Collapsing of Calabi-Yau manifolds and special lagrangian submanifolds
Abstract.
In this paper, the relationship between the existence of special lagrangian submanifolds and the collapsing of Calabi-Yau manifolds is studied. First, special lagrangian fibrations are constructed on some regions of bounded curvature and sufficiently collapsed in Ricci-flat Calabi-Yau manifolds. Then, in the opposite direction, it is shown that the existence of special lagrangian submanifolds with small volume implies the collapsing of some regions in the ambient Calabi-Yau manifolds.
1. Introduction
The notion of special lagrangian submanifold was introduced by Harvey and Lawson in the seminar paper [21]. Mclean studied the deformation theory of special lagrangian submanifolds in [28]. In the pioneer work [37], Stominger, Yau and Zaslow propose a conjecture about constructing the mirror manifold of a given Calabi-Yau manifold, the SYZ conjecture, via special lagrangian fibrations. Since then, lots of works were devoted to study special lagrangian submanifolds and fibrations (c.f. [22], [31], [32], [33], [15], [16], [27], [17], [36], [39], [24], [25], and references in [25]). In [26] and [19], a refined version of SYZ conjecture was proposed by using the collapsing of Ricci-flat Calabi-Yau manifolds in the Gromov-Hausdorff sense. These two versions of SYZ conjecture suggest a relationship between the existence of special lagrangian submanifolds and the collapsing of Calabi-Yau manifolds. In this paper, we study this relationship.
If is a compact Ricci-flat Kähler -manifold, and admits a no-where vanishing holomorphic -form , the holomorphic volume form, is called a Ricci-flat Calabi-Yau -manifold, and is called a Calabi-Yau structure on . We can normalize such that
(c.f. [25]). Yau’s theorem of Calabi conjecture guarantees the existence of Ricci-flat Kähler metrics on Kähler manifolds with trivial canonical bundle (c.f. [40]), which implies the existence of Calabi-Yau structures on such manifolds. The holonomy group of a Ricci-flat Calabi-Yau -manifold is a subgroup of . The study of Calabi-Yau manifolds is important in both mathematics and physics (c.f. [41]).
A special lagrangian submanifold of phase in a Ricci-flat Calabi-Yau -manifold is a lagrangian submanifold corresponding to the Kähler form such that where denotes the volume form of on . Equivalently, ,
(c.f. [21]). In [28], Mclean showed that, for a compact special lagrangian submanifold in a Calabi-Yau manifold , the local moduli space of special lagrangian submanifolds near is a smooth manifold of dimension , and, moreover, the tangent space of the moduli space at can be identified with the space of harmonic 1-forms on . In [22], various structures on the moduli space of special lagrangian submanifolds were studied.
A special lagrangian fibration on a Calabi-Yau -manifold consists of a topological space , and a surjection such that there is an open dense subset , which is a real -manifold, satisfying that, for any , is a smooth special lagrangian submanifold in . By [10] (see also [18]), , , is a -torus. The first step of SYZ conjecture is to construct such fibration on a Calabi-Yau manifold when the complex structure is close to the large complex structure limit point enough (c.f. [37]). Then the mirror manifold is a compactification of the dual fibration of . Generalized special lagrangian fibrations were constructed in some almost Calabi-Yau manifolds in [31], [32], [33], [16]. In [34], H-minimal Lagrangian fibrations, a generalization of special lagrangian fibration, were constructed on some regions of Kähler-Einstein manifolds with negative scalar curvature.
In [26] and [19], SYZ conjecture was refined to the following form: Let be a maximally unipotent degeneration of Calabi-Yau -manifolds over the unit disc , and be an ample class on . For any , let be the unique Ricci-flat Kähler metric on with its Kähler form , and . Then converges to a compact metric space of Hausdorff dimension in the Gromov-Hausdorff sense, when . This conjecture was verified for some K3 surfaces in [19]. The two versions of SYZ conjecture suggest the equivalence between the existence of special lagrangian submanifolds and the collapsing of Ricci-flat Kähler metrics on some regions of Calabi-Yau manifolds, when complex structures are close to the large complex limit point enough.
In Riemannian geometry, the collapsing of Riemannian manifolds was studied by various authors (c.f. [5], [6], [4], [8], [11], and references in [11]), since Gromov introduced the notion of Gromov-Hausdorff topology in [14]. In [6], it was proved that there is a constant depending only on such that there is an -structure of positive rank on the region in a Riemannian -manifold , where denotes the subset with injectivity radius and sectional curvature for any . See [5] and [6] for the definition of -structure of positive rank, which is a generalization of fibration. A folklore conjecture says that there should be special lagrangian fibrations on such region in a Calabi-Yau manifold, i.e. the region of bounded curvature and sufficiently collapsed (c.f. [12]). The first result in the present paper is devoted to construct special lagrangian fibrations under such Riemannian geometric conditions.
