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Stability estimates for the complex Monge-Amp\`ere and Hessian equations

Guo, Bin · Phong, Duong H. · Tong, Freid

Original paper

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STABILITY ESTIMATES FOR THE COMPLEX MONGE-AMPÈRE AND HESSIAN EQUATIONS 11 1 Work supported in part by the National Science Foundation under grant DMS-1855947.

Bin Guo, Duong H. Phong, and Freid Tong

Abstract

A new proof for stability estimates for the complex Monge-Ampère and Hessian equations is given, which does not require pluripotential theory. A major advantage is that the resulting stability estimates are then uniform under general degenerations of the background metric in the case of the Monge-Ampère equation, and under degenerations to a big class in the case of Hessian equations.

[057A]

1 Introduction

Stability estimates for a non-linear partial differential equation are estimates for how much the solution can vary, given the size of the variation of the right hand side. Clearly, they are of great theoretical as well as practical importance. Such estimates had been obtained by Kolodziej [12] for the complex Monge-Ampère equation, by Dinew and Kolodziej [4] for complex Hessian equations, and by Dinew and Zhang [6] for Monge-Ampère equations when the background metric is not necessarily Kähler, but just big. In all cases, the proofs made extensive use of pluripotential theory and the background metric was fixed. It remained an open question whether these estimates can be established without pluripotential theory, and whether they can be made uniform under degenerations of the background metric, a situation which arises frequently in geometric applications.

In [9], the authors developed a method for obtaining sharp L∞L^{\infty} estimates for the complex Monge-Ampère equation without pluripotential theory. As explained in greater detail there, the method of [9] built on works of Wang, Wang, Zhou [14] and of Chen and Cheng [3], particularly on the last two authors’ idea of considering an associated complex Monge-Ampère equation. It achieved the stated goal of giving an alternate PDE proof of L∞L^{\infty} estimates for the complex Monge-Ampère equation, but it also went considerably beyond in, on one hand, applying to more general fully non-linear equations, and on the other hand, allowing the background metrics to degenerate. It can also give sharp gradient estimates [10], improving on the estimates in e.g. [13, 2, 8, 7, 11].

The main goal of the present paper is to obtain stability estimates for the complex Monge-Ampère and Hessian equations which are uniform under degenerations. We use the method of [9]. We recover in the process the stability estimates of [12, 4, 6], this time without pluripotential theory. Our estimates are also uniform under general degenerations of the background metric in the case of the Monge-Ampère equation, and under degenerations to a big class in the case of Hessian equations. Thus we answer in the positive both questions asked above.

[057B]

2 Statement of the main results

Let (X,ω)(X,\omega) be a compact Kähler manifold, χ\chi a closed and non-negative (1,1)(1,1)-form, and set

ωt=χ+t​ω,t∈(0,1].\displaystyle\omega_{t}=\chi+t\omega,\qquad t\in(0,1]. (2.1)

Let f,h∈C∞f,h\in C^{\infty} are smooth functions normalized by

∫Xef​ωn=∫Xeh​ωn=∫Xωn=1,\int_{X}e^{f}\omega^{n}=\int_{X}e^{h}\omega^{n}=\int_{X}\omega^{n}=1,

and consider the following complex Hessian equations

(ωt+i​∂∂¯​ut)k∧ωn−k=ct​ef​ωn,(ωt+i​∂∂¯​vt)k∧ωn−k=ct​eh​ωn(\omega_{t}+i\partial\bar{\partial}u_{t})^{k}\wedge\omega^{n-k}=c_{t}e^{f}\omega^{n},\quad(\omega_{t}+i\partial\bar{\partial}v_{t})^{k}\wedge\omega^{n-k}=c_{t}e^{h}\omega^{n} (2.2)

with the constants ctc_{t} given by ct=∫Xωtk∧ωn−kc_{t}=\int_{X}\omega_{t}^{k}\wedge\omega^{n-k}. We normalize utu_{t} and vtv_{t} so that

maxX⁡(ut−vt)=maxX⁡(vt−ut).\max_{X}(u_{t}-v_{t})=\max_{X}(v_{t}-u_{t}).

We will consider three cases:

𝐈:\displaystyle{\mathrm{\mathbf{I}}}: k=n, and ​t∈(0,1]\displaystyle k=n,\mbox{ and }t\in(0,1]
𝐈𝐈:\displaystyle{\mathrm{\mathbf{II}}}: 1≤k<n, and ​χ=0,t=1.\displaystyle 1\leq k<n,\mbox{ and }\chi=0,\,t=1.
𝐈𝐈𝐈:\displaystyle{\mathrm{\mathbf{III}}}: 1≤k<n, and t∈(0,1],χ is big i.e. ∫Xχn>0\displaystyle 1\leq k<n,\mbox{ and }t\in(0,1],\,\chi\mbox{ is big i.e. $\int_{X}\chi^{n}>0$}

which correspond respectively to the Monge-Ampère equations with degenerations, the kk-th Hessian equation with a fixed background metric, and the kk-th Hessian equation with degenerations. Different cases correspond to different choices of test functions, and constants. So we will treat the cases separately, when necessary.

For each case, we will make the following assumptions and choice of constants,

𝐈:\displaystyle{\mathrm{\mathbf{I}}}: ‖eh‖L1​(log​L)p1​(ωn),‖ef‖L1​(log​L)p1​(ωn)≤K,p1>n\displaystyle\|e^{h}\|_{L^{1}(\,{\rm log}\,L)^{p_{1}}(\omega^{n})},\|e^{f}\|_{L^{1}(\,{\rm log}\,L)^{p_{1}}(\omega^{n})}\leq K,\,p_{1}>n
𝐈𝐈:\displaystyle{\mathrm{\mathbf{II}}}: ‖eh‖Lp2​(ωn),‖ef‖Lp2​(ωn)≤K,p2>nk, and ​q2=p2−1p2−n/k\displaystyle\|e^{h}\|_{L^{p_{2}}(\omega^{n})},\|e^{f}\|_{L^{p_{2}}(\omega^{n})}\leq K,\,p_{2}>\frac{n}{k},\mbox{ and }q_{2}=\frac{p_{2}-1}{p_{2}-n/k}
𝐈𝐈𝐈:\displaystyle{\mathrm{\mathbf{III}}}: ‖eh‖Lp3​(ωn),‖ef‖Lp3​(ωn)≤K,p3>n2k, and ​q3=p3−1p3−n/k\displaystyle\|e^{h}\|_{L^{p_{3}}(\omega^{n})},\|e^{f}\|_{L^{p_{3}}(\omega^{n})}\leq K,\,p_{3}>\frac{n^{2}}{k},\mbox{ and }q_{3}=\frac{p_{3}-1}{p_{3}-n/k}

for a fixed constant K>0K>0.

