem in pluripotential theory we deuce that the current converges weakly to the current over the open set as . Thus
Step II. For the general case we use the following well known fact.
Claim 3
Let be a function over a topological space and let , , be a locally finite family of closed subsets such that and for all . Then .
Let now be a finite open covering of such that over with . By the quasicontinuity of plurisubharmonic functions, for every there exists an open set such that and . In particular . Consider the open set . Then the inclusion implies by claim 3. We can also assume . Set also . Let be a Kähler metric over and smooth functions over such that , . By the result of Greene-Wu [Gr-Wu] there exists a sequence , and , with and . We can assume , and we set , , . Then by step I
| (2.4) |
Let such that over . Then the set is open and . Thus
Then by letting we get
| (2.5) |
Now the set is closed by the continuity of and over . Thus
So by (2.5) we derive
Then letting and we get
Now the conclusion follows by replacing by , in the previous formula and letting .
We recall now the following lemma due to Kołodziej [Kol], (see also [Ti-Zhu1],
[Ti-Zhu2]).
Lemma 4
. Let , be a monotone non decreasing function such that for some , the inequality
holds for all . Then for all such that and all we have the estimate
The following lemma is a simple application of the main result in Bedford-Taylor [Be-Te].
Lemma 5
. Let be a connected compact complex manifold of complex dimension , let be a big closed positive -current with bounded local potentials and let be a smooth volume form. Then there exist constants , such that
for all open sets .
Proof. In order to prove this estimate, it is sufficient by (2.1) to show the inequality
for an arbitrary relatively compact open set . For this purpose, consider the function
Remark that since . If there exists a constant such that for all
.
In fact
let and set . By contradiction we would get such that . This implies and so , which contradicts the first integral estimate of lemma 1.
Then it follows from quite standard local arguments that the upper regularization . Moreover , and over . We recall now the following well known consequence of a result of Bedford and Taylor [Be-Te].
Theorem 4
. Let and let be an open coordinate ball. Then there exists , such that on and on . Moreover if , then .
This implies the following corollary.
Corollary 1
. The extremal function satisfies over , over and over .
Proof. By the classical Choquet lemma there exists a sequence , such that . We can assume that this sequence is increasing. Otherwise, set and . Let be an open coordinate ball in and let be a solution of the Dirichlet problem over as in theorem 4. Thus the sequence is still increasing and . Remember also that the plurisubharmonicity implies that almost everywhere. By the monotone increasing theorem from classical pluripotential theory, we derive on , and the conclusion follows from the fact that is arbitrary.
By using the second integral estimate of lemma 1 we get
Set . If set . Then and so . By corollary 1 we deduce
thus . If then and so
In both cases we reach the required conclusion.
Proof of theorem 3, part A.
We can assume . The fact that the current has continuous local potentials implies that the function is upper semicontinuous, so the set , is open.
Let , ,
and set . Then the inclusions
hold. Using the Degenerate Comparison Principle we get
thus combining this with Hölder’s inequality in Orlicz spaces [Iw-Ma] and lemma 5 we obtain
(Here is a constant such that for all ). So if we set and
we deduce that the function , , satisfies the hypothesis of lemma (4). Consider the function , with constant . Remember also the uniform capacity estimate of lemma (2). Let now be arbitrary. We claim that for
The fact that the function is left continuous (by formula (2.1)) will imply that also. Remark that is a solution of the equation
where is the inverse of the function . So if by absurd we deduce by lemmas (4) and (1)
which is a contradiction. Thus if we set we obtain
, which by arranging the coefficients yelds to the right hand side of the estimate in the statement of the theorem 3. Moreover by definition . In order to prove that we will show that every relatively compact open set
is empty. We know that .
We recall that implies ,
by the remark in the begining of lemma 5. So implies . Moreover if and only if . We recall also that implies , by the proof of lemma 5. This is equivalent to say that implies . In this case . We deduce , thus .
Proof of part B.