Theorem 1.1.
For any and any , there exists a constant depending only on and such that, if is a closed Ricci-flat Calabi-Yau n-manifold with , and such that
- i)
the injectivity radius and the sectional curvature
- ii)
in ,
then there is an open subset satisfying that , and admits a special lagrangian fibration of a phase , i.e. there is a topological space , and a surjection such that, for any , is a smooth n-submanifold,
Remark 1.2.
From the proof of this theorem, we can see that is an orbifold, and, if belongs the singular set of , is a smooth multi-fiber.
Remark 1.3.
The condition ii) in the theorem can be replaced by the following small non-vanishing -cycle condition: there is an such that
This condition can not be removed since it is satisfied if there is a special lagrangian submanifold near having comparable size to , for example .
Remark 1.4.
It is a challenging task to verify condition i) in Theorem 1.1, i.e. to find the region of bounded curvature in a Ricci-flat Calabi-Yau manifold. If is a K3-surface with Ricci-flat metric, it was shown in [8] that there are universal constants , , and a finite subset , , such that
for any . From the author’s knowledge, no such estimate for higher dimensional Calabi-Yau manifolds is known except some trivial cases, for example .
Next, in the opposite direction, we show that the existence of special lagrangian submanifolds with small volume implies the collapsing of some regions in the ambient Calabi-Yau manifolds. The following theorem is a corollary of a volume comparison theorem for calibrated submanifolds in [16].
Theorem 1.5.
Let be a closed Ricci-flat Calabi-Yau n-manifold, and . Assume that the sectional curvature satisfies
and there is a special lagrangian submanifold of phase such that , and
where denotes the volume of with the standard metric of constant curvature 1. Then the injectivity radius of at satisfies that
Let be a family of closed Ricci-flat Calabi-Yau -manifolds, be special lagrangian submanifolds of phase such that
and be a sequence of points satisfying that , and . The above theorem implies that
and, by passing to a subsequence, converges to a path metric space of lower dimension in the pointed Gromov-Hausdorff sense (c.f. [8], [3]). Theorem 1.1 and Theorem 1.5 give an evidence of the equivalence between the existence of special lagrangian submanifolds and the collapsing of Ricci-flat Kähler metrics on Calabi-Yau manifolds near the large complex limit point from the Riemannian geometry’s point of view.
The organization of the paper is as follows: In §2, we review some notions and results, which will be
used in this paper. In §3, we use the blow-up argument to give
local approximations of Calabi-Yau manifolds by
complete flat Calabi-Yau manifolds. In §4, we study the deformation of special lagrangian fibrations. In §5,
we prove Theorem 1.1 by combining the results in §3 and §4.
Finally, we prove Theorem 1.5 in §6.
Acknowledgement: The author would like to thank Prof. Weidong Ruan and Prof. Xiaochun Rong for useful discussions. Thanks also goes to Prof. Fuquan Fang for constantly support.
2. Preliminaries
In this section, we review some notions and results, which will be used in the proof of Theorem 1.1.
2.1. Cheeger-Gromov convergence
Since Gromov introduced the concept of Gromov-Hausdorff topology in [14], the convergence of Riemannian manifolds was studied from various perspectives (c.f. [1], [2], [7], [8], [11], [13], [19], [35], [38] and references in [9]). In [14] and [13], a convergence theorem, the Cheeger-Gromov convergence theorem, was proved for Riemannian manifolds with bounded curvature and non-collapsing. The Kähler version of this theorem can be found in [30]. See [7] for the convergence of manifolds with other holonomy groups.
Theorem 2.1 (Kähler version of Cheeger-Gromov convergence theorem).
Let be a family of pointed compact Kähler n-manifolds with sectional curvature and injectivity radius at
for a constant independent of . Then a subsequence of converges to a complete Kähler n-manifold in the pointed -sense, i.e. for any , there are embeddings such that , (resp. and ) converges to (resp. and ) in the -sense.
If we assume that are Einstein metrics, it is shown in [1] that, by passing to a subsequence, converges to in the pointed -sense, and is also an Einstein metric, i.e. (resp. and ) converges to (resp. and ) in the -sense. Assume that are Ricci-flat Calabi-Yau manifolds, and are the corresponding holomorphic volume forms. Since are parallel, i.e. , for any , converge to a holomorphic volume form on in the -sense, and is a complete Ricci-flat Calabi-Yau -manifold.