The equations (2.2) admit smooth solutions by [15, 5]. By [9] (also [12, 4]), under the above assumptions, the oscillations osc​ut{\mathrm{osc}}u_{t} and osc​vt{\mathrm{osc}}v_{t} of the solutions are uniformly bounded independently of tt in all three cases 𝐈,𝐈​I{\mathrm{\mathbf{I}}},{\mathrm{\mathbf{I}I}}, and 𝐈​II{\mathrm{\mathbf{I}II}}. Let β0>1\beta_{0}>1 denote such an upper bound depending only on n,k,ω,χ,pan,k,\omega,\chi,p_{a} and 10​K10K.

To start with, we will define a positive function γa​(r)\gamma_{a}(r) with γa​(r)→0\gamma_{a}(r)\to 0 as r→0r\to 0. Each case has different choice of such a function. We define γa\gamma_{a} case by case:

𝐈:\displaystyle{\mathrm{\mathbf{I}}}: γ1​(r)=r1δ1−n+1, where ​δ1=p1−np1​n<1n\displaystyle\gamma_{1}(r)=r^{\frac{1}{\delta_{1}}-n+1},\mbox{ where }\delta_{1}=\frac{p_{1}-n}{p_{1}n}<\frac{1}{n}
𝐈𝐈:\displaystyle{\mathrm{\mathbf{II}}}: γ2​(r)=r(n+1)​q2−n\displaystyle\gamma_{2}(r)=r^{(n+1)q_{2}-n}
𝐈𝐈𝐈:\displaystyle{\mathrm{\mathbf{III}}}: γ3​(r)=r(n+1)​q3−n\displaystyle\gamma_{3}(r)=r^{(n+1)q_{3}-n}
[057C]
Theorem 1

Let the assumptions and notations be as above. Then we have in all three cases listed in (2)

supX|ut−vt|≤C​‖ef−eh‖L11/(n+3+σa),\sup_{X}|u_{t}-v_{t}|\leq C\|e^{f}-e^{h}\|_{L^{1}}^{1/(n+3+\sigma_{a})}, (2.3)

where in each case, σa>0\sigma_{a}>0 is the power of rr in γa​(r)\gamma_{a}(r), i.e. γa​(r)=rσa\gamma_{a}(r)=r^{\sigma_{a}}, and CC is a constant depending only on n,k,ω,χn,k,\omega,\chi, K>0K>0 and pap_{a}.

We observe that this theorem improves on all results known so far. More specifically in case I, we get uniform stability for a degenerating family, and it does not even matter whether χ\chi is big or not. Kolodziej [12] proved this case for a fixed Kähler metric, and Dinew and Zhang [6] proved it for a fixed big class. In case II, we slightly sharpen the known stability result in [4], where the RHS in the inequality is ‖ef−eh‖Lq′\|e^{f}-e^{h}\|_{L^{q^{\prime}}} for some q′>1q^{\prime}>1, while we are able to prove the inequality for q′=1q^{\prime}=1. In case III, we obtain a uniform stability theorem for Hessian equations when the class remains big. This is completely new, and relies in particular on the uniform L∞L^{\infty} estimate in [9] for solutions with degenerating big classes.

We note that the exponent 1/(n+3+σa)1/(n+3+\sigma_{a}) is not sharp in general. The sharp exponent can be obtained by replacing Lemma 1 below by a result from [6]. We leave the details to the interested readers.

[057D]

3 Proof of Theorem 1

For the proof, it is convenient to restate the theorem as follows. Under the above assumptions, if in each case we have

‖ef−eh‖L1​(ωn)≤γa​(r)​rn+3,\|e^{f}-e^{h}\|_{L^{1}(\omega^{n})}\leq\gamma_{a}(r)r^{n+3}, (3.1)

then there is a small r0>0r_{0}>0 such that for all 0<r≤r00<r\leq r_{0}

supX|ut−vt|≤C​r,\sup_{X}|u_{t}-v_{t}|\leq Cr,

for all tt listed in each case in (2) and CC depends only on n,k,ω,χn,k,\omega,\chi, K>0K>0 and the corresponding pap_{a} in each case. This is the version which we shall prove.

We begin with a lemma due to Kolodziej [12]. The proof is almost identical to that in [12], but since we would like to avoid the use of pluripotential theory, some additional smoothing is needed in the proof, and we provide a full proof of this lemma.

Choose a small r¯0∈(0,110)\bar{r}_{0}\in(0,\frac{1}{10}) such that γa​(r¯0)​r¯0n≤15\gamma_{a}(\bar{r}_{0})\bar{r}_{0}^{n}\leq\frac{1}{5}. We then fix an 0<r<r¯00<r<\bar{r}_{0}. We remark that all relevant constants are independent of rr. Later on we will choose an even smaller r0>0r_{0}>0.

By switching the roles of utu_{t} and vtv_{t} if necessary, we may assume

∫{vt≤ut}(ef+eh)ωn≤1.\int_{\{v_{t}\leq u_{t}\}}(e^{f}+e^{h})\omega^{n}\leq 1.

Denote Ej:={vt≤ut−jβ0r}E_{j}:=\{v_{t}\leq u_{t}-j\beta_{0}r\}. The next lemma states that over the set E2E_{2}, the integral of ehe^{h} is small.

[057E]
Lemma 1

In each case a=a= I, II, III, we have

∫E2eh​ωn≤C0​γa​(r)​rn,\int_{E_{2}}e^{h}\omega^{n}\leq C_{0}\gamma_{a}(r)r^{n},

for some constant C0=1+2(32)1/k−1C_{0}=1+\frac{2}{(\frac{3}{2})^{1/k}-1}.