Set , consider , ,
and set
Then the elementary inequality implies the inclusions . Thus by applying the Degenerate Comparison Principle we obtain
By inverting the roles of and in the previous inequality and by summing up we get
By taking the sup over we obtain the capacity estimate
| (2.6) |
for all , . The fact that the solutions and are continuous implies that the sets are open. Thus by combining lemma 5 with a computation similar to that in the proof of part A we obtain
where the constant depends on the same quantities as the constant in the statement B of theorem 3. We deduce that the function , , satisfies the hypothesis of lemma (4) with . On the other hand, the capacity estimate (2.6) combined with Hölder’s inequality in Orlicz spaces implies for all the inequalities
| (2.7) | |||||
Claim 4
. If , then there exists a constant such that
Proof. We assume , otherwise there is nothing to prove. Set , . Then for all and all the inequality holds. Then the inequality implies
We get from there the implication
| (2.8) |
since by definition
So if we set we deduce by the implication (2.8)
| (2.9) |
where is the inverse function of .
Explicitly , for all . Now there exists a constant such that for all . This combined with (2.9) implies the conclusion.
Combining claim 4 with the estimate (2.7) we infer the capacity estimate
| (2.10) |
where the constant depends on the same quantities as the constant in statement B. Set now (with as in the proof of part A) and define
The hypothesis combined with the hypothesis of claim 4 forces the condition . Moreover is solution of the equation
where is the inverse of the function introduced in the proof of part A. We claim that . Otherwise, by lemma (4) and inequality (2.10), we infer
which is absurd. By using the argument already explained at the end of the proof of part A, we deduce that the set is empty, which implies the desired conclusion.
3 The domain of definition of the complex Monge-Ampère operator.
We start with a few definitions.
Definition 1
Let be a compact complex manifold of complex dimension , let be a pseudoeffective class, let be a hermitian form and let be a finite covering of coordinate starshaped open sets. We denote by the set of closed positive -currents such that
with , and over , for all .
It is clear by the definition that the closed positive currents , for are globally well defined. Consider now be a closed positive -current with continuous local potentials. We define
Let with zero Lelong numbers. It is well known from the first author work (which becomes drastically simple in this particular case) the existence of a family , , such that as . In the case the convergence of is also uniform. We have the following crucial result.
Theorem 5
(Degenerate monotone convergence result).
Let be a polarized compact Kähler manifold of complex dimension and let , be closed positive -currents with continuous local potentials. Then the following statements hold true.
A) For all , and , ,
B) Let , with zero Lelong numbers and , such that as . Then for all , ,
| (3.1) | |||
| (3.2) |
weakly as . Moreover for all and , .
As follows immediately from the proof, the statement of this theorem still holds if we replace with a product , where the currents have the same properties as . As a matter of fact, we wrote the statement in the previous special case only for the sake of notation simplicity. However during the proof it is useful to consider that statements concerning terms involving are still valid if we replace with .
Proof. Statement (3.2) follows from (3.1) by using the weak continuity of the operator and an induction on (3.2). We remark that claim 2 asserts statement A) in full generality for .
We denote by the assertion A) in the statement of the theorem for the relative indices . For all and we define the following statement : for all
| (3.3) | |||
| (3.4) | |||
| (3.5) | |||
| (3.6) |
weakly as and
| (3.7) |
We remark that (3.4) follows from (3.3) by the weak continuity of the operator. By combining (3.4) with the weak continuity of the operator we obtain
weakly as . On the other hand implies
In this way we deduce (3.5). The symmetry identity (3.7) follows from (3.5) for and from the fact that
weakly as . This last convergence statement follows by combining (3.5) for with an induction on by means of the weak continuity of the operator.
We now prove simultaneously the statements and , by using an induction on . For the moment we assume that the potential in statement A) also has zero Lelong numbers, but we will get rid of this hypothesis at the end.
Statements and are true by claim 2 and its proof. So we assume that these statements hold for and we prove them for .
The induction process is divided in two main steps.
Step I. This step consists in proving the
Claim 5
. If and hold true for all , then implies , with .
As pointed out before in order to prove is sufficient to show (3.3) and (3.6). The proof of (3.6) is quite similar to the proof of (3.3) that we now explain. We first prove by induction on the inequality
| (3.8) | |||||
Inequality (3.8) is obviously true for . (Here we adopt the usual convention of neglecting a sum when it runs over an empty set of indices.) Before procedding to the proof of inequality (3.8), we need to point out two useful remarks.
