5 Fully non-linear and Hessian equations
In this section, we consider applications of Theorem 2 to fully non-linear equations besides Monge-Ampère equations. For these applications, we need to consider the relative volumes and the energies . We begin with a simple estimate for , which generalizes the simple considerations which applied earlier to Monge-Ampère equations and is a straightforward application of the Hâlder inequality,
Lemma 7
Consider the energy in the formalism for degenerating background metrics as in the set-up (1.7). Then we have for any and ,
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(5.1) |
Next we note the following uniform estimate for general functions , whose Hessian is in a cone , which is an analogue of the -invariant estimate for plurisubharmonic functions. It is well-known to experts, but we supply a statement and proof without pluripotential theory, as we could not find a convenient reference:
Lemma 8
For any , there is a uniform constant such that
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with and , .
Proof. We use an idea in [11]. Without loss of generality we may assume .
Fix an and a small . Let be compact sub-level set of . We choose a sequence of smooth positive functions with which converge to in and also pointwise, where is the volume of the set and is a constant such that
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It is not hard to see that . Hence
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Thus we may assume for large enough. We solve the complex Monge-Ampère equations
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By Theorem 1 (or [14]), it holds that for a uniform .
By integration by parts we have
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(5.2) |
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Applying (5.2) inductively we get
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(5.3) |
for some uniform constant . On the other hand, by Newton-Maclaurin inequality that
we derive from (5.3) that
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Letting and applying Fatouβs lemma we get
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from which we obtain that
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For any , we have
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if is chosen small enough so that the integral above is integrable. The proof of Lemma 8 is complete.
Returning to the applications of Theorem 2, we observe that the condition that is equivalent to the dual exponent satisfying . Thus Theorem 2 combined with Lemmas 7 and 8 imply at once:
Theorem 5
Consider the family of fully non-linear equations (1.7) with respect to the degenerating background metrics , .
Assume that we have solutions , normalized by . Assume that , for some fixed , . Fix .
Then is uniformly bounded by a constant depending only on
and .
We illustrate this theorem by specializing now to the case of Hessian equations, where for some . The more familiar form of this equation is
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(5.4) |
and the condition is part of the equation. Thus Theorem 5 applies and, assuming uniform bounds for for some , it reduces the uniform estimates for to a uniform estimate for the relative volumes . An important geometric case when the relative volumes can be controlled is when the classe is big, in the sense that its volume is strictly positive. In this case, we obtain
Theorem 6
Fix , and consider the family (5.4) of Hessian equations with respect to the degenerating background metrics. Assume that is big. Then for any , is bounded uniformly by a constant depending only on , and an upper bound for .
Proof of Theorem 6. In view of Theorem 5, it suffices to show that is uniformly bounded. Since for any , this reduces to showing that are themselves uniformly bounded.
The factors are determined by
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(5.5) |
To estimate , we still need a uniform lower bound of . We use HΓΆlderβs inequality as before.
Thus we write
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(5.6) |
Recall that by our normalization on
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(5.7) |
If the first term on the right hand side of (5.7) is greater than , then (5.6) shows that ; otherwise the second term in (5.7) is greater than . Then we have by the HΓΆlder inequality
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which yields a uniform lower bound of the second term in (5.6) depending additionally on the assumed . Therefore we conclude from (5.5) that for a uniform constant . The proof of Theorem 6 is complete.