In [5], [6], the collapsing of Riemannian manifolds with bounded curvature was studied by combining blow-up arguments and the Cheeger-Gromov convergence theorem. It was shown that there is a constant depending only on such that there is an -structure of positive rank on a region covering in a Riemannian -manifold , where denotes the subset with injectivity radius and sectional curvature for any . See [5] and [6] for the definition of -structure of positive rank. If we assume that is a Kähler metric, some additional information about the -structure is expected. We have the following conjecture:
Conjecture 2.2.
For any , there exists a constant depending only on such that, if is a closed Kähler n-manifold with , and
then there is an open subset such that , and admits an F-structure of positive rank, whose orbits , , are isotropic submanifolds of , i.e.
We will address this question in other papers. In the present paper, we prove Theorem 1.1 by combining Theorem 2.1 and the deformation theory of special lagrangian fibrations.
2.2. Implicit function theorem
For studying the deformation of special lagrangian fibrations, we need the following quantity version of implicit function theorem.
Theorem 2.3 (Theorem 3.2 in [31]).
Let and be two Banach spaces, be the standard Euclidean metric on , be an open set, and be a continuously differentiable map. Denote the differential
for , and . Assume that satisfies that has a bounded linear inverse with
for a constant . Let , be constants such that, if and , then , and
Then, for any , there exists a unique such that
Furthermore,
The difference between this version of implicit function theorem and the usual one (c.f. [20]) is that we use the condition to replace the condition besides other quantity estimates.
3. The blow-up limit
Let be a family of closed Ricci-flat Calabi-Yau -manifold with , and . Assume that
- i)
the injectivity radius and the sectional curvature
- ii)
there is a such that in .
If we denote , , and , then
and in . By the Cheeger-Gromov’s convergence theorem (c.f. Theorem 2.1), a subsequence of converges to a complete flat Calabi-Yau -manifold in the -sense, i.e. for any , there are embeddings such that , and (resp. and ) converges to (resp. and ) in the -sense. The purpose of this section is to prove that admits a special lagrangian fibration.
By the smooth convergence, . The soul theorem (c.f. [6], [29]) implies that there is a compact flat totally geodesic submanifold , the soul, such that is isometric to the total space of the normal bundle with a metric induced by and a natural flat connection.
Lemma 3.1.
.
Proof.
If , then
for any , where . Let such that , and for . Then the inclusion maps induce homeomorphisms on cohomology groups
Thus in , which contradicts to
∎
If is the holonomy covering of , Bieberbach’s theorem (c.f. [6], [29]) says that is isometric to a flat torus, and has finite order at most , for a constant depending only on . If we denote the universal covering of with , then is a real linear subspace of , and (resp. ) is the standard flat Kähler form (resp. the standard holomorphic volume form), i.e. and under some coordinates on . Note that there is a lattice such that . If we denote the quotient map, then .
Lemma 3.2.
, and there is a constant such that and Moreover, is a special lagrangian submanifold of phase in , i.e. ,
Proof.
If , and thus , then there are two vectors such that . By perturbing and a little bit if necessary, we have that is a closed 2-torus in , i.e. a closed 2-parameters subgroup. Thus is a closed oriented surface in , which satisfies
where denotes the Euclidean area of the intersection of with the fundamental domain of the quotient map . From the smooth convergence of ,
for such that . Thus
for . Since and , we obtain
which is a contradiction. Hence and , which implies that is a lagrangian submanifold by combining Lemma 3.1.
Since is a lagrangian linear subspace of , there is a such that . This implies that is a special lagrangian linear subspace of phase in . Thus is a special lagrangian submanifold of phase in , i.e.
∎
Lemma 3.3.
For , in .
Proof.
By the smooth convergence of and Lemma 3.2,
for any cycle . For , we have
Since and , we obtain . This implies that , and we obtain the conclusion
∎
Let be the total space of the pull-back of the normal bundle. Note that we can identify the zero section of with , and the covering extends to a finite covering of , i.e. , and . The fundamental group is isomorphic to the lattice , is a normal subgroup of , and the covering group . Note that (resp. ) acts on preserving , and , is invariant, (resp. ), and (resp. ).
Proposition 3.4.
Let be the orthogonal complement of in , i.e. , and , for any and . Then
- i)
is isometric to , where , , and is the standard flat metric on induced by .
- ii)
The action of on is a product action, i.e. there are -actions on and such that for any , and . Furthermore, is -invariant, and .
- iii)
for any , and a constant .
Proof.