1) Let be a smooth closed real -form, e a closed positive -current, be a measurable function such that . This implies that the currents and are well defined. Then the Leibnitz formula implies
| (3.9) |
2) Thanks to the inductive hypothesis , we have
for all . By (3.9) this implies
so the current
is well defined and we can define the current
Then the integration by parts formula
writes explicitly as
| (3.10) | |||||
We suppose now inequality (3.8) true for and we prove it for . We start by expanding, thanks to formula (3.9), the integral
By applying the integration by parts formula (3.10) to the last integral we deduce
By combining the main -inductive hypothesis , in , for with formula (3.9) we get
By plugging this into the previous expression of we obtain
which implies inequality (3.8) for . The inequality (3.8) for rewrites as
By using the convergence inductive hypothesis , in for we deduce
| (3.11) |
since we suppose true. (We can always arrange for all by changing into .) Thus by weak compactness of the mass there exists a sequence , and a current of order zero such that
weakly as . So for any strongly positive -form , we have
weakly as . The fact that and
weakly as , by the convergence inductive hypothesis , implies
thanks to lemma (3.9), page 189 in [Dem1]. Thus . Combining this with the inequality (3.11) we obtain
We deduce , which implies since . This proves statement .
Step II. This step consists in proving
Claim 6
. If and hold true for all , then hold also true for all .
We prove this claim by induction on . For the conclusion follows from the hypothesis . So we assume and we prove . For this purpose set , with smooth and continuous and expand the integral
Hypothesis implies by step I
weakly as . Thus by taking the limit as in the previous identity and by combining the inductive hypothesis for with the weak continuity of the operator, we deduce
By weak compactness of the mass we infer the existence of a sequence , and a current of order zero such that
weakly as . In particular
weakly as . The fact that and
weakly as , by the convergence -inductive hypothesis , in the statement , implies
thanks to lemma (3.9), page 189 in [Dem1]. We conclude
End of the proof. In the case the Lelong numbers of are not zero we replace in the previous computations with and with . Here is chosen sufficiently big such that for all and as . Then the previous arguments still work and statement A) rewrites as
Statement B) of the theorem rewrites as
| (3.12) | |||
| (3.13) |
weakly as
and for the relative indices . The last inequality implies . In fact this follows by expanding by linearity the term and using an induction by means of formula (3.9). The base of the induction follows from claim 2.
We consider also the subset .
Without changes in the proof of theorem 5 we get the following corollary.
Let now be a closed positive -current and consider the -space
equipped with the hermitian product , which is well defined by the polarization identity. The -almost everywhere equality relation is defined by : iff
Let . We say that the sequence converges -weakly to if
for all . Let such that . Then one can define . We write if there exists such that in the sense of currents. In this case we write
With this notations we have the following corolary of theorem 5.
Corollary 3
. Let be a polarized compact Kähler manifold of complex dimension and let , be closed positive -currents with continuous local potentials, let be a closed positive -current and consider , , , . Then for all , ,
| (3.14) | |||
| (3.15) |
Moreover let , , , such that , as . Then
| (3.16) | |||
| (3.17) |
Proof. By integrating by parts we obtain
By the proof of theorem 5 we can take the limit, so
| (3.18) | |||||
On the other hand the weak convergence of the sequence
combined with the weak continuity of the operator implies
weakly as . Then the -weak compactness implies (3.14) and the -weak convergence as , which implies
by identity (3.18). This implies (3.16) by elementary facts about Hilbert spaces. The proof of (3.15) and (3.17) is quite similar.
The conclusion of the corollary 3 still holds true if we replace the current with a sum of currents
where such that . We infer the linearity formula
4 Existence and uniqueness of the solutions.
[029F]Theorem 6
. Let be a compact Kähler manifold of complex dimension , let be a smooth volume form, let be a continuous closed positive -form such that is a set of measure , let be a closed positive -current with continuous local potentials such that , . Let also , such that and be a real number. Then there exists a unique solution of the degenerate complex Monge-Ampère equation
which in the case is normalized by . The solution is continuous and satisfies the -estimate , with
Moreover the constant stays bounded for perturbations of as in the statement (C) of theorem 3.