Proof. We calculate

∫E0eh​ωn=12​∫E0(ef+eh)+(eh−ef)​ωn≤12​(1+15)=35.\int_{E_{0}}e^{h}\omega^{n}=\frac{1}{2}\int_{E_{0}}(e^{f}+e^{h})+(e^{h}-e^{f})\omega^{n}\leq\frac{1}{2}(1+\frac{1}{5})=\frac{3}{5}. (3.2)

Take a sequence of positive smooth functions τj\tau_{j} that converge uniformly to χE0\chi_{E_{0}} such that τj≡1\tau_{j}\equiv 1 on E0E_{0}. Consider a sequence of smooth positive functions

ehj=32​τj​eh+cj​(1−τj)​ehe^{h_{j}}=\frac{3}{2}\tau_{j}e^{h}+c_{j}(1-\tau_{j})e^{h}

where cj>0c_{j}>0 are chosen so that ∫Xehj​ωn=1\int_{X}e^{h_{j}}\omega^{n}=1. It is not hard to see from (3.2) that for j>>1j>>1, 120≤cj≤3.\frac{1}{20}\leq c_{j}\leq 3. Hence when j>>1j>>1

∙\bullet in case I, we have ‖ehj‖L1​(log​L)p1≤5​K\|e^{h_{j}}\|_{L^{1}(\,{\rm log}\,L)^{p_{1}}}\leq 5K,

∙\bullet in case II, we have ‖ehj‖Lp2≤5​K\|e^{h_{j}}\|_{L^{p_{2}}}\leq 5K,

∙\bullet in case III, we have ‖ehj‖Lp3≤5​K\|e^{h_{j}}\|_{L^{p_{3}}}\leq 5K.

We solve the following Hessian equations which admit known to admit unique smooth solutions [15, 5],

(ωt+i​∂∂¯​ρj)k∧ωn−k=ct​ehj​ωn,supXρj=0​ and ​ωt+i​∂∂¯​ρj∈Γk,(\omega_{t}+i\partial\bar{\partial}\rho_{j})^{k}\wedge\omega^{n-k}=c_{t}e^{h_{j}}\omega^{n},\quad\sup_{X}\rho_{j}=0\mbox{ and }\omega_{t}+i\partial\bar{\partial}\rho_{j}\in\Gamma_{k},

where Γk\Gamma_{k} is the usual open convex cone in kk-th Hessian equations. By the choice of β0\beta_{0}, we have −β0≤ρj≤0-\beta_{0}\leq\rho_{j}\leq 0 (see [9]). The following Newton inequality holds pointwise for any 1≤l≤k1\leq l\leq k

ωt,utl∧ωt,ρjk−l∧ωn−k≥(ωt,utk∧ωn−kωn)l/k​(ωt,ρjk∧ωn−kωn)(k−l)/k​ωn.\omega_{t,u_{t}}^{l}\wedge\omega_{t,\rho_{j}}^{k-l}\wedge\omega^{n-k}\geq\Big(\frac{\omega_{t,u_{t}}^{k}\wedge\omega^{n-k}}{\omega^{n}}\Big)^{l/k}\Big(\frac{\omega^{k}_{t,\rho_{j}}\wedge\omega^{n-k}}{\omega^{n}}\Big)^{(k-l)/k}\omega^{n}.

Then on the set E0\GE_{0}\backslash G where G={ef≤(1−r2)eh}G=\{e^{f}\leq(1-r^{2})e^{h}\}, we have

ωt,utl∧ωt,ρjk−l∧ωn−k≥ct​(1−r2)l/k​(32)(k−l)/k​eh​ωn.\omega_{t,u_{t}}^{l}\wedge\omega_{t,\rho_{j}}^{k-l}\wedge\omega^{n-k}\geq c_{t}(1-r^{2})^{l/k}(\frac{3}{2})^{(k-l)/k}e^{h}\omega^{n}.

It follows that on E0\GE_{0}\backslash G

ωt,r​ρj+(1−r)​utk∧ωn−k\displaystyle\omega_{t,r\rho_{j}+(1-r)u_{t}}^{k}\wedge\omega^{n-k} =\displaystyle= ∑l=0kk!l!​(k−l)!​rk−l​(1−r)l​ωt,utl∧ωt,ρjk−l∧ωn−k\displaystyle\sum_{l=0}^{k}\frac{k!}{l!(k-l)!}r^{k-l}(1-r)^{l}\omega_{t,u_{t}}^{l}\wedge\omega_{t,\rho_{j}}^{k-l}\wedge\omega^{n-k} (3.3)
≥\displaystyle\geq ct​∑l=0kk!l!​(k−l)!​rk−l​(1−r)l​(1−r2)l/k​(32)(k−l)/k​eh​ωn\displaystyle c_{t}\sum_{l=0}^{k}\frac{k!}{l!(k-l)!}r^{k-l}(1-r)^{l}(1-r^{2})^{l/k}(\frac{3}{2})^{(k-l)/k}e^{h}\omega^{n}
=\displaystyle= ct​((1−r)​(1−r2)1/k+r​(32)1/k)k​eh​ωn≥ct​(1+b0​r)​eh​ωn\displaystyle c_{t}\big((1-r)(1-r^{2})^{1/k}+r(\frac{3}{2})^{1/k}\big)^{k}e^{h}\omega^{n}\geq c_{t}(1+b_{0}r)e^{h}\omega^{n}

where b0=12​((32)1/k−1)>0b_{0}=\frac{1}{2}((\frac{3}{2})^{1/k}-1)>0, since rr is chosen to be small.

Note that by (3.1)

r2​∫Geh​ωn≤∫G(eh−ef)​ωn≤γa​(r)​rn+3,r^{2}\int_{G}e^{h}\omega^{n}\leq\int_{G}(e^{h}-e^{f})\omega^{n}\leq\gamma_{a}(r)r^{n+3},

which implies

∫Geh​ωn≤γa​(r)​rn+1.\int_{G}e^{h}\omega^{n}\leq\gamma_{a}(r)r^{n+1}. (3.4)

Adding the same constant to utu_{t} and vtv_{t}, we may assume without loss of generality −β0≤ut≤0-\beta_{0}\leq u_{t}\leq 0. The following inclusion relation holds from the definition

E2⊂E:={vt≤rρj+(1−r)ut−β0r}⊂E0.E_{2}\subset E:=\{v_{t}\leq r\rho_{j}+(1-r)u_{t}-\beta_{0}r\}\subset E_{0}.

All functions involved are smooth so by the comparison principle and (3.3),

ct​(1+b0​r)​∫E\Geh​ωn\displaystyle c_{t}(1+b_{0}r)\int_{E\backslash G}e^{h}\omega^{n} ≤\displaystyle\leq ∫Eωt,r​ρj+(1−r)​utk∧ωn−k\displaystyle\int_{E}\omega_{t,r\rho_{j}+(1-r)u_{t}}^{k}\wedge\omega^{n-k}
≤\displaystyle\leq ∫Eωvtk∧ωn−k=ct​∫E\Geh​ωn+ct​∫Geh​ωn\displaystyle\int_{E}\omega_{v_{t}}^{k}\wedge\omega^{n-k}=c_{t}\int_{E\backslash G}e^{h}\omega^{n}+c_{t}\int_{G}e^{h}\omega^{n}

Combined with (3.4) this implies

∫E\Geh​ωn≤1b0​γa​(r)​rn\int_{E\backslash G}e^{h}\omega^{n}\leq\frac{1}{b_{0}}\gamma_{a}(r)r^{n}

It follows that

∫E2eh​ωn≤∫E\Geh​ωn+∫Geh​ωn≤(1+1b0)​γa​(r)​rn.\int_{E_{2}}e^{h}\omega^{n}\leq\int_{E\backslash G}e^{h}\omega^{n}+\int_{G}e^{h}\omega^{n}\leq(1+\frac{1}{b_{0}})\gamma_{a}(r)r^{n}.