We choose coordinates on and on such that
If is a subgroup of the fundamental group , then acts on preserving , and , and is a invariant subspace. For any , we have , where , , and . Since is invariant, we obtain then where , , and . Moreover, implies . Since , we have , and . Thus acts on given by , , for any and . This implies that , and where , and is the standard flat metric on induced by .
The -action on descents to a -action on , which is a product action since the -action is so. Moreover, is a invariant set as is invariant under the -action. If we denote the quotient map , then , , , and . Since and for , we obtain that
for a constant . ∎
Remark 3.5.
The coordinates on in the proof of this proposition induce parallel 1-forms on £¬ which are pointwise linear independent, i.e. is a global parallel frame field. Under the coordinates on , we have these formulas
Remark 3.6.
The natural projection is equivariant under the actions on and . For any , , and is a special lagrangian fibration on , i.e. ,
4. Local special lagrangian fibrations
In this section, we study the deformation of special lagrangian fibrations under the convergence of Calabi-Yau metrics. Let be a complete flat Calabi-Yau -manifold.
Condition 4.1.
Assume that
- i)
, , and the natural projection is a special lagrangian fibration of , where is a torus, is a lattice in , is the standard Euclidean metric on , and is the standard flat metric induced by .
- ii)
We assume that there are parallel 1-forms on , which are pointwise linear independent, and coordinates on such that
- iii)
There is a family of Calabi-Yau structures converging to in the -sense on for a , where . Moreover, .
- vi)
There is a finite group acting on preserving , and is a invariant set. The -action is a product action on . The natural projection is -equivariant.
The goal of this section is to construct equivariant special lagrangian fibrations on for .
Denote , which is a special lagrangian submanifold of , i.e. and . Note that we can identify with the total space of the normal bundle by the exponential map from to , where and . There is a canonical bundle isomorphism from to the cotangent bundle given by where . Thus we can identify with the total space of by the map
| (1) |
where and . We do not distinguish with in this section for convenience. For a 1-form on , and a , which can be regarded as a 1-form from above,
denotes the graph of , i.e. , , and
There are two constants and , for any , such that
and by the smooth convergence of . There are real 1-forms and complex value -forms such that
by . By the smooth convergence of and ,
| (2) |
Define a diffeomorphism by for a and a 1-form on . If
| (3) |
where is the Hodge star operator on , then is a special lagrangian submanifold of of phase if and only if
A straightforward calculation (c.f. [28]) gives
| (4) |
We denote the space of -forms on , and define two Banach spaces and . Then defines a smooth map for any , where .
Lemma 4.2.
For any ,
for a constant independent of .
Proof.
Since
we obtain the conclusion by straightforward calculations. ∎
The differentials of are
| (5) |
| (6) |
Under the frame field and coordinates ,
The differential is
We obtain
| (7) |
for a constant independent of . The same argument gives
| (8) |
Lemma 4.3.
The operator is invertible for , and
for a constant independent of .
Proof.
Note that
where is the restriction of the Hodge Dirac operator on the space of 1-forms, and, thus, is an elliptic operator of 1-order. By the standard elliptic estimate (c.f. Proposition 1.5.2 in [23] and [20]), we have
for any , and a constant independent of . Hence is injective. From the definition of , is also surjective, which implies that is invertible from to . Moreover,
for , and, thus,
By the standard operator’s theory (c.f. [36]), is invertible, and the inverse operator is defined by
We obtain
for a constant independent of . ∎
Lemma 4.4.
For any , there is a constant such that, if and , and , then
Furthermore, is also invertible, and
Proof.
By (5),
We can take a such that, for ,
by (2), (7) and (8). We obtain the first formula in the conclusion.
Note that , is invertible, and . By the same arguments as in the proof of Lemma 4.3, and
is also invertible, and
∎
Lemma 4.5.
For a fixed , there is a such that, for any and , there is a unique , such that
which implies that is a special lagrangian submanifold of . Furthermore,
for a constant independent of .
Proof.
Proposition 4.6.
For , there is an open set such that admits a equivariant special lagrangian fibration of phase over , i.e. there is a -action on , is a -equivariant map, and is a special lagrangian fibration of phase , i.e.
for any .
Proof.
Define a map by
Note that the frame field induces local coordinates around any point on , and the differential can be expressed as
under such local coordinates. Thus is an isomorphism when , which implies that is an immersion. Furthermore, for ,
Hence is an embedding.
Note that the -action on preserves , and is a product action on , i.e. there are -actions on and such that for any , , and . Under the identification map (1),
Thus
for any and . Since the -action preserves and , are special lagrangian submanifolds. By the uniqueness of , . Hence
i.e. is a -equivariant map.