Proof. Let be a Kähler metric and write whith smoth and continuous. There exist a sequence , whith , such that uniformly and whith . We consider also a regularizing family , of in . We can assume
otherwise we multiply by a constant which converges to by the normalising condition . We distinguish two cases.
Case .
By Yau’s solution of the Calabi conjecture there exists a unique family ,
of smooth solutions of the complex Monge-Ampère equations
The hypothesis (C1) and (C2a) of statement (C) of theorem 3 are obviously satisfied for the family . We deduce that the constant in the statement of theorem 3,A does not blow up as . Moreover the uniform estimate
| (4.1) |
holds for all . (See [Ra-Re] page 364 or [Iw-Ma], theorem 4.12.2, page 79.) Thus by theorem 3, A we obtain the uniform estimate . On the other hand we have a priori a uniform estimate since the local potentials of the family stay uniformly bounded. Thus, by elementary properties of plurisubharmonic functions, (see [Dem1], chapter 1) there exists a -convergent subsequence (which by abuse of notations we denote in the same way). We can apply theorem 3, B to the complex Monge-Ampère equation in consideration since we dispose of the estimate (4.1) and the constant in the relative statement is uniformly bounded in thanks to the same considerations concerning the constant . We infer that the sequence is a Cauchy sequence in the -topology, thus convergent to some . This implies the convergence of the weak limits
thus is the required solution of our degenerate complex Monge-Ampère equation. We normalise the solution whith the condition . We prove now the uniqueness of the solutions in the case . Let be another solution. Then the identity implies by claim 2 in the proof of theorem 5. Let , be as in the statement of corollary 3 and set , . Let us also recall the formula
From there we deduce
| (4.2) | |||||
since in by corollary 3. Inspired by an idea of S. Blocki [Blo1], we will prove by induction on that
| (4.3) |
for all , . For this follows from (4.2). So we assume (4.3) for and we prove it for . In fact consider the identity
By applying several times corollary 3 and by integrating by parts we derive
| (4.4) | |||||
Set or . Then the Cauchy-Schwarz inequality implies
by the inductive hypothesis. This combined with (4.4) implies (4.3) for . So at the end of the induction we get
which implies by elementary properties of plurisubharmonic functions.
Case . We start by proving the following lemma, which is a particular case of a more general result due to Yau. (See [Yau], sect. 6, page 376).
Lemma 6
. Let be a compact Kähler manifold of complex dimension , let be a smooth function such that and a solution of the complex Monge-Ampère equation
| (4.5) |
. Consider also two solutions of the complex Monge-Ampère equation such that . Then .
Proof. The argument is a simplification, in our particular case, of Yau’s original argument for the proof of thm. 4, sect. 6 in [Yau]. Set and consider the solutions of the complex Monge-Ampère equations given by the iteration
| (4.6) | |||||
| (4.7) |
Notice that we can solve this equations even if the terms , are not normalized, see lem. 2 page 378 in [Yau]. Set and consider
At a maximum point of we have the inequality
By plugging this into the previous one, we deduce . We now prove by induction the inequality . In fact by dividing with we get
At a maximum point of we again find the inequality
Combining this with the previous one we deduce . We also prove by induction the inequality , which is true by definition in the case . By dividing with we get
by the induction hypothesis . At a minimum point of we get
hence . As a conclusion, we have proved the sequence of inequalities
| (4.8) |
These inequalities imply , where satisfies the uniform estimate
| (4.9) |
and , which are obtained by applying the maximum principle in a way similar to Yau’s proof of the second order estimate for the solution of the Calabi conjecture [Yau]. (In the case the uniform estimate follows immediately from the inequalities (4.8).) Fix now a constant such that the inequality
hold for all . This implies by (4.9) the estimate
thus
by iteration. By taking the derivate in the Green Formula (see [Aub], Th. 4.13 page 108) we get the identity
which implies the estimate . By applying the complex version of the Evans-Krylov theory [Ti2] we deduce the uniform estimate . This implies that the sequence converges in the -topology to the unique solution of the complex Monge-Ampère equation (4.5). Then the conclusion follows from inequalities (4.8).