The Lemma is proved.

We now come to the proof of Theorem 1 proper. We normalize utu_{t} as in the proof of Lemma 1. For s≥0s\geq 0, we set Ωs={vt≤(1−r)ut−3β0r−s}\Omega_{s}=\{v_{t}\leq(1-r)u_{t}-3\beta_{0}r-s\}. Note that Ωs⊂E2\Omega_{s}\subset E_{2} for any s≥0s\geq 0.

We follow the same strategy as in [9]. We choose a sequence of smooth positive functions ηj:𝐑→𝐑+\eta_{j}:{{\bf R}}\to{{{\bf R}}}_{+} such that

ηj​(x)=x+1j, when ​x≥0,\eta_{j}(x)=x+\frac{1}{j},\quad\mbox{ when }x\geq 0,

and

ηj​(x)=12​j, when ​x≤−1j,\eta_{j}(x)=\frac{1}{2j},\quad\mbox{ when }x\leq-\frac{1}{j},

and ηj​(x)\eta_{j}(x) lies between 1/2​j1/2j and 1/j1/j for x∈[−1/j,0]x\in[-1/j,0]. Clearly ηj→η∞​(x)=x⋅χ𝐑+​(x)\eta_{j}\to\eta_{\infty}(x)=x\cdot\chi_{{\bf R}_{+}}(x) pointwise as j→∞j\to\infty.

We solve the complex Monge-Ampère equations

(ωt+i​∂∂¯​ψj)n=ctn/k​ηj​(−vt+(1−r)​ut−3​β0​r−s)As,j​enk​h​ωn,supψj=0.(\omega_{t}+i\partial\bar{\partial}\psi_{j})^{n}=c_{t}^{{n/}{k}}\frac{\eta_{j}(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s)}{A_{s,j}}e^{\frac{n}{k}h}\omega^{n},\quad\sup\psi_{j}=0.

As j→∞j\to\infty we have by the dominated convergence theorem

As,j=ctnkVt​∫X(ηj​(−vt+(1−r)​ut−3​β0​r−s))​enk​h​ωn→AsA_{s,j}=\frac{c_{t}^{\frac{n}{k}}}{V_{t}}\int_{X}\big(\eta_{j}(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s)\big)e^{\frac{n}{k}h}\omega^{n}\to A_{s}

where the constant AsA_{s} is defined by

As:=ctnkVt​∫Ωs(−vt+(1−r)​ut−3​β0​r−s)​enk​h​ωn.A_{s}:=\frac{c_{t}^{\frac{n}{k}}}{V_{t}}\int_{\Omega_{s}}(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s)e^{\frac{n}{k}h}\omega^{n}.

Consider Φ=−ε​(−ψj+Λ)nn+1+(−vt+(1−r)​ut−3​β0​r−s)\Phi=-\varepsilon\big(-\psi_{j}+\Lambda\big)^{\frac{n}{n+1}}+\big(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s\big) where

ε=(k⁡(n+1)n2)nn+1​c​(n,k)−1n+1​As,j1n+1,where c⁡(n,k) is the one in (3.5)\varepsilon=\Big(\frac{k(n+1)}{n^{2}}\Big)^{\frac{n}{n+1}}c(n,k)^{-\frac{1}{n+1}}A_{s,j}^{\frac{1}{n+1}},\quad\mbox{where $c(n,k)$ is the one in (\ref{eqn:str})}
Λ=(nn+1​εr)n+1=C⁡(n,k)​As,jrn+1\Lambda=\Big(\frac{n}{n+1}\frac{\varepsilon}{r}\Big)^{n+1}=C(n,k)\frac{A_{s,j}}{r^{n+1}}

Suppose supΦ=Φ⁡(x0)\sup\Phi=\Phi(x_{0}) for some point x0x_{0} in XX. If x0∉Ωs∘x_{0}\not\in\Omega_{s}^{\circ}, then by definition Φ⁡(x0)<0\Phi(x_{0})<0. Otherwise x0∈Ωs∘x_{0}\in\Omega_{s}^{\circ}. We calculate as in [9]. First note that for Gi​j¯=∂∂(ωt,vt)i​j¯​log​σk​(ωt,vt)G^{i\bar{j}}=\frac{\partial}{\partial(\omega_{t,v_{t}})_{i\bar{j}}}\,{\rm log}\,\sigma_{k}(\omega_{t,v_{t}})

det​Gi​j¯≥c⁡(n,k)​ct−nk​e−nk​h{\rm det}G^{i\bar{j}}\geq c(n,k)c_{t}^{-\frac{n}{k}}e^{-\frac{n}{k}h} (3.5)

for some computable constant c⁡(n,k)>0c(n,k)>0. It follows that at x0x_{0}

0\displaystyle 0 ≥\displaystyle\geq Gi​j¯​(Φ)i​j¯​(x0)\displaystyle G^{i\bar{j}}(\Phi)_{i\bar{j}}(x_{0})
≥\displaystyle\geq n2​εn+δ​(−ψj+Λ)−1n+1​(det​G⋅det​ωt,ψj)1/n−k+(r−n​εn+1​Λ−1n+1)​Gi​j¯​(ωt)i​j¯\displaystyle\frac{n^{2}\varepsilon}{n+\delta}(-\psi_{j}+\Lambda)^{-\frac{1}{n+1}}\Big({\rm det}G\cdot{\rm det}\omega_{t,\psi_{j}}\Big)^{1/n}-k+\Big(r-\frac{n\varepsilon}{n+1}\Lambda^{-\frac{1}{n+1}}\Big)G^{i\bar{j}}(\omega_{t})_{i\bar{j}}
≥\displaystyle\geq n2​εn+1​(−ψj+Λ)−1n+1​c​(n,k)1/n​(−vt+(1−r)​ut−3​β0​r−sAs,j)1/n−k.\displaystyle\frac{n^{2}\varepsilon}{n+1}(-\psi_{j}+\Lambda)^{-\frac{1}{n+1}}c(n,k)^{1/n}\Big(\frac{-v_{t}+(1-r)u_{t}-3\beta_{0}r-s}{A_{s,j}}\Big)^{1/n}-k.

