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8. Envelopes, differentiability and orthogonality [01DC]

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8. Envelopes, differentiability and orthogonality

We define the psh envelope of a (possibly singular) metric ψ\psi on Lan{L^{\mathrm{an}}} by

P⁡(ψ):=sup{ϕ∈PSH⁡(Lan)∣ϕ≤ψ}∗.P(\psi):=\sup\{\phi\in\operatorname{PSH}({L^{\mathrm{an}}})\mid\phi\leq\psi\}^{*}.

As before, ϕ∗\phi^{*} denotes the usc regularization of a singular metric ϕ\phi. In all cases we need to consider, ψ\psi will be the sum of a metric in ℰ1​(Lan){\mathcal{E}}^{1}({L^{\mathrm{an}}}) and a continuous function on Xan{X^{\mathrm{an}}}. In particular, ψ\psi is usc, P⁡(ψ)∈ℰ1​(Lan)P(\psi)\in{\mathcal{E}}^{1}({L^{\mathrm{an}}}) and P⁡(ψ)≤ψP(\psi)\leq\psi.

This envelope construction was in fact already mentioned at the end of §6 as it plays a key role in the regularization theorem. The psh envelope is an analogue of the convex hull; see Figure 1.

The key fact about the psh envelope is that the composition E∘PE\circ P is differentiable and that (E∘P)′=E′∘P(E\circ P)^{\prime}=E^{\prime}\circ P. More precisely, we have:

Theorem 8.1.

For any ϕ∈ℰ1​(Lan)\phi\in{\mathcal{E}}^{1}({L^{\mathrm{an}}}) and f∈C0​(Xan)f\in C^{0}({X^{\mathrm{an}}}), the function t↦E⁡(P⁡(ϕ+t​f))t\mapsto E(P(\phi+tf)) is differentiable at t=0t=0, with derivative dd​t​E​(ϕ+t​f)|t=0=∫f​MA⁡(ϕ)\frac{d}{dt}E(\phi+tf)|_{t=0}=\int f\operatorname{MA}(\phi).

Granted this result, let us show how to solve the Monge-Ampère equation. Pick ϕ∈ℰ1​(Lan)\phi\in{\mathcal{E}}^{1}({L^{\mathrm{an}}}) that maximizes Fμ​(ϕ)=E⁡(ϕ)−∫(ϕ−ϕ0)​μF_{\mu}(\phi)=E(\phi)-\int(\phi-\phi_{0})\mu and consider any f∈C0​(Xan)f\in C^{0}({X^{\mathrm{an}}}). For any t∈𝐑t\in{\mathbf{R}} we have

E⁡(P⁡(ϕ+t​f))−∫(ϕ+t​f−ϕ0)​μ\displaystyle E(P(\phi+tf))-\int(\phi+tf-\phi_{0})\mu ≤E⁡(P⁡(ϕ+t​f))−∫(P⁡(ϕ+t​f)−ϕ0)​μ\displaystyle\leq E(P(\phi+tf))-\int(P(\phi+tf)-\phi_{0})\mu
≤E⁡(ϕ)−∫(ϕ−ϕ0)​μ.\displaystyle\leq E(\phi)-\int(\phi-\phi_{0})\mu.

Since the left hand side is differentiable at t=0t=0, the derivative must be zero, which amounts to ∫f​MA⁡(ϕ)−∫f​μ=0\int f\operatorname{MA}(\phi)-\int f\mu=0. Since f∈C0​(Xan)f\in C^{0}({X^{\mathrm{an}}}) was arbitrary, this means that MA⁡(ϕ)=μ\operatorname{MA}(\phi)=\mu, as desired.

The proof of this differentiability results proceeds by first reducing to the case when ϕ\phi and ff are continuous. A key ingredient is then

Theorem 8.2.

For any continuous metric ϕ\phi on Lan{L^{\mathrm{an}}} we have

∫Xan(ϕ−P⁡(ϕ))​MA⁡(P⁡(ϕ))=0.\int_{{X^{\mathrm{an}}}}(\phi-P(\phi))\operatorname{MA}(P(\phi))=0. (8.1)

In other words, the Monge-Ampère measure MA⁡(P⁡(ϕ))\operatorname{MA}(P(\phi)) is supported on the locus P⁡(ϕ)=ϕP(\phi)=\phi. A version of this for functions of one variable is illustrated in Figure 1.

Original source figure
Figure 1. The convex hull P⁡(f)P(f) of a continuous function ff of one variable. Note that P⁡(f)P(f) is affine, i.e. P​(f)′′=0P(f)^{\prime\prime}=0 where P⁡(f)≠fP(f)\neq f.

To prove this result, we can reduce to the case when ϕ\phi is a smooth/model metric. In the complex case, Theorem 8.2 was proved by Berman and the first author in [BB10] using the pluripotential theoretic technique known as “balayage”. In the non-Archimedean setting, Theorem 8.2 is deduced in [BFJ15] from the asymptotic orthogonality of Zariski decompositions in [BDPP13] and is for this reason called the orthogonality property. The assumption in Theorem 4.1 that the variety XX be defined over a smooth kk-curve is used exactly in order to apply the result from [BDPP13].

The solution to the non-Archimedean Monge-Ampère equation MA⁡(ϕ)=μ\operatorname{MA}(\phi)=\mu can be made slightly more explicit in the case when the support of μ\mu is a singleton, μ=dL​δx\mu=d_{L}\,\delta_{x}, where dL:=(Ln)d_{L}:=(L^{n}) and x∈Xanx\in{X^{\mathrm{an}}} belongs to some dual complex; such points xx are known as quasimonomial or Abhyankar points.

The fiber LxanL^{\mathrm{an}}_{x} of Lan{L^{\mathrm{an}}} above x∈Xanx\in{X^{\mathrm{an}}} is isomorphic to the Berkovich affine line over the complete residue field ℋ⁡(x){\mathcal{H}}(x). Fix any nonzero y∈Lxany\in L^{\mathrm{an}}_{x} and set

ϕx:=sup{ϕ∈PSH⁡(Lan)∣‖y‖ϕ≥1}.\phi_{x}:=\sup\{\phi\in\operatorname{PSH}({L^{\mathrm{an}}})\mid\|y\|_{\phi}\geq 1\}.

By [BFJ15, Prop.8.6], MA⁡(ϕx)\operatorname{MA}(\phi_{x}) is supported on xx, so MA⁡(ϕx)=dL​δx\operatorname{MA}(\phi_{x})=d_{L}\,\delta_{x}. It would be interesting to find an example of a divisorial point x∈Xanx\in{X^{\mathrm{an}}} such that ϕx\phi_{x} is not a model function.

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