We
consider now the unique family ,
of smooth solutions of the complex Monge-Ampère equations
given by the Aubin-Yau’s solution of the Calabi conjecture. Consider also the solutions , , of the complex Monge-Ampère equation
By applying lemma 6 we deduce for all . By the same argument in the case , we deduce , thus and so
This fact allows us to apply theorem 3, B as in the case in order to get a sequence of solutions convergent in the uniform topology to some . This implies the convergence of the weak limits
The integral estimate in the statement of theorem 6 follows immediately from theorem 3, A and from the inequalities . We prove now the uniqueness of the solutions. Let be another solution. The fact that implies
which allows us to solve the degenerate complex Monge-Ampère equation
with . By the uniqueness result in the case we deduce , thus . By applying the comparison principle we get
which implies since . This implies -almost everywhere, thus
-almost everywhere. By symmetry we also deduce -almost everywhere. The fact that are solutions of our complex Monge-Ampère equation implies that a property holds -almost everywhere if and only if it holds -almost everywhere and the same for . We thus infer , which implies by the expression of the Monge-Ampère equation.
The following lemma gives us an important class of functions for the right hand side of the degenerate complex Monge-Ampère equation.
Lemma 7
. Let be a compact complex manifold, let be a smooth volume form and let , , , be, non identically zero, holomorphic sections of some holomorphic vector bundles over such that the integral condition
holds for some real numbers . Then the integrand function belongs to some space, and the family of functions
, , converges in -norm to function when .
Proof. We define the coherent complex analytic sheaves and , with , for some local holomorphic trivializations of the vector bundles , . Clearly the definition is independent of the local trivialization, thus this sheaves are globally well defined. By the Hironaka desingularization theorem [Hir] we can find a proper bimeromorphic morphism of compact complex manifolds such that there exists a family , of smooth hypersurfaces with normal crossing in such that ,
and , , , for all . The fact that is a holomorphic map implies , with . Thus the divisor of the Jacobian of is by definition . On the other hand the invariance of the integral by orientation preserving diffeomorphisms implies
For any open set we denote by . For any point in one can find a coordinate neighborhood such that , . With respect to this coordinates, we have
, and , , . Then modulo factors that are bounded away from and , we find
with , . The latter nonvanishing property follows from the fact that the terms , , correspond to local generators of the sheaf and are local generators of the sheaf . We infer
with , , , and . Set also . The hypothesis implies for all . Thus there exists such that for all . If is a finite covering of , with as and then . This proves the first claim in the statement of lemma 7. In order to prove the convergence in the norm of the functions we distinguish two cases. In the case where for all , the claim follows imediately from the monotone convergence theorem. The other possible case is for all . In this case we set . Then our setting implies . For all consider the sequence of inequalities
where is a constant uniform in . Thus by letting and by applying the increasing monotone convergence theorem to the first integral in the previous inequalities, we obtain
Then the conclusion follows by letting and by the fact that converges pointwise almost everywhere to as .
5 Higher order regularity of the solutions.
We now prove the following theorem.
Theorem 7
. Let be a compact Kähler manifold of complex dimension , let be a big closed smooth -form such that is a set of zero measure and let be a smooth volume form. Consider also , , , be non identically zero holomorphic sections of some holomorphic vector bundles over , such that the intregral condition
| (5.1) |
holds for some real numbers . Then there exists a unique solution of the degenerate complex Monge-Ampère equation
| (5.2) |
Moreover there exists a complex analytic set depending only on the -cohomology class of possessing the following properties.
(A). The set is empty if and only if the class of is Kähler.
(B). If we define the complex analytic sets
then in the case
for all . If then and the class of of is Kähler.
Proof.
Step I. We first assume the existence of an effective divisor and such that is a Kähler class. This is certainly the case if is projective and .
So by using the Lelong-Poincaré formula we deduce
with . By convention we will put if and by abusing notations we will denote by the support of the divisor .