By the choice of ε\varepsilon and Λ\Lambda, we deduce that Φ⁡(x0)≤0\Phi(x_{0})\leq 0. Thus Φ≤0\Phi\leq 0 on XX and this implies

∫Ωsexp⁡{c0​(−vt+(1−r)​ut−3​β0​r−sAs,j1/(n+1))n+1n}​ωn\displaystyle\int_{\Omega_{s}}\,{\rm exp}\,\Big\{c_{0}\Big(\frac{-v_{t}+(1-r)u_{t}-3\beta_{0}r-s}{A_{s,j}^{1/(n+1)}}\Big)^{\frac{n+1}{n}}\Big\}\omega^{n} ≤\displaystyle\leq ∫Ωsexp⁡(−α0​ψj+α0​Λ)​ωn\displaystyle\int_{\Omega_{s}}\,{\rm exp}\,\Big(-\alpha_{0}\psi_{j}+\alpha_{0}\Lambda\Big)\omega^{n} (3.6)
≤\displaystyle\leq C​exp​{As,jrn+1}\displaystyle C\,{\rm exp}\,\Big\{\frac{A_{s,j}}{r^{n+1}}\Big\}

for some small c0=c0​(n,k,ω,χ)>0c_{0}=c_{0}(n,k,\omega,\chi)>0, C=C⁡(n,k,ω,χ)>0C=C(n,k,\omega,\chi)>0, and α0\alpha_{0} a fixed number satisfying 0<α0<α⁡(X,ω)0<\alpha_{0}<\alpha(X,\omega), where α⁡(X,ω)\alpha(X,\omega) is the α\alpha-invariant of (X,ω)(X,\omega). Letting j→∞j\to\infty gives

∫Ωsexp⁡{c0​((−vt+(1−r)​ut−3​β0​r−s)As1/(n+1))n+1n}​ωn≤C​exp​(Asrn+1).\int_{\Omega_{s}}\,{\rm exp}\,\Big\{c_{0}\Big(\frac{(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s)}{A_{s}^{1/(n+1)}}\Big)^{\frac{n+1}{n}}\Big\}\omega^{n}\leq C\,{\rm exp}\,\Big(\frac{A_{s}}{r^{n+1}}\Big). (3.7)

To estimate Asrn+1\frac{A_{s}}{r^{n+1}} in (3.7), we need to consider separately the three cases I, II and III.

∙\bullet Case I. In this case k=nk=n and ct=Vtc_{t}=V_{t}. By Lemma 1 we deduce that

Asrn+1\displaystyle\frac{A_{s}}{r^{n+1}} =\displaystyle= ctn/kVt​1rn+1​∫Ωs(−vt+(1−r)​ut−3​β0​r−s)​eh​ωn\displaystyle\frac{c_{t}^{n/k}}{V_{t}}\frac{1}{r^{n+1}}\int_{\Omega_{s}}(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s)e^{h}\omega^{n}
≤\displaystyle\leq 1rn+1​∫Ωs(−vt+(1−r)​ut−3​β0​r)​eh​ωn\displaystyle\frac{1}{r^{n+1}}\int_{\Omega_{s}}(-v_{t}+(1-r)u_{t}-3\beta_{0}r)e^{h}\omega^{n}
≤\displaystyle\leq C⁡(n,β0)rn+1​∫E2eh​ωn≤C0​C​(n,β0)​γ1​(r)​r−1\displaystyle\frac{C(n,\beta_{0})}{r^{n+1}}\int_{E_{2}}e^{h}\omega^{n}\leq C_{0}C(n,\beta_{0})\gamma_{1}(r)r^{-1}
≤\displaystyle\leq C⁡(n,β0) by the choice of γ1​(r).\displaystyle C(n,\beta_{0})\quad\mbox{ by the choice of $\gamma_{1}(r)$.}

∙\bullet Case II. In this case, under our normalization, V1=c1=1V_{1}=c_{1}=1. As in Case I, we have

Asrn+1\displaystyle\frac{A_{s}}{r^{n+1}} =\displaystyle= 1rn+1​∫Ωs(−v1+(1−r)​u1−3​β0​r−s)​enk​h​ωn\displaystyle\frac{1}{r^{n+1}}\int_{\Omega_{s}}(-v_{1}+(1-r)u_{1}-3\beta_{0}r-s)e^{\frac{n}{k}h}\omega^{n}
≤\displaystyle\leq 1rn+1​∫Ωs(−v1+(1−r)​u1−3​β0​r)​enk​h​ωn\displaystyle\frac{1}{r^{n+1}}\int_{\Omega_{s}}(-v_{1}+(1-r)u_{1}-3\beta_{0}r)e^{\frac{n}{k}h}\omega^{n}
≤\displaystyle\leq C⁡(n,β0)rn+1​∫E2enk​h​ωn=C⁡(n,β0)rn+1​∫E2e(nk−1)​h​eh​ωn\displaystyle\frac{C(n,\beta_{0})}{r^{n+1}}\int_{E_{2}}e^{\frac{n}{k}h}\omega^{n}=\frac{C(n,\beta_{0})}{r^{n+1}}\int_{E_{2}}e^{(\frac{n}{k}-1)h}e^{h}\omega^{n}
≤\displaystyle\leq C⁡(n,β0)rn+1​(∫E2eq2∗​(nk−1)​h​eh​ωn)1/q2∗​(∫E2eh)1/q2\displaystyle\frac{C(n,\beta_{0})}{r^{n+1}}\Big(\int_{E_{2}}e^{q_{2}^{*}(\frac{n}{k}-1)h}e^{h}\omega^{n}\Big)^{1/q_{2}^{*}}\Big(\int_{E_{2}}e^{h}\Big)^{1/q_{2}}
≤\displaystyle\leq C⁡(n,β0)rn+1​(∫E2ep2​h​ωn)1/q2∗​(∫E2eh)1/q2\displaystyle\frac{C(n,\beta_{0})}{r^{n+1}}\Big(\int_{E_{2}}e^{p_{2}h}\omega^{n}\Big)^{1/q_{2}^{*}}\Big(\int_{E_{2}}e^{h}\Big)^{1/q_{2}}
≤\displaystyle\leq C⁡(n,k,β0,K)​γ2​(r)1q2​rnq2−n−1=C⁡(n,k,β0,K),\displaystyle C(n,k,\beta_{0},K)\gamma_{2}(r)^{\frac{1}{q_{2}}}r^{\frac{n}{q_{2}}-n-1}=C(n,k,\beta_{0},K),

where 1q2+1q2∗=1\frac{1}{q_{2}}+\frac{1}{q_{2}^{*}}=1 and in the last equation we use the choice of the function γ2​(r)\gamma_{2}(r).