We denote the natural projection, and . Since the -action on preserves the metric and , is invariant. By , . Then is a -equivariant special lagrangian fibration of of phase . We obtain the conclusion. ∎
5. Proof of Theorem 1.1
Now we are ready to prove Theorem 1.1.
Proof of Theorem 1.1.
Assume that the conclusion is not true. Then, for any fixed , there is a family of closed Ricci-flat Calabi-Yau -manifolds with , and such that
- i)
the injectivity radius and the sectional curvature
- ii)
in .
- iii)
for any open subset , wouldn’t admit special lagrangian fibrations.
If we denote , , and , then
and in . By the Cheeger-Gromov’s convergence theorem (c.f. Theorem 2.1), a subsequence of converges to a complete flat Calabi-Yau -manifold in the -sense, i.e. for any , there are embeddings such that , and (resp. and ) converges to (resp. and ) in the -sense. Furthermore, . The soul theorem (c.f. [6], [29]) implies that there is a compact flat totally geodesic submanifold , the soul, such that is isometric to the total space of the normal bundle with a metric induced by and a natural flat connection.
By Proposition (3.4), there is a finite normal covering with covering group such that
- i)
is isometric to , where , is a lattice in , is the standard Euclidean metric on , and is the standard flat metric on induced by .
- ii)
The action of on is a product action, i.e. there are -actions on and such that for any and . Furthermore, is -invariant, and .
- iii)
for any , and a constant .
Note that the -action on preserves , and, , which implies that are invariant, for any . Lemma (3.3) shows in , for , which implies in , for any . By Remark (3.5), there are parallel 1-forms on , which are pointwise linear independent, and coordinates on such that
Hence Condition 4.1 is satisfied.
Let such that . By Proposition (4.6), for , there is an open set such that admits a equivariant special lagrangian fibration of phase , where , i.e. there is a -action on , is a -equivariant map, and
for any . Hence induces a special lagrangian fibration , which implies that admits a special lagrangian fibration, and . It is a contradiction. We obtain the conclusion. ∎
6. Estimates for injectivity radius
In [21], Harvey and Lawson introduced the notion of calibrated submanifold. If is a Riemannian manifold, and is a closed -form such that for any oriented -plane in the tangent bundle of , then is called a calibration on , where denotes the volume form on . An oriented -submanifold of is called calibrated by the calibration , if equals to the volume form of on . Mclean studied the deformation theory of calibrated submanifolds in [28].
Holomorphic submanifolds in Kähler manifolds, and special lagrangian submanifolds in Calabi-Yau manifolds are examples of calibrated submanifolds (c.f. [21]). If is a Kähler -manifold, then , , are calibrations on , and holomorphic -submanifolds are calibrated by . If is a Ricci-flat Calabi-Yau -manifold, then, for any , is a calibration on , and a special lagrangian submanifold of phase is calibrated by .
In [16], a volume comparison theorem for calibrated submanifolds was obtained.
Theorem 6.1 (Theorem 2.0.1. in [16]).
Let be a closed Riemannian manifold, be a calibration n-form, and . Assume that the sectional curvature satisfies
and there is a submanifold calibrated by such that . Then
for any , where denotes the standard metric on with constant curvature 1, and denotes a metric -ball in .
By this theorem, we obtain the following estimate for injectivity radius:
Corollary 6.2.
Let be a closed Riemannian manifold, be a calibration n-form, and . Assume that the sectional curvature satisfies
and there is a submanifold calibrated by such that , , and
where is the volume of with the standard metric of constant curvature 1. Then the injectivity radius of at satisfies that
Proof.
By Theorem 6.1, we have
for any , where denotes the standard metric on with constant curvature 1, and denotes a metric -ball in . Since where is the standard metric on with constant curvature 1, we obtain , and
If , by letting , we obtain
which is a contradiction. Thus . By letting , we obtain
∎
We obtain Theorem 1.5 by applying the above corollary to special lagrangian submanifolds in Ricci-flat Calabi-Yau manifolds. Another obvious application of Corollary 6.2 is to estimate injectivity radiuses by volumes of holomorphic submanifolds, which has independent interests.
Corollary 6.3.
Let be a closed Kähler n-manifold, and . Assume that the sectional curvature satisfies
and there is a smooth holomorphic m-submanifold such that , and
Then the injectivity radius of at satisfies that
By combining this corollary and the result in [6], there are -structures of positive rank on the regions of Kähler manifolds with bounded curvature and fibred by holomorphic submanifolds with small volumes.
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