IA) Setup of Step I.
We first consider the case . We can assume without any lost of generality . Let be a Kähler metric, let and let be a normalizing constant for the integral condition
| (5.3) |
with . The condition (5.1) combined with lemma 7 implies , when . Consider the standard solutions of the complex Monge-Ampère equations
| (5.4) |
given by Yau’s solution of the Calabi conjecture. Notice that the integral condition (5.3) implies that a non identicaly zero solution changes signs in the case . By combining lemma 7 with the estimate of theorem 6 we deduce a uniform bound for the oscillations . Set now and . Then
| (5.5) |
over , and the equation (5.4) rewrites as
| (5.6) |
on , with , and with
(Here the supscripts in are indices and not powers.) Consider now the function defined by the formula
So is the smallest eigenvalue of the Chern curvature form of the metric . It is well known (see [Kat], chap II, sect. 5.1, theorem 5.1, page 107) that the function is continuous. We observe that the family of metrics has bounded geometry. In particular for all
IB) The Laplacian estimate.
This estimate is obtained as a combination of ideas of Yau, Blocki and Tsuji, [Yau], [Blo2], [Ts].
Consider the continuous function given by the maximal eigenvalues of with respect to the Kähler metric ,
i.e. we extend over by continuity, as is permitted by (5.5). Consider also the continuous function over ,
with and
The singularity of the function imply the existence of a maximum of the function at a certain point . Let be a smooth real valued function in a neighborhood of in such that , and let . Then
In the following calculations we use the notation . Let be -geodesic holomorphic coordinates with center the point such that the metric can be writen in diagonal form in . Explicitly , with
and , with at the point . For every we set . Then
and so , . We also set
Then , with . This implies that also reaches a maximum at , thus , where is the Laplacian respect to the metric . All the subsequent computations in this part of the proof will be made at point . By the local expressions for the Ricci tensor we obtain
and in a similar way . Then by differentiating with respect to the identity (5.6), which rewrites as
we obtain
Combining this with the inequality , we get
We use now (see the Appendix) the existence of smooth -forms , , on such that
By plugging these inequalities in the previous computations we get
Denote by the real part of the complex coordinates . Then the inequality implies
where and all the following constants are indipendents of . Consider now the function . Then is also a maximum point for over and the previous inequality rewrites as
Then by the inequalities , and , it follows the estimate
In conclusion we have found over the estimates
The last inequality follows from the fact that , since a non identicaly zero solution changes signs in the case . Then using the inequality
over we deduce the singular estimate
IC) Higher order estimates
An elementary computation yields the singular estimate
| (5.7) | |||||
Morover the fact that implies
We set first
Then by the standard Schauder estimates [Gi-Tru] we find that for any coordinate open set there are uniform constants such that
Therefore, we can apply the complex version of Evans-Krylov theory [Ti2] on every compact set to get uniform constants such that . Let now be an open set and . By deriving with respect to the complex vector field the complex Monge-Ampère equation (5.4), which we rewrite under the form
with
we obtain (see the proof of formula 11 in [Pal])
| (5.8) |
where and are respectively the Laplacian and the trace operators with respect to the Kähler metric . By the uniform estimates (5.7) and it follows that the operator is uniformly elliptic with coefficients uniformly bounded in -norm at least, over any compact set .
The right hand side of equation (5.8) is also uniformly bounded in -norm at least. By the standard regularity theory for linear elliptic equations [Gi-Tru] we deduce for all . By conjugation the same hold for . Thus we obtain the uniform estimate .
In its turn this estimate implies that the coefficients of the Laplacian and the right hand side of equation (5.8) are uniformly bounded in -norm at least. By iteration we get the uniform estimates for all and .
We deduce that the family is precompact in the smooth topology.
On the other hand the uniqueness result of theorem 6, combined with the arguments which showed the existence of a continuous solution imply the uniform convergence of the family towards , thus this convergence is achieved in the topology over . In this way we get smoothness of the solution over . The regularity statement in the case follows immediately from the latter considerations.
Step II.
IIA) Setup of step II.
We start with a few definitions adapted to our situation.
Definition 2
Let be a coherent ideal sheaf over a compact complex manifold.
A) A modification of is a bimeromorphic morphism of compact complex manifolds with connected fibers.
B)
A log resolution of the sheaf is a modification such that , with an effective divisor with normal crossing and such that the restriction is a biholomorphism.
Let now be a closed positive -current. There are two ways to associate an ideal sheaf to . One can define the ideal sheaf of germs such that , where is a local plurisubharmonic potential of in a neighborhood of . One can also define the ideal sheaf of germs such that . The sheaf is coherent by a result of Nadel [Nad] and for all .
Definition 3
.
A closed positive -current over a compact complex manifold possesses analytic singularities if there exists such that;
a) the ideal sheaf is coherent,
b) if a modification such that
, with an effective divisor with normal crossing, then , with and smooth.
Consider now a polarized compact Kähler manifold and a class . We define the set of Kähler currents
If is nef and big then by a result in [De-Pa]. By the regularization theorem in [Dem1] we deduce that for all and for all integers there exists such that and , with smooth, for any modification such that , with an effective divisor with normal crossing. Notice that . We deduce that the subset of Kähler currents with analytic singularities is also non empty. By the proof of theorem 3.4 in [De-Pa] we deduce the following generalization of Kodaira’s lemma.
Lemma 8
. Let be a compact Kähler manifold and a class which is nef and big. Then for all there exists a log resolution of the coherent ideal sheaf , , an effective divisor with and such that the class is Kähler.
We define in the end the complex analytic set
IIB) Application of step I.
Back to our situation, fix and consider a log resolution of the coherent ideal sheaf . Let be the integrand in the first inegral in (5.1).
Then the integral condition (5.1) implies
where are hermitian forms respectively over and ,
Therefore by the generalised Kodaira’s lemma 8 we can solve the degenerate complex Monge-Ampère equation
with the method of step I, so as to obtain a solution
Remark in fact that by our definition of a log resolution. Let now , be the inclusion map. By hypothesis is compact and connected and obviously . Then by the hypothesis we deduce , which implies that is constant along the fibers . Therefore we can define . The fact that is bounded implies that the current does not carry any mass on complex analytic sets. Thus is the solution of the complex Monge-Ampère equation (5.2) with the required regularity over the set . Then the conclusion about the regularity of the solution follows by letting vary. We finally remark that if is empty then the class of is Kähler. In fact chose the volume form such that . By the previous arguments we can find a unique solution of the equation , which is smooth, thus is a Kähler metric. In the case the solution of the equation is allways smoth.
6 Appendix
Let be a holomorphic section of a holomorphic hermitian vector bundle and set , for some . We denote by the exterior product of -valued forms respect to the hermitian metric . We have
since is a holomorphic section. We compute now the complex hessian
We show that the -form is nonnegative. In fact by using twice the Lagrange inequality
(which is an equality in the case of line bundles) we get
Observe that the last form is smooth. Consequently, we find the inequalities
where is a positive -form.
Remark. Let be a polarised compact Kähler manifold of complex dimension , let be a compact irreducible Kähler space of complex dimension , let be a surjective holomorphic map and let , for some such that . Set for . Consider the complex Monge-Ampère equations . The hypothesis of statement in theorem 3 is obviously satisfied. The hypothesis is also satisfied since
We deduce for all by the statements and of theorem 3. This solves in full generality a Tian’s conjecture [Ti-Ko].
Acknowledgments. The second named author is grateful to Professor Gang Tian for bringing this type of problems to his attention. He expresses also his gratitude to the members of Institut Fourier for providing an excellent research environment. In particular he thanks Adrien Dubouloz, Hervé Pajot, Olivier Lablée and Eric Dumas for useful conversations.
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Jean-Pierre Demailly
Université de Grenoble I, Département de Mathématiques
Institut Fourier, 38402 Saint-Martin d’Hères, France
E-mail: demailly@fourier.ujf-grenoble.fr
Nefton Pali
Université Paris Sud, Département de Mathématiques
Bâtiment 425 F91405 Orsay, France
E-mail: nefton.pali@math.u-psud.fr