∙\bullet Case III. We note that since [χ][\chi] is big, Vt≥∫Xχn>0V_{t}\geq\int_{X}\chi^{n}>0, hence ctn/kVt≤Cω,χ\frac{c_{t}^{n/k}}{V_{t}}\leq C_{\omega,\chi} for a uniform Cω,χ=Cω,χ​(n,k)>0C_{\omega,\chi}=C_{\omega,\chi}(n,k)>0 which we will fix throughout the proof below. Then we have

Asrn+1\displaystyle\frac{A_{s}}{r^{n+1}} =\displaystyle= ctn/kVt​1rn+1​∫Ωs(−vt+(1−r)​ut−3​β0​r−s)​enk​h​ωn\displaystyle\frac{c_{t}^{n/k}}{V_{t}}\frac{1}{r^{n+1}}\int_{\Omega_{s}}(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s)e^{\frac{n}{k}h}\omega^{n}
≤\displaystyle\leq C⁡(n,ω,χ,k,β0)rn+1​(∫E2ep3​h​ωn)1/q3∗​(∫E2eh)1/q3\displaystyle\frac{C(n,\omega,\chi,k,\beta_{0})}{r^{n+1}}\Big(\int_{E_{2}}e^{p_{3}h}\omega^{n}\Big)^{1/q_{3}^{*}}\Big(\int_{E_{2}}e^{h}\Big)^{1/q_{3}}
≤\displaystyle\leq C⁡(n,k,ω,χ,K)​γ3​(r)1q3​rnq3−n−1=C⁡(n,k,ω,χ,K),\displaystyle C(n,k,\omega,\chi,K)\gamma_{3}(r)^{\frac{1}{q_{3}}}r^{\frac{n}{q_{3}}-n-1}=C(n,k,\omega,\chi,K),

where 1q3+1q3∗=1\frac{1}{q_{3}}+\frac{1}{q_{3}^{*}}=1 and in the last identity we use the choice of the function γ3​(r)\gamma_{3}(r).

So for all cases I, II and III, we get from (3.7) that

∫Ωsexp⁡{c0​(−vt+(1−r)​ut−3​β0​r−sAs1/(n+1))n+1n}​ωn≤C,\int_{\Omega_{s}}\,{\rm exp}\,\Big\{c_{0}\Big(\frac{-v_{t}+(1-r)u_{t}-3\beta_{0}r-s}{A_{s}^{1/(n+1)}}\Big)^{\frac{n+1}{n}}\Big\}\omega^{n}\leq C, (3.8)

for some constant C>0C>0 depending on n,k,χ,ω,Kn,k,\chi,\omega,K and the exponents p1,p2,p3p_{1},p_{2},p_{3} in each case, respectively. In particular this CC is independent of the choice of r∈(0,r¯0)r\in(0,\bar{r}_{0}).

We choose p>np>n as p=p1p=p_{1} in case I, and arbitrary and large p>np>n in cases II and III.

Define η:𝐑+→𝐑+\eta:{{\bf R}}_{+}\to{{\bf R}}_{+} by η⁡(x)=(log⁡(1+x))p\eta(x)=(\,{\rm log}\,(1+x))^{p}. Note that η\eta is a strictly increasing function with η⁡(0)=0\eta(0)=0, and let η−1\eta^{-1} be its inverse function. If we let

Ψ:=c02​(−vt+(1−r)​ut−3​β0​r−sAs1/(n+1))n+1n\displaystyle\Psi:=\frac{c_{0}}{2}\Big(\frac{-v_{t}+(1-r)u_{t}-3\beta_{0}r-s}{A_{s}^{1/(n+1)}}\Big)^{\frac{n+1}{n}} (3.9)

then we have for any z∈Ωsz\in\Omega_{s}, by the generalized Young’s inequality with respect to η\eta,

Ψ​(z)p​enk​h​(z)\displaystyle\Psi(z)^{p}e^{\frac{n}{k}h(z)} ≤\displaystyle\leq ∫0exp⁡(nk​h​(z))η⁡(x)​𝑑x+∫0Ψ​(z)pη−1​(y)​𝑑y\displaystyle\int_{0}^{\,{\rm exp}\,({\frac{n}{k}h(z)})}\eta(x)dx+\int_{0}^{\Psi(z)^{p}}\eta^{-1}(y)dy
≤\displaystyle\leq enk​h​(z)​(1+|h⁡(z)|)p+C⁡(p)​e2​Ψ​(z)\displaystyle e^{\frac{n}{k}h(z)}(1+|h(z)|)^{p}+C(p)e^{2\Psi(z)}

We integrate both sides in the inequality above over z∈Ωsz\in\Omega_{s}, and get by (3.8) that

∫ΩsΨ​(z)p​enk​h​(z)​ωn≤‖eh‖Ln/k​(log​L)p+C,\displaystyle\int_{\Omega_{s}}\Psi(z)^{p}e^{\frac{n}{k}h(z)}\omega^{n}\leq\|e^{h}\|_{L^{n/k}(\,{\rm log}\,L)^{p}}+C,

where the constant C>0C>0 depends only on n,k,ω,χ,p,Kn,k,\omega,\chi,p,K. In view of the definition of Ψ\Psi, this implies

∫Ωs(−vt+(1−r)​ut−3​β0​r−s)(n+1)​pn​enk​h​ωn≤C​Aspn​(‖eh‖Ln/k​(log​L)p+1).\int_{\Omega_{s}}(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s)^{\frac{(n+1)p}{n}}e^{\frac{n}{k}h}\omega^{n}\leq CA_{s}^{\frac{p}{n}}\big(\|e^{h}\|_{L^{n/k}(\,{\rm log}\,L)^{p}}+1\big). (3.10)

It follows from the Hölder inequality that

As\displaystyle A_{s} =\displaystyle= ctn/kVt​∫Ωs(−vt+(1−r)​ut−3​β0​r−s)​enk​h​ωXn\displaystyle\frac{c_{t}^{n/k}}{V_{t}}\int_{\Omega_{s}}(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s)e^{\frac{n}{k}h}\omega_{X}^{n}
≤\displaystyle\leq (ctn/kVt​∫Ωs(−vt+(1−r)​ut−3​β0​r−s)(n+1)​pn​enk​h​ωn)n(n+1)​p⋅(ctn/kVt​∫Ωsenk​h​ωn)1/q\displaystyle\Big(\frac{c_{t}^{n/k}}{V_{t}}\int_{\Omega_{s}}(-v_{t}+(1-r)u_{t}-3\beta_{0}r-s)^{\frac{(n+1)p}{n}}e^{\frac{n}{k}h}\omega^{n}\Big)^{\frac{n}{(n+1)p}}\cdot\Big(\frac{c_{t}^{n/k}}{V_{t}}\int_{\Omega_{s}}e^{\frac{n}{k}h}\omega^{n}\Big)^{1/q}
≤\displaystyle\leq OPENC​As1n+1​(‖eh‖Ln/k​(log​L)p+1))n(n+1)​p⋅(ctn/kVt​∫Ωsenk​h​ωn)1/q\displaystyle CA_{s}^{\frac{1}{n+1}}\Big(\|e^{h}\|_{L^{n/k}(\,{\rm log}\,L)^{p}}+1)\Big)^{\frac{n}{(n+1)p}}\cdot\Big(\frac{c_{t}^{n/k}}{V_{t}}\int_{\Omega_{s}}e^{\frac{n}{k}h}\omega^{n}\Big)^{1/q}

where q>1q>1 satisfies np⁡(n+1)+1q=1\frac{n}{p(n+1)}+\frac{1}{q}=1, i.e. q=p⁡(n+1)p⁡(n+1)−nq=\frac{p(n+1)}{p(n+1)-n}. The inequality above yields

As≤C​(‖eh‖Ln/k​(log​L)p+1)1/p⋅(ctn/kVt​∫Ωsenk​h​ωn)1+nq​n=B0​(ctn/kVt​∫Ωsenk​h​ωn)1+δ0.A_{s}\leq C\Big(\|e^{h}\|_{L^{n/k}(\,{\rm log}\,L)^{p}}+1\Big)^{1/p}\cdot\Big(\frac{c_{t}^{n/k}}{V_{t}}\int_{\Omega_{s}}e^{\frac{n}{k}h}\omega^{n}\Big)^{\frac{1+n}{qn}}=B_{0}\Big(\frac{c_{t}^{n/k}}{V_{t}}\int_{\Omega_{s}}e^{\frac{n}{k}h}\omega^{n}\Big)^{1+\delta_{0}}. (3.11)

Observe that the exponent of the integral on the right hand of (3.11) satisfies

1+nq​n=p​n+p−np​n=1+δ0>1,for δ0:=p−np​n>0.\frac{1+n}{qn}=\frac{pn+p-n}{pn}=1+\delta_{0}>1,\quad\mbox{for $\delta_{0}:=\frac{p-n}{pn}>0$.}

We remark that δ0\delta_{0} can be chosen to be close to 1/n1/n in cases II and III by picking pp large enough. Furthermore, we note that

B0:=C​(‖eh‖Ln/k​(log​L)p+1)1/pB_{0}:=C\Big(\|e^{h}\|_{L^{n/k}(\,{\rm log}\,L)^{p}}+1\Big)^{1/p} (3.12)

is a constant depending only on n,k,ω,χ,Kn,k,\omega,\chi,K, and the exponents p1,p2,p3p_{1},p_{2},p_{3} in each case, respectively, and in particular, it is independent of rr with r∈(0,r¯0)r\in(0,\bar{r}_{0}).

If we define

ϕ⁡(s)=ctn/kVt​∫Ωsenk​h​ωn,\phi(s)=\frac{c_{t}^{n/k}}{V_{t}}\int_{\Omega_{s}}e^{\frac{n}{k}h}\omega^{n},

then (3.11) shows that if Ωs+s′≠∅\Omega_{s+s^{\prime}}\not=\emptyset then

s′​ϕ​(s+s′)≤B0​ϕ​(s)1+δ0,for all ​s′≥0​ and ​s≥0.s^{\prime}\phi(s+s^{\prime})\leq B_{0}\phi(s)^{1+\delta_{0}},\quad\mbox{for all }s^{\prime}\geq 0\mbox{ and }s\geq 0. (3.13)

We now choose r0<r¯0r_{0}<\bar{r}_{0} small in each case as follows.

Case I. We choose r0>0r_{0}>0 small so that for r∈(0,r0)r\in(0,r_{0})

B0​ϕ​(0)δ0≤B0​(∫E2eh​ωn)δ0≤B0​C0δ0​(γ1​(r)​rn)δ0≤B0​C0δ0​(γ1​(r0)​r0n)δ0≤12\displaystyle B_{0}\phi(0)^{\delta_{0}}\leq B_{0}\Big(\int_{E_{2}}e^{h}\omega^{n}\Big)^{\delta_{0}}\leq B_{0}C_{0}^{\delta_{0}}(\gamma_{1}(r)r^{n})^{\delta_{0}}\leq B_{0}C_{0}^{\delta_{0}}(\gamma_{1}(r_{0})r_{0}^{n})^{\delta_{0}}\leq\frac{1}{2} (3.14)

and ϕ⁡(0)≤C0​γ1​(r)​rn<C¯​r1/δ0\phi(0)\leq C_{0}\gamma_{1}(r)r^{n}<\bar{C}r^{1/\delta_{0}} by Lemma 1 for some uniform C¯\bar{C}.

Case II. We choose r0>0r_{0}>0 small so that for all r∈(0,r0)r\in(0,r_{0})

B0​ϕ​(0)δ0\displaystyle B_{0}\phi(0)^{\delta_{0}} ≤\displaystyle\leq B0​(∫E2enk​h​ωn)δ0\displaystyle B_{0}\Big(\int_{E_{2}}e^{\frac{n}{k}h}\omega^{n}\Big)^{\delta_{0}}
≤\displaystyle\leq B0​(∫E2ep2​h​ωn)δ0/q2∗​(∫E2eh​ωn)δ0/q2\displaystyle B_{0}\Big(\int_{E_{2}}e^{p_{2}h}\omega^{n}\Big)^{\delta_{0}/q_{2}^{*}}\Big(\int_{E_{2}}e^{h}\omega^{n}\Big)^{\delta_{0}/q_{2}}
≤\displaystyle\leq B0​C0δ0/q2​(∫E2ep2​h​ωn)δ0/q2∗​(γ2​(r)​rn)δ0/q2\displaystyle B_{0}C_{0}^{\delta_{0}/q_{2}}\Big(\int_{E_{2}}e^{p_{2}h}\omega^{n}\Big)^{\delta_{0}/q_{2}^{*}}(\gamma_{2}(r)r^{n})^{\delta_{0}/q_{2}}
≤\displaystyle\leq B0​C0δ0/q2​(∫E2ep2​h​ωn)δ0/q2∗​(γ2​(r0)​r0n)δ0/q2≤12\displaystyle B_{0}C_{0}^{\delta_{0}/q_{2}}\Big(\int_{E_{2}}e^{p_{2}h}\omega^{n}\Big)^{\delta_{0}/q_{2}^{*}}(\gamma_{2}(r_{0})r_{0}^{n})^{\delta_{0}/q_{2}}\leq\frac{1}{2}

where 1q2+1q2∗=1\frac{1}{q}_{2}+\frac{1}{q^{*}_{2}}=1 and we also have

ϕ⁡(0)≤C01/q2​(∫E2ep2​h​ωn)1/q2∗​(γ2​(r)​rn)1/q2<C¯​r1/δ0\phi(0)\leq C_{0}^{1/q_{2}}\Big(\int_{E_{2}}e^{p_{2}h}\omega^{n}\Big)^{1/q_{2}^{*}}(\gamma_{2}(r)r^{n})^{1/q_{2}}<\bar{C}r^{1/\delta_{0}}

for some uniform C¯>0\bar{C}>0 by the definition of γ2​(r)\gamma_{2}(r).

Case III. We choose r0>0r_{0}>0 small so that for r∈(0,r0)r\in(0,r_{0})

B0​ϕ​(0)δ0\displaystyle B_{0}\phi(0)^{\delta_{0}} ≤\displaystyle\leq B0​Cω,χδ0​(∫E2enk​h​ωn)δ0\displaystyle B_{0}C_{\omega,\chi}^{\delta_{0}}\Big(\int_{E_{2}}e^{\frac{n}{k}h}\omega^{n}\Big)^{\delta_{0}}
≤\displaystyle\leq B0​Cω,χδ0​(∫E2ep3​h​ωn)δ0/q3∗​(∫E2eh​ωn)δ0/q3\displaystyle B_{0}C_{\omega,\chi}^{\delta_{0}}\Big(\int_{E_{2}}e^{p_{3}h}\omega^{n}\Big)^{\delta_{0}/q_{3}^{*}}\Big(\int_{E_{2}}e^{h}\omega^{n}\Big)^{\delta_{0}/q_{3}}
≤\displaystyle\leq B0​Cω,χδ0​C0δ0/q3​(∫E2ep3​h​ωn)δ0/q3∗​(γ3​(r)​rn)δ0/q3\displaystyle B_{0}C_{\omega,\chi}^{\delta_{0}}C_{0}^{\delta_{0}/q_{3}}\Big(\int_{E_{2}}e^{p_{3}h}\omega^{n}\Big)^{\delta_{0}/q_{3}^{*}}(\gamma_{3}(r)r^{n})^{\delta_{0}/q_{3}}
≤\displaystyle\leq B0​Cω,χδ0​C0δ0/q3​(∫E2ep3​h​ωn)δ0/q3∗​(γ3​(r0)​r0n)δ0/q3≤12\displaystyle B_{0}C_{\omega,\chi}^{\delta_{0}}C_{0}^{\delta_{0}/q_{3}}\Big(\int_{E_{2}}e^{p_{3}h}\omega^{n}\Big)^{\delta_{0}/q_{3}^{*}}(\gamma_{3}(r_{0})r_{0}^{n})^{\delta_{0}/q_{3}}\leq\frac{1}{2}

where 1q3+1q3∗=1\frac{1}{q}_{3}+\frac{1}{q^{*}_{3}}=1 and we also have

ϕ⁡(0)≤Cω,χ​C01/q3​(∫E2ep3​h​ωn)1/q3∗​(γ3​(r)​rn)1/q3<C¯​r1/δ0\phi(0)\leq C_{\omega,\chi}C_{0}^{1/q_{3}}\Big(\int_{E_{2}}e^{p_{3}h}\omega^{n}\Big)^{1/q_{3}^{*}}(\gamma_{3}(r)r^{n})^{1/q_{3}}<\bar{C}r^{1/\delta_{0}}

by the choice of γ3​(r)\gamma_{3}(r).

It is clear that in all cases, r0r_{0} and C¯\bar{C} depend only on the given data, namely, n,k,ω,χ,Kn,k,\omega,\chi,K and pap_{a}, and we have B0​ϕ​(0)δ0≤12B_{0}\phi(0)^{\delta_{0}}\leq\frac{1}{2} and ϕ⁡(0)≤C¯​r1/δ0\phi(0)\leq\bar{C}r^{1/\delta_{0}}.

Define a sequence of increasing real numbers (sj)(s_{j}) inductively such that s0=0s_{0}=0 and

sj+1=sup{s>sj|ϕ⁡(s)>12​ϕ​(sj)}.s_{j+1}=\sup\{s>s_{j}|\phi(s)>\frac{1}{2}\phi(s_{j})\}.

Then we can show that (see [9]) ϕ⁡(sj)≤2−j​ϕ​(s0)\phi(s_{j})\leq 2^{-j}\phi(s_{0}) and

sj+1−sj≤2​B0​2−j​δ0​ϕ​(0)δ0.s_{j+1}-s_{j}\leq 2B_{0}2^{-j\delta_{0}}\phi(0)^{\delta_{0}}.

Thus the limit S∞=limj→∞sjS_{\infty}=\lim_{j\to\infty}s_{j} satisfies

S∞≤2​B01−2−δ0​ϕ​(0)δ0≤2​B0​C¯δ01−2−δ0​r=C^​r.S_{\infty}\leq\frac{2B_{0}}{1-2^{-\delta_{0}}}\phi(0)^{\delta_{0}}\leq\frac{2B_{0}\bar{C}^{\delta_{0}}}{1-2^{-\delta_{0}}}r=\hat{C}r.

Hence the set ΩC^​r=∅\Omega_{\hat{C}r}=\emptyset, and we conclude that

vt≥(1−r)​ut−3​β0​r−C^​r,or equivalently vt−ut≥−C​r,v_{t}\geq(1-r)u_{t}-3\beta_{0}r-\hat{C}r,\quad\mbox{or equivalently }\quad v_{t}-u_{t}\geq-Cr,

for some uniform constant C>0C>0 depending only on the given data. By the normalization max⁡(ut−vt)=max⁡(vt−ut)\max(u_{t}-v_{t})=\max(v_{t}-u_{t}), it is clear that vt−ut≤C​rv_{t}-u_{t}\leq Cr. The proof of Theorem 1 is complete.

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Department of Mathematics & Computer Science, Rutgers University, Newark, NJ 07102 USA

bguo@rutgers.edu,

Department of Mathematics, Columbia University, New York, NY 10027 USA

phong@math.columbia.edu, tong@math.columbia.edu

Original mathematics by the credited authors. Source-backed reader collection; mathematical self-containment is not